Vault-13

FIRST TR EXCHANGE TRADED FD NXTG

INDXX NEXTG ETF · ETP · CUSIP 33737K205

117 institutional holders +7 vs Q3 2023
2,628,7692.6m shares reported held*
$201.7mreported value*
13 new 17 added 60 reduced 9 sold out net bought ≈ $12.3m (+160.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $76.72. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 125Q4 22: 115Q1 23: 111Q2 23: 111Q3 23: 110Q4 23: 117117Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022125
Q4 2022115
Q1 2023111
Q2 2023111
Q3 2023110
Q4 2023117

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 28 bought or addedQ4 22: 82 cut or sold outQ4 22Q1 23: 26 bought or addedQ1 23: 76 cut or sold outQ1 23Q2 23: 33 bought or addedQ2 23: 65 cut or sold outQ2 23Q3 23: 28 bought or addedQ3 23: 63 cut or sold outQ3 23Q4 23: 30 bought or addedQ4 23: 69 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222882
Q1 20232676
Q2 20233365
Q3 20232863
Q4 20233069

Biggest buyers

MORGAN STANLEY Added +242,424+242.4k
JANE STREET GROUP, LLC Added +48,472+48.5k
Perigon Wealth Management, LLC New +19,500+19.5k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC New +9,502+9.5k
AE Wealth Management LLC Added +6,050+6.0k
Belpointe Asset Management LLC New +5,057+5.1k
CITADEL ADVISORS LLC Added +3,544+3.5k
Insight Advisors, LLC/ PA New +3,010+3.0k
Atria Wealth Solutions, Inc. New +2,833+2.8k
Apollon Wealth Management, LLC New +2,753+2.8k

Biggest sellers

UBS Group AG Reduced -27,805-27.8k
LPL Financial LLC Reduced -20,008-20.0k
Cetera Investment Advisers Reduced -18,526-18.5k
AVANTAX ADVISORY SERVICES, INC. Reduced -14,148-14.1k
Cetera Advisor Networks LLC Reduced -10,435-10.4k
Snowden Capital Advisors LLC Sold out -8,477-8.5k
AMERIPRISE FINANCIAL INC Sold out -7,631-7.6k
OSAIC HOLDINGS, INC. Reduced -6,912-6.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -6,623-6.6k
Sigma Planning Corp Reduced -6,469-6.5k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 523,784523.8k $40.2m $40.2m 0.00% Added +242.4k +242,424
2 UBS Group AG 0.01% of their portfolio ZURICH, V8 266,093266.1k $20.4m $20.4m 0.01% Reduced -27.8k -27,805
3 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 241,634241.6k $18.5m $18.5m 0.01% Reduced -20.0k -20,008
4 AVANTAX ADVISORY SERVICES, INC. 0.09% of their portfolio DALLAS, TX 124,127124.1k $9.5m $9.5m 0.09% Reduced -14.1k -14,148
5 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 99,74899.7k $7.7m $7.7m 0.01% Added +48.5k +48,472
6 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 93,88993.9k $7.2m $7.2m 0.00% Added +372 +372
7 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 89,06189.1k $6.8m $6.8m 0.02% Reduced -2.3k -2,296
8 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 84,64584.6k $6.5m $6.5m 0.00% Reduced -5.1k -5,061
9 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 72,25772.3k $5.5m $5.5m 0.00% Reduced -1.6k -1,555
10 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 69,10469.1k $5.3m $5.3m 0.00% Reduced -461 -461
11 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 54,57154.6k $4.2m $4.2m 0.03% Reduced -1.2k -1,240
12 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 49,21449.2k $3.8m $3.8m 0.00% Reduced -1.4k -1,446
13 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 47,56447.6k $3.6m $3.6m 0.03% Reduced -1.8k -1,803
14 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 43,84843.8k $3.4m $3.4m 0.01% Reduced -6.9k -6,912
15 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 42,02742.0k $3.2m $3.2m 0.01% Reduced -6.6k -6,623
16 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 40,79740.8k $3.1m $3.1m 0.01% Reduced -1.4k -1,376
17 BENJAMIN F. EDWARDS & COMPANY, INC. 0.06% of their portfolio ST. LOUIS, MO 40,22340.2k $3.1m $3.1m 0.06% Reduced -3.6k -3,599
18 Mariner, LLC 0.01% of their portfolio Overland Park, KS 36,96937.0k $2.8m $2.8m 0.01% Reduced -4.5k -4,485
19 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 35,13335.1k $2.7m $2.7m 0.00% Reduced -4.0k -4,015
20 First PREMIER Bank 0.56% of their portfolio SIOUX FALLS, SD 26,18526.2k $2.0m $2.0m 0.56% Reduced -405 -405
21 Concentrum Wealth Management 0.98% of their portfolio SAN JOSE, CA 24,46424.5k $1.9m $1.9m 0.98% Added +453 +453
22 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 22,23122.2k $1.7m $1.7m 0.01% Reduced -5.6k -5,648
23 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 20,37520.4k $1.6m $1.6m 0.01% Reduced -18.5k -18,526
24 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 19,79219.8k $1.5m $1.5m 0.01% Reduced -1.8k -1,779
25 Perigon Wealth Management, LLC 0.05% of their portfolio SAN FRANCISCO, CA 19,50019.5k $1.5m $1.5m 0.05% New
26 Pacific Sun Financial Corp 0.90% of their portfolio LOS ANGELES, CA 18,58118.6k $1.4m $1.4m 0.90% Reduced -145 -145
27 INDEPENDENT FINANCIAL GROUP, LLC 0.08% of their portfolio SAN DIEGO, CA 18,43918.4k $1.4m $1.4m 0.08% Reduced -333 -333
28 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 18,16518.2k $1.4m $1.4m 0.00% Reduced -2.0k -2,007
29 Migdal Insurance & Financial Holdings Ltd. 0.03% of their portfolio Petach Tikva, L3 16,32216.3k $1.3m $1.3m 0.03% Reduced -1.9k -1,944
30 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 16,17716.2k $1.2m $1.2m 0.01% Added +6.0k +6,050
31 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 15,84515.8k $1.2m $1.2m 0.02% Added +250 +250
32 WealthCare Investment Partners, LLC 0.62% of their portfolio PORTSMOUTH, RI 14,91714.9k $1.1m $1.1m 0.62% Reduced -134 -134
33 NewEdge Wealth, LLC 0.03% of their portfolio STAMFORD, CT 14,57814.6k $1.1m $1.1m 0.03% Reduced -561 -561
34 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 13,41713.4k $1.0m $1.0m 0.01% Reduced -415 -415
35 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 13,41113.4k $1.0m $1.0m 0.00% Unchanged
36 Flaharty Asset Management, LLC 0.15% of their portfolio CLEARWATER, FL 12,52812.5k $961.3k $961.3k 0.15% Reduced -297 -297
37 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 11,55611.6k $886.7k $886.7k 0.00% Reduced -10.4k -10,435
38 CWM, LLC 0.00% of their portfolio OMAHA, NE 10,42310.4k $800.0k $800.0k 0.00% Unchanged
39 Sigma Planning Corp 0.06% of their portfolio ANN ARBOR, MI 10,22510.2k $784.6k $784.6k 0.06% Reduced -6.5k -6,469
40 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 10,01710.0k $768.6k $768.6k 0.00% Added +3.5k +3,544
41 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.09% of their portfolio ORLANDO, FL 9,5029.5k $729.1k $729.1k 0.09% New
42 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 9,3699.4k $718.9k $718.9k 0.01% Reduced -155 -155
43 Stonebridge Financial Planning Group, LLC 0.38% of their portfolio ORLANDO, FL 8,5578.6k $656.6k $656.6k 0.38% Reduced -77 -77
44 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 8,5388.5k $655.1k $655.1k 0.00% Reduced -461 -461
45 J.W. COLE ADVISORS, INC. 0.04% of their portfolio TAMPA, FL 8,1318.1k $623.9k $623.9k 0.04% Added +474 +474
46 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 7,9908.0k $613.1k $613.1k 0.01% Reduced -323 -323
47 1776 Wealth LLC 0.30% of their portfolio ATLANTA, GA 7,9598.0k $610.7k $610.7k 0.30% Unchanged
48 CREATIVE FINANCIAL DESIGNS INC /ADV 0.06% of their portfolio KOKOMO, IN 7,9497.9k $609.9k $609.9k 0.06% Reduced -168 -168
49 LANARK FINANCIAL, INC. 0.06% of their portfolio BIRMINGHAM, AL 7,7597.8k $595.0k $595.0k 0.06% Reduced -821 -821
50 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 7,6447.6k $586.6k $586.6k 0.01% Reduced -336 -336
51 Cornerstone Wealth Management, LLC 0.04% of their portfolio ST. PETERS, MO 6,6886.7k $513.1k $513.1k 0.04% Reduced -1.2k -1,158
52 Moors & Cabot, Inc. 0.03% of their portfolio BOSTON, MA 6,6516.7k $510.4k $510.4k 0.03% Added +2 +2
53 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 6,4856.5k $497.6k $497.6k 0.01% Reduced -1.6k -1,611
54 Arkadios Wealth Advisors 0.04% of their portfolio ATLANTA, GA 6,0456.0k $463.9k $463.9k 0.04% Reduced -234 -234
55 Ameritas Advisory Services, LLC 0.02% of their portfolio Lincoln, NE 5,5885.6k $429.7k $429.7k 0.02% Reduced -85 -85
56 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 5,5585.6k $426.5k $426.5k 0.00% Reduced -417 -417
57 Gladstone Institutional Advisory LLC 0.02% of their portfolio Bedminster, NJ 5,5095.5k $422.7k $422.7k 0.02% Reduced -2.2k -2,166
58 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 5,3015.3k $406.8k $406.8k 0.01% Added +330 +330
59 Capital Investment Advisory Services, LLC 0.04% of their portfolio RALEIGH, NC 5,1085.1k $391.9k $391.9k 0.04% Added +78 +78
60 Belpointe Asset Management LLC 0.03% of their portfolio RENO, NV 5,0575.1k $388.0k $388.0k 0.03% New
61 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 4,9675.0k $381.1k $381.1k 0.01% Added +71 +71
62 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 4,7824.8k $366.9k $366.9k 0.02% Added +29 +29
63 Prepared Retirement Institute LLC 0.24% of their portfolio LANSDALE, PA 4,2584.3k $326.7k $326.7k 0.24% First filing
64 Aptus Capital Advisors, LLC 0.01% of their portfolio FAIRHOPE, AL 4,2304.2k $324.6k $324.6k 0.01% Reduced -375 -375
