Vault-13

FIRST TR EXCHANGE TRADED FD RDVY

RISNG DIVD ACHIV · ETP · CUSIP 33738R506

437 institutional holders +25 vs Q3 2022
120,915,070120.9m shares reported held*
$5.2bnreported value*
25 new 144 added 196 reduced 23 sold out net sold ≈ $357.5m (-8.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $43.35. Options: 3 managers hold calls ($2.7m notional), 0 hold puts (—).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 412Q4 22: 437437Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022412
Q4 2022437

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 22 calls: $214.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $2.7mQ4 22 puts: $0Q4 22P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$214.0k$00.00
Q4 2022$2.7m$00.00

Biggest buyers

Mariner, LLC Added +498,456+498.5k
MERCER GLOBAL ADVISORS INC /ADV Added +407,532+407.5k
Kestra Advisory Services, LLC Added +216,511+216.5k
NewEdge Advisors, LLC Added +181,014+181.0k
Janney Montgomery Scott LLC Added +177,310+177.3k
Fifth Third Securities, Inc. Added +159,521+159.5k
First Horizon Advisors, Inc. Added +128,621+128.6k
GOLDMAN SACHS GROUP INC Added +118,287+118.3k
MONEY CONCEPTS CAPITAL CORP Added +110,090+110.1k
Waverly Advisors, LLC New +101,261+101.3k

Biggest sellers

MORGAN STANLEY Reduced -1,299,052-1.3m
Raymond James Financial Services Advisors, Inc. Reduced -755,526-755.5k
OSAIC HOLDINGS, INC. Reduced -655,506-655.5k
BANK OF AMERICA CORP /DE/ Reduced -635,533-635.5k
AFFINITY WEALTH MANAGEMENT LLC Sold out -498,444-498.4k
Western Wealth Management, LLC Reduced -479,284-479.3k
Cambridge Investment Research Advisors, Inc. Reduced -380,244-380.2k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -353,178-353.2k
AMERIPRISE FINANCIAL INC Reduced -340,316-340.3k
LPL Financial LLC Reduced -339,094-339.1k

