Vault-13

FIRST TR LRG CP VL ALPHADEX FTA

COM SHS · ETP · CUSIP 33735J101

220 institutional holders +14 vs Q3 2024
11,077,86111.1m shares reported held*
$847.4mreported value*
17 new 68 added 83 reduced 14 sold out net bought ≈ $23.1m (+41.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $76.50. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 156Q4 22: 181Q1 23: 183Q2 23: 186Q3 23: 185Q4 23: 198Q1 24: 204Q2 24: 202Q3 24: 206Q4 24: 220220Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022156
Q4 2022181
Q1 2023183
Q2 2023186
Q3 2023185
Q4 2023198
Q1 2024204
Q2 2024202
Q3 2024206
Q4 2024220

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q1 23: 94 bought or addedQ1 23: 75 cut or sold outQ2 23: 87 bought or addedQ2 23: 78 cut or sold outQ2 23Q3 23: 70 bought or addedQ3 23: 95 cut or sold outQ4 23: 73 bought or addedQ4 23: 100 cut or sold outQ4 23Q1 24: 90 bought or addedQ1 24: 92 cut or sold outQ2 24: 71 bought or addedQ2 24: 109 cut or sold outQ2 24Q3 24: 69 bought or addedQ3 24: 101 cut or sold outQ4 24: 85 bought or addedQ4 24: 97 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20239475
Q2 20238778
Q3 20237095
Q4 202373100
Q1 20249092
Q2 202471109
Q3 202469101
Q4 20248597

Biggest buyers

IHT Wealth Management, LLC Added +247,227+247.2k
UBS Group AG Added +132,203+132.2k
MORGAN STANLEY Added +120,128+120.1k
Independent Advisor Alliance New +97,873+97.9k
GOLDMAN SACHS GROUP INC Added +93,367+93.4k
Cambridge Investment Research Advisors, Inc. Added +58,063+58.1k
LPL Financial LLC Added +51,783+51.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +40,499+40.5k
Virtu Financial LLC New +40,182+40.2k
NewEdge Advisors, LLC Added +26,233+26.2k

