Vault-13

FIRST TRUST LRGCP GWT ALPHAD FTC

COM SHS · ETP · CUSIP 33735K108

191 institutional holders -3 vs Q4 2023
8,584,5008.6m shares reported held*
$980.8mreported value*
14 new 58 added 84 reduced 19 sold out net bought ≈ $93.3m (+1.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $114.28. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 161Q4 22: 165Q1 23: 168Q2 23: 172Q3 23: 185Q4 23: 194Q1 24: 191191Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022161
Q4 2022165
Q1 2023168
Q2 2023172
Q3 2023185
Q4 2023194
Q1 2024191

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 64 bought or addedQ4 22: 71 cut or sold outQ4 22Q1 23: 82 bought or addedQ1 23: 67 cut or sold outQ1 23Q2 23: 74 bought or addedQ2 23: 75 cut or sold outQ2 23Q3 23: 83 bought or addedQ3 23: 84 cut or sold outQ3 23Q4 23: 74 bought or addedQ4 23: 106 cut or sold outQ4 23Q1 24: 72 bought or addedQ1 24: 103 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226471
Q1 20238267
Q2 20237475
Q3 20238384
Q4 202374106
Q1 202472103

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ2 23 calls: $607.7kQ2 23 puts: $5.9mQ2 23P/C 9.64Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —
Numbers
QuarterCallsPutsP/C
Q2 2023$607.7k$5.9m9.64
Q3 2023$0$0—
Q4 2023$0$0—
Q1 2024$0$0—

Biggest buyers

MORGAN STANLEY Added +798,578+798.6k
Global Assets Advisory, LLC New +627,002+627.0k
FIRST TRUST ADVISORS LP Added +182,037+182.0k
COMMONWEALTH EQUITY SERVICES, LLC Added +124,141+124.1k
WIN ADVISORS, INC New +103,315+103.3k
GeoWealth Management, LLC Added +72,755+72.8k
Cetera Investment Advisers Added +72,523+72.5k
ROYAL BANK OF CANADA Added +35,550+35.5k
RAYMOND JAMES & ASSOCIATES Added +24,230+24.2k
CX Institutional Added +15,296+15.3k

