Vault-13

FIRST TR EXCHANGE-TRADED FD FV

DORSEY WRT 5 ETF · ETP · CUSIP 33738R605

296 institutional holders +12 vs Q1 2024
41,790,61441.8m shares reported held*
$2.4bnreported value*
30 new 87 added 118 reduced 18 sold out net sold ≈ $727.7m (-12.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($38.5k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $57.26. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 215Q4 22: 245Q1 23: 245Q2 23: 257Q3 23: 255Q4 23: 276Q1 24: 284Q2 24: 296296Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022215
Q4 2022245
Q1 2023245
Q2 2023257
Q3 2023255
Q4 2023276
Q1 2024284
Q2 2024296

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 133 bought or addedQ4 22: 83 cut or sold outQ4 22Q1 23: 130 bought or addedQ1 23: 97 cut or sold outQ2 23: 98 bought or addedQ2 23: 125 cut or sold outQ2 23Q3 23: 104 bought or addedQ3 23: 121 cut or sold outQ4 23: 91 bought or addedQ4 23: 133 cut or sold outQ4 23Q1 24: 115 bought or addedQ1 24: 136 cut or sold outQ2 24: 117 bought or addedQ2 24: 136 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 202213383
Q1 202313097
Q2 202398125
Q3 2023104121
Q4 202391133
Q1 2024115136
Q2 2024117136

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ3 23 calls: $1.1mQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —
Numbers
QuarterCallsPutsP/C
Q3 2023$1.1m$00.00
Q4 2023$0$0—
Q1 2024$0$0—
Q2 2024$0$0—

Biggest buyers

UBS Group AG New +1,786,280+1.8m
Meridian Wealth Management, LLC New +64,270+64.3k
WELLS FARGO & COMPANY/MN Added +45,523+45.5k
STIFEL FINANCIAL CORP Added +42,132+42.1k
LPL Financial LLC Added +39,720+39.7k
CITADEL ADVISORS LLC New +32,731+32.7k
Baird Financial Group, Inc. Added +27,426+27.4k
Carr Financial Group Corp Added +24,104+24.1k
Atlas Private Wealth Advisors Added +23,888+23.9k
BANK OF AMERICA CORP /DE/ Added +21,954+22.0k

Biggest sellers

MORGAN STANLEY Reduced -13,470,090-13.5m
One Capital Management, LLC Reduced -386,410-386.4k
OSAIC HOLDINGS, INC. Reduced -262,686-262.7k
Global Assets Advisory, LLC Sold out -146,955-147.0k
Cambridge Investment Research Advisors, Inc. Reduced -92,760-92.8k
JPMORGAN CHASE & CO Reduced -77,920-77.9k
RAYMOND JAMES & ASSOCIATES Reduced -72,677-72.7k
Fifth Third Securities, Inc. Reduced -63,588-63.6k
SARD WEALTH MANAGEMENT GROUP, LLC Reduced -55,208-55.2k
Prospera Financial Services Inc Reduced -47,762-47.8k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 6,675,1446.7m $382.3m $382.3m 0.03% Reduced -13.5m -13,470,090
2 LPL Financial LLC 0.12% of their portfolio FORT MILL, SC 4,211,1704.2m $241.2m $241.2m 0.12% Added +39.7k +39,720
3 WELLS FARGO & COMPANY/MN 0.06% of their portfolio SAN FRANCISCO, CA 4,210,2554.2m $241.1m $241.1m 0.06% Added +45.5k +45,523
4 COMMONWEALTH EQUITY SERVICES, LLC 0.26% of their portfolio WALTHAM, MA 2,877,8382.9m $164.8m $164.8m 0.26% Reduced -1.9k -1,907
5 UBS Group AG 0.03% of their portfolio ZURICH, V8 1,786,2801.8m $102.3m $102.3m 0.03% New
6 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,692,2661.7m $96.9m $96.9m 0.01% Added +22.0k +21,954
7 RAYMOND JAMES & ASSOCIATES 0.06% of their portfolio ST PETERSBURG, FL 1,624,8861.6m $93.1m $93.1m 0.06% Reduced -72.7k -72,677
8 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 1,165,9031.2m $66.8m $66.8m 0.02% Reduced -11.4k -11,383
9 NewEdge Advisors, LLC 0.41% of their portfolio NEW ORLEANS, LA 985,619985.6k $56.4m $56.4m 0.41% Reduced -3.3k -3,325
10 OSAIC HOLDINGS, INC. 0.13% of their portfolio SCOTTSDALE, AZ 967,420967.4k $55.4m $55.4m 0.13% Reduced -262.7k -262,686
11 Raymond James Financial Services Advisors, Inc. 0.08% of their portfolio ST. PETERSBURG, FL 935,921935.9k $53.6m $53.6m 0.08% Reduced -26.8k -26,803
12 Prospera Financial Services Inc 1.44% of their portfolio Dallas, TX 906,578906.6k $51.9m $51.9m 1.44% Reduced -47.8k -47,762
13 Concurrent Investment Advisors, LLC 1.05% of their portfolio Tampa, FL 556,185556.2k $31.9m $31.9m 1.05% Added +7.6k +7,569
14 Janney Montgomery Scott LLC 0.09% of their portfolio PHILADELPHIA, PA 508,723508.7k $29.1m $29.1m 0.09% Reduced -7.4k -7,362
15 Cetera Investment Advisers 0.07% of their portfolio SCHAUMBURG, IL 505,493505.5k $28.9m $28.9m 0.07% Reduced -29.5k -29,520
16 Baird Financial Group, Inc. 0.06% of their portfolio MILWAUKEE, WI 491,699491.7k $28.2m $28.2m 0.06% Added +27.4k +27,426
17 Madrona Financial Services, LLC 8.58% of their portfolio EVERETT, WA 487,568487.6k $27.9m $27.9m 8.58% Reduced -10.4k -10,396
18 SARD WEALTH MANAGEMENT GROUP, LLC 18.24% of their portfolio ATLANTA, GA 453,583453.6k $26.0m $26.0m 18.24% Reduced -55.2k -55,208
19 Cambridge Investment Research Advisors, Inc. 0.09% of their portfolio FAIRFIELD, IA 445,320445.3k $25.5m $25.5m 0.09% Reduced -92.8k -92,760
20 D.A. DAVIDSON & CO. 0.22% of their portfolio GREAT FALLS, MT 440,483440.5k $25.2m $25.2m 0.22% Reduced -5.0k -4,962
21 Rockefeller Capital Management L.P. 0.07% of their portfolio NEW YORK, NY 419,553419.6k $24.0m $24.0m 0.07% Added +13.8k +13,850
22 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 416,721416.7k $23.9m $23.9m 0.03% Added +42.1k +42,132
23 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 406,934406.9k $23.3m $23.3m 0.01% Added +1.1k +1,070
24 ATWOOD & PALMER INC 1.33% of their portfolio KANSAS CITY, MO 307,358307.4k $17.6m $17.6m 1.33% Reduced -1.8k -1,752
25 Private Advisor Group, LLC 0.12% of their portfolio MORRISTOWN, NJ 300,746300.7k $17.2m $17.2m 0.12% Reduced -9.8k -9,780
26 CWM, LLC 0.08% of their portfolio OMAHA, NE 286,282286.3k $16.4m $16.4m 0.08% Added +973 +973
27 MinichMacGregor Wealth Management, LLC 3.55% of their portfolio Saratoga Springs, NY 254,041254.0k $14.5m $14.5m 3.55% Added +810 +810
28 Steward Partners Investment Advisory, LLC 0.14% of their portfolio STAMFORD, CT 237,058237.1k $13.6m $13.6m 0.14% Reduced -862 -862
29 Strid Group, LLC 2.22% of their portfolio NEWTOWN SQUARE, PA 233,900233.9k $13.4m $13.4m 2.22% Reduced -31.8k -31,788
30 MML INVESTORS SERVICES, LLC 0.05% of their portfolio SPRINGFIELD, MA 231,717231.7k $13.3m $13.3m 0.05% Reduced -4.5k -4,520
31 Integrated Wealth Concepts LLC 0.18% of their portfolio WALTHAM, MA 230,119230.1k $13.2m $13.2m 0.18% Reduced -6.4k -6,381
32 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 194,446194.4k $11.1m $11.1m 0.00% Reduced -77.9k -77,920
33 Ashton Thomas Private Wealth, LLC 0.61% of their portfolio SCOTTSDALE, AZ 193,545193.5k $11.1m $11.1m 0.61% Reduced -12.6k -12,583
34 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 187,086187.1k $10.7m $10.7m 0.02% Reduced -4.7k -4,716
35 Secure Asset Management, LLC 1.92% of their portfolio Troy, MI 176,396176.4k $10.1m $10.1m 1.92% Reduced -41.1k -41,119
36 MGO ONE SEVEN LLC 0.43% of their portfolio Beachwood, OH 157,529157.5k $9.0m $9.0m 0.43% Added +3.4k +3,417
37 Stratos Wealth Partners, LTD. 0.14% of their portfolio BEACHWOOD, OH 156,671156.7k $9.0m $9.0m 0.14% Reduced -3.7k -3,674
38 Concentrum Wealth Management 3.64% of their portfolio SAN JOSE, CA 151,036151.0k $8.6m $8.6m 3.64% Added +2.0k +1,976
39 Regal Investment Advisors LLC 0.57% of their portfolio KENTWOOD, MI 149,126149.1k $8.5m $8.5m 0.57% Added +766 +766
40 HFG Advisors, Inc. 7.46% of their portfolio CINCINATTI, OH 139,491139.5k $8.0m $8.0m 7.46% Reduced -4.0k -3,994
41 AFFINITY WEALTH MANAGEMENT LLC 1.45% of their portfolio WILMINGTON, DE 139,056139.1k $8.0m $8.0m 1.45% Reduced -1.6k -1,594
42 Good Life Advisors, LLC 0.65% of their portfolio READING, PA 137,523137.5k $7.9m $7.9m 0.65% Reduced -16.5k -16,500
43 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 129,917129.9k $7.4m $7.4m 0.01% Reduced -21.4k -21,386
44 Sigma Planning Corp 0.22% of their portfolio ANN ARBOR, MI 122,895122.9k $7.0m $7.0m 0.22% Reduced -2.2k -2,219
45 PFG Investments, LLC 0.50% of their portfolio WOODBURY, NY 121,953122.0k $7.0m $7.0m 0.50% Reduced -2.2k -2,154
46 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 118,773118.8k $6.8m $6.8m 0.01% Added +5.9k +5,912
47 SkyOak Wealth, LLC 1.57% of their portfolio SOUTHFIELD, MI 117,703117.7k $6.7m $6.7m 1.57% Reduced -1.8k -1,782
48 DAYMARK WEALTH PARTNERS, LLC 0.31% of their portfolio CINCINNATI, OH 117,326117.3k $6.7m $6.7m 0.31% Added +10.0k +10,001
49 IFP Advisors, Inc 0.24% of their portfolio TAMPA, FL 107,677107.7k $6.2m $6.2m 0.24% Added +5.6k +5,615
50 Apollon Wealth Management, LLC 0.17% of their portfolio MOUNT PLEASANT, SC 99,76199.8k $5.7m $5.7m 0.17% Reduced -734 -734
51 Fusion Capital, LLC 2.60% of their portfolio MT. PLEASANT, SC 99,49299.5k $5.7m $5.7m 2.60% Reduced -718 -718
52 SPC Financial, Inc. 0.51% of their portfolio ROCKVILLE, MD 96,33396.3k $5.5m $5.5m 0.51% Added +8.8k +8,776
53 POM Investment Strategies, LLC 4.09% of their portfolio RALEIGH, NC 89,22289.2k $5.1m $5.1m 4.09% Reduced -6.3k -6,343
54 UNIONVIEW, LLC 4.15% of their portfolio SEATTLE, WA 88,80388.8k $5.1m $5.1m 4.15% Added +4.8k +4,827
55 Geneos Wealth Management Inc. 0.21% of their portfolio ENGLEWOOD, CO 81,37281.4k $4.7m $4.7m 0.21% Added +1.5k +1,506
56 Valmark Advisers, Inc. 0.08% of their portfolio AKRON, OH 78,37678.4k $4.5m $4.5m 0.08% Added +1.8k +1,836
57 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 78,37078.4k $4.5m $4.5m 0.03% Added +4.6k +4,552
58 Claro Advisors Inc. 0.69% of their portfolio BOSTON, MA 77,30177.3k $4.4m $4.4m 0.69% Reduced -4.8k -4,759
59 COMERICA BANK 0.02% of their portfolio DALLAS, TX 76,78076.8k $4.4m $4.4m 0.02% Reduced -12.0k -12,019
60 Sanctuary Advisors, LLC 0.03% of their portfolio INDIANAPOLIS, IN 74,46974.5k $4.1m $4.1m 0.03% First filing
61 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.25% of their portfolio BIRMINGHAM, AL 69,22369.2k $4.0m $4.0m 0.25% Added +3.4k +3,446
62 BRASS TAX WEALTH MANAGEMENT, INC 0.74% of their portfolio CINCINNATI, OH 65,81765.8k $3.8m $3.8m 0.74% Reduced -517 -517
63 Meridian Wealth Management, LLC 0.44% of their portfolio LEXINGTON, KY 64,27064.3k $3.7m $3.7m 0.44% New
64 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 63,53763.5k $3.6m $3.6m 0.00% Reduced -17 -17
65 First Heartland Consultants, Inc. 0.31% of their portfolio LAKE ST. LOUIS, MO 55,05655.1k $3.2m $3.2m 0.31% Reduced -372 -372
66 Stablepoint Partners, LLC 0.60% of their portfolio BRAINTREE, MA 54,71154.7k $3.1m $3.1m 0.60% Added +641 +641
67 MUIRFIELD WEALTH ADVISORS LLC 2.80% of their portfolio CHARLOTTE, NC 52,03752.0k $3.0m $3.0m 2.80% Added +2.5k +2,460
68 COTTONWOOD CAPITAL ADVISORS, LLC 2.27% of their portfolio SALT LAKE CITY, UT 50,18450.2k $2.9m $2.9m 2.27% Reduced -1.7k -1,717
69 Atlas Private Wealth Advisors 0.42% of their portfolio RED BANK, NJ 45,63645.6k $2.6m $2.6m 0.42% Added +23.9k +23,888
70 Arkadios Wealth Advisors 0.17% of their portfolio ATLANTA, GA 44,88044.9k $2.6m $2.6m 0.17% Reduced -842 -842
71 KESTRA PRIVATE WEALTH SERVICES, LLC 0.05% of their portfolio AUSTIN, TX 43,80443.8k $2.5m $2.5m 0.05% Added +3.1k +3,063
72 IFG Advisory, LLC 0.15% of their portfolio ATLANTA, GA 40,43140.4k $2.3m $2.3m 0.15% Added +433 +433
73 Carr Financial Group Corp 0.73% of their portfolio WORCESTER, MA 40,22540.2k $2.3m $2.3m 0.73% Added +24.1k +24,104
74 WEDBUSH SECURITIES INC 0.08% of their portfolio PASADENA, CA 39,91339.9k $2.3m $2.3m 0.08% Reduced -2.0k -2,036
75 Mariner, LLC 0.00% of their portfolio Overland Park, KS 39,53539.5k $2.3m $2.3m 0.00% Reduced -521 -521
76 OneDigital Investment Advisors LLC 0.03% of their portfolio OVERLAND PARK, KS 38,08738.1k $2.2m $2.2m 0.03% Reduced -2.0k -1,974
77 Mutual Advisors, LLC 0.06% of their portfolio OMAHA, NE 38,01938.0k $2.1m $2.1m 0.06% Reduced -722 -722
78 Snowden Capital Advisors LLC 0.06% of their portfolio New York, NY 37,67137.7k $2.2m $2.2m 0.06% Added +782 +782
79 Accel Wealth Management 0.86% of their portfolio WAVERLY, IA 37,65337.7k $2.2m $2.2m 0.86% Reduced -757 -757
80 RETIREMENT GUYS FORMULA LLC 0.99% of their portfolio MAUMEE, OH 35,94335.9k $2.1m $2.1m 0.99% Reduced -887 -887
81 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 35,13935.1k $2.0m $2.0m 0.00% Added +300 +300
82 Garden State Investment Advisory Services LLC 0.69% of their portfolio Red Bank, NJ 35,12135.1k $2.0m $2.0m 0.69% Added +5.1k +5,100
83 SMITH, MOORE & CO. 0.21% of their portfolio CLAYTON, MO 34,85234.9k $2.0m $2.0m 0.21% Added +58 +58
84 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 34,41434.4k $2.0m $2.0m 0.02% Reduced -1.6k -1,589
85 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 32,73132.7k $1.9m $1.9m 0.00% New
86 Lunt Capital Management, Inc. 0.87% of their portfolio HOLLADAY, UT 30,65630.7k $1.8m $1.8m 0.87% Added +3.6k +3,579
87 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 30,23730.2k $1.7m $1.7m 0.02% Reduced -29.6k -29,650
88 HARBOUR INVESTMENTS, INC. 0.06% of their portfolio MADISON, WI 30,05830.1k $1.7m $1.7m 0.06% Reduced -2.9k -2,944
89 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 29,14029.1k $1.7m $1.7m 0.00% Added +19.6k +19,602
90 NBT BANK, N.A. 0.11% of their portfolio NORWICH, NY 28,87428.9k $1.5m $1.5m 0.11% Reduced -1.1k -1,076
91 Waterfront Wealth Inc. 0.45% of their portfolio OVERLAND PARK, KS 28,77228.8k $1.6m $1.6m 0.45% Reduced -250 -250
92 CREATIVE FINANCIAL DESIGNS INC /ADV 0.15% of their portfolio KOKOMO, IN 28,59728.6k $1.6m $1.6m 0.15% Reduced -44 -44
93 Ameritas Advisory Services, LLC 0.06% of their portfolio Lincoln, NE 28,53728.5k $1.6m $1.6m 0.06% Reduced -786 -786
94 CoreCap Advisors, LLC 0.16% of their portfolio SOUTHFIELD, MI 27,09427.1k $1.6m $1.6m 0.16% Added +1.6k +1,570
95 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 26,50026.5k $1.5m $1.5m 0.02% Reduced -615 -615
96 Financial Advocates Investment Management 0.09% of their portfolio OLYMPIA, WA 25,35925.4k $1.5m $1.5m 0.09% Added +1.8k +1,820
97 INDEPENDENT FINANCIAL GROUP, LLC 0.06% of their portfolio SAN DIEGO, CA 25,02425.0k $1.4m $1.4m 0.06% Reduced -148 -148
98 Private Advisory Group LLC 0.18% of their portfolio REDMOND, WA 23,94223.9k $1.4m $1.4m 0.18% Reduced -6.7k -6,749
99 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 23,66523.7k $1.4m $1.4m 0.00% Added +236 +236
100 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 23,48223.5k $1.3m $1.3m 0.00% Reduced -47.1k -47,139