Biggest sellers

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Reduced -261,402-261.4k
ENVESTNET ASSET MANAGEMENT INC Reduced -128,114-128.1k
Kaydan Wealth Management, Inc. Reduced -98,131-98.1k
Midwest Heritage Bank, FSB Reduced -51,916-51.9k
Bank of New York Mellon Corp Reduced -31,680-31.7k
ASSETMARK, INC Reduced -27,742-27.7k
JPMORGAN CHASE & CO Reduced -24,859-24.9k
WELLS FARGO & COMPANY/MN Reduced -21,231-21.2k
GTS SECURITIES LLC Sold out -21,224-21.2k
Coppell Advisory Solutions LLC Reduced -20,822-20.8k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,180,4952.2m $166.7m $166.7m 0.01% Added +120.1k +120,128
2 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,010,3261.0m $77.2m $77.2m 0.02% Added +132.2k +132,203
3 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 848,889848.9k $64.9m $64.9m 0.03% Added +51.8k +51,783
4 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 451,762451.8k $34.5m $34.5m 0.01% First filing
5 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 417,035417.0k $31.9m $31.9m 0.01% Reduced -128.1k -128,114
6 IHT Wealth Management, LLC 0.74% of their portfolio Chicago, IL 301,256301.3k $23.0m $23.0m 0.74% Added +247.2k +247,227
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 296,458296.5k $22.7m $22.7m 0.00% Reduced -971 -971
8 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 289,713289.7k $22.2m $22.2m 0.05% Reduced -1.7k -1,736
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 278,963279.0k $21.3m $21.3m 0.00% Added +1.1k +1,131
10 Kaydan Wealth Management, Inc. 7.01% of their portfolio FENTON, MI 275,985276.0k $21.1m $21.1m 7.01% Reduced -98.1k -98,131
11 Kingsview Wealth Management, LLC 0.34% of their portfolio GRANTS PASS, OR 226,691226.7k $17.3m $17.3m 0.34% Reduced -18.2k -18,213
12 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 213,578213.6k $16.3m $16.3m 0.00% Reduced -21.2k -21,231
13 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 200,572200.6k $15.3m $15.3m 0.03% Reduced -19.3k -19,329
14 Integrated Wealth Concepts LLC 0.18% of their portfolio WALTHAM, MA 200,289200.3k $15.3m $15.3m 0.18% Added +2.9k +2,909
15 Private Advisor Group, LLC 0.08% of their portfolio MORRISTOWN, NJ 197,479197.5k $15.1m $15.1m 0.08% Reduced -7.2k -7,174
16 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 177,392177.4k $13.6m $13.6m 0.05% Added +58.1k +58,063
17 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 160,526160.5k $12.3m $12.3m 0.02% Added +12.9k +12,873
18 Holistic Financial Partners 5.08% of their portfolio INDIANAPOLIS, IN 133,799133.8k $10.2m $10.2m 5.08% Added +2.9k +2,859
19 Midwest Heritage Bank, FSB 4.72% of their portfolio WEST DES MOINES, IA 133,126133.1k $10.2m $10.2m 4.72% Reduced -51.9k -51,916
20 Vestmark Advisory Solutions, Inc. 0.33% of their portfolio Wakefield, MA 123,712123.7k $9.5m $9.5m 0.33% Added +1.1k +1,146
21 AVANTAX ADVISORY SERVICES, INC. 0.06% of their portfolio DALLAS, TX 123,187123.2k $9.4m $9.4m 0.06% Reduced -205 -205
22 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 108,087108.1k $8.3m $8.3m 0.00% Added +93.4k +93,367
23 ASSETMARK, INC 0.02% of their portfolio CONCORD, CA 106,063106.1k $8.1m $8.1m 0.02% Reduced -27.7k -27,742
24 Independent Advisor Alliance 0.10% of their portfolio CHARLOTTE, NC 97,87397.9k $7.5m $7.5m 0.10% New
25 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 93,80293.8k $7.2m $7.2m 0.01% Reduced -3.8k -3,796
26 AE Wealth Management LLC 0.06% of their portfolio TOPEKA, KS 93,61793.6k $7.2m $7.2m 0.06% Reduced -15.4k -15,395
27 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 76,38576.4k $5.8m $5.8m 0.02% Added +653 +653
28 Coppell Advisory Solutions LLC 0.76% of their portfolio COPPELL, TX 70,97271.0k $5.4m $5.4m 0.76% Reduced -20.8k -20,822
29 Snowden Capital Advisors LLC 0.17% of their portfolio New York, NY 70,25570.3k $5.4m $5.4m 0.17% Reduced -3.3k -3,310
30 COTTONWOOD CAPITAL ADVISORS, LLC 3.52% of their portfolio SALT LAKE CITY, UT 64,24464.2k $4.9m $4.9m 3.52% Reduced -3.9k -3,869
31 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 61,01461.0k $4.7m $4.7m 0.01% Added +40.5k +40,499
32 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 57,62557.6k $4.4m $4.4m 0.00% Added +2.0k +1,973
33 Secure Asset Management, LLC 0.66% of their portfolio Troy, MI 56,96157.0k $4.4m $4.4m 0.66% Added +2.0k +2,005
34 IFP Advisors, Inc 0.13% of their portfolio TAMPA, FL 51,94751.9k $4.0m $4.0m 0.13% Added +2.1k +2,057
35 IAMS WEALTH MANAGEMENT, LLC 1.61% of their portfolio OMAHA, NE 45,92245.9k $3.5m $3.5m 1.61% Added +1.7k +1,656
36 KESTRA PRIVATE WEALTH SERVICES, LLC 0.06% of their portfolio AUSTIN, TX 44,91644.9k $3.4m $3.4m 0.06% Reduced -1.3k -1,267
37 Arkadios Wealth Advisors 0.18% of their portfolio ATLANTA, GA 42,53742.5k $3.3m $3.3m 0.18% Reduced -18.9k -18,886
38 BENJAMIN EDWARDS INC 0.04% of their portfolio Clayton, MO 40,94340.9k $3.1m $3.1m 0.04% Added +2.8k +2,811
39 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 40,54540.5k $3.1m $3.1m 0.00% Reduced -31.7k -31,680
40 Virtu Financial LLC 0.16% of their portfolio New York, NY 40,18240.2k $3.1m $3.1m 0.16% New
41 Atria Investments, Inc 0.04% of their portfolio Charlotte, NC 38,71238.7k $3.0m $3.0m 0.04% Added +1.9k +1,865
42 Prospera Financial Services Inc 0.07% of their portfolio Dallas, TX 38,27538.3k $2.9m $2.9m 0.07% Reduced -11.1k -11,135
43 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 36,70636.7k $2.8m $2.8m 0.02% Added +201 +201
44 HARBOUR INVESTMENTS, INC. 0.08% of their portfolio MADISON, WI 36,45736.5k $2.8m $2.8m 0.08% Added +1.3k +1,280
45 LVZ, Inc. 0.35% of their portfolio Holland, MI 36,15336.2k $2.8m $2.8m 0.35% Added +165 +165
46 Gateway Wealth Partners, LLC 0.71% of their portfolio APPLETON, WI 35,86535.9k $2.7m $2.7m 0.71% Added +849 +849
47 Trueblood Wealth Management, LLC 1.33% of their portfolio LIMA, OH 35,34235.3k $2.7m $2.7m 1.33% Added +1.7k +1,734
48 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 32,43332.4k $2.5m $2.5m 0.01% Added +26.2k +26,233
49 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 32,02332.0k $2.4m $2.4m 0.03% Reduced -20.6k -20,595
50 FSB PREMIER WEALTH MANAGEMENT, INC. 0.95% of their portfolio WATERLOO, IA 30,87130.9k $2.4m $2.4m 0.95% Reduced -1.4k -1,402
51 Regal Investment Advisors LLC 0.18% of their portfolio KENTWOOD, MI 30,71930.7k $2.3m $2.3m 0.18% Added +75 +75
52 PFG Advisors 0.14% of their portfolio Phoenix, AZ 29,37129.4k $2.2m $2.2m 0.14% Added +16.5k +16,465
53 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 29,17429.2k $2.2m $2.2m 0.01% Reduced -11.4k -11,420
54 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 28,73328.7k $2.2m $2.2m 0.00% Added +14.4k +14,365
55 NewEdge Wealth, LLC 0.04% of their portfolio STAMFORD, CT 26,42226.4k $2.0m $2.0m 0.04% Added +30 +30
56 Orion Porfolio Solutions, LLC 0.02% of their portfolio OMAHA, NE 24,92924.9k $1.9m $1.9m 0.02% Reduced -11.7k -11,710
57 Orion Portfolio Solutions, LLC 0.02% of their portfolio Omaha, NE 24,92924.9k $1.9m $1.9m 0.02% Reduced -11.7k -11,710
58 Triton Wealth Management, PLLC 1.00% of their portfolio SUN CITY, AZ 23,91023.9k $1.9m $1.9m 1.00% Unchanged
59 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 22,32322.3k $1.7m $1.7m 0.00% Reduced -24.9k -24,859
60 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 21,74421.7k $1.7m $1.7m 0.01% Reduced -1.6k -1,568
61 Midwest Financial Network, LLC 1.68% of their portfolio TINLEY PARK, IL 21,11321.1k $1.6m $1.6m 1.68% First filing
62 PARK AVENUE SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 20,93520.9k $1.6m $1.6m 0.02% Reduced -3.8k -3,812
63 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 20,81020.8k $1.6m $1.6m 0.02% Added +90 +90
64 OneAscent Financial Services LLC 0.13% of their portfolio BIRMINGHAM, AL 20,33120.3k $1.6m $1.6m 0.13% New
65 RMR Capital Management, LLC 1.12% of their portfolio Tustin, CA 19,61119.6k $1.5m $1.5m 1.12% Reduced -239 -239
66 StoneX Group Inc. 0.08% of their portfolio NEW YORK, NY 19,23919.2k $1.5m $1.5m 0.08% Reduced -4.1k -4,092
67 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 18,78018.8k $1.4m $1.4m 0.00% Added +2.5k +2,524
68 Blackhawk Capital Partners, LLC 0.74% of their portfolio THIENSVILLE, WI 18,66118.7k $1.4m $1.4m 0.74% Added +35 +35
69 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 18,26118.3k $1.4m $1.4m 0.02% Reduced -17.8k -17,763
70 SILVER OAK SECURITIES, INCORPORATED 0.13% of their portfolio JACKSON, TN 18,15318.2k $1.4m $1.4m 0.13% Reduced -330 -330
71 LaSalle St. Investment Advisors, LLC 0.42% of their portfolio ELMHURST, IL 17,64217.6k $1.3m $1.3m 0.42% New
72 Sigma Planning Corp 0.04% of their portfolio ANN ARBOR, MI 17,40017.4k $1.3m $1.3m 0.04% Added +3.6k +3,597
73 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 17,22817.2k $1.4m $1.4m 0.01% Reduced -3.7k -3,697
74 Concurrent Investment Advisors, LLC 0.04% of their portfolio Tampa, FL 16,97417.0k $1.3m $1.3m 0.04% Reduced -1.3k -1,297
75 Western Wealth Management, LLC 0.07% of their portfolio GOLDEN, CO 16,78116.8k $1.3m $1.3m 0.07% Reduced -772 -772
76 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 15,87315.9k $1.2m $1.2m 0.00% Added +473 +473
77 Chicago Partners Investment Group LLC 0.04% of their portfolio CHICAGO, IL 15,37915.4k $1.2m $1.2m 0.04% Reduced -1.5k -1,498
78 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 14,98515.0k $1.1m $1.1m 0.00% Added +3.5k +3,490
79 TCFG WEALTH MANAGEMENT, LLC 0.56% of their portfolio LAGUNA NIGUEL, CA 14,50514.5k $1.1m $1.1m 0.56% Reduced -85 -85
80 Waverly Advisors, LLC 0.02% of their portfolio BIRMINGHAM, AL 13,17713.2k $1.0m $1.0m 0.02% New
81 WINEBRENNER CAPITAL MANAGEMENT LLC 0.76% of their portfolio LOUISVILLE, KY 12,92912.9k $988.6k $988.6k 0.76% First filing
82 Tower Research Capital LLC (TRC) 0.02% of their portfolio NEW YORK, NY 12,05112.1k $921.4k $921.4k 0.02% Added +4.9k +4,874
83 GREAT VALLEY ADVISOR GROUP, INC. 0.02% of their portfolio WILMINGTON, DE 11,85211.9k $906.6k $906.6k 0.02% Reduced -576 -576
84 Global Retirement Partners, LLC 0.03% of their portfolio San Rafael, CA 11,59111.6k $886.2k $886.2k 0.03% Reduced -589 -589
85 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 10,83810.8k $828.6k $828.6k 0.01% Reduced -4.1k -4,119
86 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 10,63210.6k $812.9k $812.9k 0.00% Reduced -2.6k -2,600
87 Keystone Wealth Services, LLC 0.21% of their portfolio PALM DESERT, CA 10,47410.5k $800.8k $800.8k 0.21% Reduced -729 -729
88 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 10,45310.5k $799.2k $799.2k 0.01% Added +1.8k +1,832
89 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 10,20610.2k $780.4k $780.4k 0.00% Reduced -837 -837
90 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 9,97510.0k $762.7k $762.7k 0.00% Added +200 +200
91 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 9,9429.9k $760.2k $760.2k 0.00% Reduced -15.5k -15,482
92 RFG Advisory, LLC 0.02% of their portfolio BIRMINGHAM, AL 9,6689.7k $739.2k $739.2k 0.02% Added +1.6k +1,573
93 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 9,5319.5k $755.5k $755.5k 0.00% Added +28 +28
94 Pinnacle Family Advisors, LLC 0.35% of their portfolio Springfield, MO 9,4049.4k $719.0k $719.0k 0.35% Added +169 +169
95 Eukles Asset Management 0.30% of their portfolio CINCINNATI, OH 9,3079.3k $711.6k $711.6k 0.30% Reduced -1.3k -1,279
96 COMERICA BANK 0.00% of their portfolio DALLAS, TX 9,0119.0k $689.0k $689.0k 0.00% Reduced -2.4k -2,386
97 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 8,8248.8k $674.7k $674.7k 0.02% Added +224 +224
98 HBW ADVISORY SERVICES LLC 0.07% of their portfolio SIMI VALLEY, CA 8,5688.6k $655.1k $655.1k 0.07% New
99 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 8,4718.5k $647.7k $647.7k 0.00% Reduced -10 -10
100 Pine Valley Investments Ltd Liability Co 0.04% of their portfolio MARLTON, NJ 8,1538.2k $623.4k $623.4k 0.04% Reduced -257 -257