Vault-13

FIRST TR EXCH TRD ALPHDX FD FEP

EUROPE ALPHADEX · ETP · CUSIP 33737J117

138 institutional holders +7 vs Q1 2026
6,449,7746.4m shares reported held*
$366.4mreported value*
21 new 56 added 39 reduced 10 sold out net bought ≈ $12.9m (+254.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $56.81.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 82Q4 22: 90Q1 23: 101Q2 23: 95Q3 23: 96Q4 23: 99Q1 24: 99Q2 24: 97Q3 24: 98Q4 24: 105Q1 25: 99Q2 25: 106Q3 25: 110Q4 25: 121Q1 26: 131Q2 26: 138138Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202282
Q4 202290
Q1 2023101
Q2 202395
Q3 202396
Q4 202399
Q1 202499
Q2 202497
Q3 202498
Q4 2024105
Q1 202599
Q2 2025106
Q3 2025110
Q4 2025121
Q1 2026131
Q2 2026138

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 24: 46 bought or addedQ3 24: 43 cut or sold outQ4 24: 52 bought or addedQ4 24: 42 cut or sold outQ4 24Q1 25: 38 bought or addedQ1 25: 57 cut or sold outQ2 25: 59 bought or addedQ2 25: 36 cut or sold outQ2 25Q3 25: 51 bought or addedQ3 25: 47 cut or sold outQ4 25: 53 bought or addedQ4 25: 49 cut or sold outQ4 25Q1 26: 70 bought or addedQ1 26: 52 cut or sold outQ2 26: 77 bought or addedQ2 26: 49 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20244643
Q4 20245242
Q1 20253857
Q2 20255936
Q3 20255147
Q4 20255349
Q1 20267052
Q2 20267749

Biggest buyers

BANK OF NOVA SCOTIA New +200,195+200.2k
Cambridge Investment Research Advisors, Inc. Added +84,638+84.6k
FIRST TRUST ADVISORS LP Added +66,097+66.1k
UBS Group AG Added +43,005+43.0k
Coppell Advisory Solutions LLC New +28,660+28.7k
Dunhill Financial, LLC Added +27,149+27.1k
&PARTNERS Added +14,964+15.0k
RPg Family Wealth Advisory, LLC Added +14,322+14.3k
LPL Financial LLC Added +12,484+12.5k
HSBC HOLDINGS PLC Added +12,000+12.0k

Biggest sellers

JANE STREET GROUP, LLC Sold out -176,997-177.0k
FLOW TRADERS U.S. LLC Sold out -55,836-55.8k
HRT FINANCIAL LP Sold out -25,419-25.4k
Gateway Wealth Partners, LLC Reduced -17,753-17.8k
Pacific Excel Wealth Advisors, Inc. Sold out -11,961-12.0k
Unique Wealth Strategies, LLC Reduced -10,930-10.9k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -9,631-9.6k
MORGAN STANLEY Reduced -9,338-9.3k
Richmond Investment Services, LLC Reduced -8,298-8.3k
GTS SECURITIES LLC Sold out -8,117-8.1k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution +2.6 pts · filed 2026-04-14 12.8% +2.6 pts 1.1m≈ $65.3m 2026-04-14

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FIRST TRUST ADVISORS LP 0.04% of their portfolio Wheaton, IL 1,145,8121.1m $65.4m $65.4m 0.04% Added +66.1k +66,097
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 884,638884.6k $50.5m $50.5m 0.00% Reduced -9.3k -9,338
3 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 552,847552.8k $31.5m $31.5m 0.01% Added +12.5k +12,484
4 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 298,459298.5k $17.0m $17.0m 0.00% Added +9.0k +9,002
5 UBS Group AG 0.00% of their portfolio ZURICH, V8 280,860280.9k $16.0m $16.0m 0.00% Added +43.0k +43,005
6 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 240,269240.3k $13.7m $13.7m 0.00% Reduced -1.1k -1,067
7 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 214,361214.4k $12.2m $12.2m 0.01% Added +9.8k +9,828
8 BANK OF NOVA SCOTIA 0.02% of their portfolio TORONTO, A6 200,195200.2k $11.4m $11.4m 0.02% New
9 &PARTNERS 0.04% of their portfolio NASHVILLE, TN 168,324168.3k $9.6m $9.6m 0.04% Added +15.0k +14,964
10 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 166,896166.9k $9.5m $9.5m 0.01% Added +84.6k +84,638
11 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 162,938162.9k $9.3m $9.3m 0.02% Reduced -9.6k -9,631
12 Vontobel Holding Ltd. 0.03% of their portfolio ZURICH, V8 147,071147.1k $8.4m $8.4m 0.03% Reduced -500 -500
13 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 133,149133.1k $7.6m $7.6m 0.01% Added +10.0k +10,023
14 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 120,818120.8k $6.9m $6.9m 0.00% Added +3 +3
15 Dunhill Financial, LLC 1.37% of their portfolio LONDON, X0 117,399117.4k $6.7m $6.7m 1.37% Added +27.1k +27,149
16 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 113,773113.8k $6.5m $6.5m 0.00% Added +4.4k +4,436
17 BENJAMIN EDWARDS INC 0.05% of their portfolio Clayton, MO 94,09794.1k $5.4m $5.4m 0.05% Added +1.8k +1,761
18 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 81,56181.6k $4.7m $4.7m 0.01% Added +6.4k +6,428
19 Advisory Services Network, LLC 0.05% of their portfolio ATLANTA, GA 74,73274.7k $4.3m $4.3m 0.05% Added +3.4k +3,370
20 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 60,19960.2k $3.4m $3.4m 0.00% Added +482 +482
21 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 57,25657.3k $3.3m $3.3m 0.01% Reduced -513 -513
22 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 48,55048.5k $2.8m $2.8m 0.00% Reduced -700 -700
23 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 47,65247.7k $2.7m $2.7m 0.00% Added +7.2k +7,165
24 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 46,27246.3k $2.6m $2.6m 0.01% Added +4.8k +4,841
25 Mainsail Financial Group, LLC 0.88% of their portfolio BELLEVUE, WA 45,60945.6k $2.6m $2.6m 0.88% Added +3.3k +3,322
26 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 45,11245.1k $2.6m $2.6m 0.01% Reduced -2 -2
27 IFP Advisors, Inc 0.04% of their portfolio TAMPA, FL 41,23641.2k $2.4m $2.4m 0.04% Added +1.4k +1,367
28 Prospera Financial Services Inc 0.03% of their portfolio Dallas, TX 39,05039.0k $2.2m $2.2m 0.03% Reduced -2.6k -2,604
29 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 35,50035.5k $2.0m $2.0m 0.00% Added +12.0k +12,000
30 Gateway Wealth Partners, LLC 0.11% of their portfolio APPLETON, WI 31,49731.5k $1.8m $1.8m 0.11% Reduced -17.8k -17,753
31 RPg Family Wealth Advisory, LLC 0.15% of their portfolio BURLINGTON, MA 29,08729.1k $1.7m $1.7m 0.15% Added +14.3k +14,322
32 Coppell Advisory Solutions LLC 0.00% of their portfolio COPPELL, TX 28,66028.7k $9.5k $9.5k 0.00% New
33 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 28,08128.1k $1.6m $1.6m 0.00% Added +555 +555
34 NWF Advisory Services Inc. 0.15% of their portfolio Los Angeles, CA 27,31027.3k $1.6m $1.6m 0.15% Unchanged
35 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 26,02126.0k $1.5m $1.5m 0.01% Reduced -442 -442
36 BELLEVUE ASSET MANAGEMENT, LLC 0.63% of their portfolio BELLEVUE, WA 23,94823.9k $1.4m $1.4m 0.63% Reduced -84 -84
37 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 23,51623.5k $1.3m $1.3m 0.01% Reduced -2.3k -2,282
38 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 23,50523.5k $1.3m $1.3m 0.00% Added +961 +961
39 Atria Investments, Inc 0.01% of their portfolio Charlotte, NC 23,21123.2k $1.3m $1.3m 0.01% Reduced -121 -121
40 Snowden Capital Advisors LLC 0.03% of their portfolio New York, NY 20,58520.6k $1.2m $1.2m 0.03% Added +1.8k +1,770
41 SMITH, MOORE & CO. 0.08% of their portfolio CLAYTON, MO 20,57220.6k $1.2m $1.2m 0.08% Added +736 +736
42 Farther Finance Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 20,02220.0k $1.1m $1.1m 0.01% Reduced -6 -6
43 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 18,80318.8k $1.1m $1.1m 0.01% Added +307 +307
44 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 17,52317.5k $1.0m $1.0m 0.00% Reduced -949 -949
45 OneAscent Financial Services LLC 0.05% of their portfolio BIRMINGHAM, AL 17,41017.4k $993.2k $993.2k 0.05% Reduced -103 -103
46 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 17,06317.1k $973.5k $973.5k 0.00% Added +4.3k +4,331
47 Risk Paradigm Group, LLC 0.62% of their portfolio BURLINGTON, MA 13,95214.0k $796.0k $796.0k 0.62% Reduced -221 -221
48 ABLE Financial Group, LLC 0.13% of their portfolio SCOTTSDALE, AZ 13,65413.7k $779.0k $779.0k 0.13% Reduced -18 -18
49 NewEdge Wealth, LLC 0.01% of their portfolio STAMFORD, CT 12,92912.9k $737.6k $737.6k 0.01% Reduced -318 -318
50 Transamerica Financial Advisors, LLC 0.06% of their portfolio CEDAR RAPIDS, IA 12,06712.1k $688.4k $688.4k 0.06% Reduced -872 -872
51 IAMS WEALTH MANAGEMENT, LLC 0.21% of their portfolio OMAHA, NE 11,98812.0k $683.9k $683.9k 0.21% Added +160 +160
52 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 11,70411.7k $667.7k $667.7k 0.00% Added +131 +131
53 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 11,60111.6k $661.9k $661.9k 0.01% Added +2.3k +2,296
54 HFG Advisors, Inc. 0.41% of their portfolio CINCINATTI, OH 11,47811.5k $654.8k $654.8k 0.41% Unchanged
55 HBW ADVISORY SERVICES LLC 0.06% of their portfolio SIMI VALLEY, CA 10,93710.9k $624.0k $624.0k 0.06% Added +229 +229
56 1776 Wealth LLC 0.20% of their portfolio ATLANTA, GA 9,8399.8k $561.3k $561.3k 0.20% Unchanged
57 LaSalle St. Investment Advisors, LLC 0.07% of their portfolio ELMHURST, IL 9,8129.8k $559.8k $559.8k 0.07% Reduced -14 -14
58 Quantinno Capital Management LP 0.00% of their portfolio NEW YORK, NY 9,2089.2k $525.3k $525.3k 0.00% New
59 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 9,0469.0k $516.1k $516.1k 0.00% Reduced -1.8k -1,798
60 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 8,4898.5k $479.1k $479.1k 0.00% Added +1.8k +1,788
61 TCFG Investment Advisors, LLC 0.16% of their portfolio LAGUNA NIGUEL, CA 8,3288.3k $475.1k $475.1k 0.16% Unchanged
62 KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio AUSTIN, TX 7,5077.5k $428.3k $428.3k 0.00% Added +17 +17
63 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 7,3227.3k $417.7k $417.7k 0.00% Reduced -2.7k -2,711
64 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.01% of their portfolio LOS ANGELES, CA 7,2007.2k $410.8k $410.8k 0.01% Reduced -259 -259
65 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 7,1217.1k $406.3k $406.3k 0.00% Added +2.8k +2,817
66 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 6,6636.7k $380.1k $380.1k 0.01% Reduced -1.2k -1,243
67 Richmond Investment Services, LLC 0.12% of their portfolio Mequon, WI 6,6096.6k $377.1k $377.1k 0.12% Reduced -8.3k -8,298
68 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 6,5836.6k $375.6k $375.6k 0.01% New
69 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 6,3186.3k $360.4k $360.4k 0.00% Added +400 +400
70 MPWM ADVISORY SOLUTIONS, LLC 0.16% of their portfolio ALPHARETTA, GA 6,2736.3k $357.9k $357.9k 0.16% Reduced -23 -23
71 Pine Valley Investments Ltd Liability Co 0.02% of their portfolio MARLTON, NJ 6,2576.3k $356.9k $356.9k 0.02% Added +233 +233
72 RFG Advisory, LLC 0.01% of their portfolio BIRMINGHAM, AL 6,1886.2k $353.0k $353.0k 0.01% Reduced -184 -184
73 RHODES INVESTMENT ADVISORS INC /ADV 0.25% of their portfolio FORT WORTH, TX 6,0706.1k $346.3k $346.3k 0.25% Added +725 +725
74 FSB PREMIER WEALTH MANAGEMENT, INC. 0.10% of their portfolio WATERLOO, IA 6,0216.0k $343.5k $343.5k 0.10% Added +54 +54
75 Kingsview Wealth Management, LLC 0.00% of their portfolio GRANTS PASS, OR 5,8525.9k $333.9k $333.9k 0.00% New
76 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 5,7415.7k $328.0k $328.0k 0.01% Added +301 +301
77 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 5,7375.7k $327.3k $327.3k 0.01% Added +97 +97
78 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 5,4135.4k $308.8k $308.8k 0.00% Unchanged
79 ProVise Management Group, LLC 0.02% of their portfolio CLEARWATER, FL 5,3975.4k $307.9k $307.9k 0.02% Added +957 +957
80 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 5,3325.3k $304.2k $304.2k 0.00% Reduced -2.7k -2,666
81 BlueChip Wealth Advisors LLC 0.11% of their portfolio Milton, GA 5,0825.1k $289.9k $289.9k 0.11% Unchanged
82 Pinnacle Family Advisors, LLC 0.12% of their portfolio Springfield, MO 4,9034.9k $279.7k $279.7k 0.12% Reduced -199 -199
83 Triad Wealth Partners, LLC 0.02% of their portfolio LAWRENCE, KS 4,5804.6k $270.8k $270.8k 0.02% Reduced -5.6k -5,585
84 KINGSWOOD WEALTH ADVISORS, LLC 0.01% of their portfolio SAN DIEGO, CA 4,3324.3k $247.1k $247.1k 0.01% Unchanged
85 PFG Advisors 0.01% of their portfolio Phoenix, AZ 4,3254.3k $246.7k $246.7k 0.01% Reduced -399 -399
86 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 4,3074.3k $245.7k $245.7k 0.00% Reduced -16 -16
87 MGO ONE SEVEN LLC 0.00% of their portfolio Beachwood, OH 4,1974.2k $239.4k $239.4k 0.00% Unchanged
88 Asset Allocation Strategies LLC 0.04% of their portfolio FARMINGTON, MI 4,1504.2k $236.8k $236.8k 0.04% Added +458 +458
89 NOVEM GROUP 0.02% of their portfolio Rochester, NY 4,0524.1k $231.1k $231.1k 0.02% Added +105 +105
90 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 3,9143.9k $223.3k $223.3k 0.00% Added +1.5k +1,533
91 Morey & Quinn Wealth Partners, LLC 0.14% of their portfolio OMAHA, NE 3,8213.8k $218.0k $218.0k 0.14% Unchanged
92 Unique Wealth Strategies, LLC 0.08% of their portfolio BURR RIDGE, IL 3,7683.8k $215.0k $215.0k 0.08% Reduced -10.9k -10,930
93 Apollon Wealth Management, LLC 0.00% of their portfolio MOUNT PLEASANT, SC 3,7193.7k $212.2k $212.2k 0.00% Reduced -84 -84
94 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 3,5973.6k $205.2k $205.2k 0.00% Reduced -5.0k -5,021
95 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 3,5263.5k $201.2k $201.2k 0.00% New
96 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 3,4693.5k $197.9k $197.9k 0.00% New
97 Roxbury Financial LLC 0.15% of their portfolio MOUNT ARLINGTON, NJ 3,3073.3k $188.6k $188.6k 0.15% Added +1.5k +1,472
98 TUCKER ASSET MANAGEMENT LLC 0.05% of their portfolio LITTLETON, CO 3,2313.2k $184.3k $184.3k 0.05% Added +453 +453
99 Topsail Wealth Management, LLC 0.02% of their portfolio CHARLOTTE, NC 3,0003.0k $171.2k $171.2k 0.02% Unchanged
100 Ashton Thomas Private Wealth, LLC 0.00% of their portfolio SCOTTSDALE, AZ 2,2042.2k $125.7k $125.7k 0.00% Added +15 +15