Vault-13

FIRST TR EXCHANGE TRADED FD FTHI

BUYWRIT INCM ETF · ETP · CUSIP 33738R308

101 institutional holders +4 vs Q4 2023
12,243,58612.2m shares reported held*
$275.0mreported value*
16 new 56 added 14 reduced 13 sold out net bought ≈ $39.8m (+1.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($177.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $22.46. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 46Q4 22: 51Q1 23: 63Q2 23: 69Q3 23: 78Q4 23: 97Q1 24: 101101Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202246
Q4 202251
Q1 202363
Q2 202369
Q3 202378
Q4 202397
Q1 2024101

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 31 bought or addedQ4 22: 16 cut or sold outQ4 22Q1 23: 42 bought or addedQ1 23: 15 cut or sold outQ1 23Q2 23: 44 bought or addedQ2 23: 19 cut or sold outQ2 23Q3 23: 55 bought or addedQ3 23: 22 cut or sold outQ3 23Q4 23: 69 bought or addedQ4 23: 21 cut or sold outQ4 23Q1 24: 72 bought or addedQ1 24: 27 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223116
Q1 20234215
Q2 20234419
Q3 20235522
Q4 20236921
Q1 20247227

Biggest buyers

LPL Financial LLC Added +747,047+747.0k
Cetera Investment Advisers Added +388,064+388.1k
Raymond James Financial Services Advisors, Inc. Added +277,341+277.3k
Ameritas Advisory Services, LLC Added +202,127+202.1k
HighTower Advisors, LLC New +199,214+199.2k
STIFEL FINANCIAL CORP Added +182,865+182.9k
Cambridge Investment Research Advisors, Inc. Added +172,047+172.0k
COMMONWEALTH EQUITY SERVICES, LLC Added +168,434+168.4k
RiverTree Advisors, LLC New +145,629+145.6k
PCG Wealth Advisors, LLC New +138,097+138.1k

Biggest sellers

RiverFront Investment Group, LLC Sold out -361,541-361.5k
JANE STREET GROUP, LLC Reduced -178,855-178.9k
Cetera Advisors LLC Sold out -169,186-169.2k
Intrua Financial, LLC Sold out -125,547-125.5k
Prospera Financial Services Inc Reduced -115,677-115.7k
Cerity Partners LLC Sold out -115,355-115.4k
Kestra Advisory Services, LLC Reduced -112,690-112.7k
TRUIST FINANCIAL CORP Reduced -106,470-106.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -104,601-104.6k
ENVESTNET ASSET MANAGEMENT INC Reduced -59,805-59.8k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -1.0 pts · filed 2026-10-14 15.7% -1.0 pts 16.8m≈ $401.4m 2026-10-14

