Vault-13

FIRST TR EXCHANGE-TRADED FD LGOV

LNG DUR OPRTUN · ETP · CUSIP 33738D606

128 institutional holders +10 vs Q3 2024
23,507,38423.5m shares reported held*
$489.6mreported value*
21 new 51 added 43 reduced 15 sold out net bought ≈ $21.0m (+1.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($42.4k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $20.83.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 18Q4 22: 21Q1 23: 28Q2 23: 55Q3 23: 65Q4 23: 81Q1 24: 94Q2 24: 111Q3 24: 118Q4 24: 128128Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202218
Q4 202221
Q1 202328
Q2 202355
Q3 202365
Q4 202381
Q1 202494
Q2 2024111
Q3 2024118
Q4 2024128

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 21 bought or addedQ1 23: 7 cut or sold outQ2 23: 46 bought or addedQ2 23: 8 cut or sold outQ2 23Q3 23: 45 bought or addedQ3 23: 22 cut or sold outQ4 23: 48 bought or addedQ4 23: 33 cut or sold outQ4 23Q1 24: 70 bought or addedQ1 24: 30 cut or sold outQ2 24: 72 bought or addedQ2 24: 34 cut or sold outQ2 24Q3 24: 76 bought or addedQ3 24: 40 cut or sold outQ4 24: 72 bought or addedQ4 24: 58 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023217
Q2 2023468
Q3 20234522
Q4 20234833
Q1 20247030
Q2 20247234
Q3 20247640
Q4 20247258

Biggest buyers

Financial Enhancement Group LLC New +690,307+690.3k
CITADEL ADVISORS LLC New +489,771+489.8k
FWG Holdings, LLC New +373,883+373.9k
Cyndeo Wealth Partners, LLC New +296,623+296.6k
Arax Advisory Partners New +265,901+265.9k
MORGAN STANLEY Added +168,736+168.7k
Cambridge Investment Research Advisors, Inc. Added +146,327+146.3k
Stratos Investment Management, LLC New +118,957+119.0k
CoreCap Advisors, LLC Added +113,377+113.4k
GDS Wealth Management Added +100,602+100.6k

Biggest sellers

OSAIC HOLDINGS, INC. Reduced -624,804-624.8k
Gladstone Institutional Advisory LLC Reduced -544,932-544.9k
Owen LaRue, LLC Sold out -328,668-328.7k
STIFEL FINANCIAL CORP Reduced -172,899-172.9k
Sigma Planning Corp Reduced -122,077-122.1k
HighTower Advisors, LLC Reduced -81,314-81.3k
STEPHENS INC /AR/ Reduced -71,966-72.0k
Good Life Advisors, LLC Sold out -66,919-66.9k
Global Retirement Partners, LLC Reduced -54,284-54.3k
MSH Capital Advisors LLC Sold out -47,000-47.0k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -1.7 pts · filed 2026-01-14 8.6% -1.7 pts 2.6m≈ $56.2m 2026-01-14

