Vault-13

FIRST TR LRG CP VL ALPHADEX FTA

COM SHS · ETP · CUSIP 33735J101

204 institutional holders +6 vs Q4 2023
15,520,51115.5m shares reported held*
$1.2bnreported value*
16 new 74 added 81 reduced 11 sold out net bought ≈ $134.6m (+1.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($9.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $76.34. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 156Q4 22: 181Q1 23: 183Q2 23: 186Q3 23: 185Q4 23: 198Q1 24: 204204Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022156
Q4 2022181
Q1 2023183
Q2 2023186
Q3 2023185
Q4 2023198
Q1 2024204

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 92 bought or addedQ4 22: 65 cut or sold outQ4 22Q1 23: 94 bought or addedQ1 23: 75 cut or sold outQ1 23Q2 23: 87 bought or addedQ2 23: 78 cut or sold outQ2 23Q3 23: 70 bought or addedQ3 23: 95 cut or sold outQ3 23Q4 23: 73 bought or addedQ4 23: 100 cut or sold outQ4 23Q1 24: 90 bought or addedQ1 24: 92 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20229265
Q1 20239475
Q2 20238778
Q3 20237095
Q4 202373100
Q1 20249092

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2.5m$5m$7.5m$10mQ2 23 calls: $0Q2 23 puts: $8.7mQ2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —
Numbers
QuarterCallsPutsP/C
Q2 2023$0$8.7m—
Q3 2023$0$0—
Q4 2023$0$0—
Q1 2024$0$0—

Biggest buyers

MORGAN STANLEY Added +1,704,519+1.7m
Kaydan Wealth Management, Inc. New +287,355+287.4k
Cetera Investment Advisers Added +176,714+176.7k
Raymond James Financial Services Advisors, Inc. Added +48,372+48.4k
ROYAL BANK OF CANADA Added +42,695+42.7k
Cambridge Investment Research Advisors, Inc. Added +41,188+41.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +30,773+30.8k
ASSETMARK, INC Added +27,564+27.6k
Kingsview Wealth Management, LLC Added +25,440+25.4k
CITADEL ADVISORS LLC Added +23,568+23.6k