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 3,490,2623.5m $78.4m $78.4m 0.04% Added +747.0k +747,047
2 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 1,638,8281.6m $36.8m $36.8m 0.05% Added +277.3k +277,341
3 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 483,413483.4k $10.9m $10.9m 0.01% Added +8.9k +8,913
4 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 444,773444.8k $10.0m $10.0m 0.04% Added +172.0k +172,047
5 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 418,953419.0k $9.4m $9.4m 0.02% Added +388.1k +388,064
6 Ameritas Advisory Services, LLC 0.37% of their portfolio Lincoln, NE 399,226399.2k $8.9m $8.9m 0.37% Added +202.1k +202,127
7 Dunhill Financial, LLC 5.10% of their portfolio LONDON, X0 305,883305.9k $6.9m $6.9m 5.10% Added +38.0k +37,956
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 274,883274.9k $6.2m $6.2m 0.00% Added +17.0k +16,992
9 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 274,192274.2k $6.2m $6.2m 0.01% Added +182.9k +182,865
10 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 249,936249.9k $5.6m $5.6m 0.00% Reduced -59.8k -59,805
11 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 236,177236.2k $5.3m $5.3m 0.01% Added +6.3k +6,291
12 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 235,691235.7k $5.3m $5.3m 0.01% Added +168.4k +168,434
13 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 225,754225.8k $5.1m $5.1m 0.01% Added +20.0k +19,987
14 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 199,214199.2k $4.5m $4.5m 0.01% New
15 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 177,944177.9k $4.0m $4.0m 0.01% Added +19.8k +19,788
16 CWM, LLC 0.02% of their portfolio OMAHA, NE 160,716160.7k $3.6m $3.6m 0.02% Added +30.2k +30,220
17 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 151,784151.8k $3.4m $3.4m 0.01% Added +31.5k +31,531
18 RiverTree Advisors, LLC 2.20% of their portfolio WINTER PARK, FL 145,629145.6k $3.3m $3.3m 2.20% New
19 Janney Capital Management LLC 0.21% of their portfolio PITTSBURGH, PA 142,121142.1k $3.2m $3.2m 0.21% Reduced -2.3k -2,266
20 PCG Wealth Advisors, LLC 1.48% of their portfolio OVERLAND PARK, KS 138,097138.1k $3.1m $3.1m 1.48% New
21 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 115,212115.2k $2.6m $2.6m 0.03% Added +9.6k +9,588
22 Integrated Wealth Concepts LLC 0.03% of their portfolio WALTHAM, MA 104,951105.0k $2.4m $2.4m 0.03% Added +1.3k +1,288
23 Onyx Bridge Wealth Group LLC 0.36% of their portfolio TARRYTOWN, NY 91,19291.2k $2.0m $2.0m 0.36% New
24 Snowden Capital Advisors LLC 0.06% of their portfolio New York, NY 88,62388.6k $2.0m $2.0m 0.06% Added +29.7k +29,674
25 LINCOLN NATIONAL CORP 0.03% of their portfolio RADNOR, PA 83,23983.2k $1.9m $1.9m 0.03% Added +15.4k +15,400
26 Beacon Pointe Advisors, LLC 0.02% of their portfolio NEWPORT BEACH, CA 79,89579.9k $1.8m $1.8m 0.02% Reduced -5.0k -5,018
27 IHT Wealth Management, LLC 0.07% of their portfolio Chicago, IL 76,30776.3k $1.7m $1.7m 0.07% Added +151 +151
28 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 75,93375.9k $1.7m $1.7m 0.00% Reduced -178.9k -178,855
29 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 74,03174.0k $1.7m $1.7m 0.01% Added +11.1k +11,081
30 Csenge Advisory Group 0.09% of their portfolio CLEARWATER, FL 72,07872.1k $1.6m $1.6m 0.09% Added +21.6k +21,629
31 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 63,56163.6k $1.4m $1.4m 0.00% Added +49.1k +49,107
32 PRINCIPAL SECURITIES, INC. 0.04% of their portfolio DES MOINES, IA 63,15063.1k $1.4m $1.4m 0.04% Added +12.2k +12,223
33 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 63,09663.1k $1.4m $1.4m 0.01% Added +33.8k +33,787
34 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.12% of their portfolio CEDAR RAPIDS, IA 61,82461.8k $1.4m $1.4m 0.12% Added +538 +538
35 Sequent Planning LLC 0.49% of their portfolio OMAHA, NE 60,38960.4k $1.4m $1.4m 0.49% First filing
36 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 56,41256.4k $1.3m $1.3m 0.01% Added +35.9k +35,891
37 Western Wealth Management, LLC 0.10% of their portfolio GOLDEN, CO 54,50054.5k $1.2m $1.2m 0.10% Reduced -8.4k -8,375
38 ARQ WEALTH ADVISORS, LLC 0.53% of their portfolio SCOTTSDALE, AZ 53,80253.8k $1.2m $1.2m 0.53% New
39 American Institute for Advanced Investment Management, LLP 0.94% of their portfolio Scottsdale, AZ 53,02553.0k $1.2m $1.2m 0.94% Added +8.0k +7,950
40 Householder Group Estate & Retirement Specialist, LLC 0.35% of their portfolio SCOTTSDALE, AZ 52,84752.8k $1.2m $1.2m 0.35% Reduced -2.6k -2,620
41 OneDigital Investment Advisors LLC 0.02% of their portfolio OVERLAND PARK, KS 51,92251.9k $1.2m $1.2m 0.02% Added +595 +595
42 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 45,30045.3k $1.0m $1.0m 0.00% Added +43.1k +43,098
43 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 40,93740.9k $919.9k $919.9k 0.01% Reduced -112.7k -112,690
44 Capital Investment Advisory Services, LLC 0.10% of their portfolio RALEIGH, NC 39,57239.6k $889.2k $889.2k 0.10% Added +8.0k +7,958
45 Prospera Financial Services Inc 0.03% of their portfolio Dallas, TX 38,56538.6k $866.6k $866.6k 0.03% Reduced -115.7k -115,677
46 Concurrent Investment Advisors, LLC 0.03% of their portfolio Tampa, FL 37,05637.1k $832.6k $832.6k 0.03% Added +7.7k +7,652
47 LVZ, Inc. 0.10% of their portfolio Holland, MI 33,48833.5k $752.5k $752.5k 0.10% Added +6.8k +6,750
48 RFG Advisory, LLC 0.03% of their portfolio BIRMINGHAM, AL 33,30933.3k $748.5k $748.5k 0.03% Added +79 +79
49 Quad-Cities Investment Group, LLC 0.43% of their portfolio DAVENPORT, IA 32,54532.5k $731.3k $731.3k 0.43% Added +5.4k +5,397
50 KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio AUSTIN, TX 30,61330.6k $687.9k $687.9k 0.02% Reduced -477 -477
51 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 29,41029.4k $660.8k $660.8k 0.00% Added +10.3k +10,328
52 FSB PREMIER WEALTH MANAGEMENT, INC. 0.28% of their portfolio WATERLOO, IA 26,75026.8k $601.1k $601.1k 0.28% Added +367 +367
53 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 26,16626.2k $588.0k $588.0k 0.01% Added +7.8k +7,781
54 StoneX Group Inc. 0.05% of their portfolio NEW YORK, NY 26,02626.0k $584.8k $584.8k 0.05% Added +8.1k +8,064
55 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 25,90625.9k $582.1k $582.1k 0.00% New
56 Bison Wealth, LLC 0.09% of their portfolio Atlanta, GA 25,21225.2k $566.5k $566.5k 0.09% Added +4.2k +4,244
57 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 24,22824.2k $544.4k $544.4k 0.00% Added +768 +768
58 Accel Wealth Management 0.23% of their portfolio WAVERLY, IA 24,06024.1k $540.6k $540.6k 0.23% Unchanged
59 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 23,88623.9k $536.7k $536.7k 0.01% New
60 Ausdal Financial Partners, Inc. 0.06% of their portfolio Davenport, IA 23,10723.1k $519.2k $519.2k 0.06% Added +6.3k +6,273
61 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 22,34822.3k $502.2k $502.2k 0.01% Added +1.7k +1,726
62 Insight Advisors, LLC/ PA 0.10% of their portfolio Newtown, PA 22,22422.2k $499.4k $499.4k 0.10% Unchanged
63 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 21,83421.8k $490.6k $490.6k 0.01% Reduced -47.3k -47,270
64 Independent Wealth Network Inc. 0.21% of their portfolio URBANDALE, IA 20,24820.2k $455.0k $455.0k 0.21% Added +9.7k +9,696
65 TFB Advisors LLC 0.16% of their portfolio OVERLAND PARK, KS 20,15220.2k $439.1k $439.1k 0.16% New
