Vault-13

FIRST TR EXCHANGE TRADED FD AIRR

RBA INDL ETF · ETP · CUSIP 33738R704

208 institutional holders +19 vs Q2 2024
16,093,29816.1m shares reported held*
$1.2bnreported value*
37 new 98 added 45 reduced 19 sold out net bought ≈ $241.7m (+3.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($51 this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $71.46. Options: 2 managers hold calls ($89.6k notional), 2 hold puts ($283.7k).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 63Q4 22: 79Q1 23: 88Q2 23: 102Q3 23: 125Q4 23: 137Q1 24: 141Q2 24: 189Q3 24: 208208Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202263
Q4 202279
Q1 202388
Q2 2023102
Q3 2023125
Q4 2023137
Q1 2024141
Q2 2024189
Q3 2024208

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 39 bought or addedQ4 22: 21 cut or sold outQ1 23: 50 bought or addedQ1 23: 32 cut or sold outQ1 23Q2 23: 58 bought or addedQ2 23: 34 cut or sold outQ3 23: 84 bought or addedQ3 23: 27 cut or sold outQ3 23Q4 23: 68 bought or addedQ4 23: 50 cut or sold outQ1 24: 83 bought or addedQ1 24: 53 cut or sold outQ1 24Q2 24: 129 bought or addedQ2 24: 37 cut or sold outQ3 24: 135 bought or addedQ3 24: 64 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223921
Q1 20235032
Q2 20235834
Q3 20238427
Q4 20236850
Q1 20248353
Q2 202412937
Q3 202413564

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $303.0kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —Q3 24 calls: $89.6kQ3 24 puts: $283.7kQ3 24P/C 3.17
Numbers
QuarterCallsPutsP/C
Q4 2023$0$0—
Q1 2024$303.0k$00.00
Q2 2024$0$0—
Q3 2024$89.6k$283.7k3.17

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +1,457,358+1.5m
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Added +696,231+696.2k
MORGAN STANLEY Added +452,158+452.2k
LPL Financial LLC Added +343,844+343.8k
RAYMOND JAMES & ASSOCIATES Added +277,507+277.5k
WJ Wealth Management, LLC New +103,740+103.7k
UBS Group AG Added +102,437+102.4k
NWAM LLC New +85,626+85.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +72,145+72.1k
Cambridge Investment Research Advisors, Inc. Added +61,161+61.2k

Biggest sellers

BANK OF NOVA SCOTIA Sold out -267,400-267.4k
Atlas Wealth LLC Reduced -103,053-103.1k
HBW ADVISORY SERVICES LLC Sold out -44,952-45.0k
Per Stirling Capital Management, LLC. Reduced -25,360-25.4k
Client First Investment Management LLC Sold out -21,629-21.6k
SFG Wealth Management, LLC. Sold out -19,874-19.9k
THEORY FINANCIAL LLC Reduced -18,614-18.6k
Strategic Financial Concepts, LLC Sold out -18,318-18.3k
HighTower Advisors, LLC Reduced -17,926-17.9k
Fulcrum Equity Management Sold out -17,768-17.8k

Biggest calls

Belvedere Trading LLC New $89.6k1.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

Belvedere Trading LLC New $283.7k3.8k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,646,1342.6m $197.6m $197.6m 0.01% Added +452.2k +452,158
2 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 1,859,9271.9m $138.9m $138.9m 0.06% Added +343.8k +343,844
3 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,496,6271.5m $111.8m $111.8m 0.01% Added +1.5m +1,457,358
4 UBS Group AG 0.02% of their portfolio ZURICH, V8 861,214861.2k $64.3m $64.3m 0.02% Added +102.4k +102,437
5 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.03% of their portfolio ORLANDO, FL 701,961702.0k $9.4k $9.4k 0.03% Added +696.2k +696,231
6 Raymond James Financial Services Advisors, Inc. 0.07% of their portfolio ST. PETERSBURG, FL 679,986680.0k $50.8m $50.8m 0.07% Reduced -9.0k -9,042
7 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 613,331613.3k $45.8m $45.8m 0.03% Added +277.5k +277,507
8 Cambridge Investment Research Advisors, Inc. 0.13% of their portfolio FAIRFIELD, IA 501,801501.8k $37.5m $37.5m 0.13% Added +61.2k +61,161
9 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 431,247431.2k $32.2m $32.2m 0.01% Added +3.3k +3,333
10 Kestra Advisory Services, LLC 0.12% of their portfolio AUSTIN, TX 281,363281.4k $21.0m $21.0m 0.12% Reduced -740 -740
11 Mirae Asset Global Investments Co., Ltd. 0.08% of their portfolio SEOUL, M5 251,793251.8k $18.7m $18.7m 0.08% Added +6.9k +6,893
12 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 203,011203.0k $15.2m $15.2m 0.02% Added +11.7k +11,743
13 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 196,484196.5k $14.7m $14.7m 0.03% Reduced -10.9k -10,859
14 Riggs Asset Managment Co. Inc. 3.59% of their portfolio DALLAS, PA 175,951176.0k $13.1m $13.1m 3.59% Added +4.7k +4,652
15 SAGE PRIVATE WEALTH GROUP, LLC 10.01% of their portfolio OAKBROOK TERRACE, IL 170,147170.1k $12.7m $12.7m 10.01% Added +6.0k +6,039
16 Pictet North America Advisors SA 1.23% of their portfolio GENEVA 73, V8 166,166166.2k $12.4m $12.4m 1.23% Added +59.7k +59,746
17 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 158,919158.9k $11.9m $11.9m 0.01% Added +16.5k +16,502
18 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 153,338153.3k $11.4m $11.4m 0.03% Added +21.0k +20,989
19 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 132,179132.2k $9.9m $9.9m 0.04% Added +23.8k +23,782
20 IHT Wealth Management, LLC 0.27% of their portfolio Chicago, IL 126,384126.4k $9.4m $9.4m 0.27% Reduced -1.9k -1,940
21 Csenge Advisory Group 0.50% of their portfolio CLEARWATER, FL 124,667124.7k $9.5m $9.5m 0.50% Added +3.2k +3,206
22 HARBOUR INVESTMENTS, INC. 0.27% of their portfolio MADISON, WI 121,929121.9k $9.1m $9.1m 0.27% Added +6.1k +6,079
23 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 119,343119.3k $8.9m $8.9m 0.00% Reduced -7.9k -7,862
24 Alpha Omega Group, Inc. 10.80% of their portfolio RESTON, VA 105,438105.4k $7.9m $7.9m 10.80% Reduced -13.3k -13,346
25 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 104,821104.8k $7.8m $7.8m 0.01% Added +18.6k +18,607
26 WJ Wealth Management, LLC 2.73% of their portfolio GLENDALE, AZ 103,740103.7k $7.7m $7.7m 2.73% New
27 AVANTAX ADVISORY SERVICES, INC. 0.05% of their portfolio DALLAS, TX 103,451103.5k $7.7m $7.7m 0.05% Added +23.6k +23,608
28 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 101,096101.1k $7.5m $7.5m 0.00% Added +55.5k +55,478
29 Sigma Planning Corp 0.23% of their portfolio ANN ARBOR, MI 99,82699.8k $7.5m $7.5m 0.23% Reduced -2.0k -1,963
30 Atlas Wealth LLC 3.19% of their portfolio CINCINNATI, OH 99,08599.1k $7.4m $7.4m 3.19% Reduced -103.1k -103,053
31 Parkside Investments, LLC 1.10% of their portfolio DEERFIELD, IL 97,79697.8k $7.3m $7.3m 1.10% Added +18.4k +18,441
32 Next Level Private LLC 2.65% of their portfolio HARRISON, NY 86,67186.7k $6.5m $6.5m 2.65% Added +17.5k +17,472
