Vault-13

FIRST TR EXCH TRD ALPHDX FD FEMS

EM SML CP ALPH · ETP · CUSIP 33737J307

74 institutional holders -2 vs Q2 2024
5,220,3835.2m shares reported held*
$213.8mreported value*
6 new 30 added 24 reduced 7 sold out net bought ≈ $1.7m (+41.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $40.96. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 48Q4 22: 59Q1 23: 74Q2 23: 70Q3 23: 72Q4 23: 78Q1 24: 72Q2 24: 76Q3 24: 7474Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202248
Q4 202259
Q1 202374
Q2 202370
Q3 202372
Q4 202378
Q1 202472
Q2 202476
Q3 202474

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 33 bought or addedQ4 22: 17 cut or sold outQ1 23: 52 bought or addedQ1 23: 20 cut or sold outQ1 23Q2 23: 42 bought or addedQ2 23: 32 cut or sold outQ3 23: 39 bought or addedQ3 23: 30 cut or sold outQ3 23Q4 23: 35 bought or addedQ4 23: 38 cut or sold outQ1 24: 35 bought or addedQ1 24: 41 cut or sold outQ1 24Q2 24: 35 bought or addedQ2 24: 36 cut or sold outQ3 24: 36 bought or addedQ3 24: 31 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223317
Q1 20235220
Q2 20234232
Q3 20233930
Q4 20233538
Q1 20243541
Q2 20243536
Q3 20243631

Biggest buyers

Trivium Point Advisory, LLC New +33,015+33.0k
BANK OF AMERICA CORP /DE/ New +28,316+28.3k
JONES FINANCIAL COMPANIES LLLP Added +22,632+22.6k
OLD MISSION CAPITAL LLC Added +19,965+20.0k
Cornerstone Planning Group LLC Added +16,197+16.2k
WELLS FARGO & COMPANY/MN Added +16,073+16.1k
MML INVESTORS SERVICES, LLC Added +15,860+15.9k
LPL Financial LLC Added +13,851+13.9k
Merit Financial Group, LLC New +12,368+12.4k
ENVESTNET ASSET MANAGEMENT INC Added +9,964+10.0k

