Vault-13

FIRST TRUST LRGCP GWT ALPHAD FTC

COM SHS · ETP · CUSIP 33735K108

194 institutional holders +9 vs Q3 2023
7,193,0407.2m shares reported held*
$788.0mreported value*
22 new 52 added 89 reduced 17 sold out net bought ≈ $1.3m (+11.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $109.55. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 161Q4 22: 165Q1 23: 168Q2 23: 172Q3 23: 185Q4 23: 194194Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022161
Q4 2022165
Q1 2023168
Q2 2023172
Q3 2023185
Q4 2023194

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 64 bought or addedQ4 22: 71 cut or sold outQ4 22Q1 23: 82 bought or addedQ1 23: 67 cut or sold outQ1 23Q2 23: 74 bought or addedQ2 23: 75 cut or sold outQ2 23Q3 23: 83 bought or addedQ3 23: 84 cut or sold outQ3 23Q4 23: 74 bought or addedQ4 23: 106 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226471
Q1 20238267
Q2 20237475
Q3 20238384
Q4 202374106

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ1 23 calls: $558.2kQ1 23 puts: $288.4kQ1 23P/C 0.52Q2 23 calls: $607.7kQ2 23 puts: $5.9mQ2 23P/C 9.64Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —
Numbers
QuarterCallsPutsP/C
Q1 2023$558.2k$288.4k0.52
Q2 2023$607.7k$5.9m9.64
Q3 2023$0$0—
Q4 2023$0$0—

Biggest buyers

MORGAN STANLEY Added +717,288+717.3k
Raymond James Financial Services Advisors, Inc. Added +127,881+127.9k
Kingsview Wealth Management, LLC Added +44,110+44.1k
LPL Financial LLC Added +21,267+21.3k
CITADEL ADVISORS LLC Added +18,377+18.4k
Western Wealth Management, LLC Added +17,715+17.7k
Atria Investments, Inc New +10,816+10.8k
ASSETMARK, INC Added +8,727+8.7k
FLOW TRADERS U.S. LLC Added +7,963+8.0k
Baird Financial Group, Inc. Added +7,425+7.4k

Biggest sellers

FIRST TRUST ADVISORS LP Reduced -281,587-281.6k
Cambridge Investment Research Advisors, Inc. Reduced -88,343-88.3k
GeoWealth Management, LLC Reduced -73,191-73.2k
Integrated Wealth Concepts LLC Reduced -65,229-65.2k
ROYAL BANK OF CANADA Reduced -56,516-56.5k
OSAIC HOLDINGS, INC. Reduced -54,849-54.8k
ENVESTNET ASSET MANAGEMENT INC Reduced -49,382-49.4k
Sterling Manor Financial, LLC Sold out -47,391-47.4k
PNC Financial Services Group, Inc. Reduced -42,221-42.2k
CX Institutional Reduced -40,999-41.0k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,707,9221.7m $187.1m $187.1m 0.01% Added +717.3k +717,288
2 LPL Financial LLC 0.07% of their portfolio FORT MILL, SC 981,924981.9k $107.6m $107.6m 0.07% Added +21.3k +21,267
3 Janney Montgomery Scott LLC 0.16% of their portfolio PHILADELPHIA, PA 450,133450.1k $49.3m $49.3m 0.16% Reduced -1.7k -1,725
4 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 390,044390.0k $42.7m $42.7m 0.01% Added +3.4k +3,371
5 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 295,812295.8k $32.4m $32.4m 0.05% Added +127.9k +127,881
6 UBS Group AG 0.01% of their portfolio ZURICH, V8 272,284272.3k $29.8m $29.8m 0.01% Reduced -9.4k -9,401
7 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 208,135208.1k $22.8m $22.8m 0.01% Reduced -49.4k -49,382
8 Kingsview Wealth Management, LLC 0.55% of their portfolio GRANTS PASS, OR 167,149167.1k $18.3m $18.3m 0.55% Added +44.1k +44,110
9 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 164,966165.0k $18.1m $18.1m 0.00% Reduced -6.7k -6,747
10 Baird Financial Group, Inc. 0.03% of their portfolio MILWAUKEE, WI 120,515120.5k $13.2m $13.2m 0.03% Added +7.4k +7,425
11 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 120,206120.2k $13.2m $13.2m 0.06% Reduced -88.3k -88,343
12 Arden Trust Co 1.58% of their portfolio WILMINGTON, DE 98,43598.4k $10.8m $10.8m 1.58% Reduced -1.6k -1,648
13 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 84,23384.2k $9.2m $9.2m 0.02% Reduced -54.8k -54,849
14 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 82,60882.6k $9.1m $9.1m 0.01% Reduced -29.8k -29,832
15 U.S. Capital Wealth Advisors, LLC 0.34% of their portfolio AUSTIN, TX 78,77678.8k $8.6m $8.6m 0.34% Added +143 +143
16 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 72,35072.3k $7.9m $7.9m 0.00% Reduced -56.5k -56,516
17 AVANTAX ADVISORY SERVICES, INC. 0.07% of their portfolio DALLAS, TX 67,76967.8k $7.4m $7.4m 0.07% Added +2.0k +1,961
18 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 58,68458.7k $6.4m $6.4m 0.01% Added +1.4k +1,425
19 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 58,46358.5k $6.4m $6.4m 0.01% Reduced -18.0k -18,030
20 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 57,58457.6k $6.3m $6.3m 0.05% Reduced -3.7k -3,677
21 D.A. DAVIDSON & CO. 0.06% of their portfolio GREAT FALLS, MT 54,58454.6k $6.0m $6.0m 0.06% Reduced -2.9k -2,907
22 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 53,85353.9k $5.9m $5.9m 0.03% Reduced -2.6k -2,575
23 Integrated Wealth Concepts LLC 0.08% of their portfolio WALTHAM, MA 44,99845.0k $4.9m $4.9m 0.08% Reduced -65.2k -65,229
24 Snowden Capital Advisors LLC 0.18% of their portfolio New York, NY 42,83842.8k $4.7m $4.7m 0.18% Reduced -17.7k -17,745
25 Beck Bode, LLC 1.02% of their portfolio DEDHAM, MA 41,68441.7k $4.6m $4.6m 1.02% Reduced -4.4k -4,371
26 IFP Advisors, Inc 0.21% of their portfolio TAMPA, FL 40,71340.7k $4.5m $4.5m 0.21% Reduced -3.2k -3,174
27 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 39,05739.1k $4.3m $4.3m 0.00% Reduced -281.6k -281,587
28 IHT Wealth Management, LLC 0.19% of their portfolio Chicago, IL 38,67138.7k $4.2m $4.2m 0.19% Reduced -1.9k -1,866
29 Coppell Advisory Solutions LLC 0.78% of their portfolio COPPELL, TX 35,81135.8k $3.9m $3.9m 0.78% Reduced -3.1k -3,057
30 FSB PREMIER WEALTH MANAGEMENT, INC. 1.94% of their portfolio WATERLOO, IA 35,35635.4k $3.9m $3.9m 1.94% Reduced -1.3k -1,282
31 Western Wealth Management, LLC 0.27% of their portfolio GOLDEN, CO 33,97034.0k $3.7m $3.7m 0.27% Added +17.7k +17,715
32 Atria Wealth Solutions, Inc. 0.05% of their portfolio NEW YORK, NY 33,76233.8k $3.7m $3.7m 0.05% Reduced -5.6k -5,633
33 CX Institutional 0.19% of their portfolio AUBURN, IN 33,21133.2k $3.6m $3.6m 0.19% Reduced -41.0k -40,999
34 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 32,52232.5k $3.6m $3.6m 0.01% Added +2.1k +2,071
35 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 31,33131.3k $3.4m $3.4m 0.00% Added +18.4k +18,377
36 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 27,26327.3k $3.0m $3.0m 0.00% Reduced -1.2k -1,158
37 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 27,14327.1k $3.0m $3.0m 0.00% Added +1.8k +1,780
38 LVZ, Inc. 0.39% of their portfolio Holland, MI 25,49125.5k $2.8m $2.8m 0.39% Reduced -5.3k -5,344
39 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 25,46825.5k $2.6m $2.6m 0.01% Added +8.7k +8,727
40 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 25,29325.3k $2.8m $2.8m 0.02% Reduced -1.7k -1,746
41 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 24,90624.9k $2.8m $2.8m 0.01% Reduced -9 -9
42 HARBOUR INVESTMENTS, INC. 0.11% of their portfolio MADISON, WI 24,82224.8k $2.7m $2.7m 0.11% Added +486 +486
43 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 24,37524.4k $2.7m $2.7m 0.03% Reduced -748 -748
44 HFG Advisors, Inc. 2.55% of their portfolio CINCINATTI, OH 24,18624.2k $2.6m $2.6m 2.55% Added +98 +98
45 Clearwater Capital Advisors, LLC 0.28% of their portfolio HOFFMAN ESTATES, IL 22,66822.7k $2.5m $2.5m 0.28% Unchanged
46 Vestmark Advisory Solutions, Inc. 0.12% of their portfolio Wakefield, MA 21,91321.9k $2.4m $2.4m 0.12% Added +491 +491
47 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 20,75620.8k $2.3m $2.3m 0.02% Reduced -1.6k -1,581
48 CoreCap Advisors, LLC 0.14% of their portfolio SOUTHFIELD, MI 20,14420.1k $2.2m $2.2m 0.14% Reduced -3.0k -2,998
49 Stratos Wealth Partners, LTD. 0.04% of their portfolio BEACHWOOD, OH 19,55819.6k $2.1m $2.1m 0.04% Reduced -448 -448
50 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 18,58018.6k $2.0m $2.0m 0.03% Reduced -242 -242
51 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 18,31718.3k $2.0m $2.0m 0.01% Added +2.2k +2,216
52 StoneX Group Inc. 0.20% of their portfolio NEW YORK, NY 18,15218.2k $2.0m $2.0m 0.20% Reduced -1.5k -1,458
53 BENJAMIN F. EDWARDS & COMPANY, INC. 0.04% of their portfolio ST. LOUIS, MO 18,06518.1k $2.0m $2.0m 0.04% Reduced -277 -277
54 SignalPoint Asset Management, LLC 0.57% of their portfolio SPRINGFIELD, MO 17,55017.6k $1.9m $1.9m 0.57% Reduced -1.1k -1,104
55 Apollon Wealth Management, LLC 0.06% of their portfolio MOUNT PLEASANT, SC 16,83316.8k $1.8m $1.8m 0.06% Added +36 +36
56 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 16,74416.7k $1.8m $1.8m 0.00% Reduced -4.8k -4,789
57 IAMS WEALTH MANAGEMENT, LLC 1.15% of their portfolio OMAHA, NE 16,29616.3k $1.8m $1.8m 1.15% Reduced -10.8k -10,765
58 FLOW TRADERS U.S. LLC 0.05% of their portfolio NEW YORK, NY 15,60115.6k $1.7m $1.7m 0.05% Added +8.0k +7,963
59 ETFIDEA, LLC 0.64% of their portfolio SYRACUSE, NY 15,41915.4k $1.7m $1.7m 0.64% Reduced -675 -675
60 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 13,11413.1k $1.4m $1.4m 0.01% Reduced -3.2k -3,181
61 Krilogy Financial LLC 0.12% of their portfolio ST. LOUIS, MO 12,54812.5k $1.4m $1.4m 0.12% Reduced -564 -564
62 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 12,48712.5k $1.4m $1.4m 0.00% Reduced -390 -390
63 NewEdge Wealth, LLC 0.03% of their portfolio STAMFORD, CT 11,94511.9k $1.3m $1.3m 0.03% Reduced -4.8k -4,825
64 Horizon Family Wealth, Inc. 1.10% of their portfolio CHICAGO, IL 11,93411.9k $1.3m $1.3m 1.10% Added +13 +13
65 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 11,90011.9k $1.3m $1.3m 0.00% Added +5.6k +5,564
66 KESTRA PRIVATE WEALTH SERVICES, LLC 0.03% of their portfolio AUSTIN, TX 11,38811.4k $1.2m $1.2m 0.03% Reduced -808 -808
67 LANARK FINANCIAL, INC. 0.12% of their portfolio BIRMINGHAM, AL 11,22511.2k $1.2m $1.2m 0.12% Reduced -193 -193
68 CWM, LLC 0.01% of their portfolio OMAHA, NE 11,18211.2k $1.2m $1.2m 0.01% Reduced -1.9k -1,920
69 Gateway Wealth Partners, LLC 0.49% of their portfolio APPLETON, WI 11,03211.0k $1.2m $1.2m 0.49% Reduced -2.1k -2,141
70 Keystone Wealth Services, LLC 0.41% of their portfolio PALM DESERT, CA 10,82910.8k $1.2m $1.2m 0.41% Reduced -591 -591
71 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 10,81610.8k $1.2m $1.2m 0.02% New
72 Three Seasons Wealth, LLC 0.97% of their portfolio SALT LAKE CITY, UT 10,11310.1k $1.1m $1.1m 0.97% Reduced -265 -265
73 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 9,3199.3k $1.0m $1.0m 0.01% Added +665 +665
74 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 9,1919.2k $1.0m $1.0m 0.02% Reduced -123 -123
75 Prospera Financial Services Inc 0.03% of their portfolio Dallas, TX 8,9228.9k $977.5k $977.5k 0.03% Added +318 +318
76 GREAT VALLEY ADVISOR GROUP, INC. 0.03% of their portfolio WILMINGTON, DE 8,8638.9k $971.0k $971.0k 0.03% Added +96 +96
77 Private Portfolio Partners LLC 0.22% of their portfolio PARAMUS, NJ 8,8138.8k $965.5k $965.5k 0.22% Added +132 +132
78 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 8,7298.7k $956.3k $956.3k 0.01% Reduced -10 -10
79 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 8,6718.7k $936.9k $936.9k 0.01% Added +319 +319
80 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 8,6718.7k $936.9k $936.9k 0.01% Added +319 +319
81 Allworth Financial LP 0.01% of their portfolio FOLSOM, CA 8,4208.4k $922.5k $922.5k 0.01% Reduced -379 -379
82 IFG Advisory, LLC 0.07% of their portfolio ATLANTA, GA 8,2548.3k $904.4k $904.4k 0.07% Reduced -1.3k -1,338
83 OneAscent Financial Services LLC 0.11% of their portfolio BIRMINGHAM, AL 8,2378.2k $902.0k $902.0k 0.11% Added +881 +881
84 INDEPENDENT FINANCIAL GROUP, LLC 0.05% of their portfolio SAN DIEGO, CA 8,0818.1k $885.4k $885.4k 0.05% Added +99 +99
85 Stonebridge Financial Planning Group, LLC 0.50% of their portfolio ORLANDO, FL 7,9908.0k $875.4k $875.4k 0.50% Reduced -1.9k -1,892
86 Virtue Capital Management, LLC 0.17% of their portfolio BRENTWOOD, TN 7,9277.9k $843.6k $843.6k 0.17% Reduced -64 -64
87 Transamerica Financial Advisors, LLC 0.12% of their portfolio CEDAR RAPIDS, IA 7,8487.8k $860.0k $860.0k 0.12% Reduced -6.6k -6,643
88 SILVER OAK SECURITIES, INCORPORATED 0.11% of their portfolio JACKSON, TN 7,7997.8k $854.5k $854.5k 0.11% Added +139 +139
89 Mariner, LLC 0.00% of their portfolio Overland Park, KS 7,6607.7k $839.3k $839.3k 0.00% Added +2.4k +2,357
90 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 7,6427.6k $837.3k $837.3k 0.01% Added +3.4k +3,441
91 Ashton Thomas Private Wealth, LLC 0.05% of their portfolio SCOTTSDALE, AZ 7,0857.1k $776.2k $776.2k 0.05% Reduced -64 -64
92 COMERICA BANK 0.00% of their portfolio DALLAS, TX 6,8866.9k $754.4k $754.4k 0.00% Added +165 +165
93 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 6,7766.8k $742.4k $742.4k 0.00% Added +6.7k +6,743
94 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 6,6366.6k $727.0k $727.0k 0.00% New
95 Cyndeo Wealth Partners, LLC 0.06% of their portfolio ST. PETERSBURG, FL 6,3836.4k $699.3k $699.3k 0.06% Reduced -221 -221
96 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 6,0106.0k $658.0k $658.0k 0.00% Reduced -410 -410
97 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 5,8665.9k $642.7k $642.7k 0.00% Added +1.8k +1,837
98 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 5,4545.5k $597.5k $597.5k 0.02% Unchanged
99 1776 Wealth LLC 0.29% of their portfolio ATLANTA, GA 5,3605.4k $587.2k $587.2k 0.29% Unchanged
100 Strid Group, LLC 0.12% of their portfolio NEWTOWN SQUARE, PA 5,2045.2k $570.2k $570.2k 0.12% Added +6 +6