Vault-13

FIRST TRUST LRGCP GWT ALPHAD FTC

COM SHS · ETP · CUSIP 33735K108

195 institutional holders +2 vs Q2 2024
6,233,5436.2m shares reported held*
$750.8mreported value*
16 new 54 added 82 reduced 13 sold out net bought ≈ $12.8m (+614.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $120.44. Options: 2 managers hold calls ($223.4k notional), 2 hold puts ($13.1k).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 161Q4 22: 165Q1 23: 168Q2 23: 172Q3 23: 185Q4 23: 194Q1 24: 191Q2 24: 193Q3 24: 195195Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022161
Q4 2022165
Q1 2023168
Q2 2023172
Q3 2023185
Q4 2023194
Q1 2024191
Q2 2024193
Q3 2024195

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 64 bought or addedQ4 22: 71 cut or sold outQ1 23: 82 bought or addedQ1 23: 67 cut or sold outQ1 23Q2 23: 74 bought or addedQ2 23: 75 cut or sold outQ3 23: 83 bought or addedQ3 23: 84 cut or sold outQ3 23Q4 23: 74 bought or addedQ4 23: 106 cut or sold outQ1 24: 72 bought or addedQ1 24: 103 cut or sold outQ1 24Q2 24: 64 bought or addedQ2 24: 93 cut or sold outQ3 24: 70 bought or addedQ3 24: 95 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226471
Q1 20238267
Q2 20237475
Q3 20238384
Q4 202374106
Q1 202472103
Q2 20246493
Q3 20247095

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —Q3 24 calls: $223.4kQ3 24 puts: $13.1kQ3 24P/C 0.06
Numbers
QuarterCallsPutsP/C
Q4 2023$0$0—
Q1 2024$0$0—
Q2 2024$0$0—
Q3 2024$223.4k$13.1k0.06

Biggest buyers

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Added +517,748+517.7k
Janney Montgomery Scott LLC New +430,251+430.3k
WIN ADVISORS, INC New +90,777+90.8k
BENJAMIN EDWARDS INC Added +45,509+45.5k
WELLS FARGO & COMPANY/MN Added +32,644+32.6k
CITADEL ADVISORS LLC Added +30,217+30.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +21,294+21.3k
GTS SECURITIES LLC New +17,318+17.3k
HRT FINANCIAL LP New +12,395+12.4k
RAYMOND JAMES & ASSOCIATES Added +9,945+9.9k

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Reduced -148,904-148.9k
Cetera Investment Advisers Reduced -43,720-43.7k
LPL Financial LLC Reduced -42,373-42.4k
ASSETMARK, INC Reduced -37,570-37.6k
Coppell Advisory Solutions LLC Reduced -29,089-29.1k
Kingsview Wealth Management, LLC Reduced -24,460-24.5k
Bank of New York Mellon Corp Sold out -24,020-24.0k
AE Wealth Management LLC Reduced -18,714-18.7k
MORGAN STANLEY Reduced -18,460-18.5k
Prospera Financial Services Inc Sold out -17,456-17.5k

Biggest calls

Belvedere Trading LLC New $223.4k1.7k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

Belvedere Trading LLC New $13.1k100 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 833,115833.1k $109.5m $109.5m 0.01% Reduced -18.5k -18,460
2 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 715,042715.0k $94.0m $94.0m 0.04% Reduced -42.4k -42,373
3 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio ORLANDO, FL 521,991522.0k $4.0k $4.0k 0.01% Added +517.7k +517,748
4 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 443,176443.2k $58.3m $58.3m 0.01% Added +32.6k +32,644
5 Janney Montgomery Scott LLC 0.16% of their portfolio PHILADELPHIA, PA 430,251430.3k $56.6m $56.6m 0.16% New
6 UBS Group AG 0.01% of their portfolio ZURICH, V8 269,739269.7k $35.5m $35.5m 0.01% Added +8.6k +8,565
7 FIRST TRUST ADVISORS LP 0.02% of their portfolio Wheaton, IL 193,953194.0k $25.5m $25.5m 0.02% Reduced -2.4k -2,353
8 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 183,828183.8k $24.2m $24.2m 0.04% Reduced -1.3k -1,256
9 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 161,226161.2k $21.2m $21.2m 0.00% Reduced -2.0k -1,954
10 Kingsview Wealth Management, LLC 0.43% of their portfolio GRANTS PASS, OR 156,461156.5k $20.6m $20.6m 0.43% Reduced -24.5k -24,460
11 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 126,076126.1k $16.6m $16.6m 0.02% Reduced -7.8k -7,836
12 Baird Financial Group, Inc. 0.03% of their portfolio MILWAUKEE, WI 117,985118.0k $15.5m $15.5m 0.03% Reduced -2.1k -2,124
13 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 113,004113.0k $14.9m $14.9m 0.01% Added +9.9k +9,945
14 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 97,22197.2k $12.8m $12.8m 0.04% Reduced -13.9k -13,944
15 WIN ADVISORS, INC 5.60% of their portfolio PALM BEACH GARDENS, FL 90,77790.8k $11.9m $11.9m 5.60% New
16 U.S. Capital Wealth Advisors, LLC 0.41% of their portfolio AUSTIN, TX 87,80287.8k $11.5m $11.5m 0.41% Added +988 +988
17 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 87,74887.7k $11.5m $11.5m 0.00% Reduced -13.6k -13,555
18 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 81,73781.7k $10.7m $10.7m 0.02% Reduced -43.7k -43,720
19 AVANTAX ADVISORY SERVICES, INC. 0.05% of their portfolio DALLAS, TX 58,60458.6k $7.7m $7.7m 0.05% Reduced -595 -595
20 CX Institutional 0.29% of their portfolio AUBURN, IN 50,43050.4k $6.6m $6.6m 0.29% Added +6.5k +6,476
21 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 48,43348.4k $6.4m $6.4m 0.01% Added +21.3k +21,294
22 D.A. DAVIDSON & CO. 0.05% of their portfolio GREAT FALLS, MT 47,98548.0k $6.3m $6.3m 0.05% Reduced -1.9k -1,924
23 BENJAMIN EDWARDS INC 0.09% of their portfolio Clayton, MO 46,61846.6k $6.1m $6.1m 0.09% Added +45.5k +45,509
24 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 43,77843.8k $5.8m $5.8m 0.01% Added +30.2k +30,217
25 Western Wealth Management, LLC 0.29% of their portfolio GOLDEN, CO 38,86038.9k $5.1m $5.1m 0.29% Reduced -276 -276
26 IFP Advisors, Inc 0.18% of their portfolio TAMPA, FL 37,09637.1k $4.9m $4.9m 0.18% Reduced -32 -32
27 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 36,23336.2k $4.8m $4.8m 0.00% Reduced -10.1k -10,081
28 IHT Wealth Management, LLC 0.13% of their portfolio Chicago, IL 35,54235.5k $4.7m $4.7m 0.13% Added +139 +139
29 Snowden Capital Advisors LLC 0.12% of their portfolio New York, NY 31,02331.0k $4.1m $4.1m 0.12% Reduced -861 -861
30 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 29,23129.2k $3.8m $3.8m 0.00% Added +1.2k +1,188
31 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 23,97124.0k $3.2m $3.2m 0.00% Reduced -148.9k -148,904
32 HARBOUR INVESTMENTS, INC. 0.09% of their portfolio MADISON, WI 23,64723.6k $3.1m $3.1m 0.09% Reduced -6.2k -6,181
33 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 23,38523.4k $3.1m $3.1m 0.01% Reduced -9.3k -9,330
34 Beck Bode, LLC 0.57% of their portfolio DEDHAM, MA 23,21323.2k $3.1m $3.1m 0.57% Reduced -6.0k -6,015
35 FSB PREMIER WEALTH MANAGEMENT, INC. 1.24% of their portfolio WATERLOO, IA 23,01323.0k $3.0m $3.0m 1.24% Reduced -4.4k -4,381
36 Vestmark Advisory Solutions, Inc. 0.11% of their portfolio Wakefield, MA 22,79622.8k $3.0m $3.0m 0.11% Reduced -284 -284
37 LVZ, Inc. 0.38% of their portfolio Holland, MI 22,76222.8k $3.0m $3.0m 0.38% Added +225 +225
38 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 21,93121.9k $2.9m $2.9m 0.02% Reduced -107 -107
39 Clearwater Capital Advisors, LLC 0.28% of their portfolio HOFFMAN ESTATES, IL 21,58621.6k $2.8m $2.8m 0.28% Unchanged
40 HFG Advisors, Inc. 2.48% of their portfolio CINCINATTI, OH 21,29421.3k $2.8m $2.8m 2.48% Added +57 +57
41 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 20,33020.3k $2.7m $2.7m 0.03% Reduced -1.5k -1,522
42 Stratos Wealth Partners, LTD. 0.04% of their portfolio BEACHWOOD, OH 18,53018.5k $2.4m $2.4m 0.04% Reduced -518 -518
43 CoreCap Advisors, LLC 0.11% of their portfolio SOUTHFIELD, MI 18,50018.5k $2.4m $2.4m 0.11% Reduced -4.0k -4,013
44 GTS SECURITIES LLC 0.05% of their portfolio NEW YORK, NY 17,31817.3k $2.3m $2.3m 0.05% New
45 Apollon Wealth Management, LLC 0.06% of their portfolio MOUNT PLEASANT, SC 17,13717.1k $2.3m $2.3m 0.06% Added +232 +232
46 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 15,51315.5k $2.0m $2.0m 0.00% Added +5.6k +5,602
47 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 14,95915.0k $2.0m $2.0m 0.02% Reduced -13.6k -13,601
48 ETFIDEA, LLC 0.61% of their portfolio SYRACUSE, NY 14,72014.7k $1.9m $1.9m 0.61% Unchanged
49 Gateway Wealth Partners, LLC 0.53% of their portfolio APPLETON, WI 14,69814.7k $1.9m $1.9m 0.53% Reduced -298 -298
50 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 14,38514.4k $1.9m $1.9m 0.01% Added +558 +558
51 NATIXIS ADVISORS, LLC 0.00% of their portfolio Boston, MA 13,46013.5k $1.8m $1.8m 0.00% Reduced -107 -107
52 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 12,76012.8k $1.7m $1.7m 0.01% Added +627 +627
53 HRT FINANCIAL LP 0.01% of their portfolio NEW YORK, NY 12,39512.4k $1.6m $1.6m 0.01% New
54 Krilogy Financial LLC 0.11% of their portfolio ST. LOUIS, MO 12,31512.3k $1.6m $1.6m 0.11% Reduced -238 -238
55 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 11,99412.0k $1.6m $1.6m 0.00% Reduced -819 -819
56 Horizon Family Wealth, Inc. 1.12% of their portfolio CHICAGO, IL 11,94411.9k $1.6m $1.6m 1.12% Added +6 +6
57 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 11,29111.3k $1.5m $1.5m 0.01% Reduced -6.9k -6,901
58 Transamerica Financial Advisors, LLC 0.14% of their portfolio CEDAR RAPIDS, IA 11,14111.1k $1.5m $1.5m 0.14% Reduced -1.3k -1,336
59 LANARK FINANCIAL, INC. 0.12% of their portfolio BIRMINGHAM, AL 11,06511.1k $1.5m $1.5m 0.12% Added +1 +1
60 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 10,92410.9k $1.4m $1.4m 0.00% Added +24 +24
61 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 10,89110.9k $1.4m $1.4m 0.02% Reduced -481 -481
62 NewEdge Wealth, LLC 0.03% of their portfolio STAMFORD, CT 10,84310.8k $1.4m $1.4m 0.03% Reduced -59 -59
63 Keystone Wealth Services, LLC 0.39% of their portfolio PALM DESERT, CA 10,78010.8k $1.4m $1.4m 0.39% Unchanged
64 CWM, LLC 0.01% of their portfolio OMAHA, NE 10,66210.7k $1.4m $1.4m 0.01% Added +25 +25
65 MONEY CONCEPTS CAPITAL CORP 0.11% of their portfolio PALM BEACH GARDENS, FL 10,61810.6k $1.4m $1.4m 0.11% Reduced -207 -207
66 Proactive Wealth Strategies LLC 0.77% of their portfolio MARIETTA, GA 10,51010.5k $1.4m $1.4m 0.77% First filing
67 Householder Group Estate & Retirement Specialist, LLC 0.38% of their portfolio SCOTTSDALE, AZ 9,8169.8k $1.3m $1.3m 0.38% Added +5.5k +5,460
68 Farther Finance Advisors, LLC 0.05% of their portfolio SAN FRANCISCO, CA 9,5959.6k $1.3m $1.3m 0.05% Reduced -3.2k -3,208
69 Fifth Third Securities, Inc. 0.12% of their portfolio Cincinnati, OH 9,3719.4k $1.2m $1.2m 0.12% Reduced -62 -62
70 Allworth Financial LP 0.01% of their portfolio FOLSOM, CA 9,2799.3k $1.2m $1.2m 0.01% Added +5 +5
71 StoneX Group Inc. 0.09% of their portfolio NEW YORK, NY 9,0099.0k $1.2m $1.2m 0.09% Reduced -3.1k -3,083
72 Private Portfolio Partners LLC 0.22% of their portfolio PARAMUS, NJ 8,7858.8k $1.2m $1.2m 0.22% Reduced -97 -97
73 Virtu Financial LLC 0.06% of their portfolio New York, NY 8,7848.8k $1.2m $1.2m 0.06% Reduced -10.7k -10,716
74 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 8,7268.7k $1.1m $1.1m 0.02% Reduced -197 -197
75 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 8,6788.7k $1.1m $1.1m 0.00% Reduced -71 -71
76 GREAT VALLEY ADVISOR GROUP, INC. 0.03% of their portfolio WILMINGTON, DE 8,2058.2k $1.1m $1.1m 0.03% Added +266 +266
77 INDEPENDENT FINANCIAL GROUP, LLC 0.04% of their portfolio SAN DIEGO, CA 7,9688.0k $1.0m $1.0m 0.04% Added +190 +190
78 Three Seasons Wealth, LLC 0.55% of their portfolio SALT LAKE CITY, UT 7,9137.9k $1.0m $1.0m 0.55% Reduced -2.2k -2,200
79 SILVER OAK SECURITIES, INCORPORATED 0.11% of their portfolio JACKSON, TN 7,7897.8k $1.0m $1.0m 0.11% Reduced -59 -59
80 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 7,5157.5k $987.8k $987.8k 0.00% New
81 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 7,4877.5k $984.0k $984.0k 0.00% Reduced -800 -800
82 Tyler-Stone Wealth Management 0.18% of their portfolio Beachwood, OH 7,4237.4k $975.7k $975.7k 0.18% Added +3.8k +3,812
83 Stonebridge Financial Planning Group, LLC 0.44% of their portfolio ORLANDO, FL 7,0607.1k $928.0k $928.0k 0.44% Reduced -255 -255
84 COMERICA BANK 0.00% of their portfolio DALLAS, TX 6,9577.0k $914.4k $914.4k 0.00% Added +168 +168
85 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 6,8576.9k $901.3k $901.3k 0.00% Reduced -1.4k -1,375
86 KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio AUSTIN, TX 6,8056.8k $894.4k $894.4k 0.02% Reduced -371 -371
87 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 6,4536.5k $848.2k $848.2k 0.00% Added +1.6k +1,550
88 Cyndeo Wealth Partners, LLC 0.06% of their portfolio ST. PETERSBURG, FL 6,3936.4k $840.3k $840.3k 0.06% Added +110 +110
89 Ashton Thomas Private Wealth, LLC 0.04% of their portfolio SCOTTSDALE, AZ 6,0776.1k $798.8k $798.8k 0.04% Reduced -734 -734
90 Good Life Advisors, LLC 0.05% of their portfolio READING, PA 5,7025.7k $749.6k $749.6k 0.05% Added +2.9k +2,851
91 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 5,5385.5k $727.9k $727.9k 0.00% Reduced -13.2k -13,210
92 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 5,2325.2k $765.8k $765.8k 0.00% Reduced -3.6k -3,569
93 Global Assets Advisory, LLC 0.36% of their portfolio ORLANDO, FL 5,0295.0k $654.4k $654.4k 0.36% New
94 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 4,9835.0k $655.0k $655.0k 0.02% Added +977 +977
95 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 4,9635.0k $652.3k $652.3k 0.01% Reduced -14.1k -14,065
96 SignalPoint Asset Management, LLC 0.15% of their portfolio SPRINGFIELD, MO 4,9394.9k $649.2k $649.2k 0.15% Reduced -2.3k -2,253
97 Geneos Wealth Management Inc. 0.02% of their portfolio ENGLEWOOD, CO 4,9144.9k $645.9k $645.9k 0.02% Added +152 +152
98 Well Done, LLC 0.12% of their portfolio HOLLAND, MI 4,8754.9k $640.8k $640.8k 0.12% Unchanged
99 Global Retirement Partners, LLC 0.02% of their portfolio San Rafael, CA 4,8484.8k $637.2k $637.2k 0.02% Added +135 +135
100 Patriot Financial Group Insurance Agency, LLC 0.08% of their portfolio Westborough, MA 4,8034.8k $631.3k $631.3k 0.08% Added +77 +77