Vault-13

FIRST TRUST LRGCP GWT ALPHAD FTC

COM SHS · ETP · CUSIP 33735K108

195 institutional holders -6 vs Q4 2024
5,377,7565.4m shares reported held*
$706.7mreported value*
16 new 42 added 87 reduced 18 sold out net sold ≈ $11.3m (-86.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $131.41. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 161Q4 22: 165Q1 23: 168Q2 23: 172Q3 23: 185Q4 23: 194Q1 24: 191Q2 24: 193Q3 24: 195Q4 24: 201Q1 25: 195195Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 2022161
Q4 2022165
Q1 2023168
Q2 2023172
Q3 2023185
Q4 2023194
Q1 2024191
Q2 2024193
Q3 2024195
Q4 2024201
Q1 2025195

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q2 23: 74 bought or addedQ2 23: 75 cut or sold outQ3 23: 83 bought or addedQ3 23: 84 cut or sold outQ3 23Q4 23: 74 bought or addedQ4 23: 106 cut or sold outQ1 24: 72 bought or addedQ1 24: 103 cut or sold outQ1 24Q2 24: 64 bought or addedQ2 24: 93 cut or sold outQ3 24: 70 bought or addedQ3 24: 95 cut or sold outQ3 24Q4 24: 50 bought or addedQ4 24: 108 cut or sold outQ1 25: 58 bought or addedQ1 25: 105 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 20237475
Q3 20238384
Q4 202374106
Q1 202472103
Q2 20246493
Q3 20247095
Q4 202450108
Q1 202558105

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ2 24 calls: $0Q2 24 puts: $0Q2 24P/C —Q3 24 calls: $223.4kQ3 24 puts: $13.1kQ3 24P/C 0.06Q4 24 calls: $0Q4 24 puts: $0Q4 24P/C —Q1 25 calls: $0Q1 25 puts: $0Q1 25P/C —
Numbers
QuarterCallsPutsP/C
Q2 2024$0$0—
Q3 2024$223.4k$13.1k0.06
Q4 2024$0$0—
Q1 2025$0$0—

Biggest buyers

Cambridge Investment Research Advisors, Inc. Added +112,072+112.1k
Elevation Capital Advisory, LLC New +57,087+57.1k
CX Institutional Added +35,892+35.9k
Gladstone Institutional Advisory LLC Added +27,990+28.0k
Virtu Financial LLC New +23,298+23.3k
GREENUP STREET WEALTH MANAGEMENT LLC New +22,768+22.8k
Wedmont Private Capital New +15,400+15.4k
WELLS FARGO & COMPANY/MN Added +14,617+14.6k
C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors New +12,838+12.8k
Janney Montgomery Scott LLC Added +10,746+10.7k

Biggest sellers

MORGAN STANLEY Reduced -94,128-94.1k
WIN ADVISORS, INC Sold out -75,914-75.9k
U.S. Capital Wealth Advisors, LLC Reduced -46,177-46.2k
CITADEL ADVISORS LLC Sold out -38,769-38.8k
JANE STREET GROUP, LLC Reduced -37,649-37.6k
LPL Financial LLC Reduced -28,725-28.7k
Independent Advisor Alliance Sold out -21,309-21.3k
Kingsview Wealth Management, LLC Reduced -18,235-18.2k
GTS SECURITIES LLC Sold out -17,304-17.3k
RPS ADVISORY SOLUTIONS LLC Sold out -13,948-13.9k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 730,677730.7k $96.0m $96.0m 0.01% Reduced -94.1k -94,128
2 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 685,271685.3k $90.0m $90.0m 0.04% Reduced -28.7k -28,725
3 Janney Montgomery Scott LLC 0.17% of their portfolio PHILADELPHIA, PA 447,862447.9k $58.8m $58.8m 0.17% Added +10.7k +10,746
4 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 434,022434.0k $57.0m $57.0m 0.01% Added +14.6k +14,617
5 UBS Group AG 0.01% of their portfolio ZURICH, V8 264,212264.2k $34.7m $34.7m 0.01% Reduced -1.7k -1,677
6 Cambridge Investment Research Advisors, Inc. 0.10% of their portfolio FAIRFIELD, IA 229,951230.0k $30.2m $30.2m 0.10% Added +112.1k +112,072
7 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 194,542194.5k $25.6m $25.6m 0.01% Reduced -6.5k -6,527
8 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 190,933190.9k $25.1m $25.1m 0.04% Reduced -2.5k -2,457
9 FIRST TRUST ADVISORS LP 0.02% of their portfolio Wheaton, IL 183,084183.1k $24.1m $24.1m 0.02% Reduced -2.5k -2,534
10 Baird Financial Group, Inc. 0.04% of their portfolio MILWAUKEE, WI 158,701158.7k $20.9m $20.9m 0.04% Added +9.1k +9,054
11 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 149,950149.9k $19.7m $19.7m 0.00% Reduced -1.7k -1,656
12 Kingsview Wealth Management, LLC 0.30% of their portfolio GRANTS PASS, OR 119,821119.8k $15.7m $15.7m 0.30% Reduced -18.2k -18,235
13 CX Institutional 0.47% of their portfolio AUBURN, IN 93,97194.0k $12.3m $12.3m 0.47% Added +35.9k +35,892
14 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 72,68972.7k $9.6m $9.6m 0.02% Reduced -3.2k -3,233
15 Elevation Capital Advisory, LLC 3.27% of their portfolio BEND, OR 57,08757.1k $7.5m $7.5m 3.27% New
16 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 54,43654.4k $7.2m $7.2m 0.00% Reduced -243 -243
17 BENJAMIN EDWARDS INC 0.08% of their portfolio Clayton, MO 46,09746.1k $6.1m $6.1m 0.08% Added +3.2k +3,154
18 D.A. DAVIDSON & CO. 0.04% of their portfolio GREAT FALLS, MT 41,80941.8k $5.5m $5.5m 0.04% Reduced -4.6k -4,646
19 U.S. Capital Wealth Advisors, LLC 0.17% of their portfolio AUSTIN, TX 41,17041.2k $5.4m $5.4m 0.17% Reduced -46.2k -46,177
20 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 34,63434.6k $4.6m $4.6m 0.03% Reduced -12.6k -12,617
21 Gladstone Institutional Advisory LLC 0.21% of their portfolio Bedminster, NJ 34,43634.4k $4.5m $4.5m 0.21% Added +28.0k +27,990
22 IHT Wealth Management, LLC 0.13% of their portfolio Chicago, IL 32,16432.2k $4.2m $4.2m 0.13% Reduced -314 -314
23 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 31,68131.7k $4.2m $4.2m 0.00% Added +1.4k +1,407
24 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 30,92930.9k $4.1m $4.1m 0.00% Reduced -1.2k -1,189
25 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 27,35527.4k $3.6m $3.6m 0.01% Added +6.4k +6,367
26 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 26,04226.0k $3.4m $3.4m 0.00% Added +3.5k +3,464
27 Western Wealth Management, LLC 0.21% of their portfolio GOLDEN, CO 23,63923.6k $3.1m $3.1m 0.21% Reduced -12.9k -12,862
28 Virtu Financial LLC 0.17% of their portfolio New York, NY 23,29823.3k $3.1m $3.1m 0.17% New
29 GREENUP STREET WEALTH MANAGEMENT LLC 0.59% of their portfolio OVERLAND PARK, KS 22,76822.8k $3.0m $3.0m 0.59% New
30 HARBOUR INVESTMENTS, INC. 0.09% of their portfolio MADISON, WI 22,74522.7k $3.0m $3.0m 0.09% Reduced -1.5k -1,484
31 Vestmark Advisory Solutions, Inc. 0.07% of their portfolio Wakefield, MA 21,19321.2k $2.8m $2.8m 0.07% Reduced -1.9k -1,910
32 IFP Advisors, Inc 0.08% of their portfolio TAMPA, FL 20,86020.9k $2.7m $2.7m 0.08% Reduced -3.9k -3,908
33 LVZ, Inc. 0.35% of their portfolio Holland, MI 20,17820.2k $2.7m $2.7m 0.35% Reduced -2.1k -2,072
34 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 19,47919.5k $2.6m $2.6m 0.02% Reduced -456 -456
35 HFG Advisors, Inc. 2.11% of their portfolio CINCINATTI, OH 18,77218.8k $2.5m $2.5m 2.11% Reduced -2.3k -2,256
36 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 18,29618.3k $2.4m $2.4m 0.01% Reduced -2.9k -2,858
37 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 18,26518.3k $2.4m $2.4m 0.01% Reduced -397 -397
38 FSB PREMIER WEALTH MANAGEMENT, INC. 0.91% of their portfolio WATERLOO, IA 17,71117.7k $2.3m $2.3m 0.91% Reduced -3.9k -3,868
39 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 17,53117.5k $2.3m $2.3m 0.00% Reduced -12.8k -12,754
40 Geneos Wealth Management Inc. 0.03% of their portfolio ENGLEWOOD, CO 15,52215.5k $2.0m $2.0m 0.03% Added +10.7k +10,698
41 Wedmont Private Capital 0.10% of their portfolio WEST CHESTER, PA 15,40015.4k $1.9m $1.9m 0.10% New
42 Beck Bode, LLC 0.37% of their portfolio DEDHAM, MA 15,27615.3k $2.0m $2.0m 0.37% Reduced -2.2k -2,232
43 Global Assets Advisory, LLC 0.36% of their portfolio ORLANDO, FL 15,08715.1k $1.9m $1.9m 0.36% Added +10.1k +10,058
44 Snowden Capital Advisors LLC 0.06% of their portfolio New York, NY 14,85414.9k $2.0m $2.0m 0.06% Reduced -1.4k -1,368
45 Stratos Wealth Partners, LTD. 0.03% of their portfolio BEACHWOOD, OH 14,78314.8k $1.9m $1.9m 0.03% Reduced -1.5k -1,537
46 Apollon Wealth Management, LLC 0.04% of their portfolio MOUNT PLEASANT, SC 13,94413.9k $1.8m $1.8m 0.04% Reduced -1.2k -1,222
47 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.13% of their portfolio Westlake, OH 12,83812.8k $1.7m $1.7m 0.13% New
48 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 12,69312.7k $1.7m $1.7m 0.00% Reduced -37.6k -37,649
49 NATIXIS ADVISORS, LLC 0.00% of their portfolio Boston, MA 11,94711.9k $1.6m $1.6m 0.00% Reduced -1.4k -1,409
50 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 11,85511.9k $1.6m $1.6m 0.00% Reduced -47 -47
51 MONEY CONCEPTS CAPITAL CORP 0.11% of their portfolio PALM BEACH GARDENS, FL 11,34511.3k $1.5m $1.5m 0.11% Added +1.6k +1,610
52 Horizon Family Wealth, Inc. 0.99% of their portfolio CHICAGO, IL 11,25211.3k $1.5m $1.5m 0.99% Added +3 +3
53 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 11,04711.0k $1.5m $1.5m 0.00% Added +1.7k +1,727
54 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 10,97011.0k $1.4m $1.4m 0.01% Reduced -1.1k -1,118
55 Keystone Wealth Services, LLC 0.38% of their portfolio PALM DESERT, CA 10,78010.8k $1.4m $1.4m 0.38% Unchanged
56 CWM, LLC 0.01% of their portfolio OMAHA, NE 10,55110.6k $1.4m $1.4m 0.01% Added +2 +2
57 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 10,51710.5k $1.4m $1.4m 0.02% Added +169 +169
58 LANARK FINANCIAL, INC. 0.12% of their portfolio BIRMINGHAM, AL 10,37010.4k $1.4m $1.4m 0.12% Added +10.4k +10,360
59 Proactive Wealth Strategies LLC 0.71% of their portfolio MARIETTA, GA 10,13110.1k $1.3m $1.3m 0.71% Reduced -250 -250
60 Transamerica Financial Advisors, LLC 0.13% of their portfolio CEDAR RAPIDS, IA 9,6729.7k $1.3m $1.3m 0.13% Reduced -435 -435
61 Farther Finance Advisors, LLC 0.03% of their portfolio SAN FRANCISCO, CA 9,4979.5k $1.3m $1.3m 0.03% Added +807 +807
62 Allworth Financial LP 0.01% of their portfolio FOLSOM, CA 9,2949.3k $1.2m $1.2m 0.01% Added +2 +2
63 Fifth Third Securities, Inc. 0.10% of their portfolio Cincinnati, OH 9,0499.0k $1.2m $1.2m 0.10% Added +550 +550
64 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 8,8868.9k $1.2m $1.2m 0.00% Added +150 +150
65 Foundations Investment Advisors, LLC 0.02% of their portfolio PHOENIX, AZ 8,8558.9k $1.2m $1.2m 0.02% Added +6.6k +6,627
66 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 8,7328.7k $1.1m $1.1m 0.02% Reduced -7 -7
67 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 8,4858.5k $1.1m $1.1m 0.00% New
68 Three Seasons Wealth, LLC 0.51% of their portfolio SALT LAKE CITY, UT 7,8707.9k $1.0m $1.0m 0.51% Reduced -35 -35
69 SILVER OAK SECURITIES, INCORPORATED 0.09% of their portfolio JACKSON, TN 7,5307.5k $989.5k $989.5k 0.09% Reduced -42 -42
70 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 7,4417.4k $977.7k $977.7k 0.00% Reduced -12.2k -12,211
71 GeoWealth Management, LLC 0.04% of their portfolio CHICAGO, IL 7,2937.3k $958.3k $958.3k 0.04% New
72 INDEPENDENT FINANCIAL GROUP, LLC 0.03% of their portfolio SAN DIEGO, CA 7,2347.2k $950.5k $950.5k 0.03% Reduced -369 -369
73 G&S Capital LLC 0.40% of their portfolio DENVER, CO 7,0907.1k $931.6k $931.6k 0.40% New
74 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 6,8656.9k $902.1k $902.1k 0.00% Added +1 +1
75 StoneX Group Inc. 0.05% of their portfolio NEW YORK, NY 6,6726.7k $876.7k $876.7k 0.05% Reduced -675 -675
76 COMERICA BANK 0.00% of their portfolio DALLAS, TX 6,6626.7k $875.4k $875.4k 0.00% Reduced -113 -113
77 Stonebridge Financial Planning Group, LLC 0.40% of their portfolio ORLANDO, FL 6,6056.6k $867.9k $867.9k 0.40% Reduced -455 -455
78 Tyler-Stone Wealth Management 0.15% of their portfolio Beachwood, OH 6,4756.5k $850.9k $850.9k 0.15% Reduced -226 -226
79 LaSalle St. Investment Advisors, LLC 0.20% of their portfolio ELMHURST, IL 6,4666.5k $849.0k $849.0k 0.20% Reduced -24 -24
80 Cyndeo Wealth Partners, LLC 0.06% of their portfolio ST. PETERSBURG, FL 6,3936.4k $840.1k $840.1k 0.06% Unchanged
81 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 6,3646.4k $836.2k $836.2k 0.01% Reduced -102 -102
82 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 6,1246.1k $804.7k $804.7k 0.00% Added +4.9k +4,940
83 Clearwater Capital Advisors, LLC 0.07% of their portfolio HOFFMAN ESTATES, IL 5,8495.8k $768.6k $768.6k 0.07% Reduced -19 -19
84 Ashton Thomas Private Wealth, LLC 0.03% of their portfolio SCOTTSDALE, AZ 5,8385.8k $767.1k $767.1k 0.03% Reduced -148 -148
85 Focus Financial Network, Inc. 0.03% of their portfolio MINNEAPOLIS, MN 5,6845.7k $746.9k $746.9k 0.03% New
86 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 5,6295.6k $739.7k $739.7k 0.00% Reduced -259 -259
87 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 5,4535.5k $716.6k $716.6k 0.01% Added +354 +354
88 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 5,1775.2k $680.3k $680.3k 0.02% Added +933 +933
89 Arkadios Wealth Advisors 0.03% of their portfolio ATLANTA, GA 5,1745.2k $679.9k $679.9k 0.03% Reduced -34 -34
90 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 5,0475.0k $663.3k $663.3k 0.00% Reduced -580 -580
91 GREAT VALLEY ADVISOR GROUP, INC. 0.01% of their portfolio WILMINGTON, DE 4,9895.0k $656.0k $656.0k 0.01% Reduced -3.0k -2,957
92 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 4,9464.9k $649.9k $649.9k 0.00% Reduced -365 -365
93 Wealthcare Advisory Partners LLC 0.02% of their portfolio WEST CHESTER, PA 4,9254.9k $647.1k $647.1k 0.02% Added +562 +562
94 Well Done, LLC 0.12% of their portfolio HOLLAND, MI 4,8754.9k $674.0k $674.0k 0.12% Unchanged
95 1776 Wealth LLC 0.29% of their portfolio ATLANTA, GA 4,8014.8k $630.9k $630.9k 0.29% Unchanged
96 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 4,5574.6k $600.0k $600.0k 0.02% Reduced -41 -41
97 Marks Group Wealth Management, Inc 0.06% of their portfolio MINNETONKA, MN 4,4354.4k $582.8k $582.8k 0.06% Unchanged
98 Virtue Capital Management, LLC 0.07% of their portfolio BRENTWOOD, TN 4,3904.4k $576.6k $576.6k 0.07% New
99 Coppell Advisory Solutions LLC 0.08% of their portfolio COPPELL, TX 4,3484.3k $577.9k $577.9k 0.08% Reduced -6 -6
100 Gateway Wealth Partners, LLC 0.13% of their portfolio APPLETON, WI 4,2354.2k $556.5k $556.5k 0.13% Reduced -103 -103