Vault-13

FIRST TR EXCHANGE TRADED FD RDVY

RISNG DIVD ACHIV · ETP · CUSIP 33738R506

574 institutional holders +31 vs Q2 2024
151,902,426151.9m shares reported held*
$8.6bnreported value*
47 new 259 added 195 reduced 19 sold out net bought ≈ $446.9m (+14.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($110.1k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $56.55. Options: 3 managers hold calls ($134.9k notional), 0 hold puts (—).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 412Q4 22: 437Q1 23: 433Q2 23: 437Q3 23: 446Q4 23: 507Q1 24: 532Q2 24: 543Q3 24: 574574Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022412
Q4 2022437
Q1 2023433
Q2 2023437
Q3 2023446
Q4 2023507
Q1 2024532
Q2 2024543
Q3 2024574

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 169 bought or addedQ4 22: 219 cut or sold outQ1 23: 191 bought or addedQ1 23: 228 cut or sold outQ1 23Q2 23: 199 bought or addedQ2 23: 219 cut or sold outQ3 23: 230 bought or addedQ3 23: 199 cut or sold outQ3 23Q4 23: 252 bought or addedQ4 23: 205 cut or sold outQ1 24: 299 bought or addedQ1 24: 214 cut or sold outQ1 24Q2 24: 295 bought or addedQ2 24: 203 cut or sold outQ3 24: 306 bought or addedQ3 24: 214 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022169219
Q1 2023191228
Q2 2023199219
Q3 2023230199
Q4 2023252205
Q1 2024299214
Q2 2024295203
Q3 2024306214

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150kQ4 23 calls: $5.0kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $16.0kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $37.0kQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $134.9kQ3 24 puts: $0Q3 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2023$5.0k$00.00
Q1 2024$16.0k$00.00
Q2 2024$37.0k$00.00
Q3 2024$134.9k$00.00

Biggest buyers

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Added +6,687,924+6.7m
JPMORGAN CHASE & CO Added +1,300,388+1.3m
LPL Financial LLC Added +953,708+953.7k
COMMONWEALTH EQUITY SERVICES, LLC Added +596,099+596.1k
MORGAN STANLEY Added +498,298+498.3k
HighTower Advisors, LLC Added +406,747+406.7k
BANK OF AMERICA CORP /DE/ Added +368,550+368.6k
BENJAMIN EDWARDS INC Added +330,430+330.4k
AMERIPRISE FINANCIAL INC Added +219,092+219.1k
Baird Financial Group, Inc. Added +214,984+215.0k

Biggest sellers

REGATTA CAPITAL GROUP, LLC Reduced -116,726-116.7k
WELLS FARGO & COMPANY/MN Reduced -77,736-77.7k
ABLE Financial Group, LLC Reduced -70,258-70.3k
MML INVESTORS SERVICES, LLC Reduced -65,375-65.4k
Steward Partners Investment Advisory, LLC Reduced -65,090-65.1k
WESPAC Advisors SoCal, LLC Sold out -58,678-58.7k
RAYMOND JAMES & ASSOCIATES Reduced -51,620-51.6k
Walkner Condon Financial Advisors LLC Reduced -51,223-51.2k
BNP PARIBAS FINANCIAL MARKETS Sold out -51,053-51.1k
ASSETMARK, INC Reduced -50,785-50.8k

Biggest calls

SIMPLEX TRADING, LLC Added $129.0k1.9k shares
CITADEL ADVISORS LLC New $5.9k100 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.54% of their portfolio FORT MILL, SC 20,326,43020.3m $1.2bn $1.2bn 0.54% Added +953.7k +953,708
2 MORGAN STANLEY 0.07% of their portfolio NEW YORK, NY 15,461,96215.5m $915.5m $915.5m 0.07% Added +498.3k +498,298
3 WELLS FARGO & COMPANY/MN 0.12% of their portfolio SAN FRANCISCO, CA 8,680,7728.7m $514.0m $514.0m 0.12% Reduced -77.7k -77,736
4 Raymond James Financial Services Advisors, Inc. 0.55% of their portfolio ST. PETERSBURG, FL 7,027,4747.0m $416.1m $416.1m 0.55% Added +154.7k +154,718
5 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.31% of their portfolio ORLANDO, FL 6,803,2946.8m $114.9k $114.9k 0.31% Added +6.7m +6,687,924
6 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 5,419,4675.4m $320.9m $320.9m 0.03% Added +368.6k +368,550
7 COMMONWEALTH EQUITY SERVICES, LLC 0.47% of their portfolio WALTHAM, MA 5,230,8685.2m $309.7m $309.7m 0.47% Added +596.1k +596,099
8 AMERIPRISE FINANCIAL INC 0.07% of their portfolio MINNEAPOLIS, MN 4,718,6584.7m $279.4m $279.4m 0.07% Added +219.1k +219,092
9 UBS Group AG 0.07% of their portfolio ZURICH, V8 4,229,8504.2m $250.4m $250.4m 0.07% Added +85.5k +85,548
10 ENVESTNET ASSET MANAGEMENT INC 0.06% of their portfolio Berwyn, PA 3,265,2703.3m $193.3m $193.3m 0.06% Added +55.8k +55,825
11 ROYAL BANK OF CANADA 0.04% of their portfolio TORONTO, A6 3,058,8063.1m $181.1m $181.1m 0.04% Added +139.6k +139,560
12 OSAIC HOLDINGS, INC. 0.39% of their portfolio SCOTTSDALE, AZ 2,950,8123.0m $174.7m $174.7m 0.39% Reduced -39.7k -39,705
13 RAYMOND JAMES & ASSOCIATES 0.10% of their portfolio ST PETERSBURG, FL 2,766,4352.8m $163.8m $163.8m 0.10% Reduced -51.6k -51,620
14 Kestra Advisory Services, LLC 0.82% of their portfolio AUSTIN, TX 2,526,1652.5m $149.6m $149.6m 0.82% Reduced -19.0k -18,951
15 Cetera Investment Advisers 0.33% of their portfolio SCHAUMBURG, IL 2,518,9322.5m $149.1m $149.1m 0.33% Added +22.7k +22,707
16 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 2,257,6702.3m $133.7m $133.7m 0.01% Added +1.3m +1,300,388
17 Cambridge Investment Research Advisors, Inc. 0.42% of their portfolio FAIRFIELD, IA 2,088,3062.1m $123.6m $123.6m 0.42% Added +158.5k +158,522
18 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.10% of their portfolio MILWAUKEE, WI 1,994,2782.0m $118.1m $118.1m 0.10% Added +131.4k +131,365
19 STIFEL FINANCIAL CORP 0.10% of their portfolio ST. LOUIS, MO 1,675,7691.7m $99.2m $99.2m 0.10% Added +35.5k +35,479
20 Private Advisor Group, LLC 0.60% of their portfolio MORRISTOWN, NJ 1,639,8491.6m $97.1m $97.1m 0.60% Added +28.8k +28,765
21 HighTower Advisors, LLC 0.11% of their portfolio CHICAGO, IL 1,267,2821.3m $75.0m $75.0m 0.11% Added +406.7k +406,747
22 PNC Financial Services Group, Inc. 0.04% of their portfolio Pittsburgh, PA 1,114,7431.1m $66.0m $66.0m 0.04% Added +120.8k +120,800
23 Csenge Advisory Group 3.40% of their portfolio CLEARWATER, FL 1,083,4231.1m $65.1m $65.1m 3.40% Reduced -11.2k -11,194
24 MML INVESTORS SERVICES, LLC 0.21% of their portfolio SPRINGFIELD, MA 989,452989.5k $58.6m $58.6m 0.21% Reduced -65.4k -65,375