33 NWAM LLC 0.39% of their portfolio MERCER ISLAND, WA 85,62685.6k $6.4m $6.4m 0.39% New
34 MRA Advisory Group 3.37% of their portfolio PARSIPPANY, NJ 82,48182.5k $6.2m $6.2m 3.37% Added +103 +103
35 Schorn Wealth LLC 1.97% of their portfolio ENGLEWOOD, FL 77,92677.9k $5.8m $5.8m 1.97% Added +2.3k +2,290
36 Jaffetilchin Investment Partners, LLC 0.44% of their portfolio TAMPA, FL 77,17177.2k $5.8m $5.8m 0.44% Reduced -8.8k -8,816
37 SPC Financial, Inc. 0.50% of their portfolio ROCKVILLE, MD 76,41176.4k $5.7m $5.7m 0.50% Added +1.5k +1,457
38 Steward Partners Investment Advisory, LLC 0.05% of their portfolio STAMFORD, CT 74,23974.2k $5.5m $5.5m 0.05% Added +51.0k +50,982
39 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 72,14572.1k $5.4m $5.4m 0.01% New
40 Sanctuary Advisors, LLC 0.04% of their portfolio INDIANAPOLIS, IN 71,13871.1k $6.1m $6.1m 0.04% Added +56.8k +56,758
41 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 67,07767.1k $5.0m $5.0m 0.01% Reduced -17.9k -17,926
42 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 64,94564.9k $4.8m $4.8m 0.03% Reduced -17.4k -17,438
43 PRUDENTIAL PLC 0.02% of their portfolio LONDON, X0 64,50064.5k $4.8m $4.8m 0.02% Added +24.5k +24,500
44 Per Stirling Capital Management, LLC. 0.67% of their portfolio AUSTIN, TX 64,47564.5k $4.8m $4.8m 0.67% Reduced -25.4k -25,360
45 Equitable Holdings, Inc. 0.05% of their portfolio NEW YORK, NY 63,86863.9k $4.8m $4.8m 0.05% Reduced -15.2k -15,176
46 Prosperity Financial Group, Inc. 2.21% of their portfolio San Ramon, CA 52,65652.7k $3.9m $3.9m 2.21% Added +30.1k +30,113
47 Lokken Investment Group LLC 1.63% of their portfolio LEWES, DE 52,40952.4k $3.9m $3.9m 1.63% Added +336 +336
48 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 51,90451.9k $3.9m $3.9m 0.00% Added +11.2k +11,206
49 Fortis Advisors, LLC 2.39% of their portfolio WAYNE, PA 49,45249.5k $3.7m $3.7m 2.39% Added +45.3k +45,302
50 Mach-1 Financial Group, LLC 2.25% of their portfolio Rogers, AR 49,09549.1k $3.7m $3.7m 2.25% New
51 PCG Wealth Advisors, LLC 1.39% of their portfolio OVERLAND PARK, KS 48,14248.1k $3.6m $3.6m 1.39% Added +2.0k +1,991
52 Hobart Private Capital, LLC 0.90% of their portfolio CHARLOTTE, NC 46,93646.9k $3.5m $3.5m 0.90% Added +1.3k +1,291
53 THEORY FINANCIAL LLC 1.48% of their portfolio FORT COLLINS, CO 45,20445.2k $3.4m $3.4m 1.48% Reduced -18.6k -18,614
54 CWM, LLC 0.01% of their portfolio OMAHA, NE 45,11745.1k $3.4m $3.4m 0.01% Added +23.9k +23,869
55 Ameritas Advisory Services, LLC 0.14% of their portfolio Lincoln, NE 44,38844.4k $3.3m $3.3m 0.14% Added +2.3k +2,267
56 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 42,43142.4k $3.2m $3.2m 0.00% Added +1.2k +1,203
57 VALLEY WEALTH MANAGERS, INC. 0.23% of their portfolio PARAMUS, NJ 41,92441.9k $3.1m $3.1m 0.23% Added +25.7k +25,737
58 Total Clarity Wealth Management, Inc. 1.00% of their portfolio ST. CHARLES, IL 41,45541.5k $3.1m $3.1m 1.00% Added +3.7k +3,738
59 RiverTree Advisors, LLC 2.03% of their portfolio WINTER PARK, FL 40,08440.1k $3.0m $3.0m 2.03% Reduced -2.1k -2,125
60 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 38,96539.0k $2.9m $2.9m 0.02% Added +18.6k +18,626
61 Quadcap Wealth Management, LLC 0.45% of their portfolio Frisco, TX 38,29838.3k $2.9m $2.9m 0.45% Added +16.8k +16,805
62 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 37,38137.4k $2.8m $2.8m 0.00% Added +293 +293
63 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 36,74436.7k $2.7m $2.7m 0.01% Added +2.1k +2,090
64 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 35,89735.9k $2.7m $2.7m 0.01% Added +19.1k +19,124
65 RFG Advisory, LLC 0.08% of their portfolio BIRMINGHAM, AL 35,34735.3k $2.6m $2.6m 0.08% Reduced -14.8k -14,849
66 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.06% of their portfolio LOS ANGELES, CA 34,10734.1k $2.5m $2.5m 0.06% Added +1.5k +1,509
