Vault-13

FIRST TR EXCHANGE-TRADED FD SCIO

STRUCTURED CR IN · ETP · CUSIP 33738D770

10 institutional holders +0 vs Q4 2024
426,539426.5k shares reported held*
$8.7mreported value*
2 new 1 added 5 reduced 2 sold out net sold ≈ $5.8m (-282.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $20.50.

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

0510Q1 24: 6Q2 24: 8Q3 24: 10Q4 24: 10Q1 25: 1010Q1 24Q2 24Q3 24Q4 24Q1 25
Numbers
QuarterHolders
Q1 20246
Q2 20248
Q3 202410
Q4 202410
Q1 202510

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q2 24: 3 bought or addedQ2 24: 3 cut or sold outQ2 24Q3 24: 4 bought or addedQ3 24: 1 cut or sold outQ3 24Q4 24: 2 bought or addedQ4 24: 3 cut or sold outQ4 24Q1 25: 3 bought or addedQ1 25: 7 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 202433
Q3 202441
Q4 202423
Q1 202537

Biggest buyers

WINEBRENNER CAPITAL MANAGEMENT LLC New +40,400+40.4k
FIRST TRUST ADVISORS LP Added +11,200+11.2k
HARBOUR INVESTMENTS, INC. New +2,000+2.0k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -120,000-120.0k
MIZUHO SECURITIES USA LLC Sold out -70,423-70.4k
ROYAL BANK OF CANADA Reduced -50,686-50.7k
GOLDMAN SACHS GROUP INC Reduced -50,000-50.0k
FLOW TRADERS U.S. LLC Reduced -42,268-42.3k
JANE STREET GROUP, LLC Reduced -2,401-2.4k
UBS Group AG Sold out -517-517

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution +3.8 pts · filed 2026-10-14 14.3% +3.8 pts 3.9m≈ $81.4m 2026-10-14
STRATEGIC PLANNING GROUP, LLC 13G · institution -11.1 pts · filed 2026-02-10 14.2% -11.1 pts 788.8k≈ $16.3m 2026-02-10
FOUNDATIONS INVESTMENT ADVISORS, LLC 13G · institution new · filed 2025-11-03 6.7% new 194.9k≈ $4.0m 2025-11-03

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 100,000100.0k $2.1m $2.1m 0.00% Reduced -50.0k -50,000
2 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 95,85295.9k $2.0m $2.0m 0.00% Reduced -50.7k -50,686
3 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 93,70093.7k $1.9m $1.9m 0.00% Unchanged
4 WINEBRENNER CAPITAL MANAGEMENT LLC 0.75% of their portfolio LOUISVILLE, KY 40,40040.4k $828.4k $828.4k 0.75% New
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 30,00030.0k $615.1k $615.1k 0.00% Reduced -120.0k -120,000
6 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 26,95627.0k $552.7k $552.7k 0.00% Added +11.2k +11,200
7 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 21,60021.6k $442.9k $442.9k 0.00% Reduced -2.4k -2,401
8 FLOW TRADERS U.S. LLC 0.01% of their portfolio NEW YORK, NY 16,03116.0k $329.0k $329.0k 0.01% Reduced -42.3k -42,268
9 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 2,0002.0k $41.0k $41.0k 0.00% New
10 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged