FIRST TR EXCHANGE-TRADED FD FAN
GBL WND ENRG ETF · ETP · CUSIP 33736G106
105
institutional holders
+3 vs Q2 2023
3.9m
shares reported held*
$56.3mreported value*
10 new
19 added
36 reduced
9 sold out
net sold ≈ $14.3m (-988.6k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $14.48. Options: 1 managers hold calls ($0 notional), 3 hold puts ($418.3k).
Trends to Q3 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 113 |
| Q4 2022 | 112 |
| Q1 2023 | 106 |
| Q2 2023 | 102 |
| Q3 2023 | 105 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 39 | 51 |
| Q1 2023 | 34 | 38 |
| Q2 2023 | 28 | 48 |
| Q3 2023 | 29 | 45 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q4 2022 | $73.0k | $29.1k | 0.40 |
| Q1 2023 | $42.9k | $8.9k | 0.21 |
| Q2 2023 | $82.1k | $1.7k | 0.02 |
| Q3 2023 | $0 | $418.3k | — |
Biggest buyers
| Ameritas Advisory Services, LLC | New | +347.0k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | New | +99.3k |
| TRAPHAGEN INVESTMENT ADVISORS LLC | New | +14.1k |
| COMERICA BANK | New | +11.8k |
| Peregrine Asset Advisers, Inc. | New | +11.0k |
| OSAIC HOLDINGS, INC. | Added | +10.5k |
| Dunhill Financial, LLC | Added | +9.7k |
| Cook Wealth, LLC | Added | +6.8k |
| Equitable Holdings, Inc. | Added | +6.0k |
| Raymond James Financial Services Advisors, Inc. | Added | +4.2k |
Biggest sellers
| JANE STREET GROUP, LLC | Reduced | -1.2m |
| Elmwood Wealth Management, Inc. | Sold out | -52.9k |
| UBS Group AG | Reduced | -42.7k |
| Money Design Co.,Ltd. | Reduced | -37.5k |
| BlueCrest Capital Management Ltd | Sold out | -27.3k |
| BANK OF MONTREAL /CAN/ | Reduced | -19.6k |
| AMERIPRISE FINANCIAL INC | Reduced | -17.6k |
| BANK OF AMERICA CORP /DE/ | Reduced | -16.7k |
| Banque Cantonale Vaudoise | Reduced | -14.9k |
| LPL Financial LLC | Reduced | -14.3k |
Biggest calls
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | New | $417.3k28.8k shares |
| SIMPLEX TRADING, LLC | New | $1.0k100 shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q3 2023
| Manager | Shares | Change |
|---|---|---|
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 594.9k $8.6m | Reduced -16.7k |
| Money Design Co.,Ltd. 0.34% of their portfolio | 390.3k $5.7m | Reduced -37.5k |
| Ameritas Advisory Services, LLC 0.25% of their portfolio | 347.0k $5.0m | New |
| MORGAN STANLEY 0.00% of their portfolio | 279.0k $4.0m | Reduced -4.6k |
| LPL Financial LLC 0.00% of their portfolio | 222.6k $3.2m | Reduced -14.3k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 188.5k $2.7m | Reduced -2.6k |
| UBS Group AG 0.00% of their portfolio | 177.8k $2.6m | Reduced -42.7k |
| Cetera Investment Advisers 0.02% of their portfolio | 162.4k $2.4m | Reduced -171 |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 111.9k $1.6m | Added +10.5k |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 105.8k $1.5m | Reduced -1.2m |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 99.3k $1.4m | New |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 94.5k $1.4m | Reduced -8.6k |
| Perkins Coie Trust Co 0.38% of their portfolio | 92.6k $1.3m | Added +3.2k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 84.7k $1.2m | Reduced -2.4k |
| Ledyard National Bank 0.13% of their portfolio | 81.7k $1.2m | Reduced -162 |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 62.5k $906.2k | Reduced -470 |
| Dunhill Financial, LLC 0.56% of their portfolio | 62.2k $883.7k | Added +9.7k |
| Equitable Holdings, Inc. 0.01% of their portfolio | 46.4k $673.0k | Added +6.0k |
| J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio | 41.5k $601.1k | Reduced -670 |
| Federation des caisses Desjardins du Quebec 0.00% of their portfolio | 33.3k $483.0k | Added +350 |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 32.2k $467.0k | Reduced -859 |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 30.8k $448.4k | Reduced -17.6k |
| Mariner, LLC 0.00% of their portfolio | 29.0k $419.8k | Reduced -779 |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 27.1k $392.0k | Added +946 |
| PFG Investments, LLC 0.07% of their portfolio | 26.1k $378.1k | Reduced -704 |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 26.0k $376.9k | Added +4.2k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 21.2k $307.7k | Reduced -1.2k |
| Cook Wealth, LLC 0.20% of their portfolio | 19.1k $258.2k | Added +6.8k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 18.7k $270.0k | Reduced -2.4k |
| Creative Planning 0.00% of their portfolio | 18.6k $269.8k | Reduced -6.3k |
| US BANCORP \DE\ 0.00% of their portfolio | 18.4k $266.7k | Unchanged |
| Stonebridge Financial Planning Group, LLC 0.16% of their portfolio | 17.3k $250.0k | Reduced -4.1k |
| WealthOne, LLC 0.09% of their portfolio | 15.6k $225.7k | Reduced -4.0k |
| OPPENHEIMER ASSET MANAGEMENT INC. 0.00% of their portfolio | 15.2k $219.5k | Added +2.5k |
| TRAPHAGEN INVESTMENT ADVISORS LLC 0.03% of their portfolio | 14.1k $204.0k | New |
| TRUST CO OF VERMONT 0.01% of their portfolio | 13.7k $197.9k | Added +300 |
| WEDBUSH SECURITIES INC 0.01% of their portfolio | 13.4k $194.0k | Reduced -1.2k |
| FIFTH THIRD BANCORP 0.00% of their portfolio | 13.2k $190.6k | Added +2.7k |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 13.0k $188.8k | Unchanged |
| Western Wealth Management, LLC 0.02% of their portfolio | 13.0k $187.8k | Reduced -470 |
| Baltimore-Washington Financial Advisors, Inc. 0.01% of their portfolio | 12.7k $184.3k | Unchanged |
| GOULD ASSET MANAGEMENT LLC /CA/ 0.05% of their portfolio | 12.1k $175.8k | Unchanged |
| HighTower Advisors, LLC 0.00% of their portfolio | 12.1k $174.0k | Added +33 |
| Kesler, Norman & Wride, LLC 0.04% of their portfolio | 12.1k $174.9k | Unchanged |
| IHT Wealth Management, LLC 0.01% of their portfolio | 12.0k $174.4k | Added +506 |
| COMERICA BANK 0.00% of their portfolio | 11.8k $170.8k | New |
| WHITTIER TRUST CO 0.00% of their portfolio | 11.6k $168.1k | Unchanged |
| Peregrine Asset Advisers, Inc. 0.08% of their portfolio | 11.0k $158.9k | New |
| CASTLEARK MANAGEMENT LLC 0.01% of their portfolio | 11.0k $158.8k | Unchanged |
| LPWM LLC 0.07% of their portfolio | 10.8k $150.7k | Added +50 |
| PICTON MAHONEY ASSET MANAGEMENT 0.01% of their portfolio | 10.2k $148.0k | Unchanged |
| Atria Wealth Solutions, Inc. 0.00% of their portfolio | 10.2k $147.4k | Reduced -361 |
| HARBOUR INVESTMENTS, INC. 0.01% of their portfolio | 8.6k $124.3k | Reduced -80 |
| Arax Advisory Partners 0.01% of their portfolio | 5.4k $77.7k | Added +1.9k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 5.2k $76.0k | Unchanged |
| INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 0.01% of their portfolio | 4.8k $70.3k | Unchanged |
| NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio | 4.8k $67.1k | Unchanged |
| ALBION FINANCIAL GROUP /UT 0.01% of their portfolio | 4.5k $65.6k | Unchanged |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 3.9k $56.0k | Unchanged |
| Allworth Financial LP 0.00% of their portfolio | 3.7k $53.9k | Unchanged |
| LANARK FINANCIAL, INC. 0.00% of their portfolio | 2.9k $41.0k | First filing |
| Baker Avenue Asset Management, LP 0.00% of their portfolio | 2.8k $41.2k | New |
| Larson Financial Group LLC 0.00% of their portfolio | 2.3k $33.2k | Added +13 |
| CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.00% of their portfolio | 1.9k $27.7k | Unchanged |
| GPS Wealth Strategies Group, LLC 0.01% of their portfolio | 1.8k $26.2k | Unchanged |
| DB Wealth Management Group, LLC 0.02% of their portfolio | 1.8k $25.4k | Unchanged |
| Qube Research & Technologies Ltd 0.00% of their portfolio | 1.5k $21.1k | Added +1.4k |
| Global Retirement Partners, LLC 0.00% of their portfolio | 1.4k $18.6k | Reduced -286 |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 1.3k $19.2k | Unchanged |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 1.2k $19.6k | Reduced -19.6k |
| SOA Wealth Advisors, LLC. 0.00% of their portfolio | 1.2k $17.2k | Added +8 |
| JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio | 1.2k $16.9k | Unchanged |
| HEADINVEST, LLC 0.00% of their portfolio | 1.2k $16.3k | New |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.00% of their portfolio | 1.1k $16.1k | Reduced -336 |
| JNBA Financial Advisors 0.00% of their portfolio | 1.0k $15.2k | Unchanged |
| BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio | 1.0k $15.0k | Reduced -235 |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 887 $12.9k | Unchanged |
| NewEdge Advisors, LLC 0.00% of their portfolio | 857 $12.4k | Unchanged |
| Asset Dedication, LLC 0.00% of their portfolio | 821 $12.0k | Unchanged |
| Clearstead Advisors, LLC 0.00% of their portfolio | 800 $11.6k | Added +400 |
| Banque Cantonale Vaudoise 0.00% of their portfolio | 780 $11.0k | Reduced -14.9k |
| JFS WEALTH ADVISORS, LLC 0.00% of their portfolio | 760 $11.0k | Unchanged |
| Ameritas Investment Partners, Inc. 0.00% of their portfolio | 655 $9.5k | Unchanged |
| PRIVATE TRUST CO NA 0.00% of their portfolio | 570 $8.3k | Unchanged |
| Richard W. Paul & Associates, LLC 0.00% of their portfolio | 562 $8.2k | Reduced -14 |
| Millburn Ridgefield LLC /DE/ 0.00% of their portfolio | 528 $7.7k | Reduced -10.0k |
| THOMPSON INVESTMENT MANAGEMENT, INC. 0.00% of their portfolio | 500 $7.2k | Unchanged |
| Activest Wealth Management 0.00% of their portfolio | 427 $6.2k | New |
| FMR LLC 0.00% of their portfolio | 413 $6.0k | Reduced -373 |
| Syntrinsic LLC 0.00% of their portfolio | 280 $4.1k | First filing |
| CENTRAL TRUST Co 0.00% of their portfolio | 268 $3.9k | Unchanged |
| HUNTINGTON NATIONAL BANK 0.00% of their portfolio | 241 $3.5k | Unchanged |
| TUCKER ASSET MANAGEMENT LLC 0.00% of their portfolio | 218 $3.2k | Unchanged |
| TD Waterhouse Canada Inc. 0.00% of their portfolio | 200 $2.8k | Reduced -50 |
| Householder Group Estate & Retirement Specialist, LLC 0.00% of their portfolio | 186 $2.7k | First filing |
| SIMPLEX TRADING, LLC 0.00% of their portfolio | 184 $2.0k | New |
| Riggs Asset Managment Co. Inc. 0.00% of their portfolio | 143 $2.1k | Unchanged |
| ST GERMAIN D J CO INC 0.00% of their portfolio | 100 $1.4k | Unchanged |
| Cutler Group LLC / CA 0.00% of their portfolio | 100 $1.0k | New |
| WFA of San Diego, LLC 0.00% of their portfolio | 75 $1.1k | Unchanged |