Biggest calls

CITADEL ADVISORS LLC New $2.6m60.1k shares
SIMPLEX TRADING, LLC Added $28.0k1.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.58% of their portfolio FORT MILL, SC 15,350,88315.4m $674.2m $674.2m 0.58% Reduced -339.1k -339,094
2 MORGAN STANLEY 0.06% of their portfolio NEW YORK, NY 12,224,28512.2m $536.9m $536.9m 0.06% Reduced -1.3m -1,299,052
3 WELLS FARGO & COMPANY/MN 0.13% of their portfolio SAN FRANCISCO, CA 9,180,0389.2m $403.2m $403.2m 0.13% Reduced -338.1k -338,095
4 Raymond James Financial Services Advisors, Inc. 0.47% of their portfolio ST. PETERSBURG, FL 5,329,7165.3m $234.1m $234.1m 0.47% Reduced -755.5k -755,526
5 UBS Group AG 0.09% of their portfolio ZURICH, V8 4,355,8524.4m $191.3m $191.3m 0.09% Added +11.5k +11,493
6 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 4,049,2124.0m $177.8m $177.8m 0.02% Reduced -635.5k -635,533
7 OSAIC HOLDINGS, INC. 0.35% of their portfolio SCOTTSDALE, AZ 3,959,6164.0m $174.0m $174.0m 0.35% Reduced -655.5k -655,506
8 AMERIPRISE FINANCIAL INC 0.06% of their portfolio MINNEAPOLIS, MN 3,662,8973.7m $160.8m $160.8m 0.06% Reduced -340.3k -340,316
9 Advance Capital Management, Inc. 18.79% of their portfolio SOUTHFIELD, MI 3,232,2183.2m $142.0m $142.0m 18.79% Reduced -240.9k -240,933
10 RAYMOND JAMES & ASSOCIATES 0.11% of their portfolio ST PETERSBURG, FL 2,810,9362.8m $123.5m $123.5m 0.11% Reduced -185.5k -185,542
11 COMMONWEALTH EQUITY SERVICES, LLC 0.29% of their portfolio WALTHAM, MA 2,791,5542.8m $122.6m $122.6m 0.29% Reduced -353.2k -353,178
12 ROYAL BANK OF CANADA 0.04% of their portfolio TORONTO, A6 2,780,3142.8m $122.1m $122.1m 0.04% Added +39.9k +39,889
13 ENVESTNET ASSET MANAGEMENT INC 0.06% of their portfolio Berwyn, PA 2,764,0022.8m $121.4m $121.4m 0.06% Reduced -115.2k -115,150
14 Cambridge Investment Research Advisors, Inc. 0.49% of their portfolio FAIRFIELD, IA 2,134,6962.1m $93.8m $93.8m 0.49% Reduced -380.2k -380,244
15 Kestra Advisory Services, LLC 0.69% of their portfolio AUSTIN, TX 1,777,4851.8m $78.1m $78.1m 0.69% Added +216.5k +216,511
16 Private Advisor Group, LLC 0.21% of their portfolio MORRISTOWN, NJ 1,563,0831.6m $7.2m $7.2m 0.21% Reduced -207.5k -207,529
17 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.09% of their portfolio MILWAUKEE, WI 1,319,7931.3m $58.0m $58.0m 0.09% Reduced -100.1k -100,135
18 STIFEL FINANCIAL CORP 0.07% of their portfolio ST. LOUIS, MO 1,089,5631.1m $47.9m $47.9m 0.07% Reduced -47.1k -47,101
19 Fifth Third Securities, Inc. 5.67% of their portfolio Cincinnati, OH 982,505982.5k $43.2m $43.2m 5.67% Added +159.5k +159,521
20 Csenge Advisory Group 3.30% of their portfolio CLEARWATER, FL 968,794968.8k $42.5m $42.5m 3.30% Added +75.4k +75,437
21 MML INVESTORS SERVICES, LLC 0.28% of their portfolio SPRINGFIELD, MA 960,849960.8k $42.2m $42.2m 0.28% Added +25.1k +25,140
22 PNC Financial Services Group, Inc. 0.04% of their portfolio Pittsburgh, PA 882,294882.3k $38.8m $38.8m 0.04% Reduced -11.1k -11,089
23 Cetera Advisor Networks LLC 0.27% of their portfolio EL SEGUNDO, CA 756,004756.0k $33.2m $33.2m 0.27% Reduced -200.7k -200,742
24 Cetera Advisors LLC 0.59% of their portfolio DENVER, CO 742,170742.2k $32.6m $32.6m 0.59% Reduced -148.8k -148,770
25 NewEdge Advisors, LLC 0.66% of their portfolio NEW ORLEANS, LA 711,789711.8k $25.2m $25.2m 0.66% Added +181.0k +181,014
26 Equitable Holdings, Inc. 0.54% of their portfolio NEW YORK, NY 707,164707.2k $31.1m $31.1m 0.54% Reduced -28.8k -28,761
27 J.P. Morgan Private Wealth Advisors LLC 0.07% of their portfolio SAN FRANCISCO, CA 686,314686.3k $30.1m $30.1m 0.07% Reduced -40.3k -40,275
28 Baird Financial Group, Inc. 0.07% of their portfolio MILWAUKEE, WI 621,082621.1k $27.3m $27.3m 0.07% Added +21.6k +21,601
29 Prospera Financial Services Inc 1.35% of their portfolio Dallas, TX 614,099614.1k $27.0m $27.0m 1.35% Added +72.8k +72,837
30 Cetera Investment Advisers 0.25% of their portfolio SCHAUMBURG, IL 603,391603.4k $26.5m $26.5m 0.25% Reduced -207.5k -207,472
31 Janney Montgomery Scott LLC 0.10% of their portfolio PHILADELPHIA, PA 589,792589.8k $25.9m $25.9m 0.10% Added +177.3k +177,310
32 HARBOUR INVESTMENTS, INC. 1.49% of their portfolio MADISON, WI 556,140556.1k $24.4m $24.4m 1.49% Reduced -140.7k -140,734
33 Steward Partners Investment Advisory, LLC 0.41% of their portfolio STAMFORD, CT 552,149552.1k $24.3m $24.3m 0.41% Reduced -28.7k -28,667
34 Koshinski Asset Management, Inc. 2.28% of their portfolio DECATUR, IL 535,997536.0k $23.5m $23.5m 2.28% Added +13.1k +13,117
35 Mariner, LLC 0.08% of their portfolio Overland Park, KS 532,586532.6k $23.4m $23.4m 0.08% Added +498.5k +498,456
36 Ten Capital Wealth Advisors, LLC 9.37% of their portfolio SPOKANE, WA 531,760531.8k $23.4m $23.4m 9.37% Added +39.4k +39,375
37 Atria Wealth Solutions, Inc. 0.37% of their portfolio NEW YORK, NY 521,096521.1k $22.9m $22.9m 0.37% Reduced -196.7k -196,736
38 Sigma Planning Corp 0.80% of their portfolio ANN ARBOR, MI 511,418511.4k $22.5m $22.5m 0.80% Reduced -72.3k -72,251
39 IFP Advisors, Inc 0.43% of their portfolio TAMPA, FL 505,045505.0k $15.9m $15.9m 0.43% Reduced -47.4k -47,422
40 TRUIST FINANCIAL CORP 0.04% of their portfolio CHARLOTTE, NC 496,027496.0k $21.8m $21.8m 0.04% Reduced -185.9k -185,946
41 Ascension Capital Advisors, Inc. 19.65% of their portfolio Houston, TX 462,913462.9k $20.3m $20.3m 19.65% Reduced -10.1k -10,077
42 RVW Wealth, LLC 2.57% of their portfolio LOS ANGELES, CA 458,908458.9k $20.2m $20.2m 2.57% Reduced -39.6k -39,593
43 Western Wealth Management, LLC 1.96% of their portfolio GOLDEN, CO 435,585435.6k $19.1m $19.1m 1.96% Reduced -479.3k -479,284
44 Sweet Financial Partners, LLC 5.47% of their portfolio FAIRMONT, MN 424,310424.3k $18.6m $18.6m 5.47% Reduced -37.4k -37,380
45 MERCER GLOBAL ADVISORS INC /ADV 0.09% of their portfolio DENVER, CO 415,587415.6k $18.3m $18.3m 0.09% Added +407.5k +407,532
46 CITIGROUP INC 0.03% of their portfolio NEW YORK, NY 414,483414.5k $18.2m $18.2m 0.03% Reduced -25.2k -25,156
47 FDx Advisors, Inc. 0.78% of their portfolio BERWYN, PA 407,848407.8k $17.9m $17.9m 0.78% Added +6.3k +6,254
48 Eldridge Investment Advisors, Inc. 6.09% of their portfolio MANCHESTER, NH 396,705396.7k $17.4m $17.4m 6.09% Reduced -4.9k -4,889
