Vault-13

FIRST TR EXCH TRD ALPHDX FD FEMS

EM SML CP ALPH · ETP · CUSIP 33737J307

72 institutional holders -6 vs Q4 2023
7,065,9647.1m shares reported held*
$273.9mreported value*
9 new 26 added 27 reduced 14 sold out net bought ≈ $21.7m (+561.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $38.76. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 48Q4 22: 59Q1 23: 74Q2 23: 70Q3 23: 72Q4 23: 78Q1 24: 7272Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202248
Q4 202259
Q1 202374
Q2 202370
Q3 202372
Q4 202378
Q1 202472

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 33 bought or addedQ4 22: 17 cut or sold outQ4 22Q1 23: 52 bought or addedQ1 23: 20 cut or sold outQ1 23Q2 23: 42 bought or addedQ2 23: 32 cut or sold outQ2 23Q3 23: 39 bought or addedQ3 23: 30 cut or sold outQ3 23Q4 23: 35 bought or addedQ4 23: 38 cut or sold outQ4 23Q1 24: 35 bought or addedQ1 24: 41 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223317
Q1 20235220
Q2 20234232
Q3 20233930
Q4 20233538
Q1 20243541

Biggest buyers

MORGAN STANLEY Added +623,417+623.4k
JANE STREET GROUP, LLC Added +158,439+158.4k
Cetera Investment Advisers Added +114,926+114.9k
CITADEL ADVISORS LLC New +104,370+104.4k
NewEdge Advisors, LLC Added +77,943+77.9k
TOWNSQUARE CAPITAL LLC New +39,839+39.8k
FLOW TRADERS U.S. LLC New +25,558+25.6k
Raymond James Financial Services Advisors, Inc. Added +22,295+22.3k
Cornerstone Planning Group LLC Added +20,689+20.7k
Steward Partners Investment Advisory, LLC Added +14,422+14.4k