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 2,925,7792.9m $61.0m $61.0m 0.02% Added +83.3k +83,278
2 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 1,366,8491.4m $28.5m $28.5m 0.01% First filing
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,302,4161.3m $27.1m $27.1m 0.00% Added +168.7k +168,736
4 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,087,4831.1m $22.7m $22.7m 0.01% Reduced -41.0k -40,985
5 Atria Wealth Solutions, Inc. 0.24% of their portfolio NEW YORK, NY 1,031,4671.0m $21.5m $21.5m 0.24% Reduced -39.5k -39,495
6 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 911,128911.1k $19.0m $19.0m 0.06% Added +146.3k +146,327
7 GDS Wealth Management 1.66% of their portfolio FLOWER MOUND, TX 876,285876.3k $18.3m $18.3m 1.66% Added +100.6k +100,602
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 864,781864.8k $18.0m $18.0m 0.00% Added +29.7k +29,721
9 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 857,450857.5k $17.9m $17.9m 0.02% Reduced -81.3k -81,314
10 Financial Enhancement Group LLC 2.15% of their portfolio ANDERSON, IN 690,307690.3k $14.1m $14.1m 2.15% New
11 Marshall Financial Group, LLC 3.42% of their portfolio Hunt Valley, MD 676,567676.6k $14.1m $14.1m 3.42% Added +43.2k +43,218
12 Csenge Advisory Group 0.76% of their portfolio CLEARWATER, FL 671,085671.1k $14.0m $14.0m 0.76% Reduced -3.8k -3,812
13 STEPHENS INC /AR/ 0.19% of their portfolio LITTLE ROCK, AR 657,818657.8k $13.7m $13.7m 0.19% Reduced -72.0k -71,966
14 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 490,746490.7k $10.2m $10.2m 0.01% Added +14.2k +14,190
15 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 489,771489.8k $10.2m $10.2m 0.01% New
16 HARBOUR INVESTMENTS, INC. 0.25% of their portfolio MADISON, WI 409,842409.8k $8.5m $8.5m 0.25% Added +29.3k +29,289
17 Walkner Condon Financial Advisors LLC 1.66% of their portfolio MADISON, WI 392,513392.5k $8.2m $8.2m 1.66% Added +15.6k +15,596
18 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 389,155389.2k $8.1m $8.1m 0.02% Added +25.3k +25,306
19 FWG Holdings, LLC 3.75% of their portfolio WINTER PARK, FL 373,883373.9k $7.8m $7.8m 3.75% New
20 Gladstone Institutional Advisory LLC 0.36% of their portfolio Bedminster, NJ 370,857370.9k $7.7m $7.7m 0.36% Reduced -544.9k -544,932
21 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 367,062367.1k $7.7m $7.7m 0.02% Added +45.3k +45,332
22 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 353,193353.2k $7.4m $7.4m 0.02% Reduced -624.8k -624,804
23 Cyndeo Wealth Partners, LLC 0.42% of their portfolio ST. PETERSBURG, FL 296,623296.6k $6.2m $6.2m 0.42% New
24 Arax Advisory Partners 0.35% of their portfolio NEW YORK, NY 265,901265.9k $5.5m $5.5m 0.35% New
25 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 240,934240.9k $5.0m $5.0m 0.03% Added +3.0k +2,954
26 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 235,959236.0k $4.9m $4.9m 0.00% Added +5.1k +5,118
27 Holistic Financial Partners 2.44% of their portfolio INDIANAPOLIS, IN 235,344235.3k $4.9m $4.9m 2.44% Reduced -16.9k -16,892
28 CoreCap Advisors, LLC 0.19% of their portfolio SOUTHFIELD, MI 202,224202.2k $4.2m $4.2m 0.19% Added +113.4k +113,377
29 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 201,476201.5k $4.2m $4.2m 0.03% Added +32.1k +32,061
30 Midwest Financial Network, LLC 4.23% of their portfolio TINLEY PARK, IL 195,132195.1k $4.1m $4.1m 4.23% First filing
31 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 159,942159.9k $3.3m $3.3m 0.00% Reduced -15.7k -15,670
32 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 147,116147.1k $3.1m $3.1m 0.01% Added +22.8k +22,756
33 Western Wealth Management, LLC 0.14% of their portfolio GOLDEN, CO 127,228127.2k $2.7m $2.7m 0.14% Reduced -7.0k -7,021
34 Orion Porfolio Solutions, LLC 0.03% of their portfolio OMAHA, NE 121,354121.4k $2.5m $2.5m 0.03% Added +6.9k +6,901
35 Orion Portfolio Solutions, LLC 0.03% of their portfolio Omaha, NE 121,354121.4k $2.5m $2.5m 0.03% Added +6.9k +6,901
36 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 121,271121.3k $2.5m $2.5m 0.01% Reduced -16.1k -16,141
37 Sequent Planning LLC 0.93% of their portfolio OMAHA, NE 121,104121.1k $2.5m $2.5m 0.93% Added +2.2k +2,163
38 Stratos Investment Management, LLC 0.15% of their portfolio BEACHWOOD, OH 118,957119.0k $2.5m $2.5m 0.15% New
39 BENJAMIN EDWARDS INC 0.03% of their portfolio Clayton, MO 116,067116.1k $2.4m $2.4m 0.03% Added +28.5k +28,503
40 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 113,260113.3k $2.4m $2.4m 0.01% Reduced -9.7k -9,670
41 Geneos Wealth Management Inc. 0.08% of their portfolio ENGLEWOOD, CO 110,094110.1k $2.3m $2.3m 0.08% Added +3.7k +3,746
42 Midwest Financial Group LLC 1.30% of their portfolio Overland Park, KS 108,223108.2k $2.3m $2.3m 1.30% Added +956 +956
43 Prospera Financial Services Inc 0.05% of their portfolio Dallas, TX 107,265107.3k $2.2m $2.2m 0.05% Reduced -20.9k -20,942
44 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 99,51199.5k $2.1m $2.1m 0.02% Reduced -10.0k -9,978
45 FSB PREMIER WEALTH MANAGEMENT, INC. 0.83% of their portfolio WATERLOO, IA 98,77198.8k $2.1m $2.1m 0.83% Added +26.4k +26,386
46 Visionary Wealth Advisors 0.11% of their portfolio O'FALLON, IL 88,60688.6k $1.8m $1.8m 0.11% Reduced -26.8k -26,751
47 Sigma Planning Corp 0.06% of their portfolio ANN ARBOR, MI 85,59685.6k $1.8m $1.8m 0.06% Reduced -122.1k -122,077
48 Coppell Advisory Solutions LLC 0.25% of their portfolio COPPELL, TX 84,05184.1k $1.8m $1.8m 0.25% Added +22.9k +22,933
49 INDEPENDENT FINANCIAL GROUP, LLC 0.06% of their portfolio SAN DIEGO, CA 81,02581.0k $1.7m $1.7m 0.06% Reduced -18.1k -18,056
50 Park Square Financial Group, LLC 1.15% of their portfolio ROSWELL, GA 80,17880.2k $1.7m $1.7m 1.15% First filing
51 Kingsview Wealth Management, LLC 0.03% of their portfolio GRANTS PASS, OR 78,74978.7k $1.6m $1.6m 0.03% Reduced -12.8k -12,779
52 IAMS WEALTH MANAGEMENT, LLC 0.75% of their portfolio OMAHA, NE 78,41078.4k $1.6m $1.6m 0.75% Added +11.9k +11,851
53 Accel Wealth Management 0.61% of their portfolio WAVERLY, IA 77,22777.2k $1.6m $1.6m 0.61% Added +5.1k +5,062
54 IFG Advisory, LLC 0.09% of their portfolio ATLANTA, GA 74,37974.4k $1.6m $1.6m 0.09% Reduced -35.3k -35,328
55 IFP Advisors, Inc 0.05% of their portfolio TAMPA, FL 71,99772.0k $1.5m $1.5m 0.05% Reduced -7.8k -7,843
56 Investors Research Corp 0.31% of their portfolio ATLANTA, GA 66,92466.9k $1.4m $1.4m 0.31% Reduced -222 -222
57 Independent Advisor Alliance 0.02% of their portfolio CHARLOTTE, NC 66,84066.8k $1.4m $1.4m 0.02% New
58 Pinnacle Family Advisors, LLC 0.63% of their portfolio Springfield, MO 62,75762.8k $1.3m $1.3m 0.63% Added +2.9k +2,894
59 Gateway Wealth Partners, LLC 0.29% of their portfolio APPLETON, WI 54,62554.6k $1.1m $1.1m 0.29% Reduced -1.2k -1,187
60 Centennial Wealth Advisory LLC 0.43% of their portfolio Traverse City, MI 52,34352.3k $1.1m $1.1m 0.43% Added +28.3k +28,306
61 Maia Wealth LLC 0.22% of their portfolio DENVER, CO 49,80849.8k $1.0m $1.0m 0.22% Added +5.7k +5,720
62 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 46,86646.9k $977.0k $977.0k 0.01% Reduced -1.2k -1,201
63 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 46,60746.6k $971.3k $971.3k 0.00% Reduced -20.5k -20,542
64 Snowden Capital Advisors LLC 0.03% of their portfolio New York, NY 45,55245.6k $949.3k $949.3k 0.03% Reduced -2.8k -2,837
65 PFG Advisors 0.06% of their portfolio Phoenix, AZ 45,25445.3k $943.1k $943.1k 0.06% Added +17.9k +17,893
66 Concurrent Investment Advisors, LLC 0.03% of their portfolio Tampa, FL 44,53144.5k $928.0k $928.0k 0.03% New
67 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 44,26244.3k $922.4k $922.4k 0.00% Reduced -172.9k -172,899
68 CREATIVE FINANCIAL DESIGNS INC /ADV 0.07% of their portfolio KOKOMO, IN 43,52743.5k $907.1k $907.1k 0.07% Reduced -3.1k -3,094
69 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 41,42241.4k $869.0k $869.0k 0.01% Added +2.1k +2,135
70 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 41,31941.3k $861.1k $861.1k 0.01% Reduced -73 -73
71 Atria Investments, Inc 0.01% of their portfolio Charlotte, NC 40,05240.1k $834.7k $834.7k 0.01% Added +126 +126
72 Core Wealth Partners LLC 0.47% of their portfolio SANTA ROSA, CA 39,41039.4k $821.3k $821.3k 0.47% Reduced -580 -580
73 NewEdge Wealth, LLC 0.01% of their portfolio STAMFORD, CT 34,62534.6k $721.6k $721.6k 0.01% Reduced -1.9k -1,921
74 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 32,51632.5k $677.6k $677.6k 0.00% New
75 Ameritas Investment Partners, Inc. 0.02% of their portfolio LINCOLN, NE 30,57730.6k $637.2k $637.2k 0.02% Added +3.2k +3,206
76 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 29,88429.9k $622.8k $622.8k 0.00% New
77 Integrated Advisors Network LLC 0.03% of their portfolio DALLAS, TX 28,86428.9k $601.5k $601.5k 0.03% Added +1.4k +1,353
78 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 28,25828.3k $588.9k $588.9k 0.01% Reduced -4.5k -4,473
79 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 27,66727.7k $576.6k $576.6k 0.01% New
80 Spire Wealth Management 0.02% of their portfolio MCLEAN, VA 26,23426.2k $546.7k $546.7k 0.02% Added +2.3k +2,255
81 LaSalle St. Investment Advisors, LLC 0.15% of their portfolio ELMHURST, IL 23,60023.6k $491.0k $491.0k 0.15% New
82 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 23,00123.0k $479.3k $479.3k 0.01% Reduced -54.3k -54,284
83 TrueMark Investments, LLC 0.14% of their portfolio CHICAGO, IL 21,10621.1k $439.8k $439.8k 0.14% New
84 FLOW TRADERS U.S. LLC 0.02% of their portfolio NEW YORK, NY 20,10920.1k $419.0k $419.0k 0.02% New
85 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 20,00320.0k $416.9k $416.9k 0.00% New
86 Perigon Wealth Management, LLC 0.01% of their portfolio SAN FRANCISCO, CA 19,14319.1k $397.6k $397.6k 0.01% Added +10.1k +10,133
87 Ferguson Shapiro LLC 0.14% of their portfolio DECATUR, GA 17,84717.8k $371.9k $371.9k 0.14% Added +1.6k +1,632
88 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.02% of their portfolio BIRMINGHAM, AL 16,91916.9k $352.9k $352.9k 0.02% Added +1.0k +1,005
89 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 16,80516.8k $350.2k $350.2k 0.01% Added +1.1k +1,099
90 RFG Advisory, LLC 0.01% of their portfolio BIRMINGHAM, AL 16,16316.2k $336.8k $336.8k 0.01% Reduced -891 -891
91 GeoWealth Management, LLC 0.01% of their portfolio CHICAGO, IL 15,72215.7k $327.6k $327.6k 0.01% Reduced -21.4k -21,423
92 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 14,17414.2k $295.4k $295.4k 0.00% Added +3.4k +3,366
93 Apollon Wealth Management, LLC 0.01% of their portfolio MOUNT PLEASANT, SC 13,57513.6k $282.9k $282.9k 0.01% Reduced -770 -770
94 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 13,03913.0k $272.0k $272.0k 0.00% Reduced -3.4k -3,373
95 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 13,01613.0k $271.3k $271.3k 0.00% Reduced -337 -337
96 Householder Group Estate & Retirement Specialist, LLC 0.19% of their portfolio SCOTTSDALE, AZ 12,37212.4k $257.0k $257.0k 0.19% Added +10.5k +10,512
97 Coastline Trust Co 0.03% of their portfolio PROVIDENCE, RI 11,82011.8k $246.3k $246.3k 0.03% Reduced -4.2k -4,225
98 PRIVATE CLIENT SERVICES, LLC 0.13% of their portfolio LOUISVILLE, KY 11,34211.3k $236.4k $236.4k 0.13% Added +2.2k +2,227
99 BlueChip Wealth Advisors LLC 0.13% of their portfolio Milton, GA 11,12511.1k $231.8k $231.8k 0.13% New
100 Clarus Wealth Advisors 0.11% of their portfolio PEORIA, AZ 11,02611.0k $225.0k $225.0k 0.11% Reduced -132 -132