Biggest sellers

Raymond James Financial Services Advisors, Inc. Reduced -146,464-146.5k
LPL Financial LLC Reduced -144,156-144.2k
Arden Trust Co Sold out -98,435-98.4k
Cetera Advisor Networks LLC Sold out -53,853-53.9k
OSAIC HOLDINGS, INC. Reduced -45,894-45.9k
Integrated Wealth Concepts LLC Reduced -31,822-31.8k
ENVESTNET ASSET MANAGEMENT INC Reduced -27,667-27.7k
CITADEL ADVISORS LLC Reduced -27,233-27.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -19,446-19.4k
Cetera Advisors LLC Sold out -18,580-18.6k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,506,5002.5m $309.0m $309.0m 0.01% Added +798.6k +798,578
2 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 837,768837.8k $103.3m $103.3m 0.06% Reduced -144.2k -144,156
3 Global Assets Advisory, LLC 0.20% of their portfolio ORLANDO, FL 627,002627.0k $5.1k $5.1k 0.20% New
4 Janney Montgomery Scott LLC 0.16% of their portfolio PHILADELPHIA, PA 439,621439.6k $54.2m $54.2m 0.16% Reduced -10.5k -10,512
5 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 392,679392.7k $48.4m $48.4m 0.01% Added +2.6k +2,635
6 UBS Group AG 0.01% of their portfolio ZURICH, V8 264,128264.1k $32.6m $32.6m 0.01% Reduced -8.2k -8,156
7 FIRST TRUST ADVISORS LP 0.03% of their portfolio Wheaton, IL 221,094221.1k $27.3m $27.3m 0.03% Added +182.0k +182,037
8 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 182,825182.8k $22.5m $22.5m 0.04% Added +124.1k +124,141
9 Kingsview Wealth Management, LLC 0.56% of their portfolio GRANTS PASS, OR 180,882180.9k $22.3m $22.3m 0.56% Added +13.7k +13,733
10 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 180,468180.5k $22.2m $22.2m 0.01% Reduced -27.7k -27,667
11 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 162,431162.4k $20.0m $20.0m 0.00% Reduced -2.5k -2,535
12 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 149,348149.3k $18.4m $18.4m 0.03% Reduced -146.5k -146,464
13 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 130,107130.1k $16.0m $16.0m 0.04% Added +72.5k +72,523
14 Baird Financial Group, Inc. 0.03% of their portfolio MILWAUKEE, WI 120,939120.9k $14.9m $14.9m 0.03% Added +424 +424
15 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 111,441111.4k $13.7m $13.7m 0.05% Reduced -8.8k -8,765
16 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 107,900107.9k $13.3m $13.3m 0.00% Added +35.5k +35,550
17 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 106,838106.8k $13.2m $13.2m 0.01% Added +24.2k +24,230
18 WIN ADVISORS, INC 5.61% of their portfolio PALM BEACH GARDENS, FL 103,315103.3k $12.7m $12.7m 5.61% New
19 U.S. Capital Wealth Advisors, LLC 0.37% of their portfolio AUSTIN, TX 78,03878.0k $9.6m $9.6m 0.37% Reduced -738 -738
20 GeoWealth Management, LLC 0.36% of their portfolio CHICAGO, IL 75,25675.3k $9.3m $9.3m 0.36% Added +72.8k +72,755
21 AVANTAX ADVISORY SERVICES, INC. 0.07% of their portfolio DALLAS, TX 66,96567.0k $8.3m $8.3m 0.07% Reduced -804 -804
22 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 52,68852.7k $6.5m $6.5m 0.01% Reduced -5.8k -5,775
23 D.A. DAVIDSON & CO. 0.06% of their portfolio GREAT FALLS, MT 51,99752.0k $6.4m $6.4m 0.06% Reduced -2.6k -2,587
24 CX Institutional 0.29% of their portfolio AUBURN, IN 48,50748.5k $6.0m $6.0m 0.29% Added +15.3k +15,296
25 Western Wealth Management, LLC 0.42% of their portfolio GOLDEN, CO 44,30344.3k $5.5m $5.5m 0.42% Added +10.3k +10,333
26 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 38,33938.3k $4.7m $4.7m 0.01% Reduced -45.9k -45,894
27 IFP Advisors, Inc 0.20% of their portfolio TAMPA, FL 37,73437.7k $4.7m $4.7m 0.20% Reduced -3.0k -2,979
28 IHT Wealth Management, LLC 0.19% of their portfolio Chicago, IL 37,58437.6k $4.6m $4.6m 0.19% Reduced -1.1k -1,087
29 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 34,08534.1k $4.2m $4.2m 0.01% Added +8.6k +8,617
30 Snowden Capital Advisors LLC 0.13% of their portfolio New York, NY 33,54233.5k $4.1m $4.1m 0.13% Reduced -9.3k -9,296
31 Beck Bode, LLC 0.84% of their portfolio DEDHAM, MA 33,53333.5k $4.1m $4.1m 0.84% Reduced -8.2k -8,151
32 Coppell Advisory Solutions Corp. 0.77% of their portfolio COPPELL, TX 33,19533.2k $4.1m $4.1m 0.77% First filing
33 FSB PREMIER WEALTH MANAGEMENT, INC. 1.81% of their portfolio WATERLOO, IA 31,53231.5k $3.9m $3.9m 1.81% Reduced -3.8k -3,824
34 HARBOUR INVESTMENTS, INC. 0.14% of their portfolio MADISON, WI 30,91030.9k $3.8m $3.8m 0.14% Added +6.1k +6,088
35 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 27,94127.9k $3.4m $3.4m 0.00% Added +798 +798
36 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 27,30527.3k $3.4m $3.4m 0.04% Reduced -6.5k -6,457
37 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 25,20325.2k $3.1m $3.1m 0.00% Reduced -2.1k -2,060
38 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 24,62224.6k $3.0m $3.0m 0.02% Reduced -671 -671
39 LVZ, Inc. 0.39% of their portfolio Holland, MI 23,14323.1k $2.9m $2.9m 0.39% Reduced -2.3k -2,348
40 CoreCap Advisors, LLC 0.15% of their portfolio SOUTHFIELD, MI 22,70222.7k $2.8m $2.8m 0.15% Added +2.6k +2,558
41 Vestmark Advisory Solutions, Inc. 0.12% of their portfolio Wakefield, MA 22,64522.6k $2.8m $2.8m 0.12% Added +732 +732
42 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 22,48822.5k $2.8m $2.8m 0.03% Reduced -1.9k -1,887
43 Clearwater Capital Advisors, LLC 0.29% of their portfolio HOFFMAN ESTATES, IL 22,25022.2k $2.7m $2.7m 0.29% Reduced -418 -418
44 HFG Advisors, Inc. 2.29% of their portfolio CINCINATTI, OH 20,90220.9k $2.6m $2.6m 2.29% Reduced -3.3k -3,284
45 BENJAMIN F. EDWARDS & COMPANY, INC. 0.04% of their portfolio ST. LOUIS, MO 19,27419.3k $2.4m $2.4m 0.04% Added +1.2k +1,209
46 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 19,26019.3k $2.4m $2.4m 0.03% Reduced -5.6k -5,646
47 Stratos Wealth Partners, LTD. 0.04% of their portfolio BEACHWOOD, OH 19,03119.0k $2.3m $2.3m 0.04% Reduced -527 -527
48 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 18,97719.0k $2.3m $2.3m 0.01% Added +660 +660
49 IAMS WEALTH MANAGEMENT, LLC 1.30% of their portfolio OMAHA, NE 17,80117.8k $2.1m $2.1m 1.30% Added +1.5k +1,505
50 Apollon Wealth Management, LLC 0.06% of their portfolio MOUNT PLEASANT, SC 16,64916.6k $2.1m $2.1m 0.06% Reduced -184 -184
51 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 16,03016.0k $2.0m $2.0m 0.01% Reduced -4.7k -4,726
52 ETFIDEA, LLC 0.62% of their portfolio SYRACUSE, NY 14,72014.7k $1.8m $1.8m 0.62% Reduced -699 -699
53 StoneX Group Inc. 0.16% of their portfolio NEW YORK, NY 14,35114.4k $1.8m $1.8m 0.16% Reduced -3.8k -3,801
54 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 14,20814.2k $1.8m $1.8m 0.01% Added +1.7k +1,721
55 NATIXIS ADVISORS, LLC 0.00% of their portfolio Boston, MA 13,70313.7k $1.7m $1.7m 0.00% New
56 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 13,17613.2k $1.6m $1.6m 0.02% Reduced -31.8k -31,822
57 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 13,14713.1k $1.6m $1.6m 0.00% Reduced -3.6k -3,597
58 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 13,07613.1k $1.6m $1.6m 0.00% Reduced -19.4k -19,446
59 SignalPoint Asset Management, LLC 0.43% of their portfolio SPRINGFIELD, MO 12,79012.8k $1.6m $1.6m 0.43% Reduced -4.8k -4,760
60 Krilogy Financial LLC 0.12% of their portfolio ST. LOUIS, MO 12,55012.6k $1.5m $1.5m 0.12% Added +2 +2
61 Transamerica Financial Advisors, LLC 0.16% of their portfolio CEDAR RAPIDS, IA 12,47712.5k $1.5m $1.5m 0.16% Added +4.6k +4,629
62 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 12,28812.3k $1.5m $1.5m 0.01% Added +4.6k +4,646
63 Gateway Wealth Partners, LLC 0.53% of their portfolio APPLETON, WI 12,01312.0k $1.5m $1.5m 0.53% Added +981 +981
64 Prospera Financial Services Inc 0.04% of their portfolio Dallas, TX 11,97412.0k $1.5m $1.5m 0.04% Added +3.1k +3,052
65 Horizon Family Wealth, Inc. 1.13% of their portfolio CHICAGO, IL 11,93511.9k $1.5m $1.5m 1.13% Added +1 +1