66 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.05% of their portfolio ORLANDO, FL 19,73719.7k $443.3k $443.3k 0.05% Added +5.6k +5,577
67 Sterling Manor Financial, LLC 0.33% of their portfolio Saratoga Springs, NY 19,53919.5k $439.0k $439.0k 0.33% Added +2.2k +2,159
68 FLAGSHIP HARBOR ADVISORS, LLC 0.03% of their portfolio BOSTON, MA 17,38517.4k $390.6k $390.6k 0.03% New
69 Foundations Investment Advisors, LLC 0.01% of their portfolio PHOENIX, AZ 16,96117.0k $381.1k $381.1k 0.01% Added +221 +221
70 BlueChip Wealth Advisors LLC 0.24% of their portfolio Milton, GA 16,61216.6k $373.3k $373.3k 0.24% Added +2.9k +2,865
71 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 15,13215.1k $340.0k $340.0k 0.01% Reduced -5.1k -5,129
72 Treasure Coast Financial Planning 0.21% of their portfolio VERO BEACH, FL 14,17514.2k $318.5k $318.5k 0.21% Unchanged
73 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 14,13214.1k $317.6k $317.6k 0.01% Added +4.9k +4,856
74 Perigon Wealth Management, LLC 0.01% of their portfolio SAN FRANCISCO, CA 13,75513.8k $309.1k $309.1k 0.01% Added +1.2k +1,235
75 Cedrus LLC 0.17% of their portfolio Littleton, CO 13,75013.8k $309.0k $309.0k 0.17% New
76 Gladstone Institutional Advisory LLC 0.02% of their portfolio Bedminster, NJ 12,64512.6k $284.1k $284.1k 0.02% Added +204 +204
77 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 12,05812.1k $271.0k $271.0k 0.00% Added +1.0k +1,047
78 SMITH, MOORE & CO. 0.03% of their portfolio CLAYTON, MO 11,67411.7k $262.3k $262.3k 0.03% Unchanged
79 CHANNEL WEALTH LLC 0.09% of their portfolio SANTA BARBARA, CA 10,00410.0k $224.8k $224.8k 0.09% Added +131 +131
80 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 9,3119.3k $209.2k $209.2k 0.00% Reduced -106.5k -106,470
81 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 9,2669.3k $208.2k $208.2k 0.01% New
82 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 8,3868.4k $188.4k $188.4k 0.00% Reduced -1.3k -1,292
83 BENJAMIN EDWARDS INC 0.04% of their portfolio Clayton, MO 7,8717.9k $177.0k $177.0k 0.04% Reduced -1.0k -1,005
84 Capital Analysts, LLC 0.01% of their portfolio FORT WASHINGTON, PA 7,5067.5k $169.0k $169.0k 0.01% New
85 Geneos Wealth Management Inc. 0.01% of their portfolio ENGLEWOOD, CO 6,6456.6k $149.3k $149.3k 0.01% Unchanged
86 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 3,2793.3k $73.7k $73.7k 0.00% Added +597 +597
87 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,5001.5k $33.7k $33.7k 0.00% New
88 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,4251.4k $32.0k $32.0k 0.00% Unchanged
89 Investors Research Corp 0.01% of their portfolio ATLANTA, GA 1,2011.2k $27.0k $27.0k 0.01% New
90 Tyler-Stone Wealth Management 0.01% of their portfolio Beachwood, OH 1,0071.0k $22.6k $22.6k 0.01% New
91 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 1,0001.0k $22.5k $22.5k 0.00% Unchanged
92 GAMMA Investing LLC 0.00% of their portfolio FOSTER CITY, CA 913913 $20.5k $20.5k 0.00% Unchanged
93 Gradient Investments LLC 0.00% of their portfolio ARDEN HILLS, MN 756756 $17.0k $17.0k 0.00% Unchanged
94 COMERICA BANK 0.00% of their portfolio DALLAS, TX 723723 $16.2k $16.2k 0.00% Added +256 +256
95 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 262262 $5.9k $5.9k 0.00% Unchanged
96 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 225225 $5.0k $5.0k 0.00% Unchanged
97 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 204204 $4.6k $4.6k 0.00% Added +203 +203
98 DHJJ Financial Advisors, Ltd. 0.00% of their portfolio NAPERVILLE, IL 1010 $225 $225 0.00% Unchanged
99 FMR LLC 0.00% of their portfolio BOSTON, MA 11 $22 $22 0.00% Unchanged
100 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged