Vault-13

FIRST TR EXCHANGE-TRADED FD RDVI

FT VEST RIS · ETP · CUSIP 33738D879

134 institutional holders +32 vs Q3 2023
18,112,92718.1m shares reported held*
$417.9mreported value*
26 new 59 added 28 reduced 3 sold out net bought ≈ $52.6m (+2.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $23.07.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 1Q4 22: 16Q1 23: 43Q2 23: 80Q3 23: 102Q4 23: 134134Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 20221
Q4 202216
Q1 202343
Q2 202380
Q3 2023102
Q4 2023134

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 15 bought or addedQ4 22: 1 cut or sold outQ4 22Q1 23: 40 bought or addedQ1 23: 2 cut or sold outQ1 23Q2 23: 72 bought or addedQ2 23: 8 cut or sold outQ2 23Q3 23: 92 bought or addedQ3 23: 11 cut or sold outQ3 23Q4 23: 85 bought or addedQ4 23: 31 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022151
Q1 2023402
Q2 2023728
Q3 20239211
Q4 20238531

Biggest buyers

Cetera Advisor Networks LLC Added +265,096+265.1k
Cambridge Investment Research Advisors, Inc. Added +234,453+234.5k
ROYAL BANK OF CANADA Added +230,059+230.1k
Prospera Financial Services Inc Added +180,911+180.9k
Baird Financial Group, Inc. Added +179,789+179.8k
Echo Wealth Management, LLC Added +154,550+154.6k
ENVESTNET ASSET MANAGEMENT INC Added +153,896+153.9k
Ergawealth Advisors, Inc. Added +147,845+147.8k
AVANTAX ADVISORY SERVICES, INC. Added +101,540+101.5k
Kestra Advisory Services, LLC Added +95,949+95.9k

Biggest sellers

OSAIC HOLDINGS, INC. Reduced -345,700-345.7k
AE Wealth Management LLC Reduced -181,931-181.9k
LPL Financial LLC Reduced -70,284-70.3k
MML INVESTORS SERVICES, LLC Reduced -35,894-35.9k
OLD MISSION CAPITAL LLC Reduced -24,368-24.4k
KPP Advisory Services LLC Sold out -23,078-23.1k
WOLVERINE TRADING, LLC Sold out -18,865-18.9k
Midwest Financial Group LLC Reduced -16,928-16.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -13,121-13.1k
Prosperity Financial Group, Inc. Reduced -10,973-11.0k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -1.4 pts · filed 2026-10-14 11.1% -1.4 pts 14.7m≈ $431.9m 2026-10-14

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 3,069,4163.1m $70.8m $70.8m 0.04% Reduced -70.3k -70,284
2 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,298,6851.3m $30.0m $30.0m 0.01% Added +153.9k +153,896
3 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 974,008974.0k $22.5m $22.5m 0.04% Reduced -345.7k -345,700
4 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 834,440834.4k $19.3m $19.3m 0.03% Added +94.2k +94,161
5 Spectrum Wealth Counsel, LLC 2.59% of their portfolio INDIANAPOLIS, IN 808,772808.8k $18.7m $18.7m 2.59% First filing
6 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 803,809803.8k $18.6m $18.6m 0.03% Added +83.6k +83,585
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 782,665782.7k $18.1m $18.1m 0.00% Added +230.1k +230,059
8 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 764,943764.9k $17.7m $17.7m 0.02% Added +83.5k +83,535
9 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 479,301479.3k $11.1m $11.1m 0.05% Added +234.5k +234,453
10 PARK NATIONAL CORP /OH/ 0.45% of their portfolio NEWARK, OH 479,066479.1k $11.1m $11.1m 0.45% Added +79.0k +78,966
11 Cetera Advisor Networks LLC 0.06% of their portfolio EL SEGUNDO, CA 446,391446.4k $10.3m $10.3m 0.06% Added +265.1k +265,096
12 Prospera Financial Services Inc 0.32% of their portfolio Dallas, TX 424,410424.4k $9.8m $9.8m 0.32% Added +180.9k +180,911
13 Echo Wealth Management, LLC 7.39% of their portfolio PLYMOUTH, MN 342,858342.9k $7.9m $7.9m 7.39% Added +154.6k +154,550
14 Kestra Advisory Services, LLC 0.06% of their portfolio AUSTIN, TX 304,193304.2k $7.0m $7.0m 0.06% Added +95.9k +95,949
15 Prosperity Financial Group, Inc. 4.77% of their portfolio San Ramon, CA 297,996298.0k $6.9m $6.9m 4.77% Reduced -11.0k -10,973
16 Midwest Financial Group LLC 4.75% of their portfolio Overland Park, KS 275,735275.7k $6.4m $6.4m 4.75% Reduced -16.9k -16,928
17 Cedrus LLC 3.87% of their portfolio Littleton, CO 270,533270.5k $6.2m $6.2m 3.87% Added +46.8k +46,778
18 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 266,140266.1k $6.1m $6.1m 0.01% Added +179.8k +179,789
19 PINNACLE ASSOCIATES LTD 0.09% of their portfolio NEW YORK, NY 234,493234.5k $5.4m $5.4m 0.09% Added +47.5k +47,485
20 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 233,058233.1k $5.4m $5.4m 0.04% Added +44.9k +44,943
21 KESTRA PRIVATE WEALTH SERVICES, LLC 0.13% of their portfolio AUSTIN, TX 226,839226.8k $5.2m $5.2m 0.13% Added +2.3k +2,312
22 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 206,431206.4k $4.8m $4.8m 0.01% Added +34.9k +34,911
23 Cetera Advisors LLC 0.07% of their portfolio DENVER, CO 204,815204.8k $4.7m $4.7m 0.07% Added +46.6k +46,629
24 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 176,899176.9k $4.1m $4.1m 0.01% Added +61.2k +61,210
25 HARBOUR INVESTMENTS, INC. 0.17% of their portfolio MADISON, WI 174,068174.1k $4.0m $4.0m 0.17% Added +17.8k +17,769
26 Ergawealth Advisors, Inc. 2.25% of their portfolio OAK BROOK, IL 158,285158.3k $3.7m $3.7m 2.25% Added +147.8k +147,845
27 Maxwell Wealth Strategies Inc. 2.18% of their portfolio PLEASANTON, CA 144,792144.8k $3.3m $3.3m 2.18% First filing
28 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.27% of their portfolio CEDAR RAPIDS, IA 124,587124.6k $2.9m $2.9m 0.27% Added +21.7k +21,693
29 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 116,405116.4k $2.7m $2.7m 0.03% Added +101.5k +101,540
30 Integrated Wealth Concepts LLC 0.04% of their portfolio WALTHAM, MA 115,064115.1k $2.7m $2.7m 0.04% Added +14.4k +14,362
31 Rehmann Capital Advisory Group 0.20% of their portfolio LANSING, MI 104,222104.2k $2.4m $2.4m 0.20% Reduced -1.8k -1,756
32 STEPHENS INC /AR/ 0.04% of their portfolio LITTLE ROCK, AR 101,540101.5k $2.3m $2.3m 0.04% Added +11.7k +11,690
33 G&S Capital LLC 1.08% of their portfolio DENVER, CO 98,24098.2k $2.3m $2.3m 1.08% Added +1.9k +1,874
34 Secure Asset Management, LLC 0.57% of their portfolio Troy, MI 91,96592.0k $2.1m $2.1m 0.57% Reduced -2.6k -2,625
35 B. Riley Wealth Advisors, Inc. 0.05% of their portfolio MEMPHIS, TN 87,51587.5k $2.0m $2.0m 0.05% Added +34.6k +34,575
36 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 85,38885.4k $2.0m $2.0m 0.00% Added +44.5k +44,464
37 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 80,77080.8k $1.9m $1.9m 0.02% Added +1.5k +1,469
38 Trueblood Wealth Management, LLC 1.15% of their portfolio LIMA, OH 79,44979.4k $1.8m $1.8m 1.15% First filing
39 Kingsview Wealth Management, LLC 0.05% of their portfolio GRANTS PASS, OR 77,88477.9k $1.8m $1.8m 0.05% Reduced -10.3k -10,300
40 BlackDiamond Wealth Management, LLC 1.26% of their portfolio NEW YORK, NY 76,30076.3k $1.7m $1.7m 1.26% Reduced -4.0k -3,997
41 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 75,60975.6k $1.7m $1.7m 0.01% Reduced -181.9k -181,931
42 Avidian Wealth Enterprises, LLC 0.11% of their portfolio Houston, TX 74,16674.2k $1.7m $1.7m 0.11% Added +7.0k +6,950
43 MGO ONE SEVEN LLC 0.10% of their portfolio Beachwood, OH 73,54073.5k $1.7m $1.7m 0.10% Added +355 +355
44 SILVER OAK SECURITIES, INCORPORATED 0.21% of their portfolio JACKSON, TN 67,16467.2k $1.6m $1.6m 0.21% Added +28.1k +28,139
45 Cherry Creek Investment Advisors, Inc. 0.90% of their portfolio ENGLEWOOD, CO 64,18364.2k $1.5m $1.5m 0.90% Reduced -5.2k -5,161
46 Garden State Investment Advisory Services LLC 0.59% of their portfolio Red Bank, NJ 63,06063.1k $1.5m $1.5m 0.59% Reduced -2.9k -2,865
47 Semus Wealth Partners LLC 1.12% of their portfolio Boca Raton, FL 59,11359.1k $1.4m $1.4m 1.12% Added +7.2k +7,153
48 Mariner, LLC 0.00% of their portfolio Overland Park, KS 58,99959.0k $1.4m $1.4m 0.00% Added +21.3k +21,337
49 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 53,26253.3k $1.2m $1.2m 0.01% Added +1.9k +1,920
50 Herold Advisors, Inc. 0.34% of their portfolio New York, NY 53,06953.1k $1.2m $1.2m 0.34% Added +876 +876
51 Pinnacle Wealth Management Advisory Group, LLC 0.14% of their portfolio RED BANK, NJ 51,03651.0k $1.2m $1.2m 0.14% Added +18.7k +18,661
52 Atlas Wealth LLC 0.57% of their portfolio CINCINNATI, OH 49,42249.4k $1.0m $1.0m 0.57% Unchanged
53 Delta Investment Management, LLC 0.27% of their portfolio SAN FRANCISCO, CA 47,98548.0k $1.1m $1.1m 0.27% Added +714 +714
54 MN Wealth Advisors, LLC 0.74% of their portfolio OVERLAND PARK, KS 46,67346.7k $1.1m $1.1m 0.74% First filing
55 CWM, LLC 0.01% of their portfolio OMAHA, NE 43,51343.5k $1.0m $1.0m 0.01% Added +36.8k +36,765
56 REAP Financial Group, LLC 0.29% of their portfolio AUSTIN, TX 42,64642.6k $984.3k $984.3k 0.29% First filing
57 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 40,16740.2k $927.0k $927.0k 0.00% New
58 MTM Investment Management, LLC 0.40% of their portfolio SPARTANBURG, SC 38,12738.1k $880.0k $880.0k 0.40% Added +4.8k +4,800
59 N.E.W. Advisory Services LLC 0.11% of their portfolio DE PERE, WI 37,79337.8k $872.3k $872.3k 0.11% New
60 Sandy Spring Bank 0.04% of their portfolio Olney, MD 37,39737.4k $863.1k $863.1k 0.04% New
61 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 36,60536.6k $844.8k $844.8k 0.02% Reduced -24.4k -24,368
62 Global Assets Advisory, LLC 1.09% of their portfolio ORLANDO, FL 36,45036.5k $843.5k $843.5k 1.09% Unchanged
63 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 35,71835.7k $824.0k $824.0k 0.00% Reduced -35.9k -35,894
64 Stonebridge Financial Planning Group, LLC 0.46% of their portfolio ORLANDO, FL 34,65734.7k $799.9k $799.9k 0.46% Added +10.7k +10,715
65 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 33,89133.9k $782.2k $782.2k 0.01% New
66 Sigma Planning Corp 0.06% of their portfolio ANN ARBOR, MI 32,11232.1k $741.1k $741.1k 0.06% New
67 GPS Wealth Strategies Group, LLC 0.13% of their portfolio CENTENNIAL, CO 32,01632.0k $738.9k $738.9k 0.13% Added +1.4k +1,415
68 Key Client Fiduciary Advisors, LLC 0.42% of their portfolio Fairfield, NJ 31,20331.2k $720.2k $720.2k 0.42% Reduced -2.1k -2,125
69 Virtue Capital Management, LLC 0.14% of their portfolio BRENTWOOD, TN 30,59030.6k $701.9k $701.9k 0.14% New
70 Patriot Financial Group Insurance Agency, LLC 0.13% of their portfolio Westborough, MA 30,34030.3k $700.2k $700.2k 0.13% Added +5.3k +5,292
71 WEDBUSH SECURITIES INC 0.03% of their portfolio PASADENA, CA 30,11730.1k $695.0k $695.0k 0.03% Added +5.7k +5,674
72 LINCOLN NATIONAL CORP 0.01% of their portfolio RADNOR, PA 28,35228.4k $654.4k $654.4k 0.01% Reduced -2.1k -2,111
73 Foundations Investment Advisors, LLC 0.02% of their portfolio PHOENIX, AZ 28,15528.2k $638.0k $638.0k 0.02% Added +2.0k +1,972
74 J.W. COLE ADVISORS, INC. 0.04% of their portfolio TAMPA, FL 28,05728.1k $647.6k $647.6k 0.04% Added +1.5k +1,540
75 Capital Analysts, LLC 0.03% of their portfolio FORT WASHINGTON, PA 27,37427.4k $632.0k $632.0k 0.03% Added +3.8k +3,770
76 Moloney Securities Asset Management, LLC 0.10% of their portfolio MANCHESTER, MO 25,87725.9k $597.2k $597.2k 0.10% Added +6.6k +6,579
77 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 25,80325.8k $595.5k $595.5k 0.00% New
78 Insight Advisors, LLC/ PA 0.12% of their portfolio Newtown, PA 25,42725.4k $586.9k $586.9k 0.12% Added +153 +153
79 First Heartland Consultants, Inc. 0.07% of their portfolio LAKE ST. LOUIS, MO 24,79724.8k $572.0k $572.0k 0.07% Reduced -7.0k -6,965
80 Atlas Private Wealth Advisors 0.11% of their portfolio RED BANK, NJ 24,52224.5k $566.0k $566.0k 0.11% Added +362 +362
81 Capital Investment Advisory Services, LLC 0.05% of their portfolio RALEIGH, NC 23,63723.6k $545.5k $545.5k 0.05% Added +10.8k +10,782
82 VIMA LLC 1.21% of their portfolio TROY, MI 22,66022.7k $523.0k $523.0k 1.21% First filing
83 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 22,50022.5k $519.3k $519.3k 0.00% Unchanged
84 Gladstone Institutional Advisory LLC 0.03% of their portfolio Bedminster, NJ 21,92621.9k $506.1k $506.1k 0.03% Added +7.4k +7,376
85 Derbend Asset Management 0.28% of their portfolio Peachtree City, GA 20,83620.8k $480.9k $480.9k 0.28% Reduced -2.7k -2,657
86 Raab & Moskowitz Asset Management LLC 0.15% of their portfolio Chatham, NJ 20,50020.5k $473.1k $473.1k 0.15% Unchanged
87 BEACON FINANCIAL GROUP 0.05% of their portfolio DALLAS, TX 19,10819.1k $441.0k $441.0k 0.05% New
88 TKG Advisors, LLC 0.26% of their portfolio VALPARAISO, IN 18,81918.8k $434.4k $434.4k 0.26% Reduced -585 -585
89 Compound Planning, Inc. 0.06% of their portfolio NEW YORK, NY 18,53818.5k $427.9k $427.9k 0.06% Reduced -5.2k -5,158
90 Main Street Financial Solutions, LLC 0.05% of their portfolio NEWTOWN, PA 17,85817.9k $412.2k $412.2k 0.05% Added +198 +198
91 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 17,12317.1k $395.2k $395.2k 0.00% Added +4.6k +4,638
92 Marshall Financial Group, LLC 0.12% of their portfolio Hunt Valley, MD 16,64816.6k $384.2k $384.2k 0.12% Added +360 +360
93 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 16,34716.3k $377.3k $377.3k 0.01% New
94 Comprehensive Financial Consultants Institutional, Inc. 0.17% of their portfolio Bloomington, IN 15,95216.0k $368.2k $368.2k 0.17% Added +2.0k +2,012
95 HBW ADVISORY SERVICES LLC 0.07% of their portfolio SIMI VALLEY, CA 15,66515.7k $362.0k $362.0k 0.07% Unchanged
96 DHJJ Financial Advisors, Ltd. 0.15% of their portfolio NAPERVILLE, IL 13,60113.6k $313.9k $313.9k 0.15% Reduced -645 -645
97 Western Wealth Management, LLC 0.02% of their portfolio GOLDEN, CO 13,16413.2k $303.8k $303.8k 0.02% New
98 WCG Wealth Advisors LLC 0.02% of their portfolio LAS VEGAS, NV 12,60412.6k $291.0k $291.0k 0.02% Reduced -420 -420
99 Aptus Capital Advisors, LLC 0.01% of their portfolio FAIRHOPE, AL 11,92911.9k $275.3k $275.3k 0.01% Reduced -7.6k -7,603
100 StoneX Group Inc. 0.03% of their portfolio NEW YORK, NY 11,84711.8k $274.6k $274.6k 0.03% Added +2.1k +2,062