Biggest sellers

Merit Financial Group, LLC Sold out -114,553-114.6k
Cetera Advisor Networks LLC Sold out -93,151-93.2k
Private Advisor Group, LLC Reduced -92,790-92.8k
Kure Advisory, LLC Sold out -65,606-65.6k
OLD MISSION CAPITAL LLC Reduced -60,971-61.0k
OSAIC HOLDINGS, INC. Reduced -37,353-37.4k
Snowden Capital Advisors LLC Sold out -33,812-33.8k
Cetera Advisors LLC Sold out -31,218-31.2k
UBS Group AG Reduced -25,808-25.8k
Procyon Advisors, LLC Sold out -14,384-14.4k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,366,4452.4m $91.6m $91.6m 0.00% Added +623.4k +623,417
2 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 866,157866.2k $33.5m $33.5m 0.01% Reduced -7.8k -7,839
3 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 547,864547.9k $21.2m $21.2m 0.03% Added +22.3k +22,295
4 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 387,086387.1k $15.0m $15.0m 0.01% Added +9.2k +9,151
5 Steward Partners Investment Advisory, LLC 0.10% of their portfolio STAMFORD, CT 245,143245.1k $9.5m $9.5m 0.10% Added +14.4k +14,422
6 Cornerstone Planning Group LLC 2.97% of their portfolio FAIRFIELD, NJ 236,577236.6k $9.5m $9.5m 2.97% Added +20.7k +20,689
7 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 196,367196.4k $7.6m $7.6m 0.01% Added +158.4k +158,439
8 Private Advisor Group, LLC 0.05% of their portfolio MORRISTOWN, NJ 184,860184.9k $7.2m $7.2m 0.05% Reduced -92.8k -92,790
9 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 173,610173.6k $6.7m $6.7m 0.02% Added +114.9k +114,926
10 626 Financial, LLC 3.51% of their portfolio PORTAGE, MI 150,275150.3k $5.8m $5.8m 3.51% Reduced -6.3k -6,286
11 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 149,097149.1k $5.8m $5.8m 0.00% Added +7.6k +7,577
12 UBS Group AG 0.00% of their portfolio ZURICH, V8 147,586147.6k $5.7m $5.7m 0.00% Reduced -25.8k -25,808
13 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 104,370104.4k $4.0m $4.0m 0.00% New
14 Integrated Wealth Concepts LLC 0.06% of their portfolio WALTHAM, MA 101,424101.4k $3.9m $3.9m 0.06% Reduced -9.6k -9,617
15 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 92,91392.9k $3.6m $3.6m 0.01% Reduced -37.4k -37,353
16 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 86,35186.4k $3.3m $3.3m 0.01% Reduced -1.8k -1,786
17 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 78,22178.2k $3.0m $3.0m 0.03% Added +77.9k +77,943
18 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 72,60372.6k $2.8m $2.8m 0.00% Reduced -1.7k -1,740
19 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 66,72266.7k $2.6m $2.6m 0.01% Reduced -13.6k -13,562
20 Archer Investment Corp 0.76% of their portfolio Carmel, IN 65,37065.4k $2.5m $2.5m 0.76% Added +1.2k +1,239
21 AllGen Financial Advisors, Inc. 0.93% of their portfolio ORLANDO, FL 58,89058.9k $2.3m $2.3m 0.93% Added +5.0k +4,957
22 Cedrus LLC 1.09% of their portfolio Littleton, CO 51,66951.7k $2.0m $2.0m 1.09% Added +5.9k +5,916
23 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 43,27043.3k $1.7m $1.7m 0.00% Added +1.6k +1,581
24 Quad-Cities Investment Group, LLC 0.94% of their portfolio DAVENPORT, IA 41,56841.6k $1.6m $1.6m 0.94% Reduced -345 -345
25 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 41,46641.5k $1.6m $1.6m 0.01% Reduced -3.2k -3,158
26 TOWNSQUARE CAPITAL LLC 0.02% of their portfolio Lehi, UT 39,83939.8k $1.5m $1.5m 0.02% New
27 RVW Wealth, LLC 0.16% of their portfolio LOS ANGELES, CA 39,32539.3k $1.5m $1.5m 0.16% Reduced -2.3k -2,252
28 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 28,17828.2k $1.1m $1.1m 0.00% Reduced -81 -81
29 OLD MISSION CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 28,06028.1k $1.1m $1.1m 0.03% Reduced -61.0k -60,971
30 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 26,56426.6k $1.0m $1.0m 0.00% Added +6.3k +6,256
31 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 25,57125.6k $990.0k $990.0k 0.00% Added +3.1k +3,077
32 FLOW TRADERS U.S. LLC 0.05% of their portfolio NEW YORK, NY 25,55825.6k $989.0k $989.0k 0.05% New
33 HBW ADVISORY SERVICES LLC 0.18% of their portfolio SIMI VALLEY, CA 24,67324.7k $948.0k $948.0k 0.18% Unchanged
