Vault-13

FIRST TR EXCHANGE TRADED FD RDVY

RISNG DIVD ACHIV · ETP · CUSIP 33738R506

654 institutional holders +80 vs Q3 2024
155,582,249155.6m shares reported held*
$9.2bnreported value*
47 new 294 added 170 reduced 33 sold out net bought ≈ $415.3m (+334.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($496.5k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $59.16. Options: 2 managers hold calls ($74.0k notional), 0 hold puts (—).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 412Q4 22: 437Q1 23: 433Q2 23: 437Q3 23: 446Q4 23: 507Q1 24: 532Q2 24: 543Q3 24: 574Q4 24: 654654Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022412
Q4 2022437
Q1 2023433
Q2 2023437
Q3 2023446
Q4 2023507
Q1 2024532
Q2 2024543
Q3 2024574
Q4 2024654

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q1 23: 191 bought or addedQ1 23: 228 cut or sold outQ2 23: 199 bought or addedQ2 23: 219 cut or sold outQ2 23Q3 23: 230 bought or addedQ3 23: 199 cut or sold outQ4 23: 252 bought or addedQ4 23: 205 cut or sold outQ4 23Q1 24: 299 bought or addedQ1 24: 214 cut or sold outQ2 24: 295 bought or addedQ2 24: 203 cut or sold outQ2 24Q3 24: 306 bought or addedQ3 24: 214 cut or sold outQ4 24: 341 bought or addedQ4 24: 203 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023191228
Q2 2023199219
Q3 2023230199
Q4 2023252205
Q1 2024299214
Q2 2024295203
Q3 2024306214
Q4 2024341203

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150kQ1 24 calls: $16.0kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $37.0kQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $134.9kQ3 24 puts: $0Q3 24P/C 0.00Q4 24 calls: $74.0kQ4 24 puts: $0Q4 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2024$16.0k$00.00
Q2 2024$37.0k$00.00
Q3 2024$134.9k$00.00
Q4 2024$74.0k$00.00

Biggest buyers

AMERIPRISE FINANCIAL INC Added +1,417,024+1.4m
LPL Financial LLC Added +980,714+980.7k
MORGAN STANLEY Added +780,170+780.2k
COMMONWEALTH EQUITY SERVICES, LLC Added +409,135+409.1k
Arax Advisory Partners Added +398,469+398.5k
CWM, LLC Added +365,785+365.8k
UBS Group AG Added +350,447+350.4k
ROYAL BANK OF CANADA Added +344,216+344.2k
WELLS FARGO & COMPANY/MN Added +327,729+327.7k
Independent Advisor Alliance New +261,177+261.2k

Biggest sellers

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Reduced -6,685,934-6.7m
JPMORGAN CHASE & CO Reduced -823,260-823.3k
OSAIC HOLDINGS, INC. Reduced -324,280-324.3k
GOLDMAN SACHS GROUP INC Reduced -191,111-191.1k
ENVESTNET ASSET MANAGEMENT INC Reduced -178,574-178.6k
Christopher J. Hasenberg, Inc Reduced -135,082-135.1k
Mach-1 Financial Group, LLC Reduced -120,262-120.3k
Beacon Financial Advisory LLC Reduced -76,142-76.1k
LANARK FINANCIAL, INC. Reduced -73,011-73.0k
Good Life Advisors, LLC Reduced -68,591-68.6k

Biggest calls

SIMPLEX TRADING, LLC Reduced $74.0k1.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.51% of their portfolio FORT MILL, SC 21,307,14421.3m $1.3bn $1.3bn 0.51% Added +980.7k +980,714
2 MORGAN STANLEY 0.07% of their portfolio NEW YORK, NY 16,242,13216.2m $960.6m $960.6m 0.07% Added +780.2k +780,170
3 RAYMOND JAMES FINANCIAL INC 0.22% of their portfolio ST. PETERSBURG, FL 10,031,14710.0m $593.2m $593.2m 0.22% First filing
4 WELLS FARGO & COMPANY/MN 0.13% of their portfolio SAN FRANCISCO, CA 9,008,5019.0m $532.8m $532.8m 0.13% Added +327.7k +327,729
5 AMERIPRISE FINANCIAL INC 0.09% of their portfolio MINNEAPOLIS, MN 6,135,6826.1m $362.8m $362.8m 0.09% Added +1.4m +1,417,024
6 COMMONWEALTH EQUITY SERVICES, LLC 0.49% of their portfolio WALTHAM, MA 5,640,0035.6m $333.6m $333.6m 0.49% Added +409.1k +409,135
7 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 5,572,6355.6m $329.6m $329.6m 0.03% Added +153.2k +153,168
8 UBS Group AG 0.06% of their portfolio ZURICH, V8 4,580,2974.6m $270.9m $270.9m 0.06% Added +350.4k +350,447
9 ROYAL BANK OF CANADA 0.04% of their portfolio TORONTO, A6 3,403,0223.4m $201.3m $201.3m 0.04% Added +344.2k +344,216
10 ENVESTNET ASSET MANAGEMENT INC 0.06% of their portfolio Berwyn, PA 3,086,6963.1m $182.5m $182.5m 0.06% Reduced -178.6k -178,574
11 OSAIC HOLDINGS, INC. 0.35% of their portfolio SCOTTSDALE, AZ 2,626,5322.6m $155.4m $155.4m 0.35% Reduced -324.3k -324,280
12 Kestra Advisory Services, LLC 0.83% of their portfolio AUSTIN, TX 2,572,8942.6m $152.2m $152.2m 0.83% Added +46.7k +46,729
13 Cetera Investment Advisers 0.30% of their portfolio SCHAUMBURG, IL 2,460,2982.5m $145.5m $145.5m 0.30% Reduced -58.6k -58,634
14 Cambridge Investment Research Advisors, Inc. 0.45% of their portfolio FAIRFIELD, IA 2,257,1512.3m $133.5m $133.5m 0.45% Added +168.8k +168,845
15 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.10% of their portfolio MILWAUKEE, WI 2,085,7982.1m $123.4m $123.4m 0.10% Added +91.5k +91,520
16 Private Advisor Group, LLC 0.61% of their portfolio MORRISTOWN, NJ 1,835,0621.8m $108.5m $108.5m 0.61% Added +195.2k +195,213
17 STIFEL FINANCIAL CORP 0.11% of their portfolio ST. LOUIS, MO 1,759,1591.8m $104.0m $104.0m 0.11% Added +83.4k +83,390
18 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 1,434,4101.4m $84.8m $84.8m 0.01% Reduced -823.3k -823,260
19 HighTower Advisors, LLC 0.11% of their portfolio CHICAGO, IL 1,320,0751.3m $78.1m $78.1m 0.11% Added +52.8k +52,793
20 PNC Financial Services Group, Inc. 0.05% of their portfolio Pittsburgh, PA 1,185,1651.2m $70.1m $70.1m 0.05% Added +70.4k +70,422
21 Csenge Advisory Group 3.58% of their portfolio CLEARWATER, FL 1,115,9631.1m $66.0m $66.0m 3.58% Added +32.5k +32,540
22 MML INVESTORS SERVICES, LLC 0.21% of their portfolio SPRINGFIELD, MA 1,017,2131.0m $60.2m $60.2m 0.21% Added +27.8k +27,761
23 Equitable Holdings, Inc. 0.52% of their portfolio NEW YORK, NY 926,838926.8k $54.8m $54.8m 0.52% Reduced -11.7k -11,728
24 Baird Financial Group, Inc. 0.10% of their portfolio MILWAUKEE, WI 924,983925.0k $54.7m $54.7m 0.10% Reduced -4.7k -4,704
25 Integrated Wealth Concepts LLC 0.63% of their portfolio WALTHAM, MA 914,721914.7k $54.1m $54.1m 0.63% Added +8.1k +8,068
26 Prospera Financial Services Inc 1.19% of their portfolio Dallas, TX 860,075860.1k $50.9m $50.9m 1.19% Reduced -30.3k -30,305
27 CWM, LLC 0.21% of their portfolio OMAHA, NE 846,436846.4k $50.1m $50.1m 0.21% Added +365.8k +365,785
28 TRUIST FINANCIAL CORP 0.08% of their portfolio CHARLOTTE, NC 842,544842.5k $49.8m $49.8m 0.08% Added +64.3k +64,267
29 NewEdge Advisors, LLC 0.28% of their portfolio NEW ORLEANS, LA 798,960799.0k $47.3m $47.3m 0.28% Added +37.5k +37,451
30 D.A. DAVIDSON & CO. 0.35% of their portfolio GREAT FALLS, MT 729,399729.4k $43.1m $43.1m 0.35% Added +55.2k +55,219
31 Atria Wealth Solutions, Inc. 0.47% of their portfolio NEW YORK, NY 723,783723.8k $42.8m $42.8m 0.47% Added +106.6k +106,563
32 Arax Advisory Partners 2.64% of their portfolio NEW YORK, NY 708,953709.0k $41.9m $41.9m 2.64% Added +398.5k +398,469
33 Janney Montgomery Scott LLC 0.11% of their portfolio PHILADELPHIA, PA 667,203667.2k $39.5m $39.5m 0.11% Added +74.5k +74,539
34 KESTRA PRIVATE WEALTH SERVICES, LLC 0.66% of their portfolio AUSTIN, TX 660,029660.0k $39.0m $39.0m 0.66% Reduced -32.0k -32,043
35 RVW Wealth, LLC 3.53% of their portfolio LOS ANGELES, CA 639,327639.3k $37.8m $37.8m 3.53% Added +6.4k +6,382
36 Horizon Advisory Services, Inc. 19.18% of their portfolio WEST HENRIETTA, NY 566,625566.6k $33.5m $33.5m 19.18% Added +103.7k +103,730
37 AVANTAX ADVISORY SERVICES, INC. 0.21% of their portfolio DALLAS, TX 561,782561.8k $33.2m $33.2m 0.21% Reduced -20.5k -20,520
38 HARBOUR INVESTMENTS, INC. 0.95% of their portfolio MADISON, WI 558,670558.7k $33.0m $33.0m 0.95% Added +29.0k +28,962
39 Ascension Capital Advisors, Inc. 13.63% of their portfolio Houston, TX 528,668528.7k $31.3m $31.3m 13.63% Added +11.0k +11,003
40 AFFINITY WEALTH MANAGEMENT LLC 5.50% of their portfolio WILMINGTON, DE 524,540524.5k $31.0m $31.0m 5.50% Reduced -1.4k -1,389
41 Koshinski Asset Management, Inc. 2.62% of their portfolio DECATUR, IL 518,874518.9k $30.7m $30.7m 2.62% Added +13.6k +13,647
42 Aptus Capital Advisors, LLC 0.35% of their portfolio FAIRHOPE, AL 503,604503.6k $29.8m $29.8m 0.35% Added +15.0k +14,976
43 Steward Partners Investment Advisory, LLC 0.26% of their portfolio STAMFORD, CT 500,246500.2k $29.6m $29.6m 0.26% Reduced -15.9k -15,851
44 GUARDIAN WEALTH ADVISORS, LLC / NC 2.35% of their portfolio RALEIGH, NC 497,495497.5k $29.4m $29.4m 2.35% Added +15.0k +14,984
45 Financial Partners Group, Inc 4.21% of their portfolio Overland Park, KS 487,911487.9k $28.9m $28.9m 4.21% Added +19.4k +19,369
46 Mariner, LLC 0.04% of their portfolio Overland Park, KS 450,952451.0k $26.7m $26.7m 0.04% Added +66.7k +66,722
47 Hobart Private Capital, LLC 6.45% of their portfolio CHARLOTTE, NC 439,584439.6k $26.0m $26.0m 6.45% Added +5.4k +5,354
48 INDEPENDENT FINANCIAL GROUP, LLC 0.85% of their portfolio SAN DIEGO, CA 432,761432.8k $25.6m $25.6m 0.85% Added +26.1k +26,082
49 Stratos Wealth Partners, LTD. 0.36% of their portfolio BEACHWOOD, OH 427,249427.2k $25.3m $25.3m 0.36% Added +10.5k +10,547
50 JONES FINANCIAL COMPANIES LLLP 0.02% of their portfolio DES PERES, MO 426,303426.3k $25.2m $25.2m 0.02% Added +203.8k +203,761
51 First Heartland Consultants, Inc. 2.33% of their portfolio LAKE ST. LOUIS, MO 384,890384.9k $22.8m $22.8m 2.33% Added +45.4k +45,415
52 Fifth Third Securities, Inc. 1.84% of their portfolio Cincinnati, OH 366,715366.7k $21.7m $21.7m 1.84% Added +26.4k +26,407
53 Perennial Investment Advisors, LLC 2.44% of their portfolio Los Angeles, CA 349,621349.6k $20.7m $20.7m 2.44% Added +1.5k +1,525
54 BLAIR WILLIAM & CO/IL 0.06% of their portfolio CHICAGO, IL 349,272349.3k $20.7m $20.7m 0.06% Reduced -497 -497
55 Crumly & Associates Inc. 5.38% of their portfolio SPRINGFIELD, IL 333,940333.9k $19.7m $19.7m 5.38% Added +21.8k +21,765
56 BENJAMIN EDWARDS INC 0.28% of their portfolio Clayton, MO 332,591332.6k $19.7m $19.7m 0.28% Reduced -4.2k -4,195
57 US BANCORP \DE\ 0.03% of their portfolio MINNEAPOLIS, MN 328,477328.5k $19.4m $19.4m 0.03% Reduced -5.6k -5,600
58 Western Wealth Management, LLC 1.04% of their portfolio GOLDEN, CO 327,265327.3k $19.4m $19.4m 1.04% Reduced -7.2k -7,226
59 Intellus Advisors LLC 3.18% of their portfolio NAPLES, FL 310,788310.8k $18.4m $18.4m 3.18% First filing
60 CITIGROUP INC 0.02% of their portfolio NEW YORK, NY 299,386299.4k $17.7m $17.7m 0.02% Reduced -645 -645
61 Foundations Investment Advisors, LLC 0.34% of their portfolio PHOENIX, AZ 298,004298.0k $17.6m $17.6m 0.34% Added +18.7k +18,743
62 BEACON FINANCIAL GROUP 1.89% of their portfolio DALLAS, TX 297,708297.7k $17.6m $17.6m 1.89% Reduced -1.7k -1,682
63 Jaffetilchin Investment Partners, LLC 1.27% of their portfolio TAMPA, FL 296,603296.6k $17.5m $17.5m 1.27% Added +13.6k +13,633
64 Key Client Fiduciary Advisors, LLC 7.79% of their portfolio Fairfield, NJ 294,350294.4k $17.4m $17.4m 7.79% Reduced -6.6k -6,636
65 Valmark Advisers, Inc. 0.26% of their portfolio AKRON, OH 286,091286.1k $16.9m $16.9m 0.26% Added +15.2k +15,248
66 PARK NATIONAL CORP /OH/ 0.62% of their portfolio NEWARK, OH 285,137285.1k $16.9m $16.9m 0.62% Added +854 +854
67 ABLE Financial Group, LLC 4.87% of their portfolio SCOTTSDALE, AZ 278,575278.6k $16.5m $16.5m 4.87% Reduced -23.6k -23,551
68 LIBERTY SQUARE WEALTH PARTNERS LLC 6.26% of their portfolio BETHLEHEM, PA 273,995274.0k $17.2m $17.2m 6.26% First filing
69 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.03% of their portfolio PLYMOUTH, MN 262,407262.4k $15.5m $15.5m 0.03% Added +113.2k +113,181
70 Next Level Private LLC 6.26% of their portfolio HARRISON, NY 262,333262.3k $15.5m $15.5m 6.26% Added +15.3k +15,253
71 Independent Advisor Alliance 0.20% of their portfolio CHARLOTTE, NC 261,177261.2k $15.4m $15.4m 0.20% New
72 Ergawealth Advisors, Inc. 7.45% of their portfolio OAK BROOK, IL 255,011255.0k $15.1m $15.1m 7.45% Reduced -1.3k -1,326
73 Spectrum Wealth Advisory Group, LLC 6.96% of their portfolio GRANITE BAY, CA 249,602249.6k $14.8m $14.8m 6.96% Added +40.3k +40,310
74 CLG LLC 5.27% of their portfolio Long Beach, CA 249,456249.5k $14.8m $14.8m 5.27% First filing
75 Envestnet Portfolio Solutions, Inc. 0.05% of their portfolio BERWYN, PA 237,697237.7k $14.1m $14.1m 0.05% Added +19.5k +19,525
76 Pine Valley Investments Ltd Liability Co 0.92% of their portfolio MARLTON, NJ 237,341237.3k $14.0m $14.0m 0.92% Added +8.0k +8,011
77 IHT Wealth Management, LLC 0.45% of their portfolio Chicago, IL 235,786235.8k $13.9m $13.9m 0.45% Reduced -11.8k -11,791
78 Gladstone Institutional Advisory LLC 0.61% of their portfolio Bedminster, NJ 224,013224.0k $13.2m $13.2m 0.61% Added +17.8k +17,848
79 Scarborough Advisors, LLC 1.86% of their portfolio ANNAPOLIS, MD 222,855222.9k $13.2m $13.2m 1.86% Reduced -47.3k -47,299
80 SILVER OAK SECURITIES, INCORPORATED 1.19% of their portfolio JACKSON, TN 217,899217.9k $12.9m $12.9m 1.19% Added +13.2k +13,172
81 Sanctuary Advisors, LLC 0.09% of their portfolio INDIANAPOLIS, IN 216,805216.8k $13.7m $13.7m 0.09% Reduced -10.7k -10,674
82 Aspire Capital Advisors LLC 3.62% of their portfolio SEATTLE, WA 213,876213.9k $12.6m $12.6m 3.62% Added +7.6k +7,558
83 Traction Financial Partners, LLC 9.79% of their portfolio LITTLETON, CO 212,998213.0k $12.6m $12.6m 9.79% Added +8.4k +8,364
84 Good Life Advisors, LLC 0.91% of their portfolio READING, PA 212,127212.1k $12.5m $12.5m 0.91% Reduced -68.6k -68,591
85 BREAKTHRU ADVISORY SERVICES, LLC 10.84% of their portfolio MUSKEGO, WI 202,555202.6k $12.0m $12.0m 10.84% First filing
86 ORG Partners LLC 1.62% of their portfolio ROANOKE, IN 202,120202.1k $12.0m $12.0m 1.62% Added +145.9k +145,866
87 PFG Advisors 0.73% of their portfolio Phoenix, AZ 200,831200.8k $11.9m $11.9m 0.73% Added +13.3k +13,344
88 US FINANCIAL ADVISORS, LLC 3.64% of their portfolio BRAINTREE, MA 200,186200.2k $11.8m $11.8m 3.64% Added +3.7k +3,738
89 HOWARD FINANCIAL SERVICES, LTD. 1.61% of their portfolio DALLAS, TX 199,981200.0k $11.8m $11.8m 1.61% Reduced -1.2k -1,229
90 Concurrent Investment Advisors, LLC 0.32% of their portfolio Tampa, FL 199,258199.3k $11.8m $11.8m 0.32% Added +4.7k +4,738
91 Rockefeller Capital Management L.P. 0.03% of their portfolio NEW YORK, NY 199,004199.0k $11.8m $11.8m 0.03% Added +1.7k +1,687
92 IFG Advisory, LLC 0.65% of their portfolio ATLANTA, GA 194,083194.1k $11.5m $11.5m 0.65% Reduced -3.8k -3,839
93 STRATEGIC PLANNING GROUP, LLC 2.10% of their portfolio Bountiful, UT 193,316193.3k $11.4m $11.4m 2.10% New
94 Legacy Capital Wealth Partners, LLC 2.71% of their portfolio LITTLE ROCK, AR 192,074192.1k $11.0m $11.0m 2.71% Reduced -50.7k -50,694
95 Solano Wealth Investment Advisors LLC 6.81% of their portfolio Fairfield, CA 191,548191.5k $11.3m $11.3m 6.81% First filing
96 Sanchez Wealth Management Group 3.08% of their portfolio JACKSONVILLE, FL 190,929190.9k $11.3m $11.3m 3.08% Added +17.2k +17,223
97 PINNACLE ASSOCIATES LTD 0.15% of their portfolio NEW YORK, NY 187,006187.0k $11.1m $11.1m 0.15% Added +11.6k +11,557
98 INTEGRITY WEALTH ADVISORS, INC. 7.87% of their portfolio Ventura, CA 181,090181.1k $10.7m $10.7m 7.87% First filing
99 Global Retirement Partners, LLC 0.30% of their portfolio San Rafael, CA 174,595174.6k $10.3m $10.3m 0.30% Added +55.4k +55,406
100 Stratos Wealth Advisors, LLC 0.48% of their portfolio BEACHWOOD, OH 169,913169.9k $10.0m $10.0m 0.48% Added +6.1k +6,148