Vault-13

FIRST TRUST LRGCP GWT ALPHAD FTC

COM SHS · ETP · CUSIP 33735K108

193 institutional holders +2 vs Q1 2024
5,635,1545.6m shares reported held*
$691.0mreported value*
11 new 53 added 83 reduced 10 sold out net sold ≈ $285.6m (-3.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $122.62. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 161Q4 22: 165Q1 23: 168Q2 23: 172Q3 23: 185Q4 23: 194Q1 24: 191Q2 24: 193193Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022161
Q4 2022165
Q1 2023168
Q2 2023172
Q3 2023185
Q4 2023194
Q1 2024191
Q2 2024193

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 64 bought or addedQ4 22: 71 cut or sold outQ4 22Q1 23: 82 bought or addedQ1 23: 67 cut or sold outQ2 23: 74 bought or addedQ2 23: 75 cut or sold outQ2 23Q3 23: 83 bought or addedQ3 23: 84 cut or sold outQ4 23: 74 bought or addedQ4 23: 106 cut or sold outQ4 23Q1 24: 72 bought or addedQ1 24: 103 cut or sold outQ2 24: 64 bought or addedQ2 24: 93 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226471
Q1 20238267
Q2 20237475
Q3 20238384
Q4 202374106
Q1 202472103
Q2 20246493

Biggest buyers

BENJAMIN F. EDWARDS & COMPANY, INC. Added +31,028+31.0k
OLD MISSION CAPITAL LLC New +19,028+19.0k
WELLS FARGO & COMPANY/MN Added +17,853+17.9k
Virtu Financial LLC Added +14,851+14.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +14,063+14.1k
Farther Finance Advisors, LLC Added +12,756+12.8k
CITADEL ADVISORS LLC Added +9,463+9.5k
Fifth Third Securities, Inc. New +9,433+9.4k
U.S. Capital Wealth Advisors, LLC Added +8,776+8.8k
IFG Advisory, LLC New +8,664+8.7k

Biggest sellers

MORGAN STANLEY Reduced -1,654,925-1.7m
Global Assets Advisory, LLC Sold out -627,002-627.0k
Janney Montgomery Scott LLC Sold out -439,621-439.6k
WIN ADVISORS, INC Sold out -103,315-103.3k
LPL Financial LLC Reduced -80,353-80.4k
GeoWealth Management, LLC Reduced -71,064-71.1k
FIRST TRUST ADVISORS LP Reduced -24,788-24.8k
Raymond James Financial Services Advisors, Inc. Reduced -15,436-15.4k
GOLDMAN SACHS GROUP INC Sold out -11,589-11.6k
GTS SECURITIES LLC Sold out -8,961-9.0k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 851,575851.6k $104.3m $104.3m 0.01% Reduced -1.7m -1,654,925
2 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 757,415757.4k $92.8m $92.8m 0.05% Reduced -80.4k -80,353
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 410,532410.5k $50.3m $50.3m 0.01% Added +17.9k +17,853
4 UBS Group AG 0.01% of their portfolio ZURICH, V8 261,174261.2k $32.0m $32.0m 0.01% Reduced -3.0k -2,954
5 FIRST TRUST ADVISORS LP 0.02% of their portfolio Wheaton, IL 196,306196.3k $24.1m $24.1m 0.02% Reduced -24.8k -24,788
6 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 185,084185.1k $22.7m $22.7m 0.04% Added +2.3k +2,259
7 Kingsview Wealth Management, LLC 0.52% of their portfolio GRANTS PASS, OR 180,921180.9k $22.2m $22.2m 0.52% Added +39 +39
8 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 172,875172.9k $21.2m $21.2m 0.01% Reduced -7.6k -7,593
9 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 163,180163.2k $20.0m $20.0m 0.00% Added +749 +749
10 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 133,912133.9k $16.4m $16.4m 0.02% Reduced -15.4k -15,436
11 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 125,457125.5k $15.4m $15.4m 0.04% Reduced -4.7k -4,650
12 Baird Financial Group, Inc. 0.03% of their portfolio MILWAUKEE, WI 120,109120.1k $14.7m $14.7m 0.03% Reduced -830 -830
13 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 111,165111.2k $13.6m $13.6m 0.05% Reduced -276 -276
14 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 103,059103.1k $12.6m $12.6m 0.01% Reduced -3.8k -3,779
15 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 101,303101.3k $12.4m $12.4m 0.00% Reduced -6.6k -6,597
16 U.S. Capital Wealth Advisors, LLC 0.40% of their portfolio AUSTIN, TX 86,81486.8k $10.6m $10.6m 0.40% Added +8.8k +8,776
17 AVANTAX ADVISORY SERVICES, INC. 0.05% of their portfolio DALLAS, TX 59,19959.2k $7.3m $7.3m 0.05% Reduced -7.8k -7,766
18 BENJAMIN F. EDWARDS & COMPANY, INC. 0.11% of their portfolio ST. LOUIS, MO 50,30250.3k $6.2m $6.2m 0.11% Added +31.0k +31,028
19 D.A. DAVIDSON & CO. 0.05% of their portfolio GREAT FALLS, MT 49,90949.9k $6.1m $6.1m 0.05% Reduced -2.1k -2,088
20 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 46,31446.3k $5.7m $5.7m 0.01% Reduced -6.4k -6,374
21 CX Institutional 0.25% of their portfolio AUBURN, IN 43,95444.0k $5.4m $5.4m 0.25% Reduced -4.6k -4,553
22 ASSETMARK, INC 0.02% of their portfolio CONCORD, CA 39,76139.8k $4.9m $4.9m 0.02% Added +5.7k +5,676
23 Western Wealth Management, LLC 0.36% of their portfolio GOLDEN, CO 39,13639.1k $4.8m $4.8m 0.36% Reduced -5.2k -5,167
24 IFP Advisors, Inc 0.18% of their portfolio TAMPA, FL 37,12837.1k $4.5m $4.5m 0.18% Reduced -606 -606
25 IHT Wealth Management, LLC 0.16% of their portfolio Chicago, IL 35,40335.4k $4.3m $4.3m 0.16% Reduced -2.2k -2,181
26 Coppell Advisory Solutions LLC 0.68% of their portfolio COPPELL, TX 33,56233.6k $4.1m $4.1m 0.68% First filing
27 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 32,71532.7k $4.0m $4.0m 0.01% Reduced -5.6k -5,624
28 Snowden Capital Advisors LLC 0.12% of their portfolio New York, NY 31,88431.9k $3.9m $3.9m 0.12% Reduced -1.7k -1,658
29 HARBOUR INVESTMENTS, INC. 0.12% of their portfolio MADISON, WI 29,82829.8k $3.7m $3.7m 0.12% Reduced -1.1k -1,082
30 Beck Bode, LLC 0.72% of their portfolio DEDHAM, MA 29,22829.2k $3.6m $3.6m 0.72% Reduced -4.3k -4,305
31 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 28,56028.6k $3.5m $3.5m 0.04% Added +1.3k +1,255
32 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 28,04328.0k $3.4m $3.4m 0.00% Added +102 +102
33 FSB PREMIER WEALTH MANAGEMENT, INC. 1.52% of their portfolio WATERLOO, IA 27,39427.4k $3.4m $3.4m 1.52% Reduced -4.1k -4,138
34 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 27,13927.1k $3.3m $3.3m 0.01% Added +14.1k +14,063
35 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 24,02024.0k $2.9m $2.9m 0.00% Reduced -1.2k -1,183
36 Vestmark Advisory Solutions, Inc. 0.12% of their portfolio Wakefield, MA 23,08023.1k $2.8m $2.8m 0.12% Added +435 +435
37 LVZ, Inc. 0.38% of their portfolio Holland, MI 22,53722.5k $2.8m $2.8m 0.38% Reduced -606 -606
38 CoreCap Advisors, LLC 0.29% of their portfolio SOUTHFIELD, MI 22,51322.5k $2.8m $2.8m 0.29% Reduced -189 -189
39 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 22,03822.0k $2.7m $2.7m 0.02% Reduced -2.6k -2,584
40 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 21,85221.9k $2.7m $2.7m 0.03% Reduced -636 -636
41 Clearwater Capital Advisors, LLC 0.28% of their portfolio HOFFMAN ESTATES, IL 21,58621.6k $2.6m $2.6m 0.28% Reduced -664 -664
42 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 21,41021.4k $2.6m $2.6m 0.03% Added +2.1k +2,150
43 HFG Advisors, Inc. 2.43% of their portfolio CINCINATTI, OH 21,23721.2k $2.6m $2.6m 2.43% Added +335 +335
44 Virtu Financial LLC 0.17% of their portfolio New York, NY 19,50019.5k $2.4m $2.4m 0.17% Added +14.9k +14,851
45 Stratos Wealth Partners, LTD. 0.04% of their portfolio BEACHWOOD, OH 19,04819.0k $2.3m $2.3m 0.04% Added +17 +17
46 OLD MISSION CAPITAL LLC 0.06% of their portfolio CHICAGO, IL 19,02819.0k $2.3m $2.3m 0.06% New
47 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 18,74818.7k $2.3m $2.3m 0.01% Reduced -229 -229
48 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 18,19218.2k $2.2m $2.2m 0.01% Added +2.2k +2,162
49 Prospera Financial Services Inc 0.06% of their portfolio Dallas, TX 17,45617.5k $2.1m $2.1m 0.06% Added +5.5k +5,482
50 Apollon Wealth Management, LLC 0.06% of their portfolio MOUNT PLEASANT, SC 16,90516.9k $2.1m $2.1m 0.06% Added +256 +256
51 Gateway Wealth Partners, LLC 0.56% of their portfolio APPLETON, WI 14,99615.0k $1.8m $1.8m 0.56% Added +3.0k +2,983
52 ETFIDEA, LLC 0.61% of their portfolio SYRACUSE, NY 14,72014.7k $1.8m $1.8m 0.61% Unchanged
53 IAMS WEALTH MANAGEMENT, LLC 0.93% of their portfolio OMAHA, NE 13,89213.9k $1.7m $1.7m 0.93% Reduced -3.9k -3,909
54 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 13,82713.8k $1.7m $1.7m 0.00% Reduced -381 -381
55 NATIXIS ADVISORS, LLC 0.00% of their portfolio Boston, MA 13,56713.6k $1.7m $1.7m 0.00% Reduced -136 -136
56 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 13,56113.6k $1.7m $1.7m 0.00% Added +9.5k +9,463
57 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 12,81312.8k $1.6m $1.6m 0.00% Reduced -334 -334
58 Farther Finance Advisors, LLC 0.08% of their portfolio SAN FRANCISCO, CA 12,80312.8k $1.6m $1.6m 0.08% Added +12.8k +12,756
59 Krilogy Financial LLC 0.11% of their portfolio ST. LOUIS, MO 12,55312.6k $1.5m $1.5m 0.11% Added +3 +3
60 Transamerica Financial Advisors, LLC 0.16% of their portfolio CEDAR RAPIDS, IA 12,47712.5k $1.5m $1.5m 0.16% Unchanged
61 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 12,13312.1k $1.5m $1.5m 0.01% Reduced -155 -155
62 StoneX Group Inc. 0.12% of their portfolio NEW YORK, NY 12,09212.1k $1.5m $1.5m 0.12% Reduced -2.3k -2,259
63 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 11,99512.0k $1.5m $1.5m 0.02% Added +368 +368
64 Horizon Family Wealth, Inc. 1.11% of their portfolio CHICAGO, IL 11,93811.9k $1.5m $1.5m 1.11% Added +3 +3
65 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 11,37211.4k $1.4m $1.4m 0.02% Reduced -1.8k -1,804
66 LANARK FINANCIAL, INC. 0.12% of their portfolio BIRMINGHAM, AL 11,06411.1k $1.4m $1.4m 0.12% Reduced -51 -51
67 NewEdge Wealth, LLC 0.03% of their portfolio STAMFORD, CT 10,90210.9k $1.3m $1.3m 0.03% Reduced -118 -118
68 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 10,90010.9k $1.3m $1.3m 0.00% Reduced -824 -824
69 MONEY CONCEPTS CAPITAL CORP 0.11% of their portfolio PALM BEACH GARDENS, FL 10,82510.8k $1.3m $1.3m 0.11% Added +2.8k +2,804
70 Keystone Wealth Services, LLC 0.41% of their portfolio PALM DESERT, CA 10,78010.8k $1.3m $1.3m 0.41% Unchanged
71 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 10,68710.7k $1.3m $1.3m 0.01% Added +2.1k +2,148
72 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 10,68710.7k $1.3m $1.3m 0.01% Added +2.1k +2,148
73 CWM, LLC 0.01% of their portfolio OMAHA, NE 10,63710.6k $1.3m $1.3m 0.01% Reduced -445 -445
74 Three Seasons Wealth, LLC 0.69% of their portfolio SALT LAKE CITY, UT 10,11310.1k $1.2m $1.2m 0.69% Unchanged
75 FLOW TRADERS U.S. LLC 0.06% of their portfolio NEW YORK, NY 10,10710.1k $1.2m $1.2m 0.06% Added +7.8k +7,768
76 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 9,9119.9k $1.2m $1.2m 0.00% Added +1.9k +1,861
77 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 9,6619.7k $1.2m $1.2m 0.01% Added +443 +443
78 Fifth Third Securities, Inc. 0.11% of their portfolio Cincinnati, OH 9,4339.4k $1.2m $1.2m 0.11% New
79 OneAscent Financial Services LLC 0.16% of their portfolio BIRMINGHAM, AL 9,3589.4k $1.1m $1.1m 0.16% Added +443 +443
80 Allworth Financial LP 0.01% of their portfolio FOLSOM, CA 9,2749.3k $1.1m $1.1m 0.01% Added +2 +2
81 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 8,9238.9k $1.1m $1.1m 0.02% Reduced -222 -222
82 Private Portfolio Partners LLC 0.89% of their portfolio PARAMUS, NJ 8,8828.9k $1.1m $1.1m 0.89% Added +61 +61
83 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 8,8018.8k $1.0m $1.0m 0.01% First filing
84 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 8,7498.7k $1.1m $1.1m 0.00% Added +880 +880
85 IFG Advisory, LLC 0.07% of their portfolio ATLANTA, GA 8,6648.7k $1.1m $1.1m 0.07% New
86 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 8,2878.3k $1.0m $1.0m 0.00% Reduced -3.5k -3,494
87 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 8,2328.2k $1.0m $1.0m 0.00% Reduced -497 -497
88 GREAT VALLEY ADVISOR GROUP, INC. 0.03% of their portfolio WILMINGTON, DE 7,9397.9k $972.5k $972.5k 0.03% Reduced -243 -243
89 SILVER OAK SECURITIES, INCORPORATED 0.14% of their portfolio JACKSON, TN 7,8487.8k $961.6k $961.6k 0.14% Reduced -960 -960
90 INDEPENDENT FINANCIAL GROUP, LLC 0.04% of their portfolio SAN DIEGO, CA 7,7787.8k $953.0k $953.0k 0.04% Added +277 +277
91 Stonebridge Financial Planning Group, LLC 0.45% of their portfolio ORLANDO, FL 7,3157.3k $896.3k $896.3k 0.45% Reduced -475 -475
92 SignalPoint Asset Management, LLC 0.24% of their portfolio SPRINGFIELD, MO 7,1927.2k $881.2k $881.2k 0.24% Reduced -5.6k -5,598
93 KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio AUSTIN, TX 7,1767.2k $879.3k $879.3k 0.02% Reduced -485 -485
94 Ashton Thomas Private Wealth, LLC 0.05% of their portfolio SCOTTSDALE, AZ 6,8116.8k $834.6k $834.6k 0.05% Reduced -41 -41
95 COMERICA BANK 0.00% of their portfolio DALLAS, TX 6,7896.8k $831.9k $831.9k 0.00% Reduced -48 -48
96 Cyndeo Wealth Partners, LLC 0.06% of their portfolio ST. PETERSBURG, FL 6,2836.3k $769.9k $769.9k 0.06% Reduced -100 -100
97 1776 Wealth LLC 0.29% of their portfolio ATLANTA, GA 5,2075.2k $638.0k $638.0k 0.29% Reduced -153 -153
98 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 4,9034.9k $600.7k $600.7k 0.00% Added +837 +837
99 Virtue Capital Management, LLC 0.10% of their portfolio BRENTWOOD, TN 4,8784.9k $606.3k $606.3k 0.10% Reduced -457 -457
100 Well Done, LLC 0.12% of their portfolio HOLLAND, MI 4,8754.9k $597.3k $597.3k 0.12% Unchanged