49 Stratos Wealth Partners, LTD. 0.43% of their portfolio BEACHWOOD, OH 391,096391.1k $17.2m $17.2m 0.43% Reduced -22.6k -22,597
50 Aptus Capital Advisors, LLC 0.56% of their portfolio FAIRHOPE, AL 388,488388.5k $17.1m $17.1m 0.56% Reduced -34.1k -34,058
51 Financial Partners Group, Inc 3.96% of their portfolio Overland Park, KS 371,905371.9k $18.0m $18.0m 3.96% Reduced -303.2k -303,216
52 GUARDIAN WEALTH ADVISORS, LLC / NC 3.02% of their portfolio RALEIGH, NC 357,992358.0k $15.7m $15.7m 3.02% Reduced -3.2k -3,210
53 Legacy Capital Wealth Partners, LLC 6.96% of their portfolio LITTLE ROCK, AR 331,894331.9k $14.6m $14.6m 6.96% Added +4.7k +4,699
54 Good Life Advisors, LLC 2.01% of their portfolio READING, PA 330,670330.7k $14.5m $14.5m 2.01% Reduced -5.2k -5,239
55 PARK NATIONAL CORP /OH/ 0.63% of their portfolio NEWARK, OH 319,734319.7k $14.0m $14.0m 0.63% Added +8.8k +8,789
56 KESTRA PRIVATE WEALTH SERVICES, LLC 0.70% of their portfolio AUSTIN, TX 314,870314.9k $13.8m $13.8m 0.70% Added +23.9k +23,893
57 REGATTA CAPITAL GROUP, LLC 4.87% of their portfolio EL SEGUNDO, CA 311,237311.2k $13.7m $13.7m 4.87% Added +29.2k +29,249
58 Sanchez Wealth Management Group 6.63% of their portfolio JACKSONVILLE, FL 307,755307.8k $13.5m $13.5m 6.63% Added +4.7k +4,651
59 BLAIR WILLIAM & CO/IL 0.06% of their portfolio CHICAGO, IL 307,600307.6k $13.5m $13.5m 0.06% Added +12.1k +12,064
60 D.A. DAVIDSON & CO. 0.16% of their portfolio GREAT FALLS, MT 306,761306.8k $13.5m $13.5m 0.16% Added +7.6k +7,621
61 BENJAMIN F. EDWARDS & COMPANY, INC. 0.58% of their portfolio ST. LOUIS, MO 294,980295.0k $13.0m $13.0m 0.58% Added +67.2k +67,201
62 FWG Holdings, LLC 8.96% of their portfolio WINTER PARK, FL 291,855291.9k $12.8m $12.8m 8.96% Reduced -9.7k -9,737
63 Keebeck Wealth Management 2.23% of their portfolio Chicago, IL 289,490289.5k $12.7m $12.7m 2.23% Unchanged
64 US BANCORP \DE\ 0.02% of their portfolio MINNEAPOLIS, MN 282,186282.2k $12.4m $12.4m 0.02% Reduced -33.1k -33,071
65 AVANTAX ADVISORY SERVICES, INC. 0.16% of their portfolio DALLAS, TX 277,550277.6k $12.2m $12.2m 0.16% Added +14.1k +14,056
66 Integrated Wealth Concepts LLC 0.33% of their portfolio WALTHAM, MA 276,261276.3k $12.1m $12.1m 0.33% Reduced -16.9k -16,928
67 Goldstein Advisors, LLC 2.93% of their portfolio Madison, WI 275,867275.9k $12.1m $12.1m 2.93% First filing
68 First Horizon Advisors, Inc. 0.43% of their portfolio MEMPHIS, TN 267,322267.3k $11.7m $11.7m 0.43% Added +128.6k +128,621
69 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 246,798246.8k $10.8m $10.8m 0.00% Added +118.3k +118,287
70 Valmark Advisers, Inc. 0.25% of their portfolio AKRON, OH 244,867244.9k $10.8m $10.8m 0.25% Added +5.0k +5,013
71 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 233,383233.4k $10.3m $10.3m 0.02% Reduced -41.8k -41,764
72 First Heartland Consultants, Inc. 1.52% of their portfolio LAKE ST. LOUIS, MO 223,394223.4k $9.8m $9.8m 1.52% Reduced -12.4k -12,405
73 IHT Wealth Management, LLC 0.62% of their portfolio Chicago, IL 223,355223.4k $9.8m $9.8m 0.62% Reduced -10.1k -10,050
74 Arax Advisory Partners 1.34% of their portfolio NEW YORK, NY 221,316221.3k $9.7m $9.7m 1.34% Added +8.3k +8,290
75 PFG Advisors 0.91% of their portfolio Phoenix, AZ 210,973211.0k $9.3m $9.3m 0.91% Added +6.4k +6,444
76 Cedrus LLC 7.41% of their portfolio Littleton, CO 209,737209.7k $9.2m $9.2m 7.41% Added +17.2k +17,217
77 Beck Bode, LLC 1.96% of their portfolio DEDHAM, MA 198,864198.9k $8.7m $8.7m 1.96% Reduced -3.7k -3,696
78 Financial Advocates Investment Management 0.63% of their portfolio OLYMPIA, WA 190,678190.7k $8.4m $8.4m 0.63% Reduced -33.1k -33,099
79 Plotkin Financial Advisors, LLC 8.27% of their portfolio CHEVY CHASE, MD 185,429185.4k $8.1m $8.1m 8.27% Reduced -9.8k -9,766
80 Per Stirling Capital Management, LLC. 1.45% of their portfolio AUSTIN, TX 181,310181.3k $8.0m $8.0m 1.45% First filing
81 Jaffetilchin Investment Partners, LLC 0.95% of their portfolio TAMPA, FL 177,424177.4k $7.8m $7.8m 0.95% Reduced -25.8k -25,784
82 AE Wealth Management LLC 0.05% of their portfolio TOPEKA, KS 171,555171.6k $7.5m $7.5m 0.05% Reduced -272 -272
83 TBH Global Asset Management, LLC 1.83% of their portfolio Brentwood, TN 171,534171.5k $7.5m $7.5m 1.83% Added +12.4k +12,354
84 CWM, LLC 0.05% of their portfolio OMAHA, NE 169,207169.2k $7.4m $7.4m 0.05% Added +3.0k +2,974
85 RFG Advisory, LLC 0.41% of their portfolio BIRMINGHAM, AL 167,208167.2k $8.1m $8.1m 0.41% Reduced -25.9k -25,947
86 Invst, LLC 1.22% of their portfolio INDIANAPOLIS, IN 163,835163.8k $7.9m $7.9m 1.22% Reduced -20.4k -20,369
87 INDEPENDENT FINANCIAL GROUP, LLC 0.62% of their portfolio SAN DIEGO, CA 163,770163.8k $7.2m $7.2m 0.62% Added +4.4k +4,427
88 Ergawealth Advisors, Inc. 6.48% of their portfolio OAK BROOK, IL 162,940162.9k $7.2m $7.2m 6.48% First filing
89 DENVER WEALTH MANAGEMENT, INC. 5.32% of their portfolio DENVER, CO 162,335162.3k $7.1m $7.1m 5.32% Added +4.5k +4,469
90 Key Client Fiduciary Advisors, LLC 4.81% of their portfolio Fairfield, NJ 160,199160.2k $7.0m $7.0m 4.81% Added +29.9k +29,949
91 SHELTON WEALTH MANAGEMENT, LLC 5.51% of their portfolio FORT WORTH, TX 158,976159.0k $7.0m $7.0m 5.51% Reduced -2.2k -2,240
92 Walkner Condon Financial Advisors LLC 2.03% of their portfolio MADISON, WI 154,465154.5k $6.8m $6.8m 2.03% Added +2.5k +2,533
93 PINNACLE ASSOCIATES LTD 0.15% of their portfolio NEW YORK, NY 153,259153.3k $6.7m $6.7m 0.15% Added +23.3k +23,281
94 COTTONWOOD CAPITAL ADVISORS, LLC 6.00% of their portfolio SALT LAKE CITY, UT 152,890152.9k $6.7m $6.7m 6.00% Reduced -3.2k -3,159
95 US FINANCIAL ADVISORS, LLC 3.37% of their portfolio BRAINTREE, MA 152,789152.8k $6.7m $6.7m 3.37% Added +7.1k +7,083
96 Keystone Financial Group 1.32% of their portfolio LEXINGTON, KY 152,649152.6k $6.7m $6.7m 1.32% Added +36.1k +36,115
97 U.S. Capital Wealth Advisors, LLC 0.31% of their portfolio AUSTIN, TX 152,197152.2k $6.7m $6.7m 0.31% Reduced -2.3k -2,322
98 SILVER OAK SECURITIES, INCORPORATED 1.19% of their portfolio JACKSON, TN 144,748144.7k $6.4m $6.4m 1.19% Reduced -38.0k -37,977
99 ICA Group Wealth Management, LLC 1.41% of their portfolio DENVER, CO 137,174137.2k $6.0m $6.0m 1.41% Reduced -14.3k -14,327
100 Snowden Capital Advisors LLC 0.25% of their portfolio New York, NY 136,386136.4k $6.0m $6.0m 0.25% Reduced -1.1k -1,071