Biggest sellers

MORGAN STANLEY Reduced -47,608-47.6k
Raymond James Financial Services Advisors, Inc. Reduced -40,618-40.6k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -18,639-18.6k
Cambridge Investment Research Advisors, Inc. Reduced -14,920-14.9k
JANE STREET GROUP, LLC Reduced -13,572-13.6k
Private Advisor Group, LLC Reduced -7,003-7.0k
TOWNSQUARE CAPITAL LLC Sold out -6,684-6.7k
Kestra Advisory Services, LLC Sold out -6,565-6.6k
WINTRUST INVESTMENTS LLC Sold out -6,164-6.2k
626 Financial, LLC Reduced -6,079-6.1k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 903,009903.0k $37.1m $37.1m 0.01% Added +16.1k +16,073
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 714,762714.8k $29.4m $29.4m 0.00% Reduced -47.6k -47,608
3 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 494,286494.3k $20.3m $20.3m 0.03% Reduced -40.6k -40,618
4 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 420,255420.3k $17.3m $17.3m 0.01% Added +13.9k +13,851
5 Cornerstone Planning Group LLC 2.79% of their portfolio FAIRFIELD, NJ 269,734269.7k $10.5m $10.5m 2.79% Added +16.2k +16,197
6 Steward Partners Investment Advisory, LLC 0.09% of their portfolio STAMFORD, CT 249,317249.3k $10.2m $10.2m 0.09% Added +640 +640
7 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 193,341193.3k $7.9m $7.9m 0.02% Added +4.9k +4,927
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 160,691160.7k $6.6m $6.6m 0.00% Added +6.3k +6,298
9 626 Financial, LLC 3.28% of their portfolio PORTAGE, MI 144,013144.0k $5.9m $5.9m 3.28% Reduced -6.1k -6,079
10 UBS Group AG 0.00% of their portfolio ZURICH, V8 143,363143.4k $5.9m $5.9m 0.00% Added +7.8k +7,846
11 Integrated Wealth Concepts LLC 0.06% of their portfolio WALTHAM, MA 128,846128.8k $5.3m $5.3m 0.06% Added +1.6k +1,624
12 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 113,766113.8k $4.7m $4.7m 0.03% Reduced -7.0k -7,003
13 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 83,97284.0k $3.4m $3.4m 0.01% Reduced -2.2k -2,217
14 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 72,00672.0k $3.0m $3.0m 0.02% Reduced -3.0k -3,043
15 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 70,09670.1k $2.9m $2.9m 0.00% Added +1.5k +1,465
16 Archer Investment Corp 0.73% of their portfolio Carmel, IN 66,42366.4k $2.7m $2.7m 0.73% Added +509 +509
17 AllGen Financial Advisors, Inc. 0.88% of their portfolio ORLANDO, FL 66,10466.1k $2.7m $2.7m 0.88% Added +2.6k +2,594
18 Cedrus LLC 0.94% of their portfolio Littleton, CO 61,57461.6k $2.5m $2.5m 0.94% Added +7.1k +7,059
19 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 53,42953.4k $2.2m $2.2m 0.01% Added +15.9k +15,860
20 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 53,14553.1k $2.2m $2.2m 0.00% Reduced -18.6k -18,639
21 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 52,32552.3k $2.1m $2.1m 0.01% Reduced -14.9k -14,920
22 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 46,61846.6k $1.9m $1.9m 0.00% Added +10.0k +9,964
23 Quad-Cities Investment Group, LLC 0.87% of their portfolio DAVENPORT, IA 42,34742.3k $1.7m $1.7m 0.87% Added +449 +449
24 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 41,15341.2k $1.7m $1.7m 0.00% Added +3.5k +3,512
25 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 35,71235.7k $1.5m $1.5m 0.00% Added +22.6k +22,632
26 RVW Wealth, LLC 0.13% of their portfolio LOS ANGELES, CA 35,10035.1k $1.4m $1.4m 0.13% Reduced -636 -636
27 FLOW TRADERS U.S. LLC 0.07% of their portfolio NEW YORK, NY 34,82234.8k $1.4m $1.4m 0.07% Added +5.0k +4,950
28 Trivium Point Advisory, LLC 0.18% of their portfolio WILTON, CT 33,01533.0k $1.3m $1.3m 0.18% New
29 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 32,17932.2k $1.3m $1.3m 0.00% Reduced -5.9k -5,906
30 HBW ADVISORY SERVICES LLC 0.19% of their portfolio SIMI VALLEY, CA 31,73431.7k $1.3m $1.3m 0.19% Added +3.1k +3,134
31 OLD MISSION CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 30,95731.0k $1.3m $1.3m 0.03% Added +20.0k +19,965
32 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 30,36630.4k $1.2m $1.2m 0.00% Added +2.3k +2,343
33 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 29,21429.2k $1.2m $1.2m 0.00% Reduced -13.6k -13,572