25 Equitable Holdings, Inc. 0.54% of their portfolio NEW YORK, NY 938,566938.6k $55.6m $55.6m 0.54% Reduced -4.8k -4,792
26 Baird Financial Group, Inc. 0.11% of their portfolio MILWAUKEE, WI 929,687929.7k $55.0m $55.0m 0.11% Added +215.0k +214,984
27 Integrated Wealth Concepts LLC 0.65% of their portfolio WALTHAM, MA 906,653906.7k $53.7m $53.7m 0.65% Reduced -8.0k -7,991
28 Prospera Financial Services Inc 1.35% of their portfolio Dallas, TX 890,380890.4k $52.7m $52.7m 1.35% Added +26.4k +26,384
29 TRUIST FINANCIAL CORP 0.07% of their portfolio CHARLOTTE, NC 778,277778.3k $46.1m $46.1m 0.07% Added +25.8k +25,811
30 NewEdge Advisors, LLC 0.29% of their portfolio NEW ORLEANS, LA 761,509761.5k $45.1m $45.1m 0.29% Added +105.1k +105,124
31 KESTRA PRIVATE WEALTH SERVICES, LLC 0.75% of their portfolio AUSTIN, TX 692,072692.1k $41.0m $41.0m 0.75% Reduced -6.5k -6,484
32 D.A. DAVIDSON & CO. 0.33% of their portfolio GREAT FALLS, MT 674,180674.2k $39.9m $39.9m 0.33% Added +29.3k +29,294
33 RVW Wealth, LLC 3.48% of their portfolio LOS ANGELES, CA 632,945632.9k $37.5m $37.5m 3.48% Added +14.8k +14,759
34 Atria Wealth Solutions, Inc. 0.40% of their portfolio NEW YORK, NY 617,220617.2k $36.5m $36.5m 0.40% Reduced -1.7k -1,676
35 Janney Montgomery Scott LLC 0.10% of their portfolio PHILADELPHIA, PA 592,664592.7k $35.1m $35.1m 0.10% Reduced -14.0k -13,977
36 AVANTAX ADVISORY SERVICES, INC. 0.23% of their portfolio DALLAS, TX 582,302582.3k $34.5m $34.5m 0.23% Added +14.6k +14,579
37 HARBOUR INVESTMENTS, INC. 0.94% of their portfolio MADISON, WI 529,708529.7k $31.4m $31.4m 0.94% Reduced -12.9k -12,937
38 AFFINITY WEALTH MANAGEMENT LLC 5.52% of their portfolio WILMINGTON, DE 525,929525.9k $31.1m $31.1m 5.52% Added +6.9k +6,919
39 Ascension Capital Advisors, Inc. 14.30% of their portfolio Houston, TX 517,665517.7k $30.7m $30.7m 14.30% Added +29.3k +29,254
40 Steward Partners Investment Advisory, LLC 0.28% of their portfolio STAMFORD, CT 516,097516.1k $30.6m $30.6m 0.28% Reduced -65.1k -65,090
41 Koshinski Asset Management, Inc. 2.59% of their portfolio DECATUR, IL 505,227505.2k $29.9m $29.9m 2.59% Added +8.5k +8,515
42 Aptus Capital Advisors, LLC 0.44% of their portfolio FAIRHOPE, AL 488,628488.6k $28.9m $28.9m 0.44% Added +17.7k +17,662
43 GUARDIAN WEALTH ADVISORS, LLC / NC 3.09% of their portfolio RALEIGH, NC 482,511482.5k $28.6m $28.6m 3.09% Added +17.7k +17,661
44 CWM, LLC 0.12% of their portfolio OMAHA, NE 480,651480.7k $28.5m $28.5m 0.12% Added +43.0k +43,025
45 Financial Partners Group, Inc 4.11% of their portfolio Overland Park, KS 468,542468.5k $27.7m $27.7m 4.11% Reduced -16.4k -16,394
46 Horizon Advisory Services, Inc. 12.50% of their portfolio WEST HENRIETTA, NY 462,895462.9k $27.4m $27.4m 12.50% Reduced -6.7k -6,715
47 Hobart Private Capital, LLC 6.58% of their portfolio CHARLOTTE, NC 434,230434.2k $25.7m $25.7m 6.58% Added +17.0k +17,046
48 Stratos Wealth Partners, LTD. 0.36% of their portfolio BEACHWOOD, OH 416,702416.7k $24.7m $24.7m 0.36% Added +23.5k +23,486
49 INDEPENDENT FINANCIAL GROUP, LLC 0.89% of their portfolio SAN DIEGO, CA 406,679406.7k $24.1m $24.1m 0.89% Added +15.5k +15,542
50 Sweet Financial Partners, LLC 4.95% of their portfolio FAIRMONT, MN 386,015386.0k $22.9m $22.9m 4.95% Reduced -7.9k -7,921
51 Mariner, LLC 0.04% of their portfolio Overland Park, KS 384,230384.2k $22.8m $22.8m 0.04% Added +37.3k +37,303
52 BLAIR WILLIAM & CO/IL 0.06% of their portfolio CHICAGO, IL 349,769349.8k $20.7m $20.7m 0.06% Reduced -2.6k -2,581
53 Perennial Investment Advisors, LLC 2.68% of their portfolio Los Angeles, CA 348,096348.1k $20.6m $20.6m 2.68% Added +23.6k +23,575
54 Fifth Third Securities, Inc. 1.91% of their portfolio Cincinnati, OH 340,308340.3k $20.1m $20.1m 1.91% Reduced -44.3k -44,286
55 First Heartland Consultants, Inc. 2.16% of their portfolio LAKE ST. LOUIS, MO 339,475339.5k $20.1m $20.1m 2.16% Added +142.0k +141,978
56 BENJAMIN EDWARDS INC 0.29% of their portfolio Clayton, MO 336,786336.8k $19.9m $19.9m 0.29% Added +330.4k +330,430
57 Western Wealth Management, LLC 1.13% of their portfolio GOLDEN, CO 334,491334.5k $19.8m $19.8m 1.13% Reduced -27.9k -27,923
58 US BANCORP \DE\ 0.03% of their portfolio MINNEAPOLIS, MN 334,077334.1k $19.8m $19.8m 0.03% Added +17.2k +17,244
59 Crumly & Associates Inc. 5.11% of their portfolio SPRINGFIELD, IL 312,175312.2k $18.5m $18.5m 5.11% Reduced -27.4k -27,438
60 Arax Advisory Partners 1.64% of their portfolio NEW YORK, NY 310,484310.5k $18.4m $18.4m 1.64% Added +61.4k +61,430
61 ABLE Financial Group, LLC 5.53% of their portfolio SCOTTSDALE, AZ 302,126302.1k $17.9m $17.9m 5.53% Reduced -70.3k -70,258
62 Key Client Fiduciary Advisors, LLC 8.12% of their portfolio Fairfield, NJ 300,986301.0k $17.8m $17.8m 8.12% Reduced -1.7k -1,706
63 CITIGROUP INC 0.02% of their portfolio NEW YORK, NY 300,031300.0k $17.8m $17.8m 0.02% Added +20.5k +20,531
64 BEACON FINANCIAL GROUP 1.92% of their portfolio DALLAS, TX 299,390299.4k $17.7m $17.7m 1.92% Reduced -10.0k -10,036
65 PARK NATIONAL CORP /OH/ 0.59% of their portfolio NEWARK, OH 284,283284.3k $16.8m $16.8m 0.59% Reduced -1.4k -1,369
66 Jaffetilchin Investment Partners, LLC 1.27% of their portfolio TAMPA, FL 282,970283.0k $16.8m $16.8m 1.27% Reduced -9.0k -8,984
67 Good Life Advisors, LLC 1.02% of their portfolio READING, PA 280,718280.7k $16.6m $16.6m 1.02% Added +7.8k +7,762
68 Foundations Investment Advisors, LLC 0.35% of their portfolio PHOENIX, AZ 279,261279.3k $16.5m $16.5m 0.35% Added +50.0k +49,950
69 Valmark Advisers, Inc. 0.25% of their portfolio AKRON, OH 270,843270.8k $16.0m $16.0m 0.25% Added +67.9k +67,869
70 Scarborough Advisors, LLC 2.59% of their portfolio ANNAPOLIS, MD 270,154270.2k $16.0m $16.0m 2.59% Added +95.3k +95,344
71 Ergawealth Advisors, Inc. 7.53% of their portfolio OAK BROOK, IL 256,337256.3k $15.2m $15.2m 7.53% Reduced -3.7k -3,747
72 IHT Wealth Management, LLC 0.42% of their portfolio Chicago, IL 247,577247.6k $14.7m $14.7m 0.42% Added +45.4k +45,427
73 Next Level Private LLC 5.99% of their portfolio HARRISON, NY 247,080247.1k $14.6m $14.6m 5.99% Added +12.7k +12,658
74 Legacy Capital Wealth Partners, LLC 2.80% of their portfolio LITTLE ROCK, AR 242,768242.8k $14.0m $14.0m 2.80% Added +48.3k +48,261
75 Pine Valley Investments Ltd Liability Co 0.93% of their portfolio MARLTON, NJ 229,330229.3k $13.6m $13.6m 0.93% Added +6.4k +6,397
76 Sanctuary Advisors, LLC 0.09% of their portfolio INDIANAPOLIS, IN 227,479227.5k $14.5m $14.5m 0.09% Added +9.1k +9,123
77 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 223,246223.2k $13.2m $13.2m 0.00% Reduced -36.9k -36,931
78 JONES FINANCIAL COMPANIES LLLP 0.01% of their portfolio DES PERES, MO 222,542222.5k $13.1m $13.1m 0.01% Added +141.8k +141,803
79 Envestnet Portfolio Solutions, Inc. 0.04% of their portfolio BERWYN, PA 218,172218.2k $12.9m $12.9m 0.04% Reduced -9.4k -9,364
80 Cedrus LLC 4.78% of their portfolio Littleton, CO 217,793217.8k $12.9m $12.9m 4.78% Added +48.4k +48,355
81 Spectrum Wealth Advisory Group, LLC 6.95% of their portfolio GRANITE BAY, CA 209,292209.3k $12.4m $12.4m 6.95% New
82 Aspire Capital Advisors LLC 3.64% of their portfolio SEATTLE, WA 206,318206.3k $12.2m $12.2m 3.64% Added +4.3k +4,321
83 Gladstone Institutional Advisory LLC 0.60% of their portfolio Bedminster, NJ 206,165206.2k $12.2m $12.2m 0.60% Added +4.4k +4,383
84 SILVER OAK SECURITIES, INCORPORATED 1.27% of their portfolio JACKSON, TN 204,727204.7k $12.1m $12.1m 1.27% Added +11.8k +11,843
85 Traction Financial Partners, LLC 9.51% of their portfolio LITTLETON, CO 204,634204.6k $12.1m $12.1m 9.51% Reduced -25.7k -25,677
86 HOWARD FINANCIAL SERVICES, LTD. 1.72% of their portfolio DALLAS, TX 201,210201.2k $11.9m $11.9m 1.72% Added +9.3k +9,259
87 IFG Advisory, LLC 0.75% of their portfolio ATLANTA, GA 197,922197.9k $11.7m $11.7m 0.75% Reduced -959 -959
88 Rockefeller Capital Management L.P. 0.03% of their portfolio NEW YORK, NY 197,317197.3k $11.7m $11.7m 0.03% Added +7.1k +7,144
89 US FINANCIAL ADVISORS, LLC 3.62% of their portfolio BRAINTREE, MA 196,448196.4k $11.6m $11.6m 3.62% Added +4.1k +4,099
90 Concurrent Investment Advisors, LLC 0.34% of their portfolio Tampa, FL 194,520194.5k $11.5m $11.5m 0.34% Added +2.8k +2,797
91 PFG Advisors 0.70% of their portfolio Phoenix, AZ 187,487187.5k $11.1m $11.1m 0.70% Added +5.2k +5,230
92 First Horizon Advisors, Inc. 0.30% of their portfolio MEMPHIS, TN 184,136184.1k $10.9m $10.9m 0.30% Reduced -12.5k -12,517
93 Plotkin Financial Advisors, LLC 6.23% of their portfolio CHEVY CHASE, MD 175,935175.9k $10.4m $10.4m 6.23% Reduced -2.5k -2,515
94 PINNACLE ASSOCIATES LTD 0.15% of their portfolio NEW YORK, NY 175,449175.4k $9.1m $9.1m 0.15% Reduced -8.5k -8,532
95 Sanchez Wealth Management Group 3.13% of their portfolio JACKSONVILLE, FL 173,706173.7k $10.3m $10.3m 3.13% Reduced -3.0k -2,984
96 Naviter Wealth, LLC 1.39% of their portfolio LITTLE ROCK, AR 168,192168.2k $10.0m $10.0m 1.39% Added +38.2k +38,232
97 Stratos Wealth Advisors, LLC 0.44% of their portfolio BEACHWOOD, OH 163,765163.8k $9.7m $9.7m 0.44% Added +6.7k +6,723
98 Wagner Wealth Management, LLC 2.58% of their portfolio GREENVILLE, SC 161,468161.5k $9.6m $9.6m 2.58% Added +7.8k +7,829
99 AJ Advisors, LLC 4.60% of their portfolio NASHVILLE, TN 151,628151.6k $9.0m $9.0m 4.60% Added +2.1k +2,106
100 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 149,226149.2k $8.8m $8.8m 0.02% Reduced -3.5k -3,527