34 Bridge Advisory, LLC 0.45% of their portfolio PASADENA, CA 23,68223.7k $916.7k $916.7k 0.45% Reduced -10.4k -10,437
35 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 23,22723.2k $899.1k $899.1k 0.01% Reduced -13.2k -13,168
36 SFI Advisors, LLC 0.70% of their portfolio Montclair, NJ 23,03823.0k $891.8k $891.8k 0.70% Unchanged
37 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 19,80419.8k $766.6k $766.6k 0.00% Added +2.0k +1,974
38 Sweet Financial Partners, LLC 0.17% of their portfolio FAIRMONT, MN 19,23319.2k $744.5k $744.5k 0.17% Unchanged
39 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 18,30718.3k $708.7k $708.7k 0.01% Added +281 +281
40 WORLD EQUITY GROUP, INC. 0.14% of their portfolio SCHAUMBURG, IL 18,01518.0k $697.4k $697.4k 0.14% Added +1.5k +1,531
41 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 14,10214.1k $546.0k $546.0k 0.00% Added +165 +165
42 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.04% of their portfolio CEDAR RAPIDS, IA 11,48411.5k $444.6k $444.6k 0.04% Reduced -8 -8
43 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 10,37310.4k $401.5k $401.5k 0.01% Reduced -4.1k -4,117
44 Gladstone Institutional Advisory LLC 0.02% of their portfolio Bedminster, NJ 9,1019.1k $352.3k $352.3k 0.02% Added +1.1k +1,077
45 American Financial Advisors, LLC 0.04% of their portfolio Marietta, GA 7,4267.4k $287.5k $287.5k 0.04% Reduced -2.9k -2,887
46 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 7,1837.2k $278.1k $278.1k 0.00% New
47 PRIVATE TRUST CO NA 0.03% of their portfolio CLEVELAND, OH 6,9867.0k $270.4k $270.4k 0.03% Added +1.3k +1,324
48 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 6,6346.6k $256.8k $256.8k 0.00% Added +1.3k +1,324
49 LEVEL FOUR ADVISORY SERVICES, LLC 0.01% of their portfolio DALLAS, TX 6,0616.1k $233.0k $233.0k 0.01% Unchanged
50 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 5,6225.6k $217.6k $217.6k 0.00% New
51 Western Wealth Management, LLC 0.02% of their portfolio GOLDEN, CO 5,5905.6k $216.4k $216.4k 0.02% Reduced -740 -740
52 Destiny Wealth Partners, LLC 0.04% of their portfolio TAVARES, FL 5,2675.3k $203.9k $203.9k 0.04% New
53 Pinnacle Bancorp, Inc. 0.06% of their portfolio BEATRICE, NE 4,8804.9k $188.9k $188.9k 0.06% Unchanged
54 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 4,8634.9k $188.3k $188.3k 0.00% Reduced -268 -268
55 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 4,4124.4k $170.9k $170.9k 0.00% Reduced -6 -6
56 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 4,3824.4k $169.6k $169.6k 0.01% Unchanged
57 M&R CAPITAL MANAGEMENT INC 0.03% of their portfolio SUMMIT, NJ 3,4453.4k $133.4k $133.4k 0.03% Reduced -1.6k -1,565
58 COMERICA BANK 0.00% of their portfolio DALLAS, TX 3,0003.0k $116.1k $116.1k 0.00% Reduced -603 -603
59 ICA Group Wealth Management, LLC 0.01% of their portfolio DENVER, CO 1,5861.6k $61.4k $61.4k 0.01% Added +22 +22
60 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 1,5111.5k $58.5k $58.5k 0.00% Reduced -197 -197
61 POM Investment Strategies, LLC 0.02% of their portfolio RALEIGH, NC 752752 $29.1k $29.1k 0.02% Reduced -1.1k -1,095
62 Financial Gravity Asset Management, Inc. 0.00% of their portfolio Lakeway, TX 600600 $23.1k $23.1k 0.00% Added +50 +50
63 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 500500 $19.5k $19.5k 0.00% Reduced -61 -61
64 Hexagon Capital Partners LLC 0.00% of their portfolio ROGERS, AR 416416 $16.1k $16.1k 0.00% Unchanged
65 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 220220 $8.5k $8.5k 0.00% Added +1 +1
66 Clear Point Advisors Inc. 0.01% of their portfolio MELVILLE, NY 210210 $8.1k $8.1k 0.01% Added +3 +3
67 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 135135 $5.2k $5.2k 0.00% New
68 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 100100 $3.9k $3.9k 0.00% Unchanged
69 Blue Trust, Inc. 0.00% of their portfolio BRENTWOOD, TN 8484 $3.3k $3.3k 0.00% New
70 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 6060 $2.3k $2.3k 0.00% Unchanged
71 JFS WEALTH ADVISORS, LLC 0.00% of their portfolio HERMITAGE, PA 11 $39 $39 0.00% New
72 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged