Vault-13

FIRST TR EXCHANGE-TRADED FD MDIV

MULTI ASSET DI · ETP · CUSIP 33738R100

99 institutional holders -1 vs Q4 2023
11,799,94511.8m shares reported held*
$186.3mreported value*
9 new 34 added 37 reduced 10 sold out net bought ≈ $14.6m (+925.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $15.79. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 93Q4 22: 97Q1 23: 100Q2 23: 94Q3 23: 96Q4 23: 100Q1 24: 9999Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202293
Q4 202297
Q1 2023100
Q2 202394
Q3 202396
Q4 2023100
Q1 202499

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 41 bought or addedQ4 22: 44 cut or sold outQ4 22Q1 23: 52 bought or addedQ1 23: 36 cut or sold outQ1 23Q2 23: 41 bought or addedQ2 23: 41 cut or sold outQ2 23Q3 23: 37 bought or addedQ3 23: 51 cut or sold outQ3 23Q4 23: 42 bought or addedQ4 23: 48 cut or sold outQ4 23Q1 24: 43 bought or addedQ1 24: 47 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20224144
Q1 20235236
Q2 20234141
Q3 20233751
Q4 20234248
Q1 20244347

Biggest buyers

MORGAN STANLEY Added +2,117,949+2.1m
Cetera Investment Advisers Added +190,497+190.5k
Ameritas Advisory Services, LLC Added +121,500+121.5k
COMMONWEALTH EQUITY SERVICES, LLC Added +97,557+97.6k
CITADEL ADVISORS LLC Added +66,846+66.8k
ROYAL BANK OF CANADA Added +55,626+55.6k
Apriem Advisors New +52,178+52.2k
JANE STREET GROUP, LLC New +45,755+45.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +38,977+39.0k
Thrivent Financial for Lutherans New +38,790+38.8k

Biggest sellers

GeoWealth Management, LLC Sold out -536,830-536.8k
Cetera Advisor Networks LLC Sold out -404,087-404.1k
AMERIPRISE FINANCIAL INC Reduced -377,780-377.8k
Flaharty Asset Management, LLC Reduced -215,886-215.9k
UBS Group AG Reduced -136,135-136.1k
SILVER OAK SECURITIES, INCORPORATED Sold out -128,442-128.4k
AE Wealth Management LLC Sold out -48,499-48.5k
Lido Advisors, LLC Reduced -46,206-46.2k
AdvisorNet Financial, Inc Sold out -38,510-38.5k
TrueWealth Advisors, LLC Reduced -19,529-19.5k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,727,3653.7m $58.9m $58.9m 0.00% Added +2.1m +2,117,949
2 Flaharty Asset Management, LLC 3.12% of their portfolio CLEARWATER, FL 1,330,4641.3m $21.0m $21.0m 3.12% Reduced -215.9k -215,886
3 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 752,310752.3k $11.9m $11.9m 0.01% Reduced -18.0k -17,975
4 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 609,460609.5k $9.7m $9.7m 0.00% Reduced -377.8k -377,780
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 455,846455.8k $7.2m $7.2m 0.00% Added +13.9k +13,878
6 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 419,134419.1k $6.6m $6.6m 0.01% Added +97.6k +97,557
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 353,727353.7k $5.6m $5.6m 0.00% Added +55.6k +55,626
8 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 340,460340.5k $5.4m $5.4m 0.00% Added +21.5k +21,478
9 HARBOUR INVESTMENTS, INC. 0.15% of their portfolio MADISON, WI 270,816270.8k $4.3m $4.3m 0.15% Added +11.6k +11,621
10 Capital Investment Advisory Services, LLC 0.41% of their portfolio RALEIGH, NC 242,032242.0k $3.8m $3.8m 0.41% Added +1.1k +1,078
11 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 210,183210.2k $3.3m $3.3m 0.01% Added +190.5k +190,497
12 StoneX Group Inc. 0.26% of their portfolio NEW YORK, NY 186,913186.9k $3.0m $3.0m 0.26% Reduced -12.2k -12,215
13 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 177,253177.3k $2.8m $2.8m 0.01% Reduced -17.9k -17,868
14 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 160,768160.8k $2.5m $2.5m 0.00% Reduced -11.5k -11,481
15 Ameritas Advisory Services, LLC 0.10% of their portfolio Lincoln, NE 155,415155.4k $2.4m $2.4m 0.10% Added +121.5k +121,500
16 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 121,108121.1k $1.9m $1.9m 0.01% Added +18.7k +18,710
17 Harvest Investment Services, LLC 0.74% of their portfolio Oakbrook Terrace, IL 117,202117.2k $1.9m $1.9m 0.74% Reduced -434 -434
18 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 111,750111.8k $1.8m $1.8m 0.00% Reduced -1.6k -1,640
19 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 104,938104.9k $1.7m $1.7m 0.01% Reduced -7.4k -7,447
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 101,389101.4k $1.6m $1.6m 0.00% Added +39.0k +38,977
21 UBS Group AG 0.00% of their portfolio ZURICH, V8 101,123101.1k $1.6m $1.6m 0.00% Reduced -136.1k -136,135
22 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 94,99895.0k $1.5m $1.5m 0.00% Reduced -6.6k -6,641
23 COTTONWOOD CAPITAL ADVISORS, LLC 1.11% of their portfolio SALT LAKE CITY, UT 91,31691.3k $1.4m $1.4m 1.11% Reduced -1.9k -1,893
24 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 81,65181.7k $1.3m $1.3m 0.00% Added +66.8k +66,846
25 TrueWealth Advisors, LLC 0.49% of their portfolio BIRMINGHAM, AL 80,96881.0k $1.3m $1.3m 0.49% Reduced -19.5k -19,529
26 Elevated Capital Advisors, LLC 0.36% of their portfolio SANDY, UT 79,95280.0k $1.3m $1.3m 0.36% Added +4.0k +3,957
27 Sigma Planning Corp 0.04% of their portfolio ANN ARBOR, MI 71,47271.5k $1.1m $1.1m 0.04% Added +31.2k +31,179
28 Jaffetilchin Investment Partners, LLC 0.09% of their portfolio TAMPA, FL 63,43163.4k $1.0m $1.0m 0.09% Added +986 +986
29 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 62,48962.5k $986.7k $986.7k 0.00% Added +1.5k +1,488
30 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 60,26760.3k $951.6k $951.6k 0.00% Reduced -270 -270
31 Cornerstone Wealth Management, LLC 0.07% of their portfolio ST. PETERS, MO 56,01456.0k $884.5k $884.5k 0.07% Reduced -1.9k -1,897
32 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 55,54355.5k $877.0k $877.0k 0.01% Reduced -1.9k -1,892
33 Apriem Advisors 0.10% of their portfolio IRVINE, CA 52,17852.2k $823.9k $823.9k 0.10% New
34 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 50,01850.0k $789.8k $789.8k 0.01% Reduced -5.2k -5,230
35 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 49,27649.3k $778.1k $778.1k 0.00% Added +8.6k +8,587
36 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 45,75545.8k $722.5k $722.5k 0.00% New
37 Larson Financial Group LLC 0.05% of their portfolio ST LOUIS, MO 43,08443.1k $680.3k $680.3k 0.05% Reduced -360 -360
38 Rockport Wealth LLC 0.44% of their portfolio Fairview Park, OH 42,14942.1k $665.6k $665.6k 0.44% First filing
39 Authentikos Wealth Advisory, LLC 0.63% of their portfolio MORGAN HILL, CA 39,96040.0k $631.0k $631.0k 0.63% Unchanged
40 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 38,79038.8k $612.0k $612.0k 0.00% New
41 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 38,35938.4k $607.0k $607.0k 0.00% Reduced -4.1k -4,072
42 Endowment Wealth Management, Inc. 0.41% of their portfolio APPLETON, WI 34,33834.3k $542.2k $542.2k 0.41% Reduced -2.1k -2,101
43 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 31,49731.5k $497.0k $497.0k 0.02% Added +4.4k +4,389
44 Compound Planning, Inc. 0.04% of their portfolio NEW YORK, NY 28,96129.0k $457.3k $457.3k 0.04% Added +209 +209
45 Realta Investment Advisors 0.09% of their portfolio WILMINGTON, DE 28,70028.7k $453.2k $453.2k 0.09% Added +3.4k +3,370
46 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 26,60126.6k $420.0k $420.0k 0.02% Reduced -920 -920
