Vault-13

FIRST TR EXCHANGE-TRADED FD FTSL

SENIOR LN FD · ETP · CUSIP 33738D309

323 institutional holders -10 vs Q2 2024
32,814,34132.8m shares reported held*
$1.5bnreported value*
25 new 117 added 138 reduced 35 sold out net sold ≈ $106.3m (-2.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($541.5k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $45.42. Options: 2 managers hold calls ($9.0k notional), 0 hold puts (—).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 324Q4 22: 333Q1 23: 313Q2 23: 302Q3 23: 300Q4 23: 327Q1 24: 316Q2 24: 333Q3 24: 323323Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022324
Q4 2022333
Q1 2023313
Q2 2023302
Q3 2023300
Q4 2023327
Q1 2024316
Q2 2024333
Q3 2024323

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 144 bought or addedQ4 22: 178 cut or sold outQ1 23: 136 bought or addedQ1 23: 193 cut or sold outQ1 23Q2 23: 124 bought or addedQ2 23: 171 cut or sold outQ3 23: 145 bought or addedQ3 23: 154 cut or sold outQ3 23Q4 23: 142 bought or addedQ4 23: 147 cut or sold outQ1 24: 148 bought or addedQ1 24: 169 cut or sold outQ1 24Q2 24: 188 bought or addedQ2 24: 128 cut or sold outQ3 24: 142 bought or addedQ3 24: 173 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022144178
Q1 2023136193
Q2 2023124171
Q3 2023145154
Q4 2023142147
Q1 2024148169
Q2 2024188128
Q3 2024142173

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20k$40k$60kQ4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $58.0kQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $9.0kQ3 24 puts: $0Q3 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2023$0$0—
Q1 2024$0$0—
Q2 2024$58.0k$00.00
Q3 2024$9.0k$00.00

Biggest buyers

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Added +330,043+330.0k
JPMORGAN CHASE & CO Added +270,566+270.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +213,123+213.1k
OLD MISSION CAPITAL LLC Added +133,619+133.6k
Capital Investment Counsel, LLC Added +120,145+120.1k
Cambridge Investment Research Advisors, Inc. Added +109,801+109.8k
TRUIST FINANCIAL CORP Added +106,893+106.9k
RENAISSANCE TECHNOLOGIES LLC Added +103,200+103.2k
Asset Allocation & Management Company, LLC Added +95,440+95.4k
ENVESTNET ASSET MANAGEMENT INC Added +81,255+81.3k

Biggest sellers

MORGAN STANLEY Reduced -749,622-749.6k
LPL Financial LLC Reduced -589,651-589.7k
One Capital Management, LLC Reduced -365,381-365.4k
Kestra Advisory Services, LLC Reduced -274,411-274.4k
Cherry Creek Investment Advisors, Inc. Sold out -182,386-182.4k
Presidio Capital Management, LLC Reduced -174,190-174.2k
ROYAL BANK OF CANADA Reduced -172,225-172.2k
UBS Group AG Reduced -164,614-164.6k
FIRST TRUST ADVISORS LP Reduced -162,694-162.7k
BANK OF AMERICA CORP /DE/ Reduced -119,770-119.8k

Biggest calls

SIMPLEX TRADING, LLC Reduced $9.0k400 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,908,6723.9m $179.4m $179.4m 0.01% Reduced -749.6k -749,622
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,789,0041.8m $82.1m $82.1m 0.01% Reduced -119.8k -119,770
3 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 1,715,2061.7m $78.7m $78.7m 0.02% Reduced -172.2k -172,225
4 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 1,550,3761.6m $71.1m $71.1m 0.03% Reduced -589.7k -589,651
5 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,357,6751.4m $62.3m $62.3m 0.02% Added +11.8k +11,809
6 One Capital Management, LLC 1.46% of their portfolio WESTLAKE VILLAGE, CA 996,678996.7k $45.7m $45.7m 1.46% Reduced -365.4k -365,381
7 UBS Group AG 0.01% of their portfolio ZURICH, V8 986,679986.7k $45.3m $45.3m 0.01% Reduced -164.6k -164,614
8 FIRST TRUST ADVISORS LP 0.04% of their portfolio Wheaton, IL 972,042972.0k $44.6m $44.6m 0.04% Reduced -162.7k -162,694
9 Raymond James Financial Services Advisors, Inc. 0.06% of their portfolio ST. PETERSBURG, FL 955,957956.0k $43.9m $43.9m 0.06% Added +36.0k +36,035
10 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 809,588809.6k $37.2m $37.2m 0.01% Added +81.3k +81,255
11 Flaharty Asset Management, LLC 4.80% of their portfolio CLEARWATER, FL 744,599744.6k $34.2m $34.2m 4.80% Added +3.3k +3,273
12 Welch & Forbes LLC 0.36% of their portfolio Boston, MA 622,706622.7k $28.6m $28.6m 0.36% Added +6.6k +6,566
13 NorthCoast Asset Management LLC 0.19% of their portfolio STAMFORD, CT 582,473582.5k $26.7m $26.7m 0.19% Added +64.5k +64,467
14 Hikari Tsushin, Inc. 1.86% of their portfolio TOKYO, M0 570,196570.2k $26.2m $26.2m 1.86% Added +60.4k +60,362
15 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 511,933511.9k $23.5m $23.5m 0.05% Reduced -83.7k -83,655
16 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 475,895475.9k $21.8m $21.8m 0.01% Reduced -43.3k -43,329
17 TL Private Wealth 9.48% of their portfolio SOUTHLAKE, TX 459,684459.7k $21.2m $21.2m 9.48% Reduced -4.6k -4,639
18 Virtue Capital Management, LLC 3.98% of their portfolio BRENTWOOD, TN 433,590433.6k $19.9m $19.9m 3.98% Added +43.4k +43,432
19 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 430,930430.9k $19.8m $19.8m 0.02% Reduced -21.9k -21,877
20 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 384,172384.2k $17.6m $17.6m 0.00% Added +270.6k +270,566
21 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 383,905383.9k $17.6m $17.6m 0.03% Added +106.9k +106,893
22 Cyndeo Wealth Partners, LLC 1.17% of their portfolio ST. PETERSBURG, FL 364,394364.4k $16.7m $16.7m 1.17% Added +15.0k +15,007
23 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio ORLANDO, FL 339,788339.8k $7.4k $7.4k 0.02% Added +330.0k +330,043
24 CWM, LLC 0.07% of their portfolio OMAHA, NE 339,288339.3k $15.6m $15.6m 0.07% Reduced -47.6k -47,570
25 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 335,344335.3k $15.4m $15.4m 0.05% Added +109.8k +109,801
26 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 287,715287.7k $13.2m $13.2m 0.03% Reduced -40.6k -40,639
27 RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio NEW YORK, NY 240,800240.8k $11.1m $11.1m 0.02% Added +103.2k +103,200
28 Tower Wealth Partners, Inc. 6.23% of their portfolio LEWISBURG, PA 233,603233.6k $10.7m $10.7m 6.23% Added +2.0k +2,037
29 NewEdge Advisors, LLC 0.06% of their portfolio NEW ORLEANS, LA 213,971214.0k $9.8m $9.8m 0.06% Reduced -15.6k -15,624
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 213,123213.1k $9.8m $9.8m 0.02% New
31 RFG Advisory, LLC 0.25% of their portfolio BIRMINGHAM, AL 178,647178.6k $8.2m $8.2m 0.25% Added +750 +750
32 OLD MISSION CAPITAL LLC 0.17% of their portfolio CHICAGO, IL 172,207172.2k $7.9m $7.9m 0.17% Added +133.6k +133,619
33 Chicago Partners Investment Group LLC 0.25% of their portfolio CHICAGO, IL 151,855151.9k $7.0m $7.0m 0.25% Added +8.7k +8,656
