Vault-13

FIRST TR EXCHANGE-TRADED FD MDIV

MULTI ASSET DI · ETP · CUSIP 33738R100

95 institutional holders -4 vs Q1 2024
8,549,8188.5m shares reported held*
$134.5mreported value*
3 new 29 added 41 reduced 9 sold out net sold ≈ $52.7m (-3.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $15.73. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 93Q4 22: 97Q1 23: 100Q2 23: 94Q3 23: 96Q4 23: 100Q1 24: 99Q2 24: 9595Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202293
Q4 202297
Q1 2023100
Q2 202394
Q3 202396
Q4 2023100
Q1 202499
Q2 202495

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 41 bought or addedQ4 22: 44 cut or sold outQ4 22Q1 23: 52 bought or addedQ1 23: 36 cut or sold outQ2 23: 41 bought or addedQ2 23: 41 cut or sold outQ2 23Q3 23: 37 bought or addedQ3 23: 51 cut or sold outQ4 23: 42 bought or addedQ4 23: 48 cut or sold outQ4 23Q1 24: 43 bought or addedQ1 24: 47 cut or sold outQ2 24: 32 bought or addedQ2 24: 50 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20224144
Q1 20235236
Q2 20234141
Q3 20233751
Q4 20234248
Q1 20244347
Q2 20243250

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +114,941+114.9k
COMMONWEALTH EQUITY SERVICES, LLC Added +84,518+84.5k
Flaharty Asset Management, LLC Added +23,415+23.4k
LPL Financial LLC Added +21,118+21.1k
Kestra Advisory Services, LLC Added +11,832+11.8k
Janney Montgomery Scott LLC Added +9,767+9.8k
Thrivent Financial for Lutherans Added +9,531+9.5k
Cambridge Investment Research Advisors, Inc. Added +7,926+7.9k
WEDBUSH SECURITIES INC Added +7,162+7.2k
JONES FINANCIAL COMPANIES LLLP Added +5,464+5.5k

Biggest sellers

MORGAN STANLEY Reduced -2,962,721-3.0m
AMERIPRISE FINANCIAL INC Reduced -129,388-129.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -89,051-89.1k
StoneX Group Inc. Reduced -87,979-88.0k
CITADEL ADVISORS LLC Reduced -59,351-59.4k
OSAIC HOLDINGS, INC. Reduced -41,384-41.4k
Authentikos Wealth Advisory, LLC Sold out -39,960-40.0k
JANE STREET GROUP, LLC Reduced -30,063-30.1k
GOLDMAN SACHS GROUP INC Sold out -24,140-24.1k
RAYMOND JAMES & ASSOCIATES Reduced -21,370-21.4k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Flaharty Asset Management, LLC 3.14% of their portfolio CLEARWATER, FL 1,353,8791.4m $21.3m $21.3m 3.14% Added +23.4k +23,415
2 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 773,428773.4k $12.2m $12.2m 0.01% Added +21.1k +21,118
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 764,644764.6k $12.0m $12.0m 0.00% Reduced -3.0m -2,962,721
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 570,787570.8k $9.0m $9.0m 0.00% Added +114.9k +114,941
5 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 503,652503.7k $7.9m $7.9m 0.01% Added +84.5k +84,518
6 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 480,072480.1k $7.5m $7.5m 0.00% Reduced -129.4k -129,388
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 357,280357.3k $5.6m $5.6m 0.00% Added +3.6k +3,553
8 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 325,223325.2k $5.1m $5.1m 0.00% Reduced -15.2k -15,237
9 HARBOUR INVESTMENTS, INC. 0.14% of their portfolio MADISON, WI 273,264273.3k $4.3m $4.3m 0.14% Added +2.4k +2,448
10 Capital Investment Advisory Services, LLC 0.39% of their portfolio RALEIGH, NC 241,651241.7k $3.8m $3.8m 0.39% Reduced -381 -381
11 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 209,843209.8k $3.3m $3.3m 0.01% Reduced -340 -340
12 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 161,904161.9k $2.5m $2.5m 0.00% Added +1.1k +1,136
13 Ameritas Advisory Services, LLC 0.09% of their portfolio Lincoln, NE 144,981145.0k $2.3m $2.3m 0.09% Reduced -10.4k -10,434
14 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 135,869135.9k $2.1m $2.1m 0.01% Reduced -41.4k -41,384
15 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 132,940132.9k $2.1m $2.1m 0.01% Added +11.8k +11,832
16 Harvest Investment Services, LLC 0.72% of their portfolio Oakbrook Terrace, IL 115,490115.5k $1.8m $1.8m 0.72% Reduced -1.7k -1,712
17 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 112,864112.9k $1.8m $1.8m 0.01% Added +7.9k +7,926
18 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 104,765104.8k $1.6m $1.6m 0.01% Added +9.8k +9,767
19 StoneX Group Inc. 0.12% of their portfolio NEW YORK, NY 98,93498.9k $1.6m $1.6m 0.12% Reduced -88.0k -87,979
20 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 90,38090.4k $1.4m $1.4m 0.00% Reduced -21.4k -21,370
21 COTTONWOOD CAPITAL ADVISORS, LLC 1.11% of their portfolio SALT LAKE CITY, UT 89,62789.6k $1.4m $1.4m 1.11% Reduced -1.7k -1,689
22 UBS Group AG 0.00% of their portfolio ZURICH, V8 86,53786.5k $1.4m $1.4m 0.00% Reduced -14.6k -14,586
23 Elevated Capital Advisors, LLC 0.35% of their portfolio SANDY, UT 79,82479.8k $1.3m $1.3m 0.35% Reduced -128 -128
24 TrueWealth Advisors, LLC 0.44% of their portfolio BIRMINGHAM, AL 76,06176.1k $1.2m $1.2m 0.44% Reduced -4.9k -4,907
25 Sigma Planning Corp 0.04% of their portfolio ANN ARBOR, MI 70,27070.3k $1.1m $1.1m 0.04% Reduced -1.2k -1,202
26 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 61,57961.6k $968.0k $968.0k 0.00% Reduced -910 -910
27 Jaffetilchin Investment Partners, LLC 0.08% of their portfolio TAMPA, FL 60,63860.6k $953.2k $953.2k 0.08% Reduced -2.8k -2,793
28 Hershey Financial Advisers, LLC 0.83% of their portfolio LANCASTER, PA 58,67458.7k $922.3k $922.3k 0.83% First filing
29 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 55,25955.3k $868.6k $868.6k 0.01% Added +5.2k +5,241
30 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 54,97255.0k $864.1k $864.1k 0.00% Reduced -5.3k -5,295
31 Cornerstone Wealth Management, LLC 0.07% of their portfolio ST. PETERS, MO 54,87754.9k $862.6k $862.6k 0.07% Reduced -1.1k -1,137
32 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 52,98253.0k $834.0k $834.0k 0.01% Reduced -2.6k -2,561
33 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 48,32148.3k $760.0k $760.0k 0.00% Added +9.5k +9,531
34 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 47,12747.1k $740.8k $740.8k 0.00% Reduced -2.1k -2,149
35 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 45,04145.0k $702.2k $702.2k 0.01% First filing
36 Rockport Wealth LLC 0.30% of their portfolio Fairview Park, OH 44,87444.9k $705.4k $705.4k 0.30% Added +2.7k +2,725
37 Larson Financial Group LLC 0.05% of their portfolio ST LOUIS, MO 44,58444.6k $700.8k $700.8k 0.05% Added +1.5k +1,500
38 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 38,65938.7k $608.0k $608.0k 0.02% Added +7.2k +7,162
39 Apriem Advisors 0.07% of their portfolio IRVINE, CA 37,80037.8k $594.2k $594.2k 0.07% Reduced -14.4k -14,378
40 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 35,71235.7k $561.0k $561.0k 0.00% Reduced -2.6k -2,647
41 Endowment Wealth Management, Inc. 0.38% of their portfolio APPLETON, WI 33,01333.0k $518.9k $518.9k 0.38% Reduced -1.3k -1,325
42 Compound Planning, Inc. 0.03% of their portfolio NEW YORK, NY 28,96129.0k $455.2k $455.2k 0.03% Unchanged
43 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 26,60126.6k $418.1k $418.1k 0.02% Unchanged
44 Intrua Financial, LLC 0.07% of their portfolio Houston, TX 25,49525.5k $400.8k $400.8k 0.07% Reduced -300 -300
45 Realta Investment Advisors 0.07% of their portfolio WILMINGTON, DE 23,00023.0k $361.5k $361.5k 0.07% Reduced -5.7k -5,700
46 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 22,30022.3k $350.5k $350.5k 0.00% Reduced -59.4k -59,351
47 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.03% of their portfolio ORLANDO, FL 20,75520.8k $326.2k $326.2k 0.03% Added +1.9k +1,874
48 RPg Family Wealth Advisory, LLC 0.11% of their portfolio BURLINGTON, MA 20,45020.4k $321.5k $321.5k 0.11% Unchanged
49 COMERICA BANK 0.00% of their portfolio DALLAS, TX 17,47217.5k $274.6k $274.6k 0.00% Added +320 +320
50 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 16,98517.0k $267.0k $267.0k 0.00% Reduced -315 -315
51 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 15,69215.7k $246.7k $246.7k 0.00% Reduced -30.1k -30,063
52 ARBOR CAPITAL MANAGEMENT INC /ADV 0.22% of their portfolio ANCHORAGE, AK 15,60815.6k $244.9k $244.9k 0.22% Added +615 +615
53 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 15,50515.5k $243.7k $243.7k 0.00% Reduced -200 -200
54 Farther Finance Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 15,48215.5k $242.9k $242.9k 0.01% Reduced -122 -122
55 PSI Advisors, LLC 0.08% of their portfolio TAMPA, FL 15,32015.3k $240.8k $240.8k 0.08% Added +243 +243
56 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 14,83414.8k $233.2k $233.2k 0.00% Added +5.5k +5,464
57 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 13,28213.3k $208.8k $208.8k 0.00% Added +1.5k +1,466
58 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 12,75012.8k $200.4k $200.4k 0.00% Reduced -300 -300
59 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 12,33812.3k $193.9k $193.9k 0.00% Reduced -89.1k -89,051
60 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 11,59811.6k $182.3k $182.3k 0.00% Unchanged
61 B. Riley Wealth Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 11,13111.1k $175.0k $175.0k 0.00% Reduced -5.2k -5,248
62 Cherry Creek Investment Advisors, Inc. 0.09% of their portfolio ENGLEWOOD, CO 10,95511.0k $172.2k $172.2k 0.09% Reduced -1.7k -1,732
63 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 10,41410.4k $163.7k $163.7k 0.00% Added +3.5k +3,500
64 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 8,4408.4k $132.7k $132.7k 0.00% Added +662 +662
65 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 3,8603.9k $60.0k $60.0k 0.01% Reduced -318 -318
66 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 3,8153.8k $60.0k $60.0k 0.00% Added +1.3k +1,315
67 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 3,8003.8k $59.7k $59.7k 0.00% Unchanged
68 NFSG Corp 0.02% of their portfolio BOCA RATON, FL 3,4263.4k $53.9k $53.9k 0.02% Reduced -14.0k -14,020
69 GUARDIAN WEALTH ADVISORS, LLC / NC 0.00% of their portfolio RALEIGH, NC 2,5722.6k $40.4k $40.4k 0.00% Unchanged
70 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 2,5712.6k $40.4k $40.4k 0.00% Reduced -662 -662
71 Founders Financial Alliance, LLC 0.01% of their portfolio RALEIGH, NC 2,5042.5k $39.4k $39.4k 0.01% Added +27 +27
72 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 2,0002.0k $31.4k $31.4k 0.00% Unchanged
73 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 1,8001.8k $28.3k $28.3k 0.00% Unchanged
74 BELLEVUE ASSET MANAGEMENT, LLC 0.01% of their portfolio BELLEVUE, WA 1,7271.7k $27.1k $27.1k 0.01% Added +14 +14
75 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 1,5431.5k $24.2k $24.2k 0.00% Unchanged
76 Pinnacle Bancorp, Inc. 0.00% of their portfolio BEATRICE, NE 1,0001.0k $15.7k $15.7k 0.00% Unchanged
77 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 951951 $15.0k $15.0k 0.00% Added +29 +29
78 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 800800 $12.6k $12.6k 0.00% Unchanged
79 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 608608 $9.6k $9.6k 0.00% Unchanged
80 Beacon Capital Management, LLC 0.00% of their portfolio FRANKLIN, TN 548548 $8.6k $8.6k 0.00% Added +8 +8
81 Castleview Partners, LLC 0.00% of their portfolio DALLAS, TX 441441 $6.9k $6.9k 0.00% Unchanged
82 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 400400 $6.3k $6.3k 0.00% Unchanged
83 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 393393 $6.2k $6.2k 0.00% Reduced -4 -4
84 Cornerstone Planning Group LLC 0.00% of their portfolio FAIRFIELD, NJ 310310 $4.9k $4.9k 0.00% New
85 OAKWORTH CAPITAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 215215 $3.4k $3.4k 0.00% Unchanged
86 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 209209 $3.3k $3.3k 0.00% Added +121 +121
87 AlphaMark Advisors, LLC 0.00% of their portfolio FT. WRIGHT, KY 200200 $3.0k $3.0k 0.00% Unchanged
88 Stephens Consulting, LLC 0.00% of their portfolio FLINT, MI 200200 $3.1k $3.1k 0.00% Unchanged
89 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 116116 $1.8k $1.8k 0.00% Unchanged
90 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 106106 $1.7k $1.7k 0.00% New
91 DHJJ Financial Advisors, Ltd. 0.00% of their portfolio NAPERVILLE, IL 3030 $472 $472 0.00% Unchanged
92 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1616 $252 $252 0.00% Unchanged
93 Smartleaf Asset Management LLC 0.00% of their portfolio BOSTON, MA 77 $115 $115 0.00% Reduced -4 -4
94 FMR LLC 0.00% of their portfolio BOSTON, MA 11 $16 $16 0.00% New
95 EPG Wealth Management LLC 0.01% of their portfolio ATLANTA, GA 00 $55.9k $55.9k 0.01% Reduced -5.3k -5,281