47 Intrua Financial, LLC 0.06% of their portfolio Houston, TX 25,79525.8k $407.3k $407.3k 0.06% Added +2.3k +2,300
48 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 24,14024.1k $381.2k $381.2k 0.00% New
49 RPg Family Wealth Advisory, LLC 0.10% of their portfolio BURLINGTON, MA 20,45020.4k $322.9k $322.9k 0.10% Unchanged
50 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.03% of their portfolio ORLANDO, FL 18,88118.9k $298.3k $298.3k 0.03% Reduced -3.0k -2,955
51 Keystone Financial Group 0.04% of their portfolio LEXINGTON, KY 18,87918.9k $298.1k $298.1k 0.04% Reduced -41 -41
52 NFSG Corp 0.12% of their portfolio BOCA RATON, FL 17,44617.4k $275.5k $275.5k 0.12% Reduced -12.2k -12,200
53 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 17,30017.3k $273.2k $273.2k 0.00% Added +263 +263
54 COMERICA BANK 0.00% of their portfolio DALLAS, TX 17,15217.2k $270.8k $270.8k 0.00% Added +9 +9
55 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 16,37916.4k $239.1k $239.1k 0.01% Added +3.7k +3,680
56 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 15,70515.7k $248.0k $248.0k 0.00% Added +74 +74
57 Farther Finance Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 15,60415.6k $246.5k $246.5k 0.01% Added +9.2k +9,209
58 PSI Advisors, LLC 0.09% of their portfolio TAMPA, FL 15,07715.1k $238.1k $238.1k 0.09% Added +1.8k +1,821
59 ARBOR CAPITAL MANAGEMENT INC /ADV 0.23% of their portfolio ANCHORAGE, AK 14,99315.0k $237.6k $237.6k 0.23% Reduced -1.4k -1,402
60 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 14,66914.7k $231.0k $231.0k 0.00% New
61 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 14,00514.0k $221.1k $221.1k 0.01% Reduced -646 -646
62 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 13,05013.1k $206.1k $206.1k 0.00% Unchanged
63 Diversified, LLC 0.03% of their portfolio Wilmington, DE 12,94112.9k $204.3k $204.3k 0.03% New
64 Cherry Creek Investment Advisors, Inc. 0.11% of their portfolio ENGLEWOOD, CO 12,68712.7k $200.3k $200.3k 0.11% Reduced -2.1k -2,096
65 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 11,81611.8k $186.6k $186.6k 0.00% Reduced -1.2k -1,157
66 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 11,59811.6k $183.1k $183.1k 0.00% Reduced -46.2k -46,206
67 L.M. KOHN & COMPANY 0.05% of their portfolio CINCINNATI, OH 10,75010.8k $169.7k $169.7k 0.05% Reduced -3.7k -3,700
68 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 9,3709.4k $148.0k $148.0k 0.00% Added +8.3k +8,274
69 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 7,7787.8k $122.8k $122.8k 0.00% Reduced -536 -536
70 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 6,9146.9k $109.2k $109.2k 0.00% Added +4.3k +4,342
71 EPG Wealth Management LLC 0.02% of their portfolio ATLANTA, GA 5,2815.3k $83.4k $83.4k 0.02% Added +65 +65
72 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 4,1784.2k $65.0k $65.0k 0.01% Reduced -6.3k -6,264
73 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 3,8003.8k $60.0k $60.0k 0.00% Reduced -13 -13
74 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 3,2333.2k $51.1k $51.1k 0.00% Unchanged
75 GUARDIAN WEALTH ADVISORS, LLC / NC 0.00% of their portfolio RALEIGH, NC 2,5722.6k $40.6k $40.6k 0.00% Unchanged
76 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 2,5002.5k $39.5k $39.5k 0.00% Reduced -3.0k -3,000
77 Founders Financial Alliance, LLC 0.01% of their portfolio RALEIGH, NC 2,4772.5k $39.1k $39.1k 0.01% Added +40 +40
78 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 2,0002.0k $31.6k $31.6k 0.00% Unchanged
79 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 1,8001.8k $28.4k $28.4k 0.00% Unchanged
80 BELLEVUE ASSET MANAGEMENT, LLC 0.02% of their portfolio BELLEVUE, WA 1,7131.7k $27.1k $27.1k 0.02% Added +10 +10
81 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 1,5431.5k $24.4k $24.4k 0.00% Unchanged
82 Indiana Trust & Investment Management Co 0.01% of their portfolio MISHAWAKA, IN 1,1651.2k $18.4k $18.4k 0.01% New
83 Pinnacle Bancorp, Inc. 0.00% of their portfolio BEATRICE, NE 1,0001.0k $15.8k $15.8k 0.00% Unchanged
84 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 922922 $15.0k $15.0k 0.00% Unchanged
85 ICA Group Wealth Management, LLC 0.00% of their portfolio DENVER, CO 897897 $14.2k $14.2k 0.00% Reduced -186 -186
86 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 800800 $12.6k $12.6k 0.00% New
87 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 608608 $9.6k $9.6k 0.00% Unchanged
88 Beacon Capital Management, LLC 0.00% of their portfolio FRANKLIN, TN 540540 $8.5k $8.5k 0.00% Added +22 +22
89 Castleview Partners, LLC 0.00% of their portfolio DALLAS, TX 441441 $7.0k $7.0k 0.00% Unchanged
90 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 400400 $6.3k $6.3k 0.00% Unchanged
91 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 397397 $6.3k $6.3k 0.00% Unchanged
92 OAKWORTH CAPITAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 215215 $3.4k $3.4k 0.00% Unchanged
93 AlphaMark Advisors, LLC 0.00% of their portfolio FT. WRIGHT, KY 200200 $3.0k $3.0k 0.00% Unchanged
94 Stephens Consulting, LLC 0.00% of their portfolio FLINT, MI 200200 $3.2k $3.2k 0.00% Unchanged
95 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 116116 $1.8k $1.8k 0.00% New
96 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 8888 $1.4k $1.4k 0.00% Added +60 +60
97 DHJJ Financial Advisors, Ltd. 0.00% of their portfolio NAPERVILLE, IL 3030 $474 $474 0.00% Unchanged
98 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1616 $252 $252 0.00% Reduced -16 -16
99 Smartleaf Asset Management LLC 0.00% of their portfolio BOSTON, MA 1111 $186 $186 0.00% Reduced -201 -201