FIRST TR EXCHANGE-TRADED FD FAN
GBL WND ENRG ETF · ETP · CUSIP 33736G106
112
institutional holders
-1 vs Q3 2022
4.4m
shares reported held*
$76.1mreported value*
14 new
25 added
35 reduced
16 sold out
net bought ≈ $22.5k (+3.1k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $17.32. Options: 3 managers hold calls ($73.0k notional), 3 hold puts ($29.1k).
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 113 |
| Q4 2022 | 112 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $3.0k | $9.0k | 3.00 |
| Q4 2022 | $73.0k | $29.1k | 0.40 |
Biggest buyers
| JANE STREET GROUP, LLC | Added | +198.3k |
| Money Design Co.,Ltd. | Added | +155.1k |
| Equitable Holdings, Inc. | Added | +24.6k |
| UBS Group AG | Added | +24.2k |
| Elmwood Wealth Management, Inc. | Added | +16.3k |
| APPLETON GROUP, LLC | New | +13.6k |
| ROYAL BANK OF CANADA | Added | +13.0k |
| TWO SIGMA SECURITIES, LLC | New | +12.0k |
| IHT Wealth Management, LLC | New | +11.6k |
| MAI Capital Management | New | +11.1k |
Biggest sellers
| Banque Cantonale Vaudoise | Reduced | -174.3k |
| WELLS FARGO & COMPANY/MN | Reduced | -56.0k |
| HARVEY CAPITAL MANAGEMENT INC | Reduced | -30.9k |
| J.P. Morgan Private Wealth Advisors LLC | Reduced | -29.9k |
| COLONY GROUP LLC | Sold out | -25.8k |
| CITADEL ADVISORS LLC | Reduced | -24.8k |
| COMMONWEALTH EQUITY SERVICES, LLC | Reduced | -23.0k |
| ALLIANCEBERNSTEIN L.P. | Sold out | -20.0k |
| BANK OF AMERICA CORP /DE/ | Reduced | -19.5k |
| Cetera Investment Advisers | Reduced | -16.1k |
Biggest calls
| CITADEL ADVISORS LLC | New | $71.0k4.1k shares |
| Cutler Group LLC / CA | Added | $2.0k500 shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CITADEL ADVISORS LLC | New | $19.1k1.1k shares |
| SIMPLEX TRADING, LLC | Unchanged | $10.0k600 shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 630.4k $10.9m | Reduced -19.5k |
| Money Design Co.,Ltd. 0.27% of their portfolio | 450.1k $7.8m | Added +155.1k |
| Ameritas Advisory Services, LLC 0.27% of their portfolio | 334.0k $5.8m | Added +2.3k |
| MORGAN STANLEY 0.00% of their portfolio | 310.7k $5.4m | Reduced -1.3k |
| LPL Financial LLC 0.00% of their portfolio | 253.9k $4.4m | Added +1.6k |
| UBS Group AG 0.00% of their portfolio | 238.1k $4.1m | Added +24.2k |
| JANE STREET GROUP, LLC 0.01% of their portfolio | 233.4k $4.0m | Added +198.3k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 196.7k $3.4m | Reduced -56.0k |
| Cetera Investment Advisers 0.03% of their portfolio | 168.9k $2.9m | Reduced -16.1k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 110.3k $1.9m | Added +13.0k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 106.8k $1.8m | Reduced -23.0k |
| Ledyard National Bank 0.21% of their portfolio | 104.1k $1.8m | Reduced -1.5k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 100.3k $1.7m | Added +1.9k |
| Perkins Coie Trust Co 0.50% of their portfolio | 89.5k $1.5m | Added +87 |
| HARVEY CAPITAL MANAGEMENT INC 0.63% of their portfolio | 87.5k $1.5m | Reduced -30.9k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 68.3k $1.2m | Reduced -135 |
| Elmwood Wealth Management, Inc. 0.44% of their portfolio | 51.0k $882.8k | Added +16.3k |
| J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio | 50.1k $867.5k | Reduced -29.9k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 42.9k $743.8k | Reduced -1.7k |
| Equitable Holdings, Inc. 0.01% of their portfolio | 39.0k $674.9k | Added +24.6k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 34.8k $598.0k | Added +3.3k |
| Federation des caisses Desjardins du Quebec 0.01% of their portfolio | 33.6k $581.6k | Added +2.0k |
| Mariner, LLC 0.00% of their portfolio | 31.6k $547.0k | Reduced -2.0k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 30.1k $521.9k | Added +1.9k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 29.8k $516.0k | Reduced -5.0k |
| OLD MISSION CAPITAL LLC 0.02% of their portfolio | 29.0k $503.0k | Added +7.5k |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 24.6k $425.3k | Reduced -890 |
| Creative Planning 0.00% of their portfolio | 24.1k $417.7k | Added +4 |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 22.8k $395.4k | Reduced -5.1k |
| WealthOne, LLC 0.16% of their portfolio | 22.2k $384.9k | Reduced -3.0k |
| CASTLEARK MANAGEMENT LLC 0.02% of their portfolio | 21.9k $379.9k | Unchanged |
| TRAPHAGEN INVESTMENT ADVISORS LLC 0.05% of their portfolio | 18.7k $324.7k | Added +601 |
| Energy Opportunities Capital Management, LLC 0.93% of their portfolio | 18.5k $319.9k | Reduced -3.9k |
| Stonebridge Financial Planning Group, LLC 0.21% of their portfolio | 18.5k $319.6k | Added +502 |
| US BANCORP \DE\ 0.00% of their portfolio | 18.4k $318.8k | Unchanged |
| TRUST CO OF VERMONT 0.02% of their portfolio | 16.1k $278.6k | Unchanged |
| Banque Cantonale Vaudoise 0.01% of their portfolio | 15.7k $272.0k | Reduced -174.3k |
| Western Wealth Management, LLC 0.02% of their portfolio | 13.9k $240.8k | Reduced -14.8k |
| APPLETON GROUP, LLC 0.34% of their portfolio | 13.6k $234.8k | New |
| Baltimore-Washington Financial Advisors, Inc. 0.02% of their portfolio | 13.5k $233.8k | Reduced -1.0k |
| OPPENHEIMER ASSET MANAGEMENT INC. 0.00% of their portfolio | 13.2k $229.2k | Reduced -108 |
| Millburn Ridgefield LLC /DE/ 0.01% of their portfolio | 13.2k $228.0k | Reduced -4.0k |
| Catalyst Capital Advisors LLC 0.01% of their portfolio | 13.2k $228.2k | Reduced -4.0k |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 13.0k $225.6k | Unchanged |
| Atria Wealth Solutions, Inc. 0.00% of their portfolio | 12.7k $220.7k | Added +219 |
| GOULD ASSET MANAGEMENT LLC /CA/ 0.06% of their portfolio | 12.1k $210.2k | Unchanged |
| Kesler, Norman & Wride, LLC 0.05% of their portfolio | 12.1k $209.1k | Unchanged |
| TWO SIGMA SECURITIES, LLC 0.03% of their portfolio | 12.0k $207.0k | New |
| IHT Wealth Management, LLC 0.01% of their portfolio | 11.6k $201.5k | New |
| WHITTIER TRUST CO 0.00% of their portfolio | 11.6k $200.8k | Unchanged |
| WEDBUSH SECURITIES INC 0.01% of their portfolio | 11.6k $200.0k | Added +1 |
| MAI Capital Management 0.00% of their portfolio | 11.1k $192.3k | New |
| Bard Financial Services, Inc. 0.02% of their portfolio | 11.1k $192.0k | Unchanged |
| Cook Wealth, LLC 0.18% of their portfolio | 10.9k $189.1k | New |
| FIFTH THIRD BANCORP 0.00% of their portfolio | 10.5k $181.1k | Unchanged |
| PICTON MAHONEY ASSET MANAGEMENT 0.01% of their portfolio | 10.2k $177.0k | Reduced -3.5k |
| PERSONAL CAPITAL ADVISORS CORP 0.00% of their portfolio | 10.1k $174.3k | Reduced -2.4k |
| HARBOUR INVESTMENTS, INC. 0.01% of their portfolio | 8.5k $147.8k | Added +2.0k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 5.8k $101.0k | Reduced -24.8k |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 5.7k $98.7k | Unchanged |
| Sargent Bickham Lagudis LLC 0.01% of their portfolio | 5.5k $95.4k | Reduced -126 |
| NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio | 5.0k $86.9k | Reduced -290 |
| INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 0.01% of their portfolio | 4.8k $84.0k | Unchanged |
| ALBION FINANCIAL GROUP /UT 0.01% of their portfolio | 4.5k $78.5k | Unchanged |
| Allworth Financial LP 0.00% of their portfolio | 3.7k $64.4k | Unchanged |
| Belpointe Asset Management LLC 0.00% of their portfolio | 2.4k $42.2k | New |
| NewEdge Advisors, LLC 0.00% of their portfolio | 2.4k $26.0k | New |
| Cribstone Capital Management, LLC 0.02% of their portfolio | 2.1k $36.7k | Unchanged |
| CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.00% of their portfolio | 1.9k $33.1k | New |
| Larson Financial Group LLC 0.00% of their portfolio | 1.8k $30.9k | Added +337 |
| DB Wealth Management Group, LLC 0.02% of their portfolio | 1.8k $30.3k | Unchanged |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.01% of their portfolio | 1.4k $25.1k | Reduced -650 |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 1.3k $23.0k | Unchanged |
| BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio | 1.3k $22.0k | Unchanged |
| SOA Wealth Advisors, LLC. 0.01% of their portfolio | 1.2k $20.4k | Added +7 |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 1.2k $20.0k | Added +1.1k |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 1.1k $19.5k | Reduced -619 |
| JNBA Financial Advisors 0.00% of their portfolio | 1.0k $18.1k | Unchanged |
| CAMBRIDGE TRUST CO 0.00% of their portfolio | 1.0k $17.0k | New |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 886 $15.3k | Reduced -29 |
| Asset Dedication, LLC 0.00% of their portfolio | 821 $14.0k | Unchanged |
| JFS WEALTH ADVISORS, LLC 0.00% of their portfolio | 760 $13.2k | Reduced -339 |
| Arax Advisory Partners 0.00% of their portfolio | 733 $12.7k | Added +548 |
| SIMPLEX TRADING, LLC 0.00% of their portfolio | 724 $12.0k | Reduced -482 |
| TCI Wealth Advisors, Inc. 0.00% of their portfolio | 686 $11.9k | Unchanged |
| Qube Research & Technologies Ltd 0.00% of their portfolio | 681 $11.8k | Reduced -527 |
| Ameritas Investment Partners, Inc. 0.00% of their portfolio | 655 $11.3k | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 590 $10.2k | Unchanged |
| PRIVATE TRUST CO NA 0.00% of their portfolio | 570 $10.0k | Unchanged |
| Richard W. Paul & Associates, LLC 0.00% of their portfolio | 569 $9.8k | First filing |
| First Horizon Advisors, Inc. 0.00% of their portfolio | 434 $7.5k | New |
| Advisory Services Network, LLC 0.00% of their portfolio | 427 $7.4k | New |
| Activest Wealth Management 0.00% of their portfolio | 422 $7.3k | Unchanged |
| Clearstead Advisors, LLC 0.00% of their portfolio | 400 $6.9k | Unchanged |
| Cutler Group LLC / CA 0.00% of their portfolio | 346 $5.0k | New |
| CoreCap Advisors, LLC 0.00% of their portfolio | 336 $5.8k | New |
| HUNTINGTON NATIONAL BANK 0.00% of their portfolio | 291 $5.0k | Added +50 |
| Global Retirement Partners, LLC 0.00% of their portfolio | 286 $5.0k | Unchanged |
| CENTRAL TRUST Co 0.00% of their portfolio | 268 $4.6k | Unchanged |
| TD Waterhouse Canada Inc. 0.00% of their portfolio | 250 $4.3k | Reduced -10 |