65 GUARDIAN WEALTH ADVISORS, LLC / NC 0.05% of their portfolio RALEIGH, NC 4,2304.2k $324.6k $324.6k 0.05% Reduced -375 -375
66 CoreCap Advisors, LLC 0.02% of their portfolio SOUTHFIELD, MI 4,1524.2k $318.6k $318.6k 0.02% Reduced -100 -100
67 Marks Group Wealth Management, Inc 0.03% of their portfolio MINNETONKA, MN 4,0004.0k $306.9k $306.9k 0.03% Unchanged
68 Ashton Thomas Private Wealth, LLC 0.02% of their portfolio SCOTTSDALE, AZ 3,8773.9k $297.5k $297.5k 0.02% Unchanged
69 Gateway Wealth Partners, LLC 0.12% of their portfolio APPLETON, WI 3,7743.8k $289.5k $289.5k 0.12% Reduced -1.8k -1,760
70 Banco Santander, S.A. 0.00% of their portfolio Madrid, U3 3,6203.6k $277.8k $277.8k 0.00% Reduced -570 -570
71 StoneX Group Inc. 0.03% of their portfolio NEW YORK, NY 3,3613.4k $259.3k $259.3k 0.03% Added +312 +312
72 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 3,1683.2k $243.1k $243.1k 0.00% Added +1.5k +1,507
73 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 3,1393.1k $240.9k $240.9k 0.00% Reduced -23 -23
74 Insight Advisors, LLC/ PA 0.05% of their portfolio Newtown, PA 3,0103.0k $231.0k $231.0k 0.05% New
75 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 2,9292.9k $224.7k $224.7k 0.01% Reduced -172 -172
76 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 2,8662.9k $219.9k $219.9k 0.00% Reduced -122 -122
77 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 2,8332.8k $217.4k $217.4k 0.00% New
78 Apollon Wealth Management, LLC 0.01% of their portfolio MOUNT PLEASANT, SC 2,7532.8k $211.2k $211.2k 0.01% New
79 Stelac Advisory Services LLC 0.11% of their portfolio NEW YORK, NY 2,5512.6k $195.7k $195.7k 0.11% Unchanged
80 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 2,2212.2k $170.4k $170.4k 0.00% Reduced -94 -94
81 ICA Group Wealth Management, LLC 0.03% of their portfolio DENVER, CO 1,7051.7k $130.8k $130.8k 0.03% New
82 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 1,4701.5k $112.8k $112.8k 0.01% Added +28 +28
83 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 1,3901.4k $106.7k $106.7k 0.00% Reduced -700 -700
84 EDMOND DE ROTHSCHILD HOLDING S.A. 0.00% of their portfolio CHAMBESY, V8 1,3501.4k $103.6k $103.6k 0.00% Unchanged
85 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 1,2411.2k $95.2k $95.2k 0.00% Unchanged
86 COMERICA BANK 0.00% of their portfolio DALLAS, TX 1,2291.2k $94.3k $94.3k 0.00% Reduced -316 -316
87 FMR LLC 0.00% of their portfolio BOSTON, MA 1,1181.1k $85.8k $85.8k 0.00% Reduced -5 -5
88 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 669669 $50.5k $50.5k 0.00% Reduced -99 -99
89 BFSG, LLC 0.01% of their portfolio IRVINE, CA 457457 $35.1k $35.1k 0.01% New
90 CENTRAL TRUST Co 0.00% of their portfolio JEFFERSON CITY, MO 410410 $31.5k $31.5k 0.00% Unchanged
91 Core Wealth Advisors, Inc. 0.01% of their portfolio LAKELAND, FL 369369 $28.3k $28.3k 0.01% Unchanged
92 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 343343 $26.3k $26.3k 0.00% Unchanged
93 Householder Group Estate & Retirement Specialist, LLC 0.01% of their portfolio SCOTTSDALE, AZ 339339 $26.0k $26.0k 0.01% Reduced -466 -466
94 Richard W. Paul & Associates, LLC 0.01% of their portfolio NOVI, MI 282282 $21.6k $21.6k 0.01% Reduced -80 -80
95 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 272272 $20.9k $20.9k 0.00% Reduced -60 -60
96 ARVEST INVESTMENTS, INC. 0.00% of their portfolio LOWELL, AR 265265 $20.3k $20.3k 0.00% First filing
97 New England Capital Financial Advisors LLC 0.01% of their portfolio MERIDEN, CT 254254 $19.5k $19.5k 0.01% Added +2 +2
98 Hexagon Capital Partners LLC 0.00% of their portfolio ROGERS, AR 200200 $15.3k $15.3k 0.00% New
99 Beacon Capital Management, LLC 0.00% of their portfolio FRANKLIN, TN 179179 $12.1k $12.1k 0.00% Unchanged
100 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 149149 $11.4k $11.4k 0.00% Unchanged