34 Nilsine Partners, LLC 0.90% of their portfolio GREENWOOD VILLAGE, CO 150,837150.8k $6.9m $6.9m 0.90% Added +2.7k +2,739
35 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 150,404150.4k $6.9m $6.9m 0.01% Reduced -15.5k -15,536
36 Little Harbor Advisors, LLC 4.08% of their portfolio MARBLEHEAD, MA 143,155143.2k $6.6m $6.6m 4.08% Added +10.6k +10,604
37 LAKE STREET PRIVATE WEALTH, LLC 1.05% of their portfolio CHICAGO, IL 143,100143.1k $6.6m $6.6m 1.05% Added +7.2k +7,166
38 Capital Investment Counsel, LLC 1.12% of their portfolio DENVER, CO 140,405140.4k $6.4m $6.4m 1.12% Added +120.1k +120,145
39 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.18% of their portfolio Seattle, WA 139,540139.5k $6.4m $6.4m 0.18% Added +2.8k +2,805
40 Brookstone Capital Management 0.09% of their portfolio WHEATON, IL 137,841137.8k $6.3m $6.3m 0.09% Reduced -27.5k -27,509
41 Pine Valley Investments Ltd Liability Co 0.43% of their portfolio MARLTON, NJ 137,175137.2k $6.3m $6.3m 0.43% Added +53.8k +53,803
42 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 134,856134.9k $6.2m $6.2m 0.01% Added +9.9k +9,877
43 Concurrent Investment Advisors, LLC 0.18% of their portfolio Tampa, FL 131,333131.3k $6.0m $6.0m 0.18% Added +10.6k +10,612
44 Clear Creek Financial Management, LLC 0.68% of their portfolio SILVERDALE, WA 130,905130.9k $6.0m $6.0m 0.68% Added +15.3k +15,261
45 RiverTree Advisors, LLC 4.00% of their portfolio WINTER PARK, FL 128,412128.4k $5.9m $5.9m 4.00% Added +2.7k +2,698
46 RPg Family Wealth Advisory, LLC 1.90% of their portfolio BURLINGTON, MA 128,309128.3k $5.9m $5.9m 1.90% Added +8.2k +8,247
47 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 126,138126.1k $5.8m $5.8m 0.01% Added +25.1k +25,052
48 Prospera Financial Services Inc 0.14% of their portfolio Dallas, TX 122,734122.7k $5.6m $5.6m 0.14% Reduced -77.7k -77,744
49 Adams Wealth Management 1.19% of their portfolio LOGAN, UT 120,497120.5k $5.5m $5.5m 1.19% Added +15.4k +15,353
50 CacheTech Inc. 1.19% of their portfolio LOGAN, UT 120,497120.5k $5.5m $5.5m 1.19% Added +15.4k +15,353
51 Mission Hills Financial Advisory, LLC 4.59% of their portfolio SAN DIEGO, CA 116,492116.5k $5.4m $5.4m 4.59% First filing
52 Midwest Heritage Bank, FSB 2.49% of their portfolio WEST DES MOINES, IA 116,069116.1k $5.3m $5.3m 2.49% Reduced -5.4k -5,361
53 Steward Partners Investment Advisory, LLC 0.05% of their portfolio STAMFORD, CT 113,200113.2k $5.2m $5.2m 0.05% Reduced -12.1k -12,109
54 Asset Allocation & Management Company, LLC 3.24% of their portfolio CHICAGO, IL 112,440112.4k $5.2m $5.2m 3.24% Added +95.4k +95,440
55 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 103,396103.4k $4.7m $4.7m 0.01% Reduced -8.0k -8,022
56 EXENCIAL WEALTH ADVISORS, LLC 0.17% of their portfolio OKLAHOMA CITY, OK 102,784102.8k $4.7m $4.7m 0.17% Added +4.0k +3,979
57 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 100,287100.3k $4.6m $4.6m 0.01% Reduced -28.6k -28,560
58 Harvest Investment Services, LLC 1.37% of their portfolio Oakbrook Terrace, IL 93,54093.5k $4.3m $4.3m 1.37% Added +49.7k +49,739
59 TrueWealth Advisors, LLC 1.42% of their portfolio BIRMINGHAM, AL 92,37692.4k $4.2m $4.2m 1.42% Added +14.2k +14,227
60 DAVENPORT & Co LLC 0.02% of their portfolio RICHMOND, VA 91,93391.9k $4.2m $4.2m 0.02% Added +11.6k +11,559
61 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 91,74091.7k $4.2m $4.2m 0.02% Reduced -4.0k -3,954
62 Financial Enhancement Group LLC 0.77% of their portfolio ANDERSON, IN 88,63288.6k $4.0m $4.0m 0.77% Added +61.5k +61,475
63 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.29% of their portfolio CEDAR RAPIDS, IA 88,37988.4k $4.1m $4.1m 0.29% Added +5.6k +5,572
64 Sanctuary Advisors, LLC 0.03% of their portfolio INDIANAPOLIS, IN 87,17887.2k $4.0m $4.0m 0.03% Reduced -5.3k -5,269
65 TRUSTMARK BANK TRUST DEPARTMENT 0.29% of their portfolio JACKSON, MS 85,00085.0k $3.9m $3.9m 0.29% Unchanged
66 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 84,63284.6k $3.9m $3.9m 0.01% Reduced -45.5k -45,505
