Vault-13

FIRST TR EXCHANGE TRADED FD FTHI

BUYWRIT INCM ETF · ETP · CUSIP 33738R308

128 institutional holders +16 vs Q2 2024
19,982,14720.0m shares reported held*
$460.0mreported value*
23 new 70 added 23 reduced 9 sold out net bought ≈ $113.8m (+4.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $23.02. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 46Q4 22: 51Q1 23: 63Q2 23: 69Q3 23: 78Q4 23: 97Q1 24: 101Q2 24: 112Q3 24: 128128Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202246
Q4 202251
Q1 202363
Q2 202369
Q3 202378
Q4 202397
Q1 2024101
Q2 2024112
Q3 2024128

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 31 bought or addedQ4 22: 16 cut or sold outQ1 23: 42 bought or addedQ1 23: 15 cut or sold outQ1 23Q2 23: 44 bought or addedQ2 23: 19 cut or sold outQ3 23: 55 bought or addedQ3 23: 22 cut or sold outQ3 23Q4 23: 69 bought or addedQ4 23: 21 cut or sold outQ1 24: 72 bought or addedQ1 24: 27 cut or sold outQ1 24Q2 24: 77 bought or addedQ2 24: 29 cut or sold outQ3 24: 93 bought or addedQ3 24: 32 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223116
Q1 20234215
Q2 20234419
Q3 20235522
Q4 20236921
Q1 20247227
Q2 20247729
Q3 20249332

Biggest buyers

WELLS FARGO & COMPANY/MN Added +1,943,145+1.9m
LPL Financial LLC Added +880,921+880.9k
JPMORGAN CHASE & CO Added +363,970+364.0k
ROYAL BANK OF CANADA Added +313,743+313.7k
CreativeOne Wealth, LLC New +246,074+246.1k
STIFEL FINANCIAL CORP Added +178,982+179.0k
COMMONWEALTH EQUITY SERVICES, LLC Added +175,313+175.3k
Rockefeller Capital Management L.P. New +120,716+120.7k
HARBOUR INVESTMENTS, INC. Added +112,371+112.4k
Cetera Investment Advisers Added +101,651+101.7k

Biggest sellers

MML INVESTORS SERVICES, LLC Reduced -144,157-144.2k
Ameritas Advisory Services, LLC Reduced -99,365-99.4k
ENVESTNET ASSET MANAGEMENT INC Reduced -38,961-39.0k
Raymond James Financial Services Advisors, Inc. Reduced -38,224-38.2k
JANE STREET GROUP, LLC Reduced -32,610-32.6k
Bison Wealth, LLC Sold out -25,212-25.2k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Sold out -23,347-23.3k
Sterling Manor Financial, LLC Sold out -18,962-19.0k
Householder Group Estate & Retirement Specialist, LLC Reduced -18,534-18.5k
RiverTree Advisors, LLC Reduced -18,244-18.2k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -1.0 pts · filed 2026-10-14 15.7% -1.0 pts 16.8m≈ $401.4m 2026-10-14

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 4,753,5534.8m $109.4m $109.4m 0.05% Added +880.9k +880,921
2 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 2,895,7272.9m $66.7m $66.7m 0.02% Added +1.9m +1,943,145
3 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 1,733,4881.7m $39.9m $39.9m 0.05% Reduced -38.2k -38,224
4 Legacy CG, LLC 5.05% of their portfolio PLANO, TX 671,417671.4k $15.5m $15.5m 5.05% Added +3.2k +3,220
5 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 645,420645.4k $14.9m $14.9m 0.02% Added +179.0k +178,982
6 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 533,680533.7k $12.3m $12.3m 0.00% Added +313.7k +313,743
7 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 518,793518.8k $11.9m $11.9m 0.01% Added +15.8k +15,757
8 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 494,688494.7k $11.4m $11.4m 0.02% Added +101.7k +101,651
9 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 482,901482.9k $11.1m $11.1m 0.02% Added +175.3k +175,313
10 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 447,673447.7k $10.3m $10.3m 0.04% Reduced -2.4k -2,411
11 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 364,232364.2k $8.4m $8.4m 0.00% Added +364.0k +363,970
12 Dunhill Financial, LLC 4.19% of their portfolio LONDON, X0 354,438354.4k $8.2m $8.2m 4.19% Added +39.4k +39,394
13 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 334,400334.4k $7.7m $7.7m 0.02% Added +41.2k +41,247
14 Ameritas Advisory Services, LLC 0.31% of their portfolio Lincoln, NE 308,418308.4k $7.1m $7.1m 0.31% Reduced -99.4k -99,365
15 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 296,027296.0k $6.8m $6.8m 0.00% Reduced -39.0k -38,961
16 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 251,305251.3k $5.8m $5.8m 0.02% Added +18.7k +18,653
17 CreativeOne Wealth, LLC 0.19% of their portfolio OVERLAND PARK, KS 246,074246.1k $5.7m $5.7m 0.19% New
18 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 232,065232.1k $5.3m $5.3m 0.01% Added +397 +397
19 CWM, LLC 0.02% of their portfolio OMAHA, NE 227,268227.3k $5.2m $5.2m 0.02% Added +23.2k +23,155
20 Snowden Capital Advisors LLC 0.13% of their portfolio New York, NY 183,919183.9k $4.2m $4.2m 0.13% Added +56.6k +56,616
21 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 161,264161.3k $3.7m $3.7m 0.04% Added +52.5k +52,519
22 PCG Wealth Advisors, LLC 1.32% of their portfolio OVERLAND PARK, KS 148,334148.3k $3.4m $3.4m 1.32% Added +2.7k +2,673
23 Janney Capital Management LLC 0.21% of their portfolio PITTSBURGH, PA 135,058135.1k $3.1m $3.1m 0.21% Reduced -2.7k -2,727
24 HARBOUR INVESTMENTS, INC. 0.09% of their portfolio MADISON, WI 129,615129.6k $3.0m $3.0m 0.09% Added +112.4k +112,371
25 RiverTree Advisors, LLC 1.89% of their portfolio WINTER PARK, FL 121,262121.3k $2.8m $2.8m 1.89% Reduced -18.2k -18,244
26 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 120,716120.7k $2.8m $2.8m 0.01% New
27 Integrated Wealth Concepts LLC 0.03% of their portfolio WALTHAM, MA 114,520114.5k $2.6m $2.6m 0.03% Added +4.6k +4,575
28 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 102,876102.9k $2.4m $2.4m 0.02% Added +3.5k +3,485
29 IHT Wealth Management, LLC 0.06% of their portfolio Chicago, IL 93,59793.6k $2.2m $2.2m 0.06% Added +6.0k +5,952
30 Merkkuri Wealth Advisors LLC 1.67% of their portfolio HICKSVILLE, NY 91,80391.8k $2.1m $2.1m 1.67% Added +15.9k +15,918
31 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 91,32791.3k $2.1m $2.1m 0.01% Added +15.1k +15,114
32 PRINCIPAL SECURITIES, INC. 0.05% of their portfolio DES MOINES, IA 89,93589.9k $2.1m $2.1m 0.05% Added +22.3k +22,308
33 Onyx Bridge Wealth Group LLC 0.31% of their portfolio TARRYTOWN, NY 88,99089.0k $2.0m $2.0m 0.31% Reduced -1.9k -1,879
34 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 86,31186.3k $2.0m $2.0m 0.02% Added +16.1k +16,128
35 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 83,87883.9k $1.9m $1.9m 0.00% Reduced -32.6k -32,610
36 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 81,63781.6k $1.9m $1.9m 0.00% Added +7.5k +7,491
37 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 78,35178.4k $1.8m $1.8m 0.01% Added +13.8k +13,782
38 Beacon Pointe Advisors, LLC 0.02% of their portfolio NEWPORT BEACH, CA 72,75972.8k $1.7m $1.7m 0.02% Reduced -17 -17
39 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 69,90269.9k $1.6m $1.6m 0.00% Added +34.2k +34,218
40 Capital Investment Advisory Services, LLC 0.15% of their portfolio RALEIGH, NC 68,92768.9k $1.6m $1.6m 0.15% Added +15.0k +15,005
41 Western Wealth Management, LLC 0.09% of their portfolio GOLDEN, CO 66,47566.5k $1.5m $1.5m 0.09% Added +3.0k +2,975
42 ARQ WEALTH ADVISORS, LLC 0.56% of their portfolio SCOTTSDALE, AZ 64,81064.8k $1.5m $1.5m 0.56% Added +4.8k +4,838
43 OneDigital Investment Advisors LLC 0.02% of their portfolio OVERLAND PARK, KS 64,49264.5k $1.5m $1.5m 0.02% Added +9.3k +9,302
44 Prospera Financial Services Inc 0.04% of their portfolio Dallas, TX 62,62662.6k $1.4m $1.4m 0.04% Added +4.4k +4,430
45 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 60,94760.9k $1.4m $1.4m 0.01% Added +2.6k +2,558
46 Sequent Planning LLC 0.46% of their portfolio OMAHA, NE 57,62057.6k $1.3m $1.3m 0.46% Added +2.1k +2,112
47 Avior Wealth Management, LLC 0.05% of their portfolio OMAHA, NE 57,48557.5k $1.3m $1.3m 0.05% Added +6.0k +6,010
48 Cedrus LLC 0.48% of their portfolio Littleton, CO 55,85855.9k $1.3m $1.3m 0.48% Added +29.1k +29,102
49 American Institute for Advanced Investment Management, LLP 0.91% of their portfolio Scottsdale, AZ 55,41055.4k $1.3m $1.3m 0.91% Added +3.5k +3,535
50 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 47,30147.3k $1.1m $1.1m 0.02% New
51 LVZ, Inc. 0.12% of their portfolio Holland, MI 41,68941.7k $959.7k $959.7k 0.12% Added +226 +226
52 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 40,67240.7k $936.3k $936.3k 0.01% Added +13.2k +13,214
53 Perennial Investment Advisors, LLC 0.12% of their portfolio Los Angeles, CA 39,08139.1k $899.6k $899.6k 0.12% New
54 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 38,18638.2k $879.0k $879.0k 0.00% Reduced -144.2k -144,157
55 Householder Group Estate & Retirement Specialist, LLC 0.25% of their portfolio SCOTTSDALE, AZ 37,89337.9k $872.0k $872.0k 0.25% Reduced -18.5k -18,534
56 FLAGSHIP HARBOR ADVISORS, LLC 0.05% of their portfolio BOSTON, MA 37,78637.8k $869.8k $869.8k 0.05% Added +8.9k +8,853
57 Ausdal Financial Partners, Inc. 0.08% of their portfolio Davenport, IA 35,13035.1k $808.7k $808.7k 0.08% Added +1.6k +1,612
58 BENJAMIN EDWARDS INC 0.01% of their portfolio Clayton, MO 34,79034.8k $800.8k $800.8k 0.01% Added +29.4k +29,441
59 Quad-Cities Investment Group, LLC 0.38% of their portfolio DAVENPORT, IA 33,26533.3k $765.7k $765.7k 0.38% Added +1.2k +1,193
60 RFG Advisory, LLC 0.02% of their portfolio BIRMINGHAM, AL 32,91732.9k $757.8k $757.8k 0.02% Reduced -499 -499
61 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 30,51830.5k $702.5k $702.5k 0.00% New
62 Concurrent Investment Advisors, LLC 0.02% of their portfolio Tampa, FL 30,42530.4k $700.4k $700.4k 0.02% Reduced -3.7k -3,722
63 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 30,39130.4k $699.6k $699.6k 0.01% Added +1.1k +1,147
64 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 30,13730.1k $693.8k $693.8k 0.01% Added +1.3k +1,290
65 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 30,12430.1k $693.5k $693.5k 0.00% Added +2.3k +2,295
66 KINGSWOOD WEALTH ADVISORS, LLC 0.05% of their portfolio SAN DIEGO, CA 28,90028.9k $663.5k $663.5k 0.05% Added +17.5k +17,500
67 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 28,65428.7k $659.6k $659.6k 0.00% Added +985 +985
