Vault-13

FIRST TR EXCHANGE-TRADED FD RDVI

FT VEST RIS · ETP · CUSIP 33738D879

225 institutional holders +33 vs Q3 2024
38,220,44638.2m shares reported held*
$927.0mreported value*
31 new 127 added 36 reduced 8 sold out net bought ≈ $161.4m (+6.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $24.26. Options: 1 managers hold calls ($33.9k notional), 0 hold puts (—).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 1Q4 22: 16Q1 23: 43Q2 23: 80Q3 23: 102Q4 23: 134Q1 24: 150Q2 24: 168Q3 24: 192Q4 24: 225225Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 20221
Q4 202216
Q1 202343
Q2 202380
Q3 2023102
Q4 2023134
Q1 2024150
Q2 2024168
Q3 2024192
Q4 2024225

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q1 23: 40 bought or addedQ1 23: 2 cut or sold outQ2 23: 72 bought or addedQ2 23: 8 cut or sold outQ2 23Q3 23: 92 bought or addedQ3 23: 11 cut or sold outQ4 23: 85 bought or addedQ4 23: 31 cut or sold outQ4 23Q1 24: 113 bought or addedQ1 24: 36 cut or sold outQ2 24: 132 bought or addedQ2 24: 30 cut or sold outQ2 24Q3 24: 139 bought or addedQ3 24: 37 cut or sold outQ4 24: 158 bought or addedQ4 24: 44 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023402
Q2 2023728
Q3 20239211
Q4 20238531
Q1 202411336
Q2 202413230
Q3 202413937
Q4 202415844

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10k$20k$30k$40kQ1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —Q3 24 calls: $0Q3 24 puts: $0Q3 24P/C —Q4 24 calls: $33.9kQ4 24 puts: $0Q4 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2024$0$0—
Q2 2024$0$0—
Q3 2024$0$0—
Q4 2024$33.9k$00.00

Biggest buyers

Arax Advisory Partners Added +1,031,326+1.0m
WELLS FARGO & COMPANY/MN Added +864,926+864.9k
LPL Financial LLC Added +657,819+657.8k
Independent Advisor Alliance New +403,123+403.1k
PINNACLE ASSOCIATES LTD Added +393,118+393.1k
Second Half Financial Partners, LLC Added +347,438+347.4k
Summit Financial Wealth Advisors, LLC New +317,430+317.4k
B. Riley Wealth Advisors, Inc. Added +278,022+278.0k
Argent Advisors, Inc. New +263,866+263.9k
Kestra Advisory Services, LLC Added +222,770+222.8k

Biggest sellers

OSAIC HOLDINGS, INC. Reduced -328,672-328.7k
ENVESTNET ASSET MANAGEMENT INC Reduced -106,463-106.5k
Financial Enhancement Group LLC Sold out -97,969-98.0k
JPMORGAN CHASE & CO Reduced -73,020-73.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -65,560-65.6k
MILESTONE ASSET MANAGEMENT, LLC Reduced -56,684-56.7k
Sowell Financial Services LLC Sold out -55,985-56.0k
OLD MISSION CAPITAL LLC Sold out -36,944-36.9k
Rehmann Capital Advisory Group Reduced -27,156-27.2k
PFG Investments, LLC Sold out -14,000-14.0k

Biggest calls

CITADEL ADVISORS LLC New $33.9k1.4k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -1.4 pts · filed 2026-10-14 11.1% -1.4 pts 14.7m≈ $431.9m 2026-10-14

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 5,976,7706.0m $144.9m $144.9m 0.06% Added +657.8k +657,819
2 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,669,6651.7m $40.5m $40.5m 0.01% Reduced -106.5k -106,463
3 COMMONWEALTH EQUITY SERVICES, LLC 0.06% of their portfolio WALTHAM, MA 1,640,3221.6m $39.8m $39.8m 0.06% Added +153.6k +153,572
4 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 1,619,7551.6m $39.3m $39.3m 0.01% First filing
5 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,596,4511.6m $38.7m $38.7m 0.01% Added +864.9k +864,926
6 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 1,459,4461.5m $35.4m $35.4m 0.04% Added +150.2k +150,171
7 TRUIST FINANCIAL CORP 0.05% of their portfolio CHARLOTTE, NC 1,379,0541.4m $33.4m $33.4m 0.05% Added +95.4k +95,361
8 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,185,1371.2m $28.7m $28.7m 0.01% Added +34.0k +34,001
9 Cetera Investment Advisers 0.06% of their portfolio SCHAUMBURG, IL 1,171,9621.2m $28.4m $28.4m 0.06% Added +126.7k +126,726
10 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 1,111,1691.1m $26.9m $26.9m 0.06% Reduced -328.7k -328,672
11 Spectrum Wealth Counsel, LLC 2.99% of their portfolio INDIANAPOLIS, IN 1,050,3991.1m $25.5m $25.5m 2.99% Reduced -3.6k -3,606
12 Arax Advisory Partners 1.58% of their portfolio NEW YORK, NY 1,037,9511.0m $25.2m $25.2m 1.58% Added +1.0m +1,031,326
13 Baird Financial Group, Inc. 0.04% of their portfolio MILWAUKEE, WI 806,937806.9k $19.6m $19.6m 0.04% Added +53.5k +53,534
14 Second Half Financial Partners, LLC 8.70% of their portfolio SEBRING, FL 734,661734.7k $17.8m $17.8m 8.70% Added +347.4k +347,438
15 PARK NATIONAL CORP /OH/ 0.61% of their portfolio NEWARK, OH 690,543690.5k $16.7m $16.7m 0.61% Added +29.9k +29,882
16 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 650,234650.2k $15.8m $15.8m 0.05% Added +99.2k +99,215
17 PINNACLE ASSOCIATES LTD 0.21% of their portfolio NEW YORK, NY 627,611627.6k $15.2m $15.2m 0.21% Added +393.1k +393,118
18 Kestra Advisory Services, LLC 0.08% of their portfolio AUSTIN, TX 576,840576.8k $14.0m $14.0m 0.08% Added +222.8k +222,770
19 Janney Montgomery Scott LLC 0.04% of their portfolio PHILADELPHIA, PA 531,073531.1k $12.9m $12.9m 0.04% Added +115.5k +115,477
20 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 505,590505.6k $12.3m $12.3m 0.02% Added +177.0k +177,036
21 HARBOUR INVESTMENTS, INC. 0.32% of their portfolio MADISON, WI 463,566463.6k $11.2m $11.2m 0.32% Added +55.0k +54,982
22 Prospera Financial Services Inc 0.25% of their portfolio Dallas, TX 443,206443.2k $10.7m $10.7m 0.25% Added +51.8k +51,779
23 Independent Advisor Alliance 0.13% of their portfolio CHARLOTTE, NC 403,123403.1k $9.8m $9.8m 0.13% New
24 Echo Wealth Management, LLC 6.68% of their portfolio PLYMOUTH, MN 398,624398.6k $9.7m $9.7m 6.68% Added +441 +441
25 Luken Investment Analytics, LLC 4.29% of their portfolio BRENTWOOD, TN 382,471382.5k $9.3m $9.3m 4.29% Reduced -523 -523
