FIRST TR EXCHANGE-TRADED FD FAN
GBL WND ENRG ETF · ETP · CUSIP 33736G106
102
institutional holders
-4 vs Q1 2023
4.9m
shares reported held*
$85.1mreported value*
9 new
19 added
34 reduced
14 sold out
net bought ≈ $8.5m (+487.7k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $17.45. Options: 2 managers hold calls ($82.1k notional), 2 hold puts ($1.7k).
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 113 |
| Q4 2022 | 112 |
| Q1 2023 | 106 |
| Q2 2023 | 102 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 39 | 51 |
| Q1 2023 | 34 | 38 |
| Q2 2023 | 28 | 48 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $3.0k | $9.0k | 3.00 |
| Q4 2022 | $73.0k | $29.1k | 0.40 |
| Q1 2023 | $42.9k | $8.9k | 0.21 |
| Q2 2023 | $82.1k | $1.7k | 0.02 |
Biggest buyers
| JANE STREET GROUP, LLC | Added | +1.3m |
| BlueCrest Capital Management Ltd | New | +27.3k |
| BANK OF MONTREAL /CAN/ | Added | +14.3k |
| HighTower Advisors, LLC | New | +12.1k |
| JPMORGAN CHASE & CO | Added | +5.2k |
| WEDBUSH SECURITIES INC | Added | +3.0k |
| First Capital Advisors Group, LLC. | New | +2.0k |
| PFG Investments, LLC | Added | +1.7k |
| Kestra Advisory Services, LLC | Added | +1.4k |
| OSAIC HOLDINGS, INC. | Added | +1.2k |
Biggest sellers
| Ameritas Advisory Services, LLC | Sold out | -336.0k |
| OLD MISSION CAPITAL LLC | Sold out | -124.9k |
| Cambridge Investment Research Advisors, Inc. | Reduced | -67.6k |
| WORLD EQUITY GROUP, INC. | Sold out | -52.1k |
| CITADEL ADVISORS LLC | Reduced | -47.9k |
| FLOW TRADERS U.S. LLC | Sold out | -37.5k |
| AMERIPRISE FINANCIAL INC | Reduced | -36.6k |
| Money Design Co.,Ltd. | Reduced | -30.4k |
| TRAPHAGEN INVESTMENT ADVISORS LLC | Sold out | -20.5k |
| CASTLEARK MANAGEMENT LLC | Reduced | -11.0k |
Biggest calls
| CITADEL ADVISORS LLC | Added | $82.1k4.7k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CITADEL ADVISORS LLC | Reduced | $1.7k100 shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| JANE STREET GROUP, LLC 0.03% of their portfolio | 1.3m $22.7m | Added +1.3m |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 611.6k $10.7m | Reduced -7.4k |
| Money Design Co.,Ltd. 0.44% of their portfolio | 427.8k $7.5m | Reduced -30.4k |
| MORGAN STANLEY 0.00% of their portfolio | 283.6k $5.0m | Reduced -10.8k |
| LPL Financial LLC 0.00% of their portfolio | 236.8k $4.1m | Reduced -1.2k |
| UBS Group AG 0.00% of their portfolio | 220.5k $3.9m | Reduced -4.1k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 191.1k $3.3m | Reduced -1.5k |
| Cetera Investment Advisers 0.02% of their portfolio | 162.6k $2.8m | Reduced -3.9k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 103.1k $1.8m | Reduced -323 |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 101.4k $1.8m | Added +1.2k |
| Perkins Coie Trust Co 0.44% of their portfolio | 89.4k $1.6m | Reduced -702 |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 87.1k $1.5m | Reduced -8.4k |
| Ledyard National Bank 0.16% of their portfolio | 81.9k $1.4m | Reduced -2.9k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 63.0k $1.1m | Reduced -2.7k |
| Elmwood Wealth Management, Inc. 0.43% of their portfolio | 52.9k $924.1k | Reduced -1.6k |
| Dunhill Financial, LLC 0.54% of their portfolio | 52.5k $826.8k | First filing |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 48.4k $845.9k | Reduced -36.6k |
| J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio | 42.2k $736.5k | Reduced -5.3k |
| Equitable Holdings, Inc. 0.01% of their portfolio | 40.5k $707.3k | Added +351 |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 33.1k $578.0k | Reduced -4.9k |
| Federation des caisses Desjardins du Quebec 0.01% of their portfolio | 33.0k $576.2k | Added +276 |
| Mariner, LLC 0.00% of their portfolio | 29.8k $519.8k | Reduced -1.3k |
| BlueCrest Capital Management Ltd 0.06% of their portfolio | 27.3k $476.8k | New |
| PFG Investments, LLC 0.08% of their portfolio | 26.8k $468.2k | Added +1.7k |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 26.1k $456.1k | Added +1.4k |
| Creative Planning 0.00% of their portfolio | 24.9k $435.5k | Reduced -554 |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 22.4k $391.8k | Reduced -3.8k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 21.8k $381.3k | Reduced -4.0k |
| Stonebridge Financial Planning Group, LLC 0.23% of their portfolio | 21.4k $373.3k | Added +7 |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 21.0k $367.0k | Reduced -67.6k |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 20.9k $376.7k | Added +14.3k |
| WealthOne, LLC 0.13% of their portfolio | 19.6k $341.8k | Reduced -1.1k |
| US BANCORP \DE\ 0.00% of their portfolio | 18.4k $321.6k | Unchanged |
| Banque Cantonale Vaudoise 0.01% of their portfolio | 15.7k $274.0k | Unchanged |
| WEDBUSH SECURITIES INC 0.01% of their portfolio | 14.6k $254.0k | Added +3.0k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 14.0k $243.8k | Reduced -47.9k |
| Western Wealth Management, LLC 0.02% of their portfolio | 13.4k $234.6k | Reduced -482 |
| TRUST CO OF VERMONT 0.02% of their portfolio | 13.4k $233.3k | Unchanged |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 13.0k $227.6k | Unchanged |
| Baltimore-Washington Financial Advisors, Inc. 0.02% of their portfolio | 12.7k $222.2k | Reduced -775 |
| OPPENHEIMER ASSET MANAGEMENT INC. 0.00% of their portfolio | 12.6k $220.4k | Added +347 |
| Bard Financial Services, Inc. 0.02% of their portfolio | 12.6k $219.7k | Unchanged |
| Cook Wealth, LLC 0.16% of their portfolio | 12.3k $211.0k | Reduced -2.0k |
| GOULD ASSET MANAGEMENT LLC /CA/ 0.06% of their portfolio | 12.1k $212.0k | Unchanged |
| HighTower Advisors, LLC 0.00% of their portfolio | 12.1k $210.0k | New |
| Kesler, Norman & Wride, LLC 0.05% of their portfolio | 12.1k $210.9k | Unchanged |
| WHITTIER TRUST CO 0.00% of their portfolio | 11.6k $202.5k | Unchanged |
| IHT Wealth Management, LLC 0.01% of their portfolio | 11.5k $201.4k | Reduced -291 |
| CASTLEARK MANAGEMENT LLC 0.01% of their portfolio | 11.0k $191.5k | Reduced -11.0k |
| LPWM LLC 0.08% of their portfolio | 10.7k $187.2k | Unchanged |
| Atria Wealth Solutions, Inc. 0.00% of their portfolio | 10.5k $184.0k | Reduced -2.0k |
| Millburn Ridgefield LLC /DE/ 0.01% of their portfolio | 10.5k $183.2k | Reduced -4.2k |
| FIFTH THIRD BANCORP 0.00% of their portfolio | 10.5k $182.7k | Unchanged |
| Catalyst Capital Advisors LLC 0.01% of their portfolio | 10.4k $181.2k | Reduced -2.0k |
| PICTON MAHONEY ASSET MANAGEMENT 0.01% of their portfolio | 10.2k $178.0k | Unchanged |
| HARBOUR INVESTMENTS, INC. 0.01% of their portfolio | 8.7k $151.3k | Added +129 |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 5.2k $91.6k | Added +5.2k |
| INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 0.01% of their portfolio | 4.8k $84.7k | Unchanged |
| NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio | 4.8k $83.7k | Unchanged |
| ALBION FINANCIAL GROUP /UT 0.01% of their portfolio | 4.5k $79.1k | Unchanged |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 3.9k $67.5k | Reduced -1.8k |
| Allworth Financial LP 0.00% of their portfolio | 3.7k $65.0k | Added +2 |
| Arax Advisory Partners 0.01% of their portfolio | 3.5k $60.8k | Added +716 |
| Larson Financial Group LLC 0.00% of their portfolio | 2.3k $39.8k | Added +485 |
| First Capital Advisors Group, LLC. 0.02% of their portfolio | 2.0k $34.9k | New |
| CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.00% of their portfolio | 1.9k $33.4k | Unchanged |
| GPS Wealth Strategies Group, LLC 0.01% of their portfolio | 1.8k $31.5k | Unchanged |
| DB Wealth Management Group, LLC 0.02% of their portfolio | 1.8k $30.6k | Unchanged |
| Global Retirement Partners, LLC 0.00% of their portfolio | 1.7k $29.1k | Added +223 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.01% of their portfolio | 1.4k $25.3k | Unchanged |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 1.3k $23.2k | Unchanged |
| BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio | 1.3k $22.0k | Unchanged |
| SOA Wealth Advisors, LLC. 0.00% of their portfolio | 1.2k $20.6k | Added +3 |
| JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio | 1.2k $20.4k | New |
| JNBA Financial Advisors 0.00% of their portfolio | 1.0k $18.3k | Unchanged |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 887 $15.5k | Added +1 |
| NewEdge Advisors, LLC 0.00% of their portfolio | 857 $15.0k | Unchanged |
| Asset Dedication, LLC 0.00% of their portfolio | 821 $14.0k | Unchanged |
| FMR LLC 0.00% of their portfolio | 786 $13.7k | Reduced -38 |
| JFS WEALTH ADVISORS, LLC 0.00% of their portfolio | 760 $13.3k | Unchanged |
| Ameritas Investment Partners, Inc. 0.00% of their portfolio | 655 $11.4k | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 590 $10.3k | Unchanged |
| Richard W. Paul & Associates, LLC 0.00% of their portfolio | 576 $10.1k | Added +12 |
| PRIVATE TRUST CO NA 0.00% of their portfolio | 570 $10.0k | Unchanged |
| THOMPSON INVESTMENT MANAGEMENT, INC. 0.00% of their portfolio | 500 $8.7k | Unchanged |
| Clearstead Advisors, LLC 0.00% of their portfolio | 400 $7.0k | Unchanged |
| CENTRAL TRUST Co 0.00% of their portfolio | 268 $4.7k | Unchanged |
| TD Waterhouse Canada Inc. 0.00% of their portfolio | 250 $4.4k | Unchanged |
| HUNTINGTON NATIONAL BANK 0.00% of their portfolio | 241 $4.2k | Unchanged |
| TUCKER ASSET MANAGEMENT LLC 0.00% of their portfolio | 218 $3.8k | Unchanged |
| Lowe Wealth Advisors, LLC 0.00% of their portfolio | 200 $3.5k | Unchanged |
| Fiduciary Alliance LLC 0.00% of their portfolio | 200 $3.5k | New |
| Riggs Asset Managment Co. Inc. 0.00% of their portfolio | 143 $2.5k | Unchanged |
| ST GERMAIN D J CO INC 0.00% of their portfolio | 100 $1.7k | First filing |
| WFA of San Diego, LLC 0.00% of their portfolio | 75 $1.3k | New |
| Qube Research & Technologies Ltd 0.00% of their portfolio | 46 $976 | Reduced -492 |
| Financial Freedom, LLC 0.00% of their portfolio | 41 $722 | Unchanged |
| West Oak Capital, LLC 0.00% of their portfolio | 25 $437 | Unchanged |
| Coston, McIsaac & Partners 0.00% of their portfolio | 10 $0 | New |
| Balefire, LLC 0.00% of their portfolio | 5 $87 | New |