Vault-13

FIRST TRUST LRGCP GWT ALPHAD FTC

COM SHS · ETP · CUSIP 33735K108

201 institutional holders +6 vs Q3 2024
5,485,5625.5m shares reported held*
$758.6mreported value*
16 new 34 added 90 reduced 18 sold out net sold ≈ $26.5m (-710.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $138.28. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 161Q4 22: 165Q1 23: 168Q2 23: 172Q3 23: 185Q4 23: 194Q1 24: 191Q2 24: 193Q3 24: 195Q4 24: 201201Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022161
Q4 2022165
Q1 2023168
Q2 2023172
Q3 2023185
Q4 2023194
Q1 2024191
Q2 2024193
Q3 2024195
Q4 2024201

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q1 23: 82 bought or addedQ1 23: 67 cut or sold outQ2 23: 74 bought or addedQ2 23: 75 cut or sold outQ2 23Q3 23: 83 bought or addedQ3 23: 84 cut or sold outQ4 23: 74 bought or addedQ4 23: 106 cut or sold outQ4 23Q1 24: 72 bought or addedQ1 24: 103 cut or sold outQ2 24: 64 bought or addedQ2 24: 93 cut or sold outQ2 24Q3 24: 70 bought or addedQ3 24: 95 cut or sold outQ4 24: 50 bought or addedQ4 24: 108 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20238267
Q2 20237475
Q3 20238384
Q4 202374106
Q1 202472103
Q2 20246493
Q3 20247095
Q4 202450108

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —Q3 24 calls: $223.4kQ3 24 puts: $13.1kQ3 24P/C 0.06Q4 24 calls: $0Q4 24 puts: $0Q4 24P/C —
Numbers
QuarterCallsPutsP/C
Q1 2024$0$0—
Q2 2024$0$0—
Q3 2024$223.4k$13.1k0.06
Q4 2024$0$0—

Biggest buyers

JANE STREET GROUP, LLC Added +34,829+34.8k
Baird Financial Group, Inc. Added +31,662+31.7k
GOLDMAN SACHS GROUP INC Added +22,770+22.8k
Independent Advisor Alliance New +21,309+21.3k
Cambridge Investment Research Advisors, Inc. Added +20,658+20.7k
RPS ADVISORY SOLUTIONS LLC New +13,948+13.9k
COMMONWEALTH EQUITY SERVICES, LLC Added +9,562+9.6k
CX Institutional Added +7,649+7.6k
Janney Montgomery Scott LLC Added +6,865+6.9k
LaSalle St. Investment Advisors, LLC New +6,490+6.5k

Biggest sellers

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Reduced -518,013-518.0k
ROYAL BANK OF CANADA Reduced -33,069-33.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -28,781-28.8k
WELLS FARGO & COMPANY/MN Reduced -23,771-23.8k
Kingsview Wealth Management, LLC Reduced -18,405-18.4k
CoreCap Advisors, LLC Reduced -15,762-15.8k
Clearwater Capital Advisors, LLC Reduced -15,718-15.7k
WIN ADVISORS, INC Reduced -14,863-14.9k
Snowden Capital Advisors LLC Reduced -14,801-14.8k
HRT FINANCIAL LP Sold out -12,395-12.4k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 824,805824.8k $114.0m $114.0m 0.01% Reduced -8.3k -8,310
2 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 713,996714.0k $98.7m $98.7m 0.04% Reduced -1.0k -1,046
3 Janney Montgomery Scott LLC 0.17% of their portfolio PHILADELPHIA, PA 437,116437.1k $60.4m $60.4m 0.17% Added +6.9k +6,865
4 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 419,405419.4k $58.0m $58.0m 0.01% Reduced -23.8k -23,771
5 UBS Group AG 0.01% of their portfolio ZURICH, V8 265,889265.9k $36.8m $36.8m 0.01% Reduced -3.9k -3,850
6 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 201,069201.1k $27.8m $27.8m 0.01% First filing
7 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 193,390193.4k $26.7m $26.7m 0.04% Added +9.6k +9,562
8 FIRST TRUST ADVISORS LP 0.02% of their portfolio Wheaton, IL 185,618185.6k $25.7m $25.7m 0.02% Reduced -8.3k -8,335
9 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 151,606151.6k $21.0m $21.0m 0.00% Reduced -9.6k -9,620
10 Baird Financial Group, Inc. 0.04% of their portfolio MILWAUKEE, WI 149,647149.6k $20.7m $20.7m 0.04% Added +31.7k +31,662
11 Kingsview Wealth Management, LLC 0.37% of their portfolio GRANTS PASS, OR 138,056138.1k $19.1m $19.1m 0.37% Reduced -18.4k -18,405
12 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 117,879117.9k $16.3m $16.3m 0.05% Added +20.7k +20,658
13 U.S. Capital Wealth Advisors, LLC 0.37% of their portfolio AUSTIN, TX 87,34787.3k $12.1m $12.1m 0.37% Reduced -455 -455
14 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 75,92275.9k $10.5m $10.5m 0.02% Reduced -5.8k -5,815
15 WIN ADVISORS, INC 5.08% of their portfolio PALM BEACH GARDENS, FL 75,91475.9k $10.5m $10.5m 5.08% Reduced -14.9k -14,863
16 CX Institutional 0.32% of their portfolio AUBURN, IN 58,07958.1k $8.0m $8.0m 0.32% Added +7.6k +7,649
17 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 54,67954.7k $7.6m $7.6m 0.00% Reduced -33.1k -33,069
18 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 50,34250.3k $7.0m $7.0m 0.01% Added +34.8k +34,829
19 AVANTAX ADVISORY SERVICES, INC. 0.04% of their portfolio DALLAS, TX 47,25147.3k $6.5m $6.5m 0.04% Reduced -11.4k -11,353
20 D.A. DAVIDSON & CO. 0.05% of their portfolio GREAT FALLS, MT 46,45546.5k $6.4m $6.4m 0.05% Reduced -1.5k -1,530
21 BENJAMIN EDWARDS INC 0.08% of their portfolio Clayton, MO 42,94342.9k $5.9m $5.9m 0.08% Reduced -3.7k -3,675
22 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 38,76938.8k $5.4m $5.4m 0.00% Reduced -5.0k -5,009
23 Western Wealth Management, LLC 0.27% of their portfolio GOLDEN, CO 36,50136.5k $5.0m $5.0m 0.27% Reduced -2.4k -2,359
24 IHT Wealth Management, LLC 0.14% of their portfolio Chicago, IL 32,47832.5k $4.5m $4.5m 0.14% Reduced -3.1k -3,064
25 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 32,11832.1k $4.4m $4.4m 0.00% Reduced -4.1k -4,115
26 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 30,28530.3k $4.2m $4.2m 0.00% Added +22.8k +22,770
27 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 30,27430.3k $4.2m $4.2m 0.00% Added +1.0k +1,043
28 IFP Advisors, Inc 0.11% of their portfolio TAMPA, FL 24,76824.8k $3.4m $3.4m 0.11% Reduced -12.3k -12,328
29 HARBOUR INVESTMENTS, INC. 0.10% of their portfolio MADISON, WI 24,22924.2k $3.3m $3.3m 0.10% Added +582 +582
30 Vestmark Advisory Solutions, Inc. 0.11% of their portfolio Wakefield, MA 23,10323.1k $3.2m $3.2m 0.11% Added +307 +307
31 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 22,57822.6k $3.1m $3.1m 0.00% Reduced -1.4k -1,393
32 LVZ, Inc. 0.39% of their portfolio Holland, MI 22,25022.2k $3.1m $3.1m 0.39% Reduced -512 -512
33 FSB PREMIER WEALTH MANAGEMENT, INC. 1.20% of their portfolio WATERLOO, IA 21,57921.6k $3.0m $3.0m 1.20% Reduced -1.4k -1,434
34 Independent Advisor Alliance 0.04% of their portfolio CHARLOTTE, NC 21,30921.3k $2.9m $2.9m 0.04% New
35 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 21,15421.2k $2.9m $2.9m 0.02% Reduced -777 -777
36 HFG Advisors, Inc. 2.54% of their portfolio CINCINATTI, OH 21,02821.0k $2.9m $2.9m 2.54% Reduced -266 -266
37 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 20,98821.0k $2.9m $2.9m 0.01% Reduced -2.4k -2,397
38 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 19,93519.9k $2.8m $2.8m 0.03% Reduced -395 -395
39 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 19,65219.7k $2.7m $2.7m 0.00% Reduced -28.8k -28,781
40 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 18,66218.7k $2.6m $2.6m 0.01% Added +4.3k +4,277
41 Beck Bode, LLC 0.44% of their portfolio DEDHAM, MA 17,50817.5k $2.4m $2.4m 0.44% Reduced -5.7k -5,705
42 GTS SECURITIES LLC 0.12% of their portfolio NEW YORK, NY 17,30417.3k $2.4m $2.4m 0.12% Reduced -14 -14
43 Stratos Wealth Partners, LTD. 0.03% of their portfolio BEACHWOOD, OH 16,32016.3k $2.3m $2.3m 0.03% Reduced -2.2k -2,210
44 Snowden Capital Advisors LLC 0.07% of their portfolio New York, NY 16,22216.2k $2.2m $2.2m 0.07% Reduced -14.8k -14,801
45 Apollon Wealth Management, LLC 0.05% of their portfolio MOUNT PLEASANT, SC 15,16615.2k $2.1m $2.1m 0.05% Reduced -2.0k -1,971
46 RPS ADVISORY SOLUTIONS LLC 1.20% of their portfolio LOUISVILLE, KY 13,94813.9k $1.9m $1.9m 1.20% New
47 NATIXIS ADVISORS, LLC 0.00% of their portfolio Boston, MA 13,35613.4k $1.8m $1.8m 0.00% Reduced -104 -104
48 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 12,08812.1k $1.7m $1.7m 0.01% Added +797 +797
49 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 11,90211.9k $1.6m $1.6m 0.00% Reduced -92 -92
50 Horizon Family Wealth, Inc. 1.03% of their portfolio CHICAGO, IL 11,24911.2k $1.6m $1.6m 1.03% Reduced -695 -695
51 Keystone Wealth Services, LLC 0.39% of their portfolio PALM DESERT, CA 10,78010.8k $1.5m $1.5m 0.39% Unchanged
52 CWM, LLC 0.01% of their portfolio OMAHA, NE 10,54910.5k $1.5m $1.5m 0.01% Reduced -113 -113
53 Proactive Wealth Strategies LLC 0.75% of their portfolio MARIETTA, GA 10,38110.4k $1.4m $1.4m 0.75% Reduced -129 -129
54 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 10,34810.3k $1.4m $1.4m 0.02% Reduced -543 -543
55 Transamerica Financial Advisors, LLC 0.14% of their portfolio CEDAR RAPIDS, IA 10,10710.1k $1.4m $1.4m 0.14% Reduced -1.0k -1,034
56 Householder Group Estate & Retirement Specialist, LLC 1.04% of their portfolio SCOTTSDALE, AZ 10,04910.0k $1.4m $1.4m 1.04% Added +233 +233
57 MONEY CONCEPTS CAPITAL CORP 0.10% of their portfolio PALM BEACH GARDENS, FL 9,7359.7k $1.3m $1.3m 0.10% Reduced -883 -883
58 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 9,3209.3k $1.3m $1.3m 0.00% Added +1.8k +1,833
59 Allworth Financial LP 0.01% of their portfolio FOLSOM, CA 9,2929.3k $1.4m $1.4m 0.01% Added +13 +13
60 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 8,7398.7k $1.2m $1.2m 0.02% Added +13 +13
61 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 8,7368.7k $1.2m $1.2m 0.00% Added +58 +58
62 Farther Finance Advisors, LLC 0.04% of their portfolio SAN FRANCISCO, CA 8,6908.7k $1.2m $1.2m 0.04% Reduced -905 -905
63 Private Portfolio Partners LLC 0.22% of their portfolio PARAMUS, NJ 8,6808.7k $1.2m $1.2m 0.22% Reduced -105 -105
64 Fifth Third Securities, Inc. 0.10% of their portfolio Cincinnati, OH 8,4998.5k $1.2m $1.2m 0.10% Reduced -872 -872
65 GREAT VALLEY ADVISOR GROUP, INC. 0.02% of their portfolio WILMINGTON, DE 7,9467.9k $1.1m $1.1m 0.02% Reduced -259 -259
66 Three Seasons Wealth, LLC 0.53% of their portfolio SALT LAKE CITY, UT 7,9057.9k $1.1m $1.1m 0.53% Reduced -8 -8
67 INDEPENDENT FINANCIAL GROUP, LLC 0.03% of their portfolio SAN DIEGO, CA 7,6037.6k $1.1m $1.1m 0.03% Reduced -365 -365
68 SILVER OAK SECURITIES, INCORPORATED 0.10% of their portfolio JACKSON, TN 7,5727.6k $1.1m $1.1m 0.10% Reduced -217 -217
69 StoneX Group Inc. 0.06% of their portfolio NEW YORK, NY 7,3477.3k $1.0m $1.0m 0.06% Reduced -1.7k -1,662
70 Stonebridge Financial Planning Group, LLC 0.44% of their portfolio ORLANDO, FL 7,0607.1k $976.0k $976.0k 0.44% Unchanged
71 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 6,8646.9k $948.9k $948.9k 0.00% Added +7 +7
72 COMERICA BANK 0.00% of their portfolio DALLAS, TX 6,7756.8k $936.6k $936.6k 0.00% Reduced -182 -182
73 Tyler-Stone Wealth Management 0.16% of their portfolio Beachwood, OH 6,7016.7k $926.5k $926.5k 0.16% Reduced -722 -722
74 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 6,6806.7k $923.5k $923.5k 0.00% Added +4.0k +4,033
75 LaSalle St. Investment Advisors, LLC 0.28% of their portfolio ELMHURST, IL 6,4906.5k $897.0k $897.0k 0.28% New
76 KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio AUSTIN, TX 6,4666.5k $893.9k $893.9k 0.02% Reduced -339 -339
77 Gladstone Institutional Advisory LLC 0.04% of their portfolio Bedminster, NJ 6,4466.4k $891.1k $891.1k 0.04% Added +4.7k +4,680
78 Cyndeo Wealth Partners, LLC 0.06% of their portfolio ST. PETERSBURG, FL 6,3936.4k $883.9k $883.9k 0.06% Unchanged
79 Ashton Thomas Private Wealth, LLC 0.03% of their portfolio SCOTTSDALE, AZ 5,9866.0k $827.6k $827.6k 0.03% Reduced -91 -91
80 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 5,8885.9k $814.1k $814.1k 0.00% Reduced -565 -565
81 Clearwater Capital Advisors, LLC 0.08% of their portfolio HOFFMAN ESTATES, IL 5,8685.9k $811.3k $811.3k 0.08% Reduced -15.7k -15,718
82 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 5,6275.6k $778.0k $778.0k 0.00% Reduced -5.3k -5,297
83 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 5,5045.5k $760.9k $760.9k 0.01% Reduced -9.5k -9,455
84 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 5,3115.3k $734.2k $734.2k 0.00% Reduced -227 -227
85 Arkadios Wealth Advisors 0.04% of their portfolio ATLANTA, GA 5,2085.2k $720.0k $720.0k 0.04% Added +768 +768
86 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 5,0995.1k $749.8k $749.8k 0.00% Reduced -133 -133
87 Global Assets Advisory, LLC 0.39% of their portfolio ORLANDO, FL 5,0295.0k $697.7k $697.7k 0.39% Unchanged
88 Well Done, LLC 0.12% of their portfolio HOLLAND, MI 4,8754.9k $640.8k $640.8k 0.12% Unchanged
89 Harvest Investment Services, LLC 0.16% of their portfolio Oakbrook Terrace, IL 4,8624.9k $672.2k $672.2k 0.16% New
90 Geneos Wealth Management Inc. 0.02% of their portfolio ENGLEWOOD, CO 4,8244.8k $666.9k $666.9k 0.02% Reduced -90 -90
91 1776 Wealth LLC 0.30% of their portfolio ATLANTA, GA 4,8014.8k $663.7k $663.7k 0.30% Unchanged
92 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 4,5984.6k $656.6k $656.6k 0.02% Reduced -118 -118
93 IFG Advisory, LLC 0.04% of their portfolio ATLANTA, GA 4,5524.6k $629.4k $629.4k 0.04% New
94 Marks Group Wealth Management, Inc 0.06% of their portfolio MINNETONKA, MN 4,4354.4k $613.1k $613.1k 0.06% Unchanged
95 Wealthcare Advisory Partners LLC 0.02% of their portfolio WEST CHESTER, PA 4,3634.4k $603.2k $603.2k 0.02% Added +200 +200
96 Coppell Advisory Solutions LLC 0.08% of their portfolio COPPELL, TX 4,3544.4k $605.0k $605.0k 0.08% Reduced -119 -119
97 Gateway Wealth Partners, LLC 0.16% of their portfolio APPLETON, WI 4,3384.3k $599.8k $599.8k 0.16% Reduced -10.4k -10,360
98 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 4,2444.2k $586.8k $586.8k 0.02% Reduced -739 -739
99 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 4,2294.2k $584.7k $584.7k 0.00% Reduced -299 -299
100 WMG Financial Advisors, LLC 0.25% of their portfolio Knoxville, TN 4,1984.2k $580.4k $580.4k 0.25% Reduced -47 -47