Vault-13

FIRST TRUST LRGCP GWT ALPHAD FTC

COM SHS · ETP · CUSIP 33735K108

165 institutional holders +4 vs Q3 2022
6,542,7156.5m shares reported held*
$596.1mreported value*
10 new 54 added 59 reduced 12 sold out net bought ≈ $28.8m (+318.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $91.12. Options: 2 managers hold calls ($868.5k notional), 2 hold puts ($1.6m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 161Q4 22: 165165Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022161
Q4 2022165

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ3 22 calls: $0Q3 22 puts: $1.1mQ3 22P/C —Q4 22 calls: $868.5kQ4 22 puts: $1.6mQ4 22P/C 1.83
Numbers
QuarterCallsPutsP/C
Q3 2022$0$1.1m—
Q4 2022$868.5k$1.6m1.83

Biggest buyers

Cetera Investment Advisers Added +57,850+57.9k
Raymond James Financial Services Advisors, Inc. Added +56,002+56.0k
LPL Financial LLC Added +55,529+55.5k
ROYAL BANK OF CANADA Added +45,454+45.5k
Beck Bode, LLC New +45,005+45.0k
RAYMOND JAMES & ASSOCIATES Added +41,681+41.7k
STIFEL FINANCIAL CORP Added +41,136+41.1k
CITADEL ADVISORS LLC Added +38,925+38.9k
Kestra Advisory Services, LLC Added +31,762+31.8k
Janney Montgomery Scott LLC Added +29,371+29.4k

Biggest sellers

J Arnold Wealth Management Co Sold out -100,938-100.9k
CX Institutional Reduced -41,570-41.6k
WELLS FARGO & COMPANY/MN Reduced -29,111-29.1k
BANK OF AMERICA CORP /DE/ Reduced -27,704-27.7k
JANE STREET GROUP, LLC Sold out -27,436-27.4k
KESTRA PRIVATE WEALTH SERVICES, LLC Reduced -17,709-17.7k
TRUIST FINANCIAL CORP Reduced -14,225-14.2k
D.A. DAVIDSON & CO. Reduced -12,157-12.2k
Tower Research Capital LLC (TRC) Sold out -11,775-11.8k
BENJAMIN F. EDWARDS & COMPANY, INC. Reduced -11,003-11.0k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $868.5k9.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.6m17.4k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 966,583966.6k $88.4m $88.4m 0.01% Added +18.1k +18,057
2 LPL Financial LLC 0.07% of their portfolio FORT MILL, SC 938,994939.0k $85.8m $85.8m 0.07% Added +55.5k +55,529
3 Janney Montgomery Scott LLC 0.17% of their portfolio PHILADELPHIA, PA 475,998476.0k $43.5m $43.5m 0.17% Added +29.4k +29,371
4 UBS Group AG 0.02% of their portfolio ZURICH, V8 342,279342.3k $31.3m $31.3m 0.02% Reduced -2.6k -2,620
5 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 310,523310.5k $28.4m $28.4m 0.01% Reduced -29.1k -29,111
6 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 307,976308.0k $28.2m $28.2m 0.01% Added +18.6k +18,616
7 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 237,998238.0k $21.8m $21.8m 0.04% Added +56.0k +56,002
8 Cambridge Investment Research Advisors, Inc. 0.09% of their portfolio FAIRFIELD, IA 189,929189.9k $17.4m $17.4m 0.09% Added +4.2k +4,224
9 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 185,937185.9k $17.0m $17.0m 0.00% Reduced -27.7k -27,704
10 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 115,121115.1k $10.5m $10.5m 0.02% Reduced -1.1k -1,115
11 Atria Wealth Solutions, Inc. 0.17% of their portfolio NEW YORK, NY 115,064115.1k $10.5m $10.5m 0.17% Reduced -5.3k -5,287
12 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 106,138106.1k $9.7m $9.7m 0.01% Added +41.7k +41,681
13 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 104,907104.9k $9.6m $9.6m 0.00% Added +45.5k +45,454
14 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 94,44294.4k $8.6m $8.6m 0.01% Added +41.1k +41,136
15 Cetera Investment Advisers 0.07% of their portfolio SCHAUMBURG, IL 83,75683.8k $7.7m $7.7m 0.07% Added +57.9k +57,850
16 IFP Advisors, Inc 0.14% of their portfolio TAMPA, FL 77,28977.3k $5.2m $5.2m 0.14% Reduced -909 -909
17 Kingsview Wealth Management, LLC 0.31% of their portfolio GRANTS PASS, OR 77,23277.2k $7.1m $7.1m 0.31% Added +3.9k +3,871
18 U.S. Capital Wealth Advisors, LLC 0.31% of their portfolio AUSTIN, TX 73,98974.0k $6.8m $6.8m 0.31% Unchanged
19 D.A. DAVIDSON & CO. 0.07% of their portfolio GREAT FALLS, MT 66,44666.4k $6.1m $6.1m 0.07% Reduced -12.2k -12,157
20 AVANTAX ADVISORY SERVICES, INC. 0.08% of their portfolio DALLAS, TX 65,05565.1k $5.9m $5.9m 0.08% Added +8.6k +8,630
21 Kestra Advisory Services, LLC 0.05% of their portfolio AUSTIN, TX 63,77963.8k $5.8m $5.8m 0.05% Added +31.8k +31,762
22 Snowden Capital Advisors LLC 0.22% of their portfolio New York, NY 57,14157.1k $5.2m $5.2m 0.22% Added +4.5k +4,484
23 Sigma Planning Corp 0.18% of their portfolio ANN ARBOR, MI 54,98355.0k $5.0m $5.0m 0.18% Added +26.0k +26,002
24 CX Institutional 0.30% of their portfolio AUBURN, IN 53,45753.5k $4.9m $4.9m 0.30% Reduced -41.6k -41,570
25 IHT Wealth Management, LLC 0.28% of their portfolio Chicago, IL 47,94247.9k $4.4m $4.4m 0.28% Reduced -2.5k -2,491
26 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 47,91647.9k $4.4m $4.4m 0.01% Added +38.9k +38,925
27 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 45,26745.3k $4.1m $4.1m 0.03% Added +14.6k +14,638
28 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 45,11245.1k $4.1m $4.1m 0.00% Added +15.5k +15,514
29 Beck Bode, LLC 0.93% of their portfolio DEDHAM, MA 45,00545.0k $4.1m $4.1m 0.93% New
30 FSB PREMIER WEALTH MANAGEMENT, INC. 2.18% of their portfolio WATERLOO, IA 43,58943.6k $4.0m $4.0m 2.18% Reduced -632 -632
31 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 42,95243.0k $3.9m $3.9m 0.00% Added +909 +909
32 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 41,14841.1k $3.8m $3.8m 0.01% Added +4.3k +4,347
33 Coppell Advisory Solutions LLC 1.21% of their portfolio COPPELL, TX 38,86838.9k $3.6m $3.6m 1.21% First filing
34 Coppell Advisory Solutions Corp. 1.21% of their portfolio COPPELL, TX 38,86838.9k $3.6m $3.6m 1.21% First filing
35 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 36,66836.7k $3.4m $3.4m 0.01% Added +25.6k +25,564
36 Private Advisor Group, LLC 0.09% of their portfolio MORRISTOWN, NJ 34,22134.2k $3.1m $3.1m 0.09% Added +1.4k +1,386
37 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 32,45932.5k $3.0m $3.0m 0.01% Reduced -14.2k -14,225
38 Integrated Wealth Concepts LLC 0.08% of their portfolio WALTHAM, MA 32,37132.4k $3.0m $3.0m 0.08% Reduced -4.3k -4,308
39 Concorde Asset Management, LLC 2.44% of their portfolio ANN ARBOR, MI 29,95029.9k $2.7m $2.7m 2.44% Added +27.6k +27,561
40 Clearwater Capital Advisors, LLC 0.33% of their portfolio HOFFMAN ESTATES, IL 27,84427.8k $2.5m $2.5m 0.33% Reduced -987 -987
41 BENJAMIN F. EDWARDS & COMPANY, INC. 0.10% of their portfolio ST. LOUIS, MO 24,38624.4k $2.2m $2.2m 0.10% Reduced -11.0k -11,003
42 HFG Advisors, Inc. 2.56% of their portfolio CINCINATTI, OH 23,80023.8k $2.2m $2.2m 2.56% Added +3.3k +3,295
43 LVZ, Inc. 0.33% of their portfolio Holland, MI 23,02323.0k $2.1m $2.1m 0.33% Added +1.2k +1,221
44 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 21,41121.4k $2.0m $2.0m 0.01% Added +2.6k +2,622
45 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 20,98921.0k $1.9m $1.9m 0.03% Added +4.8k +4,760
46 MONEY CONCEPTS CAPITAL CORP 0.08% of their portfolio PALM BEACH GARDENS, FL 19,83019.8k $1.8m $1.8m 0.08% Added +13.8k +13,816
47 CoreCap Advisors, LLC 0.13% of their portfolio SOUTHFIELD, MI 19,56519.6k $1.8m $1.8m 0.13% Reduced -1.7k -1,653
48 IAMS WEALTH MANAGEMENT, LLC 1.81% of their portfolio OMAHA, NE 19,49219.5k $1.8m $1.8m 1.81% First filing
49 SignalPoint Asset Management, LLC 0.58% of their portfolio SPRINGFIELD, MO 18,02818.0k $1.6m $1.6m 0.58% Reduced -3.6k -3,650
50 Stratos Wealth Partners, LTD. 0.04% of their portfolio BEACHWOOD, OH 17,59117.6k $1.6m $1.6m 0.04% Added +38 +38
51 SILVER OAK SECURITIES, INCORPORATED 0.30% of their portfolio JACKSON, TN 17,48417.5k $1.6m $1.6m 0.30% Added +9.8k +9,824
52 Apollon Wealth Management, LLC 0.11% of their portfolio MOUNT PLEASANT, SC 17,44417.4k $1.6m $1.6m 0.11% Added +41 +41
53 HARBOUR INVESTMENTS, INC. 0.09% of their portfolio MADISON, WI 16,89316.9k $1.5m $1.5m 0.09% Reduced -2.3k -2,337
54 StoneX Group Inc. 0.18% of their portfolio NEW YORK, NY 16,22916.2k $1.5m $1.5m 0.18% Reduced -636 -636
55 ETFIDEA, LLC 0.65% of their portfolio SYRACUSE, NY 15,34415.3k $1.4m $1.4m 0.65% Reduced -480 -480
56 Krilogy Financial LLC 0.12% of their portfolio ST. LOUIS, MO 13,55813.6k $1.2m $1.2m 0.12% Added +27 +27
57 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 13,45613.5k $1.2m $1.2m 0.02% Added +4.2k +4,237
58 KESTRA PRIVATE WEALTH SERVICES, LLC 0.06% of their portfolio AUSTIN, TX 12,33312.3k $1.1m $1.1m 0.06% Reduced -17.7k -17,709
59 Horizon Family Wealth, Inc. 1.25% of their portfolio CHICAGO, IL 11,88311.9k $1.1m $1.1m 1.25% Added +25 +25
60 Keystone Wealth Services, LLC 0.46% of their portfolio PALM DESERT, CA 11,41911.4k $1.0m $1.0m 0.46% Reduced -70 -70
61 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 11,11311.1k $1.0m $1.0m 0.01% Added +2.1k +2,075
62 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 10,90710.9k $997.1k $997.1k 0.00% Reduced -5.3k -5,288
63 Stonebridge Financial Planning Group, LLC 0.65% of their portfolio ORLANDO, FL 10,75110.8k $982.9k $982.9k 0.65% Reduced -400 -400
64 Vestmark Advisory Solutions, Inc. 0.05% of their portfolio Wakefield, MA 10,62610.6k $971.4k $971.4k 0.05% Added +3.1k +3,134
65 True Link Financial Advisors, LLC 0.13% of their portfolio SAN FRANCISCO, CA 10,24710.2k $936.8k $936.8k 0.13% Unchanged
66 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 9,7769.8k $891.0k $891.0k 0.00% Reduced -93 -93
67 Allworth Financial LP 0.01% of their portfolio FOLSOM, CA 9,7149.7k $888.0k $888.0k 0.01% Reduced -46 -46
68 GREAT VALLEY ADVISOR GROUP, INC. 0.04% of their portfolio WILMINGTON, DE 9,5969.6k $877.7k $877.7k 0.04% Added +106 +106
69 Western Wealth Management, LLC 0.09% of their portfolio GOLDEN, CO 9,5789.6k $875.7k $875.7k 0.09% Reduced -9.1k -9,055
70 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 9,4249.4k $861.5k $861.5k 0.02% Reduced -307 -307
71 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 9,2619.3k $846.7k $846.7k 0.00% Added +5.9k +5,942
72 True Capital Management 0.66% of their portfolio SAN FRANCISCO, CA 8,8978.9k $813.3k $813.3k 0.66% First filing
73 IFG Advisory, LLC 0.07% of their portfolio ATLANTA, GA 8,1948.2k $749.0k $749.0k 0.07% Reduced -1.8k -1,772
74 Gladstone Institutional Advisory LLC 0.05% of their portfolio Bedminster, NJ 7,5457.5k $689.8k $689.8k 0.05% Reduced -199 -199
75 Walkner Condon Financial Advisors LLC 0.20% of their portfolio MADISON, WI 7,4397.4k $680.1k $680.1k 0.20% Added +7 +7
76 Crumly & Associates Inc. 0.26% of their portfolio SPRINGFIELD, IL 7,4247.4k $678.7k $678.7k 0.26% Added +4.7k +4,748
77 Ignite Planners, LLC 0.29% of their portfolio SAN CLEMENTE, CA 7,3377.3k $697.1k $697.1k 0.29% Unchanged
78 Strid Group, LLC 0.15% of their portfolio NEWTOWN SQUARE, PA 6,8166.8k $623.1k $623.1k 0.15% Unchanged
79 Ashton Thomas Private Wealth, LLC 0.06% of their portfolio SCOTTSDALE, AZ 6,6826.7k $610.9k $610.9k 0.06% Reduced -16 -16
80 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 6,4686.5k $591.3k $591.3k 0.00% Unchanged
81 INDEPENDENT FINANCIAL GROUP, LLC 0.05% of their portfolio SAN DIEGO, CA 6,2976.3k $575.7k $575.7k 0.05% Reduced -36 -36
82 Meridian Wealth Advisors, LLC 0.14% of their portfolio AUSTIN, TX 5,9506.0k $543.9k $543.9k 0.14% Unchanged
83 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 5,8765.9k $537.2k $537.2k 0.02% Reduced -750 -750
84 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 5,7955.8k $529.8k $529.8k 0.00% Added +10 +10
85 RFG Advisory, LLC 0.03% of their portfolio BIRMINGHAM, AL 5,7775.8k $552.6k $552.6k 0.03% Reduced -48 -48
86 PFG Advisors 0.05% of their portfolio Phoenix, AZ 5,6565.7k $517.1k $517.1k 0.05% Reduced -1.6k -1,550
87 Global Assets Advisory, LLC 0.52% of their portfolio ORLANDO, FL 5,3505.3k $489.1k $489.1k 0.52% Unchanged
88 S.C. Financial Services, Inc. 0.75% of their portfolio SCOTTSDALE, AZ 5,3375.3k $487.9k $487.9k 0.75% Added +82 +82
89 Colonial River Investments, LLC 0.31% of their portfolio MIDLOTHIAN, VA 5,2955.3k $484.1k $484.1k 0.31% Unchanged
90 Mariner, LLC 0.00% of their portfolio Overland Park, KS 5,2215.2k $477.0k $477.0k 0.00% Reduced -533 -533
91 Pinnacle Family Advisors, LLC 0.34% of their portfolio Springfield, MO 5,1435.1k $470.1k $470.1k 0.34% Reduced -239 -239
92 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 4,9965.0k $456.7k $456.7k 0.00% Added +922 +922
93 1776 Wealth LLC 0.33% of their portfolio ATLANTA, GA 4,9665.0k $454.0k $454.0k 0.33% Reduced -16 -16
94 Financial Advocates Investment Management 0.03% of their portfolio OLYMPIA, WA 4,9635.0k $453.8k $453.8k 0.03% Reduced -47 -47
95 Private Portfolio Partners LLC 0.11% of their portfolio PARAMUS, NJ 4,7344.7k $432.8k $432.8k 0.11% Unchanged
96 Gateway Wealth Partners, LLC 0.07% of their portfolio APPLETON, WI 4,6424.6k $424.4k $424.4k 0.07% First filing
97 WMG Financial Advisors, LLC 0.36% of their portfolio Knoxville, TN 4,6064.6k $421.1k $421.1k 0.36% Unchanged
98 Virtue Capital Management, LLC 0.06% of their portfolio BRENTWOOD, TN 4,5714.6k $417.9k $417.9k 0.06% Unchanged
99 Geneos Wealth Management Inc. 0.02% of their portfolio ENGLEWOOD, CO 4,4944.5k $410.8k $410.8k 0.02% Added +838 +838
100 Marks Group Wealth Management, Inc 0.06% of their portfolio MINNETONKA, MN 4,4354.4k $405.4k $405.4k 0.06% Unchanged