34 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 28,31628.3k $1.2m $1.2m 0.00% New
35 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 23,26323.3k $955.6k $955.6k 0.00% Reduced -3.8k -3,797
36 SFI Advisors, LLC 0.67% of their portfolio Montclair, NJ 22,80622.8k $936.9k $936.9k 0.67% Reduced -30 -30
37 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 19,31519.3k $793.5k $793.5k 0.01% Reduced -3.4k -3,406
38 Sweet Financial Partners, LLC 0.17% of their portfolio FAIRMONT, MN 19,23319.2k $790.1k $790.1k 0.17% Unchanged
39 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 19,08919.1k $784.2k $784.2k 0.01% Added +217 +217
40 WORLD EQUITY GROUP, INC. 0.28% of their portfolio SCHAUMBURG, IL 18,70318.7k $768.3k $768.3k 0.28% Added +458 +458
41 Bridge Advisory, LLC 0.33% of their portfolio PASADENA, CA 16,71216.7k $686.5k $686.5k 0.33% Reduced -1.1k -1,072
42 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 12,89012.9k $530.0k $530.0k 0.00% Reduced -1.2k -1,209
43 Merit Financial Group, LLC 0.01% of their portfolio ALPHARETTA, GA 12,36812.4k $508.1k $508.1k 0.01% New
44 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 10,23510.2k $398.1k $398.1k 0.01% Added +58 +58
45 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 10,12210.1k $415.8k $415.8k 0.00% Added +2.3k +2,292
46 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.03% of their portfolio CEDAR RAPIDS, IA 9,8929.9k $406.4k $406.4k 0.03% Reduced -205 -205
47 Gladstone Institutional Advisory LLC 0.01% of their portfolio Bedminster, NJ 7,3157.3k $300.5k $300.5k 0.01% Reduced -205 -205
48 PRIVATE TRUST CO NA 0.03% of their portfolio CLEVELAND, OH 7,2107.2k $296.2k $296.2k 0.03% Unchanged
49 Western Wealth Management, LLC 0.01% of their portfolio GOLDEN, CO 5,8595.9k $240.7k $240.7k 0.01% Added +256 +256
50 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 5,8205.8k $236.2k $236.2k 0.00% Unchanged
51 American Financial Advisors, LLC 0.03% of their portfolio Marietta, GA 5,6685.7k $232.8k $232.8k 0.03% Added +11 +11
52 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 4,8914.9k $200.9k $200.9k 0.01% Reduced -54 -54
53 Pinnacle Bancorp, Inc. 0.05% of their portfolio BEATRICE, NE 4,8804.9k $200.5k $200.5k 0.05% Unchanged
54 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 4,5874.6k $188.4k $188.4k 0.00% Added +325 +325
55 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 4,3964.4k $180.6k $180.6k 0.00% Reduced -2 -2
56 M&R CAPITAL MANAGEMENT INC 0.03% of their portfolio SUMMIT, NJ 3,1203.1k $128.2k $128.2k 0.03% Reduced -325 -325
57 COMERICA BANK 0.00% of their portfolio DALLAS, TX 2,0902.1k $85.9k $85.9k 0.00% Reduced -85 -85
58 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 1,5111.5k $62.1k $62.1k 0.00% Unchanged
59 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 486486 $20.0k $20.0k 0.00% Reduced -128 -128
60 Hexagon Capital Partners LLC 0.00% of their portfolio ROGERS, AR 416416 $17.1k $17.1k 0.00% Unchanged
61 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 373373 $15.3k $15.3k 0.00% Unchanged
62 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 320320 $13.1k $13.1k 0.00% New
63 Clear Point Advisors Inc. 0.01% of their portfolio MELVILLE, NY 214214 $8.8k $8.8k 0.01% Added +2 +2
64 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 135135 $5.5k $5.5k 0.00% Unchanged
65 POM Investment Strategies, LLC 0.00% of their portfolio RALEIGH, NC 104104 $4.3k $4.3k 0.00% Unchanged
66 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 100100 $4.1k $4.1k 0.00% New
67 Blue Trust, Inc. 0.00% of their portfolio BRENTWOOD, TN 8585 $3.5k $3.5k 0.00% Added +1 +1
68 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 6464 $2.6k $2.6k 0.00% New
69 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 6060 $2.5k $2.5k 0.00% Unchanged
70 Davis Capital Management 0.00% of their portfolio JACKSONVILLE, FL 3434 $1.4k $1.4k 0.00% Unchanged
71 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 2525 $1.0k $1.0k 0.00% Reduced -50 -50
72 FMR LLC 0.00% of their portfolio BOSTON, MA 11 $41 $41 0.00% Unchanged
73 JFS WEALTH ADVISORS, LLC 0.00% of their portfolio HERMITAGE, PA 11 $43 $43 0.00% Unchanged
74 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged