Vault-13

FIRST TR LRG CP VL ALPHADEX FTA

COM SHS · ETP · CUSIP 33735J101

206 institutional holders +4 vs Q2 2024
11,007,62311.0m shares reported held*
$850.3mreported value*
10 new 59 added 94 reduced 7 sold out net sold ≈ $27.7m (-89.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $77.24. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 156Q4 22: 181Q1 23: 183Q2 23: 186Q3 23: 185Q4 23: 198Q1 24: 204Q2 24: 202Q3 24: 206206Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022156
Q4 2022181
Q1 2023183
Q2 2023186
Q3 2023185
Q4 2023198
Q1 2024204
Q2 2024202
Q3 2024206

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 92 bought or addedQ4 22: 65 cut or sold outQ1 23: 94 bought or addedQ1 23: 75 cut or sold outQ1 23Q2 23: 87 bought or addedQ2 23: 78 cut or sold outQ3 23: 70 bought or addedQ3 23: 95 cut or sold outQ3 23Q4 23: 73 bought or addedQ4 23: 100 cut or sold outQ1 24: 90 bought or addedQ1 24: 92 cut or sold outQ1 24Q2 24: 71 bought or addedQ2 24: 109 cut or sold outQ3 24: 69 bought or addedQ3 24: 101 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20229265
Q1 20239475
Q2 20238778
Q3 20237095
Q4 202373100
Q1 20249092
Q2 202471109
Q3 202469101

Biggest buyers

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Added +261,439+261.4k
BENJAMIN EDWARDS INC Added +34,998+35.0k
CITADEL ADVISORS LLC Added +17,692+17.7k
JANE STREET GROUP, LLC New +14,368+14.4k
ASSETMARK, INC Added +12,890+12.9k
GOLDMAN SACHS GROUP INC Added +11,792+11.8k
AE Wealth Management LLC Added +10,323+10.3k
Trueblood Wealth Management, LLC Added +7,773+7.8k
PRIVATE CLIENT SERVICES, LLC New +4,897+4.9k
Good Life Advisors, LLC New +4,634+4.6k

Biggest sellers

UBS Group AG Reduced -100,747-100.7k
MORGAN STANLEY Reduced -46,088-46.1k
Kingsview Wealth Management, LLC Reduced -36,271-36.3k
Cambridge Investment Research Advisors, Inc. Reduced -35,363-35.4k
BANK OF AMERICA CORP /DE/ Reduced -32,144-32.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -26,974-27.0k
Raymond James Financial Services Advisors, Inc. Reduced -24,486-24.5k
OneAscent Financial Services LLC Sold out -24,013-24.0k
OSAIC HOLDINGS, INC. Reduced -11,227-11.2k
FSB PREMIER WEALTH MANAGEMENT, INC. Reduced -11,161-11.2k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,060,3672.1m $163.0m $163.0m 0.01% Reduced -46.1k -46,088
2 UBS Group AG 0.02% of their portfolio ZURICH, V8 878,123878.1k $69.5m $69.5m 0.02% Reduced -100.7k -100,747
3 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 797,106797.1k $63.1m $63.1m 0.03% Reduced -6.2k -6,214
4 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 545,149545.1k $43.1m $43.1m 0.01% Reduced -241 -241
5 Kaydan Wealth Management, Inc. 8.74% of their portfolio FENTON, MI 374,116374.1k $29.6m $29.6m 8.74% Reduced -5.0k -5,044
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 297,429297.4k $23.5m $23.5m 0.00% Reduced -32.1k -32,144
7 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 291,449291.4k $23.1m $23.1m 0.05% Reduced -8.7k -8,724
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 277,832277.8k $22.0m $22.0m 0.00% Reduced -10.5k -10,518
9 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio ORLANDO, FL 264,785264.8k $3.3k $3.3k 0.01% Added +261.4k +261,439
10 Kingsview Wealth Management, LLC 0.41% of their portfolio GRANTS PASS, OR 244,904244.9k $19.4m $19.4m 0.41% Reduced -36.3k -36,271
11 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 234,809234.8k $18.6m $18.6m 0.00% Reduced -4.1k -4,086
12 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 229,386229.4k $18.2m $18.2m 0.02% Reduced -24.5k -24,486
13 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 219,901219.9k $17.4m $17.4m 0.04% Reduced -11.2k -11,227
14 Private Advisor Group, LLC 0.10% of their portfolio MORRISTOWN, NJ 204,653204.7k $16.2m $16.2m 0.10% Reduced -9.1k -9,128
15 Integrated Wealth Concepts LLC 0.19% of their portfolio WALTHAM, MA 197,380197.4k $15.6m $15.6m 0.19% Reduced -629 -629
16 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 189,714189.7k $15.0m $15.0m 0.01% Reduced -8.9k -8,933
17 Midwest Heritage Bank, FSB 6.85% of their portfolio WEST DES MOINES, IA 185,042185.0k $14.6m $14.6m 6.85% Reduced -2.6k -2,596
18 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 147,653147.7k $11.7m $11.7m 0.02% Added +172 +172
19 ASSETMARK, INC 0.03% of their portfolio CONCORD, CA 133,805133.8k $10.6m $10.6m 0.03% Added +12.9k +12,890
20 Holistic Financial Partners 4.99% of their portfolio INDIANAPOLIS, IN 130,940130.9k $10.4m $10.4m 4.99% Added +3.6k +3,640
21 AVANTAX ADVISORY SERVICES, INC. 0.06% of their portfolio DALLAS, TX 123,392123.4k $9.8m $9.8m 0.06% Added +3.5k +3,531
22 Vestmark Advisory Solutions, Inc. 0.36% of their portfolio Wakefield, MA 122,566122.6k $9.7m $9.7m 0.36% Reduced -1.9k -1,916
23 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 119,329119.3k $9.4m $9.4m 0.03% Reduced -35.4k -35,363
24 AE Wealth Management LLC 0.08% of their portfolio TOPEKA, KS 109,012109.0k $8.6m $8.6m 0.08% Added +10.3k +10,323
25 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 97,59897.6k $7.7m $7.7m 0.01% Reduced -115 -115
26 Coppell Advisory Solutions LLC 1.07% of their portfolio COPPELL, TX 91,79491.8k $7.2m $7.2m 1.07% Reduced -800 -800
27 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 75,73275.7k $6.0m $6.0m 0.02% Added +2.2k +2,186
28 Snowden Capital Advisors LLC 0.17% of their portfolio New York, NY 73,56573.6k $5.8m $5.8m 0.17% Reduced -801 -801
29 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 72,22572.2k $5.7m $5.7m 0.00% Reduced -4.3k -4,320
30 COTTONWOOD CAPITAL ADVISORS, LLC 3.96% of their portfolio SALT LAKE CITY, UT 68,11368.1k $5.4m $5.4m 3.96% Reduced -7.7k -7,671
31 Arkadios Wealth Advisors 0.28% of their portfolio ATLANTA, GA 61,42361.4k $4.9m $4.9m 0.28% Reduced -5.8k -5,788
32 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 55,65255.7k $4.4m $4.4m 0.00% Reduced -4.5k -4,488
33 Secure Asset Management, LLC 0.73% of their portfolio Troy, MI 54,95655.0k $4.3m $4.3m 0.73% Added +1.1k +1,102
34 IHT Wealth Management, LLC 0.12% of their portfolio Chicago, IL 54,02954.0k $4.3m $4.3m 0.12% Reduced -843 -843
35 Atria Wealth Solutions, Inc. 0.05% of their portfolio NEW YORK, NY 52,61852.6k $4.2m $4.2m 0.05% Added +422 +422
36 IFP Advisors, Inc 0.14% of their portfolio TAMPA, FL 49,89049.9k $3.9m $3.9m 0.14% Added +331 +331
37 Kowal Investment Group, LLC 0.72% of their portfolio BROOKFIELD, WI 49,73549.7k $3.9m $3.9m 0.72% Added +181 +181
38 Prospera Financial Services Inc 0.10% of their portfolio Dallas, TX 49,41049.4k $3.9m $3.9m 0.10% Added +4.5k +4,504
39 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 47,18247.2k $3.7m $3.7m 0.00% Reduced -10 -10
40 KESTRA PRIVATE WEALTH SERVICES, LLC 0.07% of their portfolio AUSTIN, TX 46,18346.2k $3.7m $3.7m 0.07% Reduced -4.0k -4,042
41 IAMS WEALTH MANAGEMENT, LLC 1.72% of their portfolio OMAHA, NE 44,26644.3k $3.5m $3.5m 1.72% Added +3.3k +3,263
42 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 40,59440.6k $3.2m $3.2m 0.01% Reduced -1.6k -1,568
43 BENJAMIN EDWARDS INC 0.04% of their portfolio Clayton, MO 38,13238.1k $3.0m $3.0m 0.04% Added +35.0k +34,998
44 Atria Investments, Inc 0.04% of their portfolio Charlotte, NC 36,84736.8k $2.9m $2.9m 0.04% Added +2.4k +2,415
45 Orion Porfolio Solutions, LLC 0.03% of their portfolio OMAHA, NE 36,63936.6k $2.9m $2.9m 0.03% Added +4.6k +4,552
46 Orion Portfolio Solutions, LLC 0.03% of their portfolio Omaha, NE 36,63936.6k $2.9m $2.9m 0.03% Added +4.6k +4,552
47 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 36,50536.5k $2.9m $2.9m 0.02% Reduced -341 -341
48 Stratos Wealth Partners, LTD. 0.04% of their portfolio BEACHWOOD, OH 36,02436.0k $2.9m $2.9m 0.04% Reduced -1.9k -1,939
49 LVZ, Inc. 0.36% of their portfolio Holland, MI 35,98836.0k $2.8m $2.8m 0.36% Added +393 +393
50 HARBOUR INVESTMENTS, INC. 0.08% of their portfolio MADISON, WI 35,17735.2k $2.8m $2.8m 0.08% Reduced -1.6k -1,641
51 Gateway Wealth Partners, LLC 0.76% of their portfolio APPLETON, WI 35,01635.0k $2.8m $2.8m 0.76% Reduced -868 -868
52 Trueblood Wealth Management, LLC 1.34% of their portfolio LIMA, OH 33,60833.6k $2.7m $2.7m 1.34% Added +7.8k +7,773
53 FSB PREMIER WEALTH MANAGEMENT, INC. 1.05% of their portfolio WATERLOO, IA 32,27332.3k $2.6m $2.6m 1.05% Reduced -11.2k -11,161
54 Regal Investment Advisors LLC 0.17% of their portfolio KENTWOOD, MI 30,64430.6k $2.4m $2.4m 0.17% Reduced -6.4k -6,356
55 NewEdge Wealth, LLC 0.04% of their portfolio STAMFORD, CT 26,39226.4k $2.1m $2.1m 0.04% Reduced -530 -530
56 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 25,42425.4k $2.0m $2.0m 0.00% Added +17.7k +17,692
57 PARK AVENUE SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 24,74724.7k $2.0m $2.0m 0.02% Reduced -2.3k -2,260
58 Triton Wealth Management, PLLC 1.07% of their portfolio SUN CITY, AZ 23,91023.9k $1.9m $1.9m 1.07% Reduced -111 -111
59 StoneX Group Inc. 0.13% of their portfolio NEW YORK, NY 23,33123.3k $1.8m $1.8m 0.13% Reduced -7.4k -7,373
60 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 23,31223.3k $1.8m $1.8m 0.01% Reduced -3.4k -3,426
61 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 22,59522.6k $1.8m $1.8m 0.00% Reduced -622 -622
62 GTS SECURITIES LLC 0.03% of their portfolio NEW YORK, NY 21,22421.2k $1.7m $1.7m 0.03% Reduced -230 -230
63 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 20,92520.9k $1.7m $1.7m 0.01% Added +985 +985
64 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 20,72020.7k $1.6m $1.6m 0.02% Reduced -610 -610
65 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 20,51520.5k $1.6m $1.6m 0.00% Reduced -27.0k -26,974
66 RMR Capital Management, LLC 1.34% of their portfolio Tustin, CA 19,85019.9k $1.6m $1.6m 1.34% Added +6 +6
67 Blackhawk Capital Partners, LLC 0.79% of their portfolio THIENSVILLE, WI 18,62618.6k $1.5m $1.5m 0.79% Reduced -147 -147
68 SILVER OAK SECURITIES, INCORPORATED 0.15% of their portfolio JACKSON, TN 18,48318.5k $1.5m $1.5m 0.15% Reduced -12 -12
69 Concurrent Investment Advisors, LLC 0.04% of their portfolio Tampa, FL 18,27118.3k $1.4m $1.4m 0.04% Added +1.5k +1,473
70 Western Wealth Management, LLC 0.08% of their portfolio GOLDEN, CO 17,55317.6k $1.4m $1.4m 0.08% Reduced -397 -397
71 Chicago Partners Investment Group LLC 0.05% of their portfolio CHICAGO, IL 16,87716.9k $1.3m $1.3m 0.05% Reduced -476 -476
72 SignalPoint Asset Management, LLC 0.30% of their portfolio SPRINGFIELD, MO 16,40916.4k $1.3m $1.3m 0.30% Reduced -6.3k -6,283
73 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 16,25616.3k $1.3m $1.3m 0.00% Reduced -12 -12
74 LANARK FINANCIAL, INC. 0.11% of their portfolio BIRMINGHAM, AL 16,22716.2k $1.3m $1.3m 0.11% Reduced -4.7k -4,733
75 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 15,40015.4k $1.2m $1.2m 0.00% Reduced -1.2k -1,232
76 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 14,95715.0k $1.2m $1.2m 0.01% Added +173 +173
77 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 14,72014.7k $1.2m $1.2m 0.00% Added +11.8k +11,792
78 TCFG WEALTH MANAGEMENT, LLC 0.58% of their portfolio LAGUNA NIGUEL, CA 14,59014.6k $1.2m $1.2m 0.58% First filing
79 IFG Advisory, LLC 0.07% of their portfolio ATLANTA, GA 14,52114.5k $1.1m $1.1m 0.07% Reduced -1.1k -1,106
80 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 14,36814.4k $1.1m $1.1m 0.00% New
81 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 13,80313.8k $1.1m $1.1m 0.03% Reduced -591 -591
82 GeoWealth Management, LLC 0.04% of their portfolio CHICAGO, IL 13,79113.8k $1.1m $1.1m 0.04% Added +1.0k +1,005
83 City Center Advisors, LLC 1.21% of their portfolio TROY, MI 13,78013.8k $1.1m $1.1m 1.21% Reduced -7.1k -7,092
84 Patriot Financial Group Insurance Agency, LLC 0.15% of their portfolio Westborough, MA 13,74013.7k $1.1m $1.1m 0.15% Added +80 +80
85 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 13,23213.2k $1.0m $1.0m 0.00% Reduced -317 -317
86 PFG Advisors 0.06% of their portfolio Phoenix, AZ 12,90612.9k $1.0m $1.0m 0.06% Added +2.2k +2,155
87 GREAT VALLEY ADVISOR GROUP, INC. 0.02% of their portfolio WILMINGTON, DE 12,42812.4k $983.8k $983.8k 0.02% Added +708 +708
88 Global Retirement Partners, LLC 0.03% of their portfolio San Rafael, CA 12,18012.2k $963.8k $963.8k 0.03% Added +764 +764
89 9258 Wealth Management, LLC 0.14% of their portfolio BLUE ASH, OH 12,16812.2k $962.9k $962.9k 0.14% Unchanged
90 ETFIDEA, LLC 0.30% of their portfolio SYRACUSE, NY 12,03412.0k $952.2k $952.2k 0.30% Reduced -62 -62
91 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 11,49511.5k $910.0k $910.0k 0.00% Added +433 +433
92 COMERICA BANK 0.00% of their portfolio DALLAS, TX 11,39711.4k $901.8k $901.8k 0.00% Reduced -18 -18
93 Keystone Wealth Services, LLC 0.25% of their portfolio PALM DESERT, CA 11,20311.2k $886.5k $886.5k 0.25% Reduced -875 -875
94 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 11,04311.0k $873.8k $873.8k 0.00% Reduced -1.3k -1,272
95 Eukles Asset Management 0.34% of their portfolio CINCINNATI, OH 10,58610.6k $837.7k $837.7k 0.34% Reduced -1.4k -1,429
96 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 9,8939.9k $782.8k $782.8k 0.00% Added +597 +597
97 WORLD EQUITY GROUP, INC. 0.28% of their portfolio SCHAUMBURG, IL 9,8229.8k $777.2k $777.2k 0.28% Reduced -6.6k -6,558
98 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 9,7759.8k $773.5k $773.5k 0.00% Reduced -399 -399
99 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 9,5039.5k $752.0k $752.0k 0.00% Added +27 +27
100 Pinnacle Family Advisors, LLC 0.38% of their portfolio Springfield, MO 9,2359.2k $730.7k $730.7k 0.38% Reduced -15 -15