Vault-13

FIRST TR EXCHANGE-TRADED FD MDIV

MULTI ASSET DI · ETP · CUSIP 33738R100

100 institutional holders +4 vs Q3 2023
10,836,32010.8m shares reported held*
$171.8mreported value*
11 new 31 added 41 reduced 7 sold out net bought ≈ $23.3m (+1.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $15.85. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 93Q4 22: 97Q1 23: 100Q2 23: 94Q3 23: 96Q4 23: 100100Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202293
Q4 202297
Q1 2023100
Q2 202394
Q3 202396
Q4 2023100

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 41 bought or addedQ4 22: 44 cut or sold outQ4 22Q1 23: 52 bought or addedQ1 23: 36 cut or sold outQ1 23Q2 23: 41 bought or addedQ2 23: 41 cut or sold outQ2 23Q3 23: 37 bought or addedQ3 23: 51 cut or sold outQ3 23Q4 23: 42 bought or addedQ4 23: 48 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224144
Q1 20235236
Q2 20234141
Q3 20233751
Q4 20234248

Biggest buyers

AMERIPRISE FINANCIAL INC Added +477,226+477.2k
MORGAN STANLEY Added +462,498+462.5k
GeoWealth Management, LLC Added +380,690+380.7k
Cetera Advisor Networks LLC Added +232,284+232.3k
SILVER OAK SECURITIES, INCORPORATED New +128,442+128.4k
Lido Advisors, LLC New +57,804+57.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +46,724+46.7k
Compound Planning, Inc. New +28,752+28.8k
Intrua Financial, LLC New +23,495+23.5k
COMMONWEALTH EQUITY SERVICES, LLC Added +22,019+22.0k

Biggest sellers

Ameritas Advisory Services, LLC Reduced -165,376-165.4k
Dynamic Advisor Solutions LLC Reduced -44,054-44.1k
LPL Financial LLC Reduced -34,072-34.1k
WELLS FARGO & COMPANY/MN Reduced -32,048-32.0k
Sigma Planning Corp Reduced -28,315-28.3k
OSAIC HOLDINGS, INC. Reduced -27,436-27.4k
Kestra Advisory Services, LLC Reduced -20,642-20.6k
Envestnet Portfolio Solutions, Inc. Sold out -20,409-20.4k
Farther Finance Advisors, LLC Reduced -20,009-20.0k
RFG Advisory, LLC Sold out -15,355-15.4k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,609,4161.6m $25.2m $25.2m 0.00% Added +462.5k +462,498
2 Flaharty Asset Management, LLC 3.82% of their portfolio CLEARWATER, FL 1,546,3501.5m $24.2m $24.2m 3.82% Added +10.4k +10,440
3 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 987,240987.2k $15.5m $15.5m 0.00% Added +477.2k +477,226
4 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 770,285770.3k $12.1m $12.1m 0.01% Reduced -34.1k -34,072
5 GeoWealth Management, LLC 0.69% of their portfolio CHICAGO, IL 536,830536.8k $8.4m $8.4m 0.69% Added +380.7k +380,690
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 441,968442.0k $6.9m $6.9m 0.00% Reduced -3.0k -3,007
7 Cetera Advisor Networks LLC 0.04% of their portfolio EL SEGUNDO, CA 404,087404.1k $6.3m $6.3m 0.04% Added +232.3k +232,284
8 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 321,577321.6k $5.0m $5.0m 0.01% Added +22.0k +22,019
9 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 318,982319.0k $5.0m $5.0m 0.00% Reduced -32.0k -32,048
10 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 298,101298.1k $4.7m $4.7m 0.00% Added +9.9k +9,948
11 HARBOUR INVESTMENTS, INC. 0.17% of their portfolio MADISON, WI 259,195259.2k $4.1m $4.1m 0.17% Added +15.7k +15,709
12 Capital Investment Advisory Services, LLC 0.35% of their portfolio RALEIGH, NC 240,954241.0k $3.8m $3.8m 0.35% Reduced -1.9k -1,947
13 UBS Group AG 0.00% of their portfolio ZURICH, V8 237,258237.3k $3.7m $3.7m 0.00% Added +17.2k +17,178
14 StoneX Group Inc. 0.31% of their portfolio NEW YORK, NY 199,128199.1k $3.1m $3.1m 0.31% Added +9.1k +9,063
15 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 195,121195.1k $3.1m $3.1m 0.01% Reduced -27.4k -27,436
16 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 172,249172.2k $2.7m $2.7m 0.00% Reduced -3.7k -3,741
17 SILVER OAK SECURITIES, INCORPORATED 0.27% of their portfolio JACKSON, TN 128,442128.4k $2.0m $2.0m 0.27% New
18 Harvest Investment Services, LLC 0.85% of their portfolio Oakbrook Terrace, IL 117,636117.6k $1.8m $1.8m 0.85% Added +436 +436
19 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 113,390113.4k $1.8m $1.8m 0.00% Reduced -9.0k -8,966
20 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 112,385112.4k $1.8m $1.8m 0.01% Added +1.5k +1,500
21 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 102,398102.4k $1.6m $1.6m 0.01% Reduced -20.6k -20,642
22 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 101,639101.6k $1.6m $1.6m 0.01% Reduced -7.0k -7,030
23 TrueWealth Advisors, LLC 0.61% of their portfolio BIRMINGHAM, AL 100,497100.5k $1.6m $1.6m 0.61% Reduced -11.3k -11,290
24 COTTONWOOD CAPITAL ADVISORS, LLC 1.20% of their portfolio SALT LAKE CITY, UT 93,20993.2k $1.5m $1.5m 1.20% Reduced -1.4k -1,362
25 Elevated Capital Advisors, LLC 0.37% of their portfolio SANDY, UT 75,99576.0k $1.2m $1.2m 0.37% Reduced -462 -462
26 Jaffetilchin Investment Partners, LLC 0.10% of their portfolio TAMPA, FL 62,44562.4k $977.3k $977.3k 0.10% Added +1.4k +1,402
27 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 62,41262.4k $976.7k $976.7k 0.00% Added +46.7k +46,724
28 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 61,00161.0k $954.7k $954.7k 0.00% Added +10.8k +10,801
29 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 60,53760.5k $947.4k $947.4k 0.00% Added +412 +412
30 Cornerstone Wealth Management, LLC 0.08% of their portfolio ST. PETERS, MO 57,91157.9k $906.3k $906.3k 0.08% Reduced -1.0k -1,039
31 Lido Advisors, LLC 0.03% of their portfolio Los Angeles, CA 57,80457.8k $3.1m $3.1m 0.03% New
32 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 57,43557.4k $898.9k $898.9k 0.01% Reduced -5.9k -5,913
33 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 55,24855.2k $864.6k $864.6k 0.01% Reduced -7.0k -7,039
34 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 48,49948.5k $754.2k $754.2k 0.00% Added +2.8k +2,793
35 Larson Financial Group LLC 0.06% of their portfolio ST LOUIS, MO 43,44443.4k $679.9k $679.9k 0.06% Reduced -2.6k -2,597
36 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 42,43142.4k $667.0k $667.0k 0.00% Added +5.6k +5,626
37 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 40,68940.7k $636.8k $636.8k 0.00% Reduced -623 -623
38 Sigma Planning Corp 0.05% of their portfolio ANN ARBOR, MI 40,29340.3k $630.6k $630.6k 0.05% Reduced -28.3k -28,315
39 Authentikos Wealth Advisory, LLC 0.66% of their portfolio MORGAN HILL, CA 39,96040.0k $625.4k $625.4k 0.66% Unchanged
40 AdvisorNet Financial, Inc 0.06% of their portfolio MINNETONKA, MN 38,51038.5k $602.7k $602.7k 0.06% Added +1.9k +1,944
41 Endowment Wealth Management, Inc. 0.47% of their portfolio APPLETON, WI 36,43936.4k $570.3k $570.3k 0.47% Reduced -3.4k -3,433
42 Ameritas Advisory Services, LLC 0.03% of their portfolio Lincoln, NE 33,91533.9k $524.7k $524.7k 0.03% Reduced -165.4k -165,376
43 NFSG Corp 0.23% of their portfolio BOCA RATON, FL 29,64629.6k $464.0k $464.0k 0.23% Reduced -468 -468
44 Compound Planning, Inc. 0.06% of their portfolio NEW YORK, NY 28,75228.8k $450.0k $450.0k 0.06% New
45 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 27,52127.5k $430.7k $430.7k 0.02% Reduced -922 -922
46 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 27,10827.1k $424.0k $424.0k 0.02% Added +900 +900
47 Realta Investment Advisors 0.09% of their portfolio WILMINGTON, DE 25,33025.3k $396.4k $396.4k 0.09% Reduced -6.5k -6,500
48 Intrua Financial, LLC 0.06% of their portfolio Houston, TX 23,49523.5k $367.7k $367.7k 0.06% New
49 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.04% of their portfolio ORLANDO, FL 21,83621.8k $341.7k $341.7k 0.04% New
50 RPg Family Wealth Advisory, LLC 0.12% of their portfolio BURLINGTON, MA 20,45020.4k $320.0k $320.0k 0.12% New
51 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 19,68619.7k $308.1k $308.1k 0.00% Reduced -2.4k -2,385
52 Keystone Financial Group 0.05% of their portfolio LEXINGTON, KY 18,92018.9k $296.1k $296.1k 0.05% Reduced -29 -29
53 COMERICA BANK 0.00% of their portfolio DALLAS, TX 17,14317.1k $268.3k $268.3k 0.00% Added +6.8k +6,780
54 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 17,03717.0k $266.6k $266.6k 0.00% Reduced -214 -214
55 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 16,75016.8k $262.1k $262.1k 0.00% Added +1.9k +1,945
56 ARBOR CAPITAL MANAGEMENT INC /ADV 0.19% of their portfolio ANCHORAGE, AK 16,39516.4k $256.4k $256.4k 0.19% Reduced -8 -8
57 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 15,63115.6k $244.6k $244.6k 0.00% Added +472 +472
58 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 14,80514.8k $231.7k $231.7k 0.00% New
59 Cherry Creek Investment Advisors, Inc. 0.14% of their portfolio ENGLEWOOD, CO 14,78314.8k $231.3k $231.3k 0.14% Added +227 +227
60 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 14,65114.7k $229.0k $229.0k 0.01% Reduced -44.1k -44,054
61 L.M. KOHN & COMPANY 0.07% of their portfolio CINCINNATI, OH 14,45014.4k $226.1k $226.1k 0.07% Added +2.1k +2,088
62 PSI Advisors, LLC 0.08% of their portfolio TAMPA, FL 13,25613.3k $207.5k $207.5k 0.08% Added +1.7k +1,748
63 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 13,05013.1k $204.2k $204.2k 0.00% Unchanged
64 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 12,97313.0k $203.0k $203.0k 0.00% Reduced -5.4k -5,384
65 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 12,69912.7k $198.7k $198.7k 0.01% Reduced -3.7k -3,680
66 LANARK FINANCIAL, INC. 0.02% of their portfolio BIRMINGHAM, AL 10,44210.4k $163.0k $163.0k 0.02% Reduced -166 -166
67 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 8,3148.3k $129.4k $129.4k 0.01% Reduced -322 -322
68 Farther Finance Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 6,3956.4k $100.1k $100.1k 0.01% Reduced -20.0k -20,009
69 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 5,5005.5k $86.1k $86.1k 0.00% Reduced -5.3k -5,300
70 EPG Wealth Management LLC 0.02% of their portfolio ATLANTA, GA 5,2165.2k $79.7k $79.7k 0.02% Added +111 +111
71 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 5,1615.2k $80.8k $80.8k 0.00% New
72 DB Wealth Management Group, LLC 0.04% of their portfolio SAN DIEGO, CA 4,3524.4k $68.1k $68.1k 0.04% Unchanged
73 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 3,8133.8k $59.7k $59.7k 0.00% Added +13 +13
74 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 3,2333.2k $50.0k $50.0k 0.00% Added +818 +818
75 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 2,5722.6k $40.3k $40.3k 0.00% Unchanged
76 GUARDIAN WEALTH ADVISORS, LLC / NC 0.01% of their portfolio RALEIGH, NC 2,5722.6k $40.3k $40.3k 0.01% Unchanged
77 Founders Financial Alliance, LLC 0.01% of their portfolio RALEIGH, NC 2,4372.4k $38.1k $38.1k 0.01% Reduced -12 -12
78 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 2,0002.0k $31.3k $31.3k 0.00% Reduced -5.8k -5,750
79 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 1,8001.8k $28.2k $28.2k 0.00% Unchanged
80 BELLEVUE ASSET MANAGEMENT, LLC 0.02% of their portfolio BELLEVUE, WA 1,7031.7k $26.7k $26.7k 0.02% Reduced -990 -990
81 Tradition Wealth Management, LLC 0.00% of their portfolio EDINA, MN 1,5641.6k $24.0k $24.0k 0.00% Added +26 +26
82 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 1,5431.5k $24.2k $24.2k 0.00% New
83 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 1,0961.1k $17.2k $17.2k 0.00% New
84 ICA Group Wealth Management, LLC 0.00% of their portfolio DENVER, CO 1,0831.1k $16.9k $16.9k 0.00% New
85 Pinnacle Bancorp, Inc. 0.01% of their portfolio BEATRICE, NE 1,0001.0k $15.7k $15.7k 0.01% Unchanged
86 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 922922 $14.0k $14.0k 0.00% Unchanged
87 Archer Investment Corp 0.00% of their portfolio Carmel, IN 648648 $10.1k $10.1k 0.00% Unchanged
88 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 608608 $9.5k $9.5k 0.00% Reduced -1.4k -1,392
89 Beacon Capital Management, LLC 0.00% of their portfolio FRANKLIN, TN 518518 $7.6k $7.6k 0.00% Reduced -56 -56
90 Castleview Partners, LLC 0.00% of their portfolio DALLAS, TX 441441 $6.9k $6.9k 0.00% Unchanged
91 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 400400 $6.3k $6.3k 0.00% Unchanged
92 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 397397 $6.2k $6.2k 0.00% First filing
93 OAKWORTH CAPITAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 215215 $3.4k $3.4k 0.00% Unchanged
94 Smartleaf Asset Management LLC 0.00% of their portfolio BOSTON, MA 212212 $3.4k $3.4k 0.00% First filing
95 AlphaMark Advisors, LLC 0.00% of their portfolio FT. WRIGHT, KY 200200 $3.0k $3.0k 0.00% Unchanged
96 Stephens Consulting, LLC 0.00% of their portfolio FLINT, MI 200200 $3.1k $3.1k 0.00% Unchanged
97 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 3232 $500 $500 0.00% Added +31 +31
98 DHJJ Financial Advisors, Ltd. 0.00% of their portfolio NAPERVILLE, IL 3030 $470 $470 0.00% Unchanged
99 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 2828 $438 $438 0.00% Reduced -363 -363
100 FMR LLC 0.00% of their portfolio BOSTON, MA 11 $16 $16 0.00% Reduced -1 -1