67 Integrity Financial Corp /WA 2.28% of their portfolio JACKSON, WY 84,54884.5k $3.9m $3.9m 2.28% Added +507 +507
68 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 83,04083.0k $3.8m $3.8m 0.02% Reduced -274.4k -274,411
69 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 82,93482.9k $3.8m $3.8m 0.02% Added +1.1k +1,115
70 Trinity Legacy Partners, LLC 0.94% of their portfolio HOUSTON, TX 79,42379.4k $3.7m $3.7m 0.94% Added +27.9k +27,875
71 Colorado Capital Management, Inc. 1.72% of their portfolio BOULDER, CO 75,96376.0k $3.5m $3.5m 1.72% Reduced -1.3k -1,322
72 J.W. COLE ADVISORS, INC. 0.14% of their portfolio TAMPA, FL 73,24073.2k $3.4m $3.4m 0.14% Added +497 +497
73 Asset Allocation Strategies LLC 0.95% of their portfolio FARMINGTON, MI 72,66072.7k $3.3m $3.3m 0.95% Reduced -34.4k -34,420
74 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 72,59172.6k $3.3m $3.3m 0.01% Added +2.9k +2,927
75 Aspen Investment Management Inc 1.49% of their portfolio GRAND RAPIDS, MI 69,73369.7k $3.2m $3.2m 1.49% Reduced -791 -791
76 McNaughton Wealth Management, LLC 1.55% of their portfolio SAN DIEGO, CA 69,22269.2k $3.2m $3.2m 1.55% Added +2.6k +2,643
77 Blackhawk Capital Partners, LLC 1.70% of their portfolio THIENSVILLE, WI 69,19069.2k $3.2m $3.2m 1.70% Added +14.9k +14,892
78 SageView Advisory Group, LLC 0.16% of their portfolio Newport Beach, CA 68,21868.2k $3.1m $3.1m 0.16% Reduced -2.5k -2,537
79 Aurora Private Wealth, Inc. 2.44% of their portfolio ROCKAWAY, NJ 67,87167.9k $3.1m $3.1m 2.44% Reduced -6.8k -6,765
80 Integrated Advisors Network LLC 0.15% of their portfolio DALLAS, TX 67,45667.5k $3.1m $3.1m 0.15% Reduced -9.5k -9,515
81 WBI INVESTMENTS, LLC 0.74% of their portfolio RED BANK, NJ 67,32867.3k $3.1m $3.1m 0.74% New
82 Coppell Advisory Solutions LLC 0.45% of their portfolio COPPELL, TX 66,38266.4k $3.0m $3.0m 0.45% Reduced -9.7k -9,663
83 Western Wealth Management, LLC 0.17% of their portfolio GOLDEN, CO 64,99565.0k $3.0m $3.0m 0.17% Added +46.8k +46,823
84 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 63,81463.8k $2.9m $2.9m 0.02% Reduced -8.4k -8,359
85 Kovack Advisors, Inc. 0.30% of their portfolio FT. LAUDERDALE, FL 62,65062.6k $2.9m $2.9m 0.30% Reduced -3.0k -3,017
86 Oder Investment Management, LLC 2.36% of their portfolio WOODLAND HILLS, CA 60,18660.2k $2.7m $2.7m 2.36% Added +282 +282
87 Legacy Investment Solutions, LLC 1.70% of their portfolio BOISE, ID 60,08760.1k $2.8m $2.8m 1.70% First filing
88 Legacy Wealth Managment, LLC/ID 1.70% of their portfolio BOISE, ID 60,08760.1k $2.8m $2.8m 1.70% First filing
89 TWIN PEAKS WEALTH ADVISORS, LLC 1.27% of their portfolio SAN FRANCISCO, CA 59,80459.8k $2.7m $2.7m 1.27% Added +3.6k +3,566
90 Trivium Point Advisory, LLC 0.38% of their portfolio WILTON, CT 58,49558.5k $2.7m $2.7m 0.38% Reduced -2.7k -2,741
91 FLAGSTAR SECURITIES, INC 0.67% of their portfolio New York, NY 57,71857.7k $2.6m $2.6m 0.67% Added +3.1k +3,090
92 Wagner Wealth Management, LLC 0.71% of their portfolio GREENVILLE, SC 57,57657.6k $2.6m $2.6m 0.71% Added +3.3k +3,259
93 Gladstone Institutional Advisory LLC 0.13% of their portfolio Bedminster, NJ 57,46857.5k $2.6m $2.6m 0.13% Added +2.2k +2,237
94 PRUDENTIAL PLC 0.01% of their portfolio LONDON, X0 56,55056.5k $2.6m $2.6m 0.01% Added +350 +350
95 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 56,50556.5k $2.6m $2.6m 0.02% Added +26.0k +25,991
96 U.S. Capital Wealth Advisors, LLC 0.09% of their portfolio AUSTIN, TX 55,82555.8k $2.6m $2.6m 0.09% Reduced -18.1k -18,120
97 Kingsview Wealth Management, LLC 0.05% of their portfolio GRANTS PASS, OR 55,33155.3k $2.5m $2.5m 0.05% Added +6.0k +6,041
98 Private Advisory Group LLC 0.31% of their portfolio REDMOND, WA 54,47354.5k $2.5m $2.5m 0.31% Added +1.7k +1,723
99 DHK Financial Advisors, Inc. 1.53% of their portfolio PORTSMOUTH, NH 54,42054.4k $2.5m $2.5m 1.53% Added +1.0k +1,013
100 Visionary Wealth Advisors 0.15% of their portfolio O'FALLON, IL 53,06153.1k $2.4m $2.4m 0.15% Added +467 +467