66 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 11,78111.8k $1.5m $1.5m 0.01% Reduced -1.3k -1,333
67 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 11,72411.7k $1.4m $1.4m 0.00% Reduced -176 -176
68 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 11,62711.6k $1.4m $1.4m 0.02% Added +811 +811
69 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 11,58911.6k $1.4m $1.4m 0.00% Added +7.0k +6,955
70 LANARK FINANCIAL, INC. 0.13% of their portfolio BIRMINGHAM, AL 11,11511.1k $1.4m $1.4m 0.13% Reduced -110 -110
71 CWM, LLC 0.01% of their portfolio OMAHA, NE 11,08211.1k $1.4m $1.4m 0.01% Reduced -100 -100
72 NewEdge Wealth, LLC 0.03% of their portfolio STAMFORD, CT 11,02011.0k $1.3m $1.3m 0.03% Reduced -925 -925
73 Keystone Wealth Services, LLC 0.43% of their portfolio PALM DESERT, CA 10,78010.8k $1.3m $1.3m 0.43% Reduced -49 -49
74 Three Seasons Wealth, LLC 0.86% of their portfolio SALT LAKE CITY, UT 10,11310.1k $1.2m $1.2m 0.86% Unchanged
75 Allworth Financial LP 0.01% of their portfolio FOLSOM, CA 9,2729.3k $1.1m $1.1m 0.01% Added +852 +852
76 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 9,2189.2k $1.1m $1.1m 0.01% Reduced -101 -101
77 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 9,1459.1k $1.1m $1.1m 0.02% Reduced -46 -46
78 GTS SECURITIES LLC 0.03% of their portfolio NEW YORK, NY 8,9619.0k $1.1m $1.1m 0.03% Added +4.3k +4,331
79 OneAscent Financial Services LLC 0.12% of their portfolio BIRMINGHAM, AL 8,9158.9k $1.1m $1.1m 0.12% Added +678 +678
80 Private Portfolio Partners LLC 0.23% of their portfolio PARAMUS, NJ 8,8218.8k $1.1m $1.1m 0.23% Added +8 +8
81 SILVER OAK SECURITIES, INCORPORATED 0.17% of their portfolio JACKSON, TN 8,8088.8k $1.1m $1.1m 0.17% Added +1.0k +1,009
82 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 8,7298.7k $1.1m $1.1m 0.01% Unchanged
83 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 8,5398.5k $1.1m $1.1m 0.01% Reduced -132 -132
84 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 8,5398.5k $1.1m $1.1m 0.01% Reduced -132 -132
85 GREAT VALLEY ADVISOR GROUP, INC. 0.03% of their portfolio WILMINGTON, DE 8,1828.2k $1.0m $1.0m 0.03% Reduced -681 -681
86 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 8,0508.1k $992.4k $992.4k 0.00% New
87 MONEY CONCEPTS CAPITAL CORP 0.09% of their portfolio PALM BEACH GARDENS, FL 8,0218.0k $988.8k $988.8k 0.09% Added +3.1k +3,076
88 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 7,8697.9k $969.0k $969.0k 0.00% Added +1.9k +1,859
89 Stonebridge Financial Planning Group, LLC 0.51% of their portfolio ORLANDO, FL 7,7907.8k $960.4k $960.4k 0.51% Reduced -200 -200
90 KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio AUSTIN, TX 7,6617.7k $944.4k $944.4k 0.02% Reduced -3.7k -3,727
91 INDEPENDENT FINANCIAL GROUP, LLC 0.04% of their portfolio SAN DIEGO, CA 7,5017.5k $924.7k $924.7k 0.04% Reduced -580 -580
92 WORLD EQUITY GROUP, INC. 0.18% of their portfolio SCHAUMBURG, IL 7,3027.3k $900.2k $900.2k 0.18% New
93 Ashton Thomas Private Wealth, LLC 0.05% of their portfolio SCOTTSDALE, AZ 6,8526.9k $844.7k $844.7k 0.05% Reduced -233 -233
94 COMERICA BANK 0.00% of their portfolio DALLAS, TX 6,8376.8k $842.9k $842.9k 0.00% Reduced -49 -49
95 Cyndeo Wealth Partners, LLC 0.07% of their portfolio ST. PETERSBURG, FL 6,3836.4k $786.9k $786.9k 0.07% Unchanged
96 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 5,4645.5k $673.6k $673.6k 0.02% Added +10 +10
97 1776 Wealth LLC 0.31% of their portfolio ATLANTA, GA 5,3605.4k $660.8k $660.8k 0.31% Unchanged
98 Virtue Capital Management, LLC 0.11% of their portfolio BRENTWOOD, TN 5,3355.3k $633.6k $633.6k 0.11% Reduced -2.6k -2,592
99 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 5,2885.3k $651.9k $651.9k 0.00% Reduced -578 -578
100 Global Retirement Partners, LLC 0.02% of their portfolio San Rafael, CA 5,0445.0k $621.8k $621.8k 0.02% Reduced -130 -130