26 B. Riley Wealth Advisors, Inc. 0.26% of their portfolio MEMPHIS, TN 330,363330.4k $8.0m $8.0m 0.26% Added +278.0k +278,022
27 Summit Financial Wealth Advisors, LLC 1.57% of their portfolio Lafayette, LA 317,430317.4k $8.0m $8.0m 1.57% New
28 Integrated Wealth Concepts LLC 0.08% of their portfolio WALTHAM, MA 294,694294.7k $7.1m $7.1m 0.08% Added +14.6k +14,590
29 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 277,856277.9k $6.7m $6.7m 0.01% Added +20.5k +20,493
30 Midwest Financial Group LLC 3.81% of their portfolio Overland Park, KS 273,990274.0k $6.6m $6.6m 3.81% Added +3.9k +3,854
31 Argent Advisors, Inc. 2.37% of their portfolio RUSTON, LA 263,866263.9k $6.4m $6.4m 2.37% New
32 Pinnacle Wealth Management Advisory Group, LLC 0.54% of their portfolio RED BANK, NJ 240,095240.1k $5.8m $5.8m 0.54% Added +34.6k +34,589
33 SILVER OAK SECURITIES, INCORPORATED 0.52% of their portfolio JACKSON, TN 231,959232.0k $5.6m $5.6m 0.52% Added +132.2k +132,172
34 Ergawealth Advisors, Inc. 2.67% of their portfolio OAK BROOK, IL 222,984223.0k $5.4m $5.4m 2.67% Added +944 +944
35 Mariner, LLC 0.01% of their portfolio Overland Park, KS 220,411220.4k $5.3m $5.3m 0.01% Added +27.0k +27,026
36 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.35% of their portfolio CEDAR RAPIDS, IA 200,074200.1k $4.8m $4.8m 0.35% Added +17.4k +17,373
37 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 197,402197.4k $4.8m $4.8m 0.03% Added +20.6k +20,619
38 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 194,903194.9k $4.7m $4.7m 0.03% Added +38.5k +38,506
39 Good Life Advisors, LLC 0.31% of their portfolio READING, PA 177,431177.4k $4.3m $4.3m 0.31% Added +109.8k +109,850
40 Kingsview Wealth Management, LLC 0.08% of their portfolio GRANTS PASS, OR 173,013173.0k $4.2m $4.2m 0.08% Reduced -4.7k -4,712
41 &PARTNERS 0.04% of their portfolio NASHVILLE, TN 153,066153.1k $3.7m $3.7m 0.04% Added +28.3k +28,297
42 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 143,025143.0k $3.5m $3.5m 0.02% Added +19.5k +19,518
43 Prostatis Group LLC 0.99% of their portfolio HANOVER, MD 139,446139.4k $3.4m $3.4m 0.99% Added +18.2k +18,248
44 Concurrent Investment Advisors, LLC 0.09% of their portfolio Tampa, FL 136,607136.6k $3.3m $3.3m 0.09% Added +72.3k +72,317
45 Whipplewood Advisors, LLC 1.69% of their portfolio LITTLETON, CO 122,939122.9k $3.0m $3.0m 1.69% First filing
46 Atlas Wealth LLC 1.12% of their portfolio CINCINNATI, OH 122,679122.7k $3.0m $3.0m 1.12% Added +47.2k +47,203
47 G&S Capital LLC 1.22% of their portfolio DENVER, CO 121,556121.6k $2.9m $2.9m 1.22% Added +8.5k +8,512
48 Snowden Capital Advisors LLC 0.09% of their portfolio New York, NY 115,482115.5k $2.8m $2.8m 0.09% Added +20.8k +20,774
49 Sanctuary Advisors, LLC 0.02% of their portfolio INDIANAPOLIS, IN 107,646107.6k $2.8m $2.8m 0.02% Added +39.9k +39,934
50 Rehmann Capital Advisory Group 0.16% of their portfolio LANSING, MI 107,314107.3k $2.6m $2.6m 0.16% Reduced -27.2k -27,156
51 Harvest Investment Services, LLC 0.62% of their portfolio Oakbrook Terrace, IL 104,596104.6k $2.5m $2.5m 0.62% Added +35.8k +35,752
52 Prosperity Financial Group, Inc. 1.24% of their portfolio San Ramon, CA 102,173102.2k $2.5m $2.5m 1.24% Reduced -2.3k -2,308
53 Semus Wealth Partners LLC 1.59% of their portfolio Boca Raton, FL 99,07899.1k $2.4m $2.4m 1.59% Added +9.5k +9,454
54 Patriot Financial Group Insurance Agency, LLC 0.32% of their portfolio Westborough, MA 98,38498.4k $2.4m $2.4m 0.32% Added +10.4k +10,380
55 Trueblood Wealth Management, LLC 1.17% of their portfolio LIMA, OH 98,30898.3k $2.4m $2.4m 1.17% Added +10.0k +10,031
56 MN Wealth Advisors, LLC 1.29% of their portfolio OVERLAND PARK, KS 94,63994.6k $2.3m $2.3m 1.29% Added +339 +339
57 Owen LaRue, LLC 1.19% of their portfolio ELIZABETHTOWN, KY 93,78593.8k $2.3m $2.3m 1.19% Added +25.6k +25,591
58 Truvestments Capital LLC 0.58% of their portfolio SARASOTA, FL 93,15593.2k $2.3m $2.3m 0.58% Reduced -6.1k -6,104
59 Delta Investment Management, LLC 0.44% of their portfolio SAN FRANCISCO, CA 92,16892.2k $2.2m $2.2m 0.44% Added +33.2k +33,155
60 STEPHENS INC /AR/ 0.03% of their portfolio LITTLE ROCK, AR 91,13591.1k $2.2m $2.2m 0.03% Added +1.4k +1,403
61 Sigma Planning Corp 0.07% of their portfolio ANN ARBOR, MI 87,62187.6k $2.1m $2.1m 0.07% Reduced -3.8k -3,777
62 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 85,10585.1k $2.1m $2.1m 0.02% Added +5.4k +5,405
63 KPP Advisory Services LLC 0.46% of their portfolio Louisville, KY 80,86580.9k $2.0m $2.0m 0.46% Reduced -710 -710
64 StoneX Group Inc. 0.11% of their portfolio NEW YORK, NY 80,23480.2k $1.9m $1.9m 0.11% Added +38.3k +38,327
65 Capital Analysts, LLC 0.08% of their portfolio FORT WASHINGTON, PA 77,26877.3k $1.9m $1.9m 0.08% Added +17.3k +17,333
66 RFG Advisory, LLC 0.05% of their portfolio BIRMINGHAM, AL 74,28274.3k $1.8m $1.8m 0.05% Added +1.1k +1,074
67 Capital Investment Advisory Services, LLC 0.17% of their portfolio RALEIGH, NC 74,13974.1k $1.8m $1.8m 0.17% Added +5.6k +5,644
68 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 74,10874.1k $1.8m $1.8m 0.00% Reduced -73.0k -73,020
69 IFP Advisors, Inc 0.06% of their portfolio TAMPA, FL 70,88070.9k $1.7m $1.7m 0.06% Added +11.1k +11,149
70 WEDBUSH SECURITIES INC 0.06% of their portfolio PASADENA, CA 67,01967.0k $1.6m $1.6m 0.06% Added +6.3k +6,330
71 Foundations Investment Advisors, LLC 0.03% of their portfolio PHOENIX, AZ 66,93766.9k $1.6m $1.6m 0.03% Reduced -521 -521
72 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 66,06966.1k $1.6m $1.6m 0.01% Reduced -6.9k -6,870
73 ARQ WEALTH ADVISORS, LLC 0.58% of their portfolio SCOTTSDALE, AZ 62,40162.4k $1.5m $1.5m 0.58% Added +7.6k +7,635
74 CWM, LLC 0.01% of their portfolio OMAHA, NE 59,60859.6k $1.4m $1.4m 0.01% Added +3.5k +3,502
75 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 57,62657.6k $1.4m $1.4m 0.02% Reduced -3.6k -3,595
76 Sandy Spring Bank 0.05% of their portfolio Olney, MD 56,00356.0k $1.4m $1.4m 0.05% Added +470 +470
77 Moloney Securities Asset Management, LLC 0.18% of their portfolio MANCHESTER, MO 55,55755.6k $1.3m $1.3m 0.18% Added +1.4k +1,406
78 Stonebridge Financial Planning Group, LLC 0.60% of their portfolio ORLANDO, FL 55,08155.1k $1.3m $1.3m 0.60% Added +6.9k +6,926
79 KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio AUSTIN, TX 54,99055.0k $1.3m $1.3m 0.02% Added +4.4k +4,425
80 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.11% of their portfolio ORLANDO, FL 54,74554.7k $1.3m $1.3m 0.11% New
81 Herold Advisors, Inc. 0.29% of their portfolio New York, NY 54,56454.6k $1.3m $1.3m 0.29% Added +580 +580
82 Farther Finance Advisors, LLC 0.05% of their portfolio SAN FRANCISCO, CA 54,49254.5k $1.3m $1.3m 0.05% Added +51.6k +51,566
83 Sequent Planning LLC 0.48% of their portfolio OMAHA, NE 54,25354.3k $1.3m $1.3m 0.48% Reduced -1.1k -1,096
84 Ameritas Advisory Services, LLC 0.05% of their portfolio Lincoln, NE 54,18254.2k $1.3m $1.3m 0.05% Added +3.6k +3,587
85 BlackDiamond Wealth Management, LLC 0.75% of their portfolio NEW YORK, NY 53,89053.9k $1.3m $1.3m 0.75% Added +20 +20
86 Maxwell Wealth Strategies Inc. 0.53% of their portfolio PLEASANTON, CA 53,33353.3k $1.3m $1.3m 0.53% Added +10.4k +10,361
87 MILESTONE ASSET MANAGEMENT, LLC 0.27% of their portfolio PITTSBURGH, PA 50,06550.1k $1.2m $1.2m 0.27% Reduced -56.7k -56,684
88 MTM Investment Management, LLC 0.46% of their portfolio SPARTANBURG, SC 49,66249.7k $1.2m $1.2m 0.46% Added +4.0k +3,950
89 Secure Asset Management, LLC 0.18% of their portfolio Troy, MI 48,77548.8k $1.2m $1.2m 0.18% Added +2.0k +2,039
90 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 48,77448.8k $1.2m $1.2m 0.00% Added +12.7k +12,737
91 Balboa Wealth Partners 0.27% of their portfolio SCOTTSDALE, AZ 48,71548.7k $1.2m $1.2m 0.27% New
92 BEACON FINANCIAL GROUP 0.13% of their portfolio DALLAS, TX 48,45048.5k $1.2m $1.2m 0.13% Added +666 +666
93 CreativeOne Wealth, LLC 0.04% of their portfolio OVERLAND PARK, KS 48,23048.2k $1.2m $1.2m 0.04% Added +57 +57
94 SteelPeak Wealth, LLC 0.05% of their portfolio WOODLAND HILLS, CA 47,45447.5k $1.2m $1.2m 0.05% Unchanged
95 Western Wealth Management, LLC 0.06% of their portfolio GOLDEN, CO 46,71146.7k $1.1m $1.1m 0.06% Added +5.8k +5,817
96 SLT Holdings LLC 1.07% of their portfolio SCOTTSDALE, AZ 46,57446.6k $1.1m $1.1m 1.07% First filing
97 Boyce & Associates Wealth Consulting, Inc. 1.14% of their portfolio CEDAR PARK, TX 46,43646.4k $1.1m $1.1m 1.14% Added +32.0k +31,953
98 J.W. COLE ADVISORS, INC. 0.05% of their portfolio TAMPA, FL 46,10746.1k $1.1m $1.1m 0.05% Added +12.1k +12,093
99 Compound Planning, Inc. 0.06% of their portfolio NEW YORK, NY 45,58545.6k $1.1m $1.1m 0.06% Reduced -2.4k -2,445
100 Ashton Thomas Private Wealth, LLC 0.04% of their portfolio SCOTTSDALE, AZ 45,24945.2k $1.1m $1.1m 0.04% Added +8.1k +8,146