67 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 34,05734.1k $2.5m $2.5m 0.00% Unchanged
68 Prospera Financial Services Inc 0.06% of their portfolio Dallas, TX 33,41333.4k $2.5m $2.5m 0.06% Added +27.1k +27,133
69 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 33,17633.2k $2.5m $2.5m 0.01% Added +3.4k +3,435
70 BENJAMIN EDWARDS INC 0.04% of their portfolio Clayton, MO 32,87532.9k $2.5m $2.5m 0.04% New
71 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 30,05130.1k $2.2m $2.2m 0.00% Added +19.5k +19,481
72 ARVEST INVESTMENTS, INC. 0.33% of their portfolio LOWELL, AR 29,63829.6k $2.2m $2.2m 0.33% Added +3.3k +3,310
73 SEAVIEW INVESTMENT MANAGERS LLC 0.66% of their portfolio MIAMI, FL 29,55729.6k $2.2m $2.2m 0.66% Reduced -6.0k -5,963
74 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 28,55828.6k $2.1m $2.1m 0.02% Added +318 +318
75 IFG Advisory, LLC 0.13% of their portfolio ATLANTA, GA 27,34727.3k $2.0m $2.0m 0.13% New
76 Concurrent Investment Advisors, LLC 0.06% of their portfolio Tampa, FL 26,68926.7k $2.0m $2.0m 0.06% Reduced -12.8k -12,828
77 INDEPENDENT FINANCIAL GROUP, LLC 0.07% of their portfolio SAN DIEGO, CA 26,07326.1k $1.9m $1.9m 0.07% Added +8.5k +8,516
78 Garden State Investment Advisory Services LLC 0.61% of their portfolio Red Bank, NJ 25,68225.7k $1.9m $1.9m 0.61% Added +2.1k +2,130
79 Western Wealth Management, LLC 0.11% of their portfolio GOLDEN, CO 25,48625.5k $1.9m $1.9m 0.11% Added +1.6k +1,600
80 Mutual Advisors, LLC 0.06% of their portfolio OMAHA, NE 25,43625.4k $1.9m $1.9m 0.06% Added +2.8k +2,803
81 Spire Wealth Management 0.06% of their portfolio MCLEAN, VA 25,35925.4k $1.9m $1.9m 0.06% Added +2.9k +2,884
82 Advisory Services Network, LLC 0.03% of their portfolio ATLANTA, GA 23,59123.6k $1.6m $1.6m 0.03% Unchanged
83 Stegent Equity Advisors, Inc. 1.94% of their portfolio HOUSTON, TX 23,53823.5k $1.8m $1.8m 1.94% Reduced -2.8k -2,795
84 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 23,36123.4k $1.7m $1.7m 0.02% Added +9.0k +9,032
85 WealthBridge Capital Management, LLC 0.48% of their portfolio WESTERVILLE, OH 22,52922.5k $1.7m $1.7m 0.48% Added +3.7k +3,670
86 Bleakley Financial Group, LLC 0.04% of their portfolio PARSIPPANY, NJ 19,72319.7k $1.5m $1.5m 0.04% New
87 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 19,49819.5k $1.5m $1.5m 0.00% Added +3.6k +3,601
88 COMERICA BANK 0.01% of their portfolio DALLAS, TX 19,37619.4k $1.4m $1.4m 0.01% Reduced -977 -977
89 &PARTNERS 0.03% of their portfolio NASHVILLE, TN 18,68518.7k $1.4m $1.4m 0.03% New
90 Global Assets Advisory, LLC 0.73% of their portfolio ORLANDO, FL 18,04718.0k $1.3m $1.3m 0.73% New
91 Capital Wealth Alliance, LLC 0.67% of their portfolio Scottsdale, AZ 15,39415.4k $1.1m $1.1m 0.67% Reduced -3.8k -3,790
92 KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio AUSTIN, TX 14,61514.6k $1.1m $1.1m 0.02% Added +9.5k +9,462
93 Good Life Advisors, LLC 0.07% of their portfolio READING, PA 14,37514.4k $1.1m $1.1m 0.07% Added +3.2k +3,175
94 Essex Financial Services, Inc. 0.07% of their portfolio ESSEX, CT 13,49313.5k $1.0m $1.0m 0.07% Reduced -2.8k -2,763
95 Well Done, LLC 0.18% of their portfolio HOLLAND, MI 13,34413.3k $996.4k $996.4k 0.18% Unchanged
96 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 12,99113.0k $970.0k $970.0k 0.01% Reduced -50 -50
97 Insight Wealth Partners, LLC 0.58% of their portfolio Plano, TX 12,74012.7k $951.3k $951.3k 0.58% Added +1.1k +1,091
98 GREAT VALLEY ADVISOR GROUP, INC. 0.02% of their portfolio WILMINGTON, DE 12,60012.6k $940.8k $940.8k 0.02% Added +211 +211
99 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 12,01812.0k $897.4k $897.4k 0.01% Reduced -867 -867
100 WEDBUSH SECURITIES INC 0.03% of their portfolio PASADENA, CA 11,99112.0k $895.0k $895.0k 0.03% Reduced -943 -943