68 GENTRY PRIVATE WEALTH, LLC 0.52% of their portfolio WICHITA, KS 27,82827.8k $640.6k $640.6k 0.52% New
69 Accel Wealth Management 0.23% of their portfolio WAVERLY, IA 27,00027.0k $621.5k $621.5k 0.23% Reduced -100 -100
70 LEVEL FOUR ADVISORY SERVICES, LLC 0.03% of their portfolio DALLAS, TX 26,76026.8k $612.8k $612.8k 0.03% Added +13.2k +13,200
71 FSB PREMIER WEALTH MANAGEMENT, INC. 0.25% of their portfolio WATERLOO, IA 26,75026.8k $615.8k $615.8k 0.25% Unchanged
72 Authentikos Wealth Advisory, LLC 0.58% of their portfolio MORGAN HILL, CA 26,13326.1k $601.6k $601.6k 0.58% New
73 Boyce & Associates Wealth Consulting, Inc. 0.62% of their portfolio CEDAR PARK, TX 26,05426.1k $599.8k $599.8k 0.62% Added +3.3k +3,261
74 Geneos Wealth Management Inc. 0.02% of their portfolio ENGLEWOOD, CO 24,54124.5k $564.9k $564.9k 0.02% Added +14.4k +14,367
75 StoneX Group Inc. 0.04% of their portfolio NEW YORK, NY 24,46024.5k $563.1k $563.1k 0.04% Reduced -3.3k -3,272
76 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 23,75523.8k $546.8k $546.8k 0.00% New
77 TFB Advisors LLC 0.16% of their portfolio OVERLAND PARK, KS 23,30123.3k $536.4k $536.4k 0.16% Added +2.7k +2,749
78 ELEVATION WEALTH PARTNERS, LLC 0.23% of their portfolio WALNUT CREEK, CA 23,14223.1k $532.7k $532.7k 0.23% New
79 Insight Advisors, LLC/ PA 0.09% of their portfolio Newtown, PA 22,54322.5k $518.9k $518.9k 0.09% Added +159 +159
80 Independent Wealth Network Inc. 0.23% of their portfolio URBANDALE, IA 22,15722.2k $510.1k $510.1k 0.23% Added +257 +257
81 Cyndeo Wealth Partners, LLC 0.04% of their portfolio ST. PETERSBURG, FL 21,86621.9k $503.4k $503.4k 0.04% New
82 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 20,82420.8k $479.4k $479.4k 0.02% Reduced -1.5k -1,512
83 MONEY CONCEPTS CAPITAL CORP 0.03% of their portfolio PALM BEACH GARDENS, FL 18,85218.9k $434.0k $434.0k 0.03% New
84 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 18,09718.1k $416.6k $416.6k 0.00% Reduced -3.0k -2,986
85 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 17,00917.0k $402.8k $402.8k 0.00% New
86 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.03% of their portfolio CEDAR RAPIDS, IA 16,87216.9k $388.4k $388.4k 0.03% Reduced -66 -66
87 BlueChip Wealth Advisors LLC 0.19% of their portfolio Milton, GA 15,92415.9k $366.6k $366.6k 0.19% New
88 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 15,84615.8k $364.8k $364.8k 0.01% New
89 Treasure Coast Financial Planning 0.22% of their portfolio VERO BEACH, FL 15,14015.1k $348.5k $348.5k 0.22% Added +965 +965
90 SMITH, MOORE & CO. 0.03% of their portfolio CLAYTON, MO 15,02415.0k $345.9k $345.9k 0.03% Added +3.2k +3,250
91 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.02% of their portfolio BIRMINGHAM, AL 14,12514.1k $325.2k $325.2k 0.02% Added +14.1k +14,125
92 Redmond Asset Management, LLC 0.10% of their portfolio HENRICO, VA 13,92613.9k $320.6k $320.6k 0.10% New
93 Gladstone Institutional Advisory LLC 0.02% of their portfolio Bedminster, NJ 13,89113.9k $319.8k $319.8k 0.02% Added +1.2k +1,161
94 Castle Rock Wealth Management, LLC 0.08% of their portfolio WALNUT CREEK, CA 13,82513.8k $318.1k $318.1k 0.08% Added +400 +400
95 CHANNEL WEALTH LLC 0.10% of their portfolio SANTA BARBARA, CA 13,28313.3k $305.8k $305.8k 0.10% Added +1.9k +1,856
96 Perigon Wealth Management, LLC 0.01% of their portfolio SAN FRANCISCO, CA 13,18413.2k $303.5k $303.5k 0.01% Reduced -260 -260
97 Foundations Investment Advisors, LLC 0.01% of their portfolio PHOENIX, AZ 12,17212.2k $280.2k $280.2k 0.01% Reduced -1.0k -1,047
98 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 11,87211.9k $273.3k $273.3k 0.00% Reduced -134 -134
99 J.W. COLE ADVISORS, INC. 0.01% of their portfolio TAMPA, FL 11,63311.6k $267.8k $267.8k 0.01% Added +1.8k +1,821
100 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 11,42411.4k $263.0k $263.0k 0.00% Added +1.5k +1,537