Vault-13

FIRST TR EXCHANGE TRADED FD RDVY

RISNG DIVD ACHIV · ETP · CUSIP 33738R506

446 institutional holders +9 vs Q2 2023
120,289,303120.3m shares reported held*
$5.5bnreported value*
39 new 191 added 165 reduced 34 sold out net bought ≈ $206.7m (+4.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $45.95. Options: 3 managers hold calls ($58.5k notional), 0 hold puts (—).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 412Q4 22: 437Q1 23: 433Q2 23: 437Q3 23: 446446Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022412
Q4 2022437
Q1 2023433
Q2 2023437
Q3 2023446

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 169 bought or addedQ4 22: 219 cut or sold outQ4 22Q1 23: 191 bought or addedQ1 23: 228 cut or sold outQ1 23Q2 23: 199 bought or addedQ2 23: 219 cut or sold outQ2 23Q3 23: 230 bought or addedQ3 23: 199 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022169219
Q1 2023191228
Q2 2023199219
Q3 2023230199

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ4 22 calls: $2.7mQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $17.0kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $27.0kQ2 23 puts: $2.9mQ2 23P/C 107.47Q3 23 calls: $58.5kQ3 23 puts: $0Q3 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2022$2.7m$00.00
Q1 2023$17.0k$00.00
Q2 2023$27.0k$2.9m107.47
Q3 2023$58.5k$00.00

Biggest buyers

MORGAN STANLEY Added +969,819+969.8k
LPL Financial LLC Added +689,605+689.6k
OSAIC HOLDINGS, INC. Added +514,485+514.5k
AFFINITY WEALTH MANAGEMENT LLC New +334,930+334.9k
Raymond James Financial Services Advisors, Inc. Added +266,091+266.1k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +204,746+204.7k
COMMONWEALTH EQUITY SERVICES, LLC Added +191,273+191.3k
AMERIPRISE FINANCIAL INC Added +187,162+187.2k
WELLS FARGO & COMPANY/MN Added +174,264+174.3k
ENVESTNET ASSET MANAGEMENT INC Added +165,370+165.4k

Biggest sellers

Advance Capital Management, Inc. Reduced -388,609-388.6k
Keebeck Wealth Management Reduced -286,890-286.9k
Keystone Financial Group Reduced -115,244-115.2k
SFI Advisors, LLC Sold out -98,762-98.8k
Cedrus LLC Reduced -93,719-93.7k
COMERICA SECURITIES,INC. Reduced -90,114-90.1k
RAYMOND JAMES & ASSOCIATES Reduced -84,904-84.9k
NewEdge Advisors, LLC Reduced -77,412-77.4k
IFP Advisors, Inc Reduced -74,815-74.8k
GeoWealth Management, LLC Reduced -72,482-72.5k

Biggest calls

CITADEL ADVISORS LLC New $50.5k1.1k shares
SIMPLEX TRADING, LLC Reduced $8.0k200 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.52% of their portfolio FORT MILL, SC 16,132,42416.1m $741.3m $741.3m 0.52% Added +689.6k +689,605
2 MORGAN STANLEY 0.06% of their portfolio NEW YORK, NY 12,995,58913.0m $597.1m $597.1m 0.06% Added +969.8k +969,819
3 WELLS FARGO & COMPANY/MN 0.11% of their portfolio SAN FRANCISCO, CA 7,875,3777.9m $361.9m $361.9m 0.11% Added +174.3k +174,264
4 Raymond James Financial Services Advisors, Inc. 0.44% of their portfolio ST. PETERSBURG, FL 5,245,4035.2m $241.0m $241.0m 0.44% Added +266.1k +266,091
5 OSAIC HOLDINGS, INC. 0.30% of their portfolio SCOTTSDALE, AZ 4,401,5534.4m $202.3m $202.3m 0.30% Added +514.5k +514,485
6 AMERIPRISE FINANCIAL INC 0.06% of their portfolio MINNEAPOLIS, MN 4,070,4514.1m $187.0m $187.0m 0.06% Added +187.2k +187,162
7 UBS Group AG 0.08% of their portfolio ZURICH, V8 3,611,3673.6m $165.9m $165.9m 0.08% Reduced -71.5k -71,495
8 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 3,507,7903.5m $161.2m $161.2m 0.02% Added +150.4k +150,381
9 COMMONWEALTH EQUITY SERVICES, LLC 0.29% of their portfolio WALTHAM, MA 3,055,3443.1m $140.4m $140.4m 0.29% Added +191.3k +191,273
10 Advance Capital Management, Inc. 12.65% of their portfolio SOUTHFIELD, MI 2,975,4473.0m $136.7m $136.7m 12.65% Reduced -388.6k -388,609
11 ENVESTNET ASSET MANAGEMENT INC 0.06% of their portfolio Berwyn, PA 2,841,6872.8m $130.6m $130.6m 0.06% Added +165.4k +165,370
12 ROYAL BANK OF CANADA 0.03% of their portfolio TORONTO, A6 2,555,1842.6m $117.4m $117.4m 0.03% Added +49.2k +49,247
13 RAYMOND JAMES & ASSOCIATES 0.09% of their portfolio ST PETERSBURG, FL 2,454,9192.5m $112.8m $112.8m 0.09% Reduced -84.9k -84,904
14 Cambridge Investment Research Advisors, Inc. 0.40% of their portfolio FAIRFIELD, IA 1,887,4171.9m $86.7m $86.7m 0.40% Added +24.1k +24,137
15 Kestra Advisory Services, LLC 0.83% of their portfolio AUSTIN, TX 1,841,1161.8m $84.6m $84.6m 0.83% Reduced -9.2k -9,150
16 Private Advisor Group, LLC 0.53% of their portfolio MORRISTOWN, NJ 1,275,7291.3m $58.6m $58.6m 0.53% Added +88.2k +88,202
17 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.08% of their portfolio MILWAUKEE, WI 1,255,7791.3m $57.7m $57.7m 0.08% Added +143.4k +143,417
18 STIFEL FINANCIAL CORP 0.07% of their portfolio ST. LOUIS, MO 1,118,2131.1m $51.4m $51.4m 0.07% Added +11.5k +11,527
19 Fifth Third Securities, Inc. 5.24% of their portfolio Cincinnati, OH 1,020,5591.0m $46.9m $46.9m 5.24% Added +35.9k +35,924
20 Csenge Advisory Group 3.03% of their portfolio CLEARWATER, FL 969,647969.6k $44.6m $44.6m 3.03% Added +19.9k +19,865
21 Equitable Holdings, Inc. 0.62% of their portfolio NEW YORK, NY 939,588939.6k $43.2m $43.2m 0.62% Added +130.4k +130,419
22 MML INVESTORS SERVICES, LLC 0.23% of their portfolio SPRINGFIELD, MA 914,449914.4k $42.0m $42.0m 0.23% Added +17.5k +17,485
23 PNC Financial Services Group, Inc. 0.04% of their portfolio Pittsburgh, PA 891,301891.3k $41.0m $41.0m 0.04% Added +27.4k +27,420
24 Cetera Advisor Networks LLC 0.21% of their portfolio EL SEGUNDO, CA 732,941732.9k $33.7m $33.7m 0.21% Added +110.4k +110,439
25 Prospera Financial Services Inc 1.27% of their portfolio Dallas, TX 716,151716.2k $32.9m $32.9m 1.27% Added +68.2k +68,175
26 Baird Financial Group, Inc. 0.09% of their portfolio MILWAUKEE, WI 707,109707.1k $32.5m $32.5m 0.09% Added +36.1k +36,144
27 Cetera Investment Advisers 0.26% of their portfolio SCHAUMBURG, IL 656,812656.8k $30.2m $30.2m 0.26% Added +20.3k +20,258
28 Mariner, LLC 0.08% of their portfolio Overland Park, KS 654,597654.6k $30.1m $30.1m 0.08% Added +38.6k +38,628
29 Janney Montgomery Scott LLC 0.11% of their portfolio PHILADELPHIA, PA 621,710621.7k $28.6m $28.6m 0.11% Reduced -10.6k -10,593
30 TRUIST FINANCIAL CORP 0.05% of their portfolio CHARLOTTE, NC 601,031601.0k $27.6m $27.6m 0.05% Added +34.2k +34,159
31 NewEdge Advisors, LLC 0.30% of their portfolio NEW ORLEANS, LA 592,282592.3k $27.2m $27.2m 0.30% Reduced -77.4k -77,412
32 RVW Wealth, LLC 3.26% of their portfolio LOS ANGELES, CA 589,198589.2k $27.1m $27.1m 3.26% Added +77.2k +77,226
33 Steward Partners Investment Advisory, LLC 0.42% of their portfolio STAMFORD, CT 588,903588.9k $27.1m $27.1m 0.42% Added +40.0k +40,042
34 J.P. Morgan Private Wealth Advisors LLC 0.08% of their portfolio SAN FRANCISCO, CA 577,864577.9k $26.6m $26.6m 0.08% Reduced -60.9k -60,887
35 HARBOUR INVESTMENTS, INC. 1.09% of their portfolio MADISON, WI 472,486472.5k $21.7m $21.7m 1.09% Reduced -17.2k -17,223
36 Integrated Wealth Concepts LLC 0.38% of their portfolio WALTHAM, MA 472,223472.2k $21.7m $21.7m 0.38% Added +131.2k +131,223
37 Koshinski Asset Management, Inc. 2.48% of their portfolio DECATUR, IL 469,815469.8k $21.6m $21.6m 2.48% Added +8.9k +8,876
38 Ascension Capital Advisors, Inc. 12.32% of their portfolio Houston, TX 465,455465.5k $21.4m $21.4m 12.32% Added +3.8k +3,773
39 Cetera Advisors LLC 0.33% of their portfolio DENVER, CO 455,863455.9k $20.9m $20.9m 0.33% Reduced -16.3k -16,257
40 Goldstein Advisors, LLC 4.37% of their portfolio Madison, WI 455,661455.7k $20.9m $20.9m 4.37% Added +24.6k +24,648
41 Thrivent Financial for Lutherans 0.05% of their portfolio Minneapolis, MN 439,553439.6k $20.3m $20.3m 0.05% Added +34.0k +34,025
42 Atria Wealth Solutions, Inc. 0.28% of their portfolio NEW YORK, NY 434,204434.2k $20.0m $20.0m 0.28% Reduced -9.6k -9,609
43 Sweet Financial Partners, LLC 5.03% of their portfolio FAIRMONT, MN 413,591413.6k $19.0m $19.0m 5.03% Added +2.4k +2,421
44 Financial Partners Group, Inc 3.69% of their portfolio Overland Park, KS 396,405396.4k $17.9m $17.9m 3.69% Added +35.6k +35,608
45 FDx Advisors, Inc. 1.50% of their portfolio BERWYN, PA 393,116393.1k $18.1m $18.1m 1.50% Added +367 +367
46 D.A. DAVIDSON & CO. 0.19% of their portfolio GREAT FALLS, MT 383,583383.6k $17.6m $17.6m 0.19% Added +53.9k +53,852
47 Western Wealth Management, LLC 1.49% of their portfolio GOLDEN, CO 383,317383.3k $17.6m $17.6m 1.49% Added +951 +951
48 Aptus Capital Advisors, LLC 0.51% of their portfolio FAIRHOPE, AL 382,858382.9k $17.6m $17.6m 0.51% Reduced -62.3k -62,343
49 GUARDIAN WEALTH ADVISORS, LLC / NC 2.95% of their portfolio RALEIGH, NC 377,591377.6k $17.4m $17.4m 2.95% Reduced -34.6k -34,600
50 ABLE Financial Group, LLC 8.34% of their portfolio SCOTTSDALE, AZ 363,128363.1k $16.7m $16.7m 8.34% Added +27.1k +27,102
51 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 342,611342.6k $15.7m $15.7m 0.03% Added +19.3k +19,260
52 KESTRA PRIVATE WEALTH SERVICES, LLC 0.49% of their portfolio AUSTIN, TX 339,532339.5k $15.6m $15.6m 0.49% Added +59.1k +59,121
53 Good Life Advisors, LLC 1.78% of their portfolio READING, PA 338,393338.4k $15.5m $15.5m 1.78% Added +4.4k +4,423
54 AFFINITY WEALTH MANAGEMENT LLC 3.54% of their portfolio WILMINGTON, DE 334,930334.9k $15.4m $15.4m 3.54% New
55 Stratos Wealth Partners, LTD. 0.32% of their portfolio BEACHWOOD, OH 324,755324.8k $14.9m $14.9m 0.32% Added +784 +784
56 BENJAMIN F. EDWARDS & COMPANY, INC. 0.57% of their portfolio ST. LOUIS, MO 324,681324.7k $14.9m $14.9m 0.57% Added +5.8k +5,810
57 REGATTA CAPITAL GROUP, LLC 4.70% of their portfolio EL SEGUNDO, CA 322,464322.5k $14.8m $14.8m 4.70% Reduced -8.8k -8,786
58 BLAIR WILLIAM & CO/IL 0.06% of their portfolio CHICAGO, IL 322,399322.4k $14.8m $14.8m 0.06% Reduced -21.0k -21,041
59 Solano Wealth Management, Inc. 10.15% of their portfolio Fairfield, CA 318,527318.5k $14.6m $14.6m 10.15% Added +15.9k +15,858
60 Sanchez Wealth Management Group 5.86% of their portfolio JACKSONVILLE, FL 316,390316.4k $14.5m $14.5m 5.86% Added +3.2k +3,226
61 CITIGROUP INC 0.02% of their portfolio NEW YORK, NY 308,822308.8k $14.2m $14.2m 0.02% Added +17.2k +17,206
62 AVANTAX ADVISORY SERVICES, INC. 0.15% of their portfolio DALLAS, TX 295,795295.8k $13.6m $13.6m 0.15% Added +14.6k +14,559
63 PARK NATIONAL CORP /OH/ 0.59% of their portfolio NEWARK, OH 285,347285.3k $13.1m $13.1m 0.59% Reduced -19.8k -19,761
64 MERCER GLOBAL ADVISORS INC /ADV 0.05% of their portfolio DENVER, CO 258,867258.9k $11.9m $11.9m 0.05% Reduced -18.6k -18,627
65 Legacy Capital Wealth Partners, LLC 3.16% of their portfolio LITTLE ROCK, AR 250,696250.7k $11.5m $11.5m 3.16% Added +58.1k +58,087
66 Valmark Advisers, Inc. 0.24% of their portfolio AKRON, OH 247,415247.4k $11.4m $11.4m 0.24% Added +8.7k +8,711
67 IHT Wealth Management, LLC 0.57% of their portfolio Chicago, IL 244,371244.4k $11.2m $11.2m 0.57% Added +19.1k +19,145
68 Arax Advisory Partners 1.38% of their portfolio NEW YORK, NY 240,529240.5k $11.1m $11.1m 1.38% Added +8.6k +8,632
69 First Heartland Consultants, Inc. 1.38% of their portfolio LAKE ST. LOUIS, MO 237,684237.7k $10.9m $10.9m 1.38% Reduced -15.4k -15,381
70 TBH Global Asset Management, LLC 2.10% of their portfolio Brentwood, TN 237,457237.5k $10.9m $10.9m 2.10% Reduced -3.7k -3,730
71 CWM, LLC 0.07% of their portfolio OMAHA, NE 236,390236.4k $10.9m $10.9m 0.07% Added +3.0k +2,953
72 Jaffetilchin Investment Partners, LLC 1.17% of their portfolio TAMPA, FL 230,543230.5k $10.6m $10.6m 1.17% Reduced -1.2k -1,197
73 Eldridge Investment Advisors, Inc. 3.36% of their portfolio MANCHESTER, NH 220,463220.5k $10.1m $10.1m 3.36% Added +62.3k +62,268
74 AE Wealth Management LLC 0.06% of their portfolio TOPEKA, KS 217,606217.6k $10.0m $10.0m 0.06% Added +52.6k +52,596
75 First Horizon Advisors, Inc. 0.35% of their portfolio MEMPHIS, TN 212,280212.3k $9.8m $9.8m 0.35% Reduced -1.9k -1,882
76 Advisory Alpha, LLC 0.49% of their portfolio HOLLAND, MI 206,565206.6k $9.5m $9.5m 0.49% Reduced -24.1k -24,064
77 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.03% of their portfolio PLYMOUTH, MN 204,746204.7k $9.4m $9.4m 0.03% New
78 PFG Advisors 0.81% of their portfolio Phoenix, AZ 197,140197.1k $9.1m $9.1m 0.81% Reduced -11.3k -11,342
79 Financial Advocates Investment Management 0.66% of their portfolio OLYMPIA, WA 195,712195.7k $9.0m $9.0m 0.66% Added +9.7k +9,693
80 INDEPENDENT FINANCIAL GROUP, LLC 0.57% of their portfolio SAN DIEGO, CA 190,120190.1k $8.7m $8.7m 0.57% Added +61.1k +61,090
81 Pine Valley Investments Ltd Liability Co 0.82% of their portfolio MARLTON, NJ 185,831185.8k $8.5m $8.5m 0.82% Reduced -525 -525
82 Ergawealth Advisors, Inc. 5.87% of their portfolio OAK BROOK, IL 185,271185.3k $8.5m $8.5m 5.87% Added +44.0k +44,018
83 Foundations Investment Advisors, LLC 0.26% of their portfolio PHOENIX, AZ 184,434184.4k $8.5m $8.5m 0.26% Added +72.1k +72,091
84 Sigma Planning Corp 0.32% of their portfolio ANN ARBOR, MI 183,220183.2k $8.4m $8.4m 0.32% Reduced -6.1k -6,099
85 SILVER OAK SECURITIES, INCORPORATED 1.83% of their portfolio JACKSON, TN 182,725182.7k $8.4m $8.4m 1.83% Added +15.0k +14,992
86 U.S. Capital Wealth Advisors, LLC 0.37% of their portfolio AUSTIN, TX 181,274181.3k $8.3m $8.3m 0.37% Added +38.8k +38,783
87 US FINANCIAL ADVISORS, LLC 3.41% of their portfolio BRAINTREE, MA 178,595178.6k $8.2m $8.2m 3.41% Added +10.9k +10,872
88 PINNACLE ASSOCIATES LTD 0.15% of their portfolio NEW YORK, NY 176,479176.5k $8.1m $8.1m 0.15% Added +5.3k +5,282
89 Plotkin Financial Advisors, LLC 6.98% of their portfolio CHEVY CHASE, MD 172,613172.6k $7.9m $7.9m 6.98% Reduced -1.3k -1,327
90 Key Client Fiduciary Advisors, LLC 4.87% of their portfolio Fairfield, NJ 172,434172.4k $7.9m $7.9m 4.87% Reduced -3.6k -3,584
91 HOWARD FINANCIAL SERVICES, LTD. 1.77% of their portfolio DALLAS, TX 167,552167.6k $7.7m $7.7m 1.77% Added +4.0k +4,017
92 Rockefeller Capital Management L.P. 0.03% of their portfolio NEW YORK, NY 166,685166.7k $7.7m $7.7m 0.03% Reduced -8.8k -8,832
93 Invst, LLC 1.11% of their portfolio INDIANAPOLIS, IN 166,446166.4k $7.6m $7.6m 1.11% Reduced -362 -362
94 Per Stirling Capital Management, LLC. 1.53% of their portfolio AUSTIN, TX 160,520160.5k $7.4m $7.4m 1.53% Added +11.1k +11,093
95 Beck Bode, LLC 1.88% of their portfolio DEDHAM, MA 160,081160.1k $7.4m $7.4m 1.88% Reduced -4.8k -4,816
96 Walkner Condon Financial Advisors LLC 1.89% of their portfolio MADISON, WI 154,843154.8k $7.1m $7.1m 1.89% Reduced -3.2k -3,155
97 Naviter Wealth, LLC 1.71% of their portfolio LITTLE ROCK, AR 154,652154.7k $7.1m $7.1m 1.71% Reduced -2.9k -2,936
98 StoneX Group Inc. 0.75% of their portfolio NEW YORK, NY 151,587151.6k $7.0m $7.0m 0.75% Reduced -4.7k -4,741
99 ICA Group Wealth Management, LLC 1.95% of their portfolio DENVER, CO 150,796150.8k $6.9m $6.9m 1.95% Added +15.3k +15,307
100 SHELTON WEALTH MANAGEMENT, LLC 5.41% of their portfolio FORT WORTH, TX 147,263147.3k $6.8m $6.8m 5.41% Reduced -5.2k -5,166