Biggest sellers

Cetera Advisor Networks LLC Sold out -149,766-149.8k
OSAIC HOLDINGS, INC. Reduced -105,810-105.8k
Regal Investment Advisors LLC Reduced -73,599-73.6k
GOLDMAN SACHS GROUP INC Sold out -64,283-64.3k
UBS Group AG Reduced -59,260-59.3k
LPL Financial LLC Reduced -40,778-40.8k
Midwest Heritage Bank, FSB Reduced -38,151-38.2k
Cetera Advisors LLC Sold out -37,591-37.6k
ENVESTNET ASSET MANAGEMENT INC Reduced -34,208-34.2k
WELLS FARGO & COMPANY/MN Reduced -29,013-29.0k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 6,333,9936.3m $483.8m $483.8m 0.01% Added +1.7m +1,704,519
2 UBS Group AG 0.02% of their portfolio ZURICH, V8 983,941983.9k $75.2m $75.2m 0.02% Reduced -59.3k -59,260
3 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 866,449866.4k $66.2m $66.2m 0.04% Reduced -40.8k -40,778
4 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 551,025551.0k $42.1m $42.1m 0.02% Reduced -34.2k -34,208
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 336,447336.4k $25.7m $25.7m 0.00% Reduced -17.8k -17,776
6 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 310,223310.2k $23.7m $23.7m 0.01% Added +42.7k +42,695
7 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 300,162300.2k $22.9m $22.9m 0.03% Added +48.4k +48,372
8 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 297,979298.0k $22.8m $22.8m 0.05% Added +176.7k +176,714
9 Kaydan Wealth Management, Inc. 7.48% of their portfolio FENTON, MI 287,355287.4k $21.9m $21.9m 7.48% New
10 Kingsview Wealth Management, LLC 0.54% of their portfolio GRANTS PASS, OR 279,571279.6k $21.4m $21.4m 0.54% Added +25.4k +25,440
11 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 259,457259.5k $19.8m $19.8m 0.01% Reduced -29.0k -29,013
12 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 259,260259.3k $19.8m $19.8m 0.04% Reduced -105.8k -105,810
13 Private Advisor Group, LLC 0.13% of their portfolio MORRISTOWN, NJ 237,408237.4k $18.1m $18.1m 0.13% Added +11.7k +11,676
14 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 205,097205.1k $15.7m $15.7m 0.01% Reduced -2.1k -2,074
15 Midwest Heritage Bank, FSB 8.10% of their portfolio WEST DES MOINES, IA 201,423201.4k $15.4m $15.4m 8.10% Reduced -38.2k -38,151
16 Integrated Wealth Concepts LLC 0.22% of their portfolio WALTHAM, MA 197,870197.9k $15.1m $15.1m 0.22% Added +1.7k +1,738
17 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 197,272197.3k $15.1m $15.1m 0.06% Added +41.2k +41,188
18 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 162,513162.5k $12.4m $12.4m 0.02% Added +8.8k +8,784
19 AVANTAX ADVISORY SERVICES, INC. 0.10% of their portfolio DALLAS, TX 147,369147.4k $11.3m $11.3m 0.10% Added +9.7k +9,713
20 Holistic Financial Partners 5.13% of their portfolio INDIANAPOLIS, IN 132,163132.2k $10.1m $10.1m 5.13% Added +6.2k +6,164
21 Vestmark Advisory Solutions, Inc. 0.40% of their portfolio Wakefield, MA 122,188122.2k $9.3m $9.3m 0.40% Added +4.3k +4,311
22 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 96,86396.9k $7.4m $7.4m 0.01% Reduced -9.1k -9,066
23 ASSETMARK, INC 0.02% of their portfolio CONCORD, CA 95,94795.9k $7.3m $7.3m 0.02% Added +27.6k +27,564
24 AE Wealth Management LLC 0.08% of their portfolio TOPEKA, KS 94,02494.0k $7.2m $7.2m 0.08% Reduced -8.6k -8,631
25 Coppell Advisory Solutions Corp. 1.28% of their portfolio COPPELL, TX 88,76888.8k $6.8m $6.8m 1.28% First filing
26 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 79,30879.3k $6.1m $6.1m 0.02% Reduced -5.9k -5,909
27 Snowden Capital Advisors LLC 0.19% of their portfolio New York, NY 78,69478.7k $6.0m $6.0m 0.19% Reduced -22.7k -22,704
28 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 78,47778.5k $6.0m $6.0m 0.00% Reduced -1.7k -1,734
29 COTTONWOOD CAPITAL ADVISORS, LLC 4.51% of their portfolio SALT LAKE CITY, UT 78,04478.0k $5.7m $5.7m 4.51% Reduced -2.7k -2,665
30 Arkadios Wealth Advisors 0.38% of their portfolio ATLANTA, GA 63,58263.6k $4.9m $4.9m 0.38% Reduced -3.5k -3,509
31 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 61,92661.9k $4.7m $4.7m 0.01% Added +30.8k +30,773
32 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 59,31659.3k $4.5m $4.5m 0.01% Added +11.4k +11,374
33 IHT Wealth Management, LLC 0.17% of their portfolio Chicago, IL 56,99957.0k $4.4m $4.4m 0.17% Added +3.5k +3,482
34 Secure Asset Management, LLC 0.99% of their portfolio Troy, MI 54,83654.8k $4.2m $4.2m 0.99% Reduced -1.5k -1,513
35 FSB PREMIER WEALTH MANAGEMENT, INC. 1.93% of their portfolio WATERLOO, IA 54,18154.2k $4.1m $4.1m 1.93% Reduced -2.3k -2,299
36 KESTRA PRIVATE WEALTH SERVICES, LLC 0.09% of their portfolio AUSTIN, TX 51,57051.6k $3.9m $3.9m 0.09% Reduced -11.6k -11,595
37 Kowal Investment Group, LLC 0.83% of their portfolio BROOKFIELD, WI 50,55850.6k $3.9m $3.9m 0.83% Reduced -1.5k -1,528
38 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 49,49849.5k $3.8m $3.8m 0.00% Reduced -1.6k -1,586
39 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 49,30649.3k $3.8m $3.8m 0.04% Reduced -3.8k -3,829
40 IAMS WEALTH MANAGEMENT, LLC 2.13% of their portfolio OMAHA, NE 48,51348.5k $3.5m $3.5m 2.13% Added +2.3k +2,345
41 U.S. Capital Wealth Advisors, LLC 0.13% of their portfolio AUSTIN, TX 43,11743.1k $3.3m $3.3m 0.13% Reduced -795 -795
42 IFP Advisors, Inc 0.14% of their portfolio TAMPA, FL 42,55242.6k $3.3m $3.3m 0.14% Reduced -5.5k -5,544
43 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 42,40042.4k $3.2m $3.2m 0.01% Added +4.6k +4,630
44 BENJAMIN F. EDWARDS & COMPANY, INC. 0.06% of their portfolio ST. LOUIS, MO 42,19142.2k $3.2m $3.2m 0.06% Added +4.3k +4,338
45 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 39,45439.5k $3.0m $3.0m 0.00% Added +23.6k +23,568
46 Stratos Wealth Partners, LTD. 0.05% of their portfolio BEACHWOOD, OH 37,87837.9k $2.9m $2.9m 0.05% Added +9.6k +9,605
47 Regal Investment Advisors LLC 0.19% of their portfolio KENTWOOD, MI 37,29437.3k $2.8m $2.8m 0.19% Reduced -73.6k -73,599
48 D.A. DAVIDSON & CO. 0.03% of their portfolio GREAT FALLS, MT 36,71936.7k $2.8m $2.8m 0.03% Reduced -1.4k -1,440
49 LVZ, Inc. 0.38% of their portfolio Holland, MI 36,56236.6k $2.8m $2.8m 0.38% Added +1.2k +1,163
50 StoneX Group Inc. 0.25% of their portfolio NEW YORK, NY 36,38236.4k $2.8m $2.8m 0.25% Reduced -7.9k -7,887
51 Prospera Financial Services Inc 0.08% of their portfolio Dallas, TX 35,21335.2k $2.7m $2.7m 0.08% Added +10.1k +10,055
52 Gateway Wealth Partners, LLC 0.93% of their portfolio APPLETON, WI 34,03134.0k $2.6m $2.6m 0.93% Added +4.4k +4,424
53 SignalPoint Asset Management, LLC 0.71% of their portfolio SPRINGFIELD, MO 33,78833.8k $2.6m $2.6m 0.71% Reduced -8.8k -8,760
54 Atria Investments, Inc 0.04% of their portfolio Charlotte, NC 33,59033.6k $2.6m $2.6m 0.04% Added +2.6k +2,624
55 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 29,11229.1k $2.2m $2.2m 0.01% Added +2.4k +2,369
56 NewEdge Wealth, LLC 0.04% of their portfolio STAMFORD, CT 27,25927.3k $2.0m $2.0m 0.04% Reduced -25 -25
57 HARBOUR INVESTMENTS, INC. 0.07% of their portfolio MADISON, WI 25,94125.9k $2.0m $2.0m 0.07% Added +4.5k +4,524
58 PARK AVENUE SECURITIES LLC 0.03% of their portfolio NEW YORK, NY 25,46725.5k $1.9m $1.9m 0.03% Added +375 +375
59 Orion Porfolio Solutions, LLC 0.02% of their portfolio OMAHA, NE 25,42425.4k $1.9m $1.9m 0.02% Added +1.6k +1,605
60 Orion Portfolio Solutions, LLC 0.02% of their portfolio Omaha, NE 25,42425.4k $1.9m $1.9m 0.02% Added +1.6k +1,605
61 Triton Wealth Management, PLLC 1.24% of their portfolio SUN CITY, AZ 24,13824.1k $1.8m $1.8m 1.24% Reduced -234 -234
62 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 24,07124.1k $1.8m $1.8m 0.01% Added +1.8k +1,827
63 Trueblood Wealth Management, LLC 1.04% of their portfolio LIMA, OH 23,78623.8k $1.8m $1.8m 1.04% Added +1.4k +1,437
64 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 23,68823.7k $1.8m $1.8m 0.00% Added +3.5k +3,544
65 LANARK FINANCIAL, INC. 0.17% of their portfolio BIRMINGHAM, AL 23,32123.3k $1.8m $1.8m 0.17% Reduced -8.1k -8,123
66 OneAscent Financial Services LLC 0.19% of their portfolio BIRMINGHAM, AL 22,96523.0k $1.8m $1.8m 0.19% Added +2.7k +2,713
67 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 21,36021.4k $1.6m $1.6m 0.02% Added +170 +170
68 City Center Advisors, LLC 1.88% of their portfolio TROY, MI 20,87220.9k $1.6m $1.6m 1.88% First filing
69 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 20,54920.5k $1.6m $1.6m 0.00% Reduced -3.8k -3,829
70 RMR Capital Management, LLC 1.52% of their portfolio Tustin, CA 19,93419.9k $1.5m $1.5m 1.52% Added +12 +12
71 Chicago Partners Investment Group LLC 0.06% of their portfolio CHICAGO, IL 19,39019.4k $1.4m $1.4m 0.06% Reduced -2.2k -2,193
72 Blackhawk Capital Partners, LLC 0.92% of their portfolio THIENSVILLE, WI 19,33119.3k $1.5m $1.5m 0.92% Reduced -2.8k -2,814
73 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 18,71218.7k $1.4m $1.4m 0.00% Reduced -16 -16
74 SILVER OAK SECURITIES, INCORPORATED 0.21% of their portfolio JACKSON, TN 18,31118.3k $1.4m $1.4m 0.21% Reduced -538 -538
75 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 18,26618.3k $1.4m $1.4m 0.02% Reduced -12.4k -12,366
76 Western Wealth Management, LLC 0.11% of their portfolio GOLDEN, CO 18,24418.2k $1.4m $1.4m 0.11% Reduced -855 -855
77 Concurrent Investment Advisors, LLC 0.05% of their portfolio Tampa, FL 16,12616.1k $1.2m $1.2m 0.05% Added +6.5k +6,508
78 IFG Advisory, LLC 0.09% of their portfolio ATLANTA, GA 15,46715.5k $1.2m $1.2m 0.09% Reduced -545 -545
79 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 15,23215.2k $1.2m $1.2m 0.00% Reduced -944 -944
80 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 14,18414.2k $1.1m $1.1m 0.03% Added +4.6k +4,605
81 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 13,55413.6k $1.0m $1.0m 0.00% Reduced -598 -598
82 Keystone Wealth Services, LLC 0.33% of their portfolio PALM DESERT, CA 13,33813.3k $1.0m $1.0m 0.33% Reduced -327 -327
83 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 13,22513.2k $856.7k $856.7k 0.02% Added +4.7k +4,657
84 Patriot Financial Group Insurance Agency, LLC 0.16% of their portfolio Westborough, MA 12,81412.8k $978.7k $978.7k 0.16% Added +2.4k +2,440
85 ETFIDEA, LLC 0.31% of their portfolio SYRACUSE, NY 12,09612.1k $923.9k $923.9k 0.31% Reduced -475 -475
86 Global Retirement Partners, LLC 0.03% of their portfolio San Rafael, CA 11,75711.8k $898.0k $898.0k 0.03% Reduced -313 -313
87 GREAT VALLEY ADVISOR GROUP, INC. 0.03% of their portfolio WILMINGTON, DE 11,75711.8k $898.0k $898.0k 0.03% Reduced -431 -431
88 Eukles Asset Management 0.39% of their portfolio CINCINNATI, OH 11,72511.7k $895.6k $895.6k 0.39% Reduced -1.5k -1,462
89 PFG Advisors 0.06% of their portfolio Phoenix, AZ 11,60011.6k $886.0k $886.0k 0.06% Reduced -694 -694
90 GeoWealth Management, LLC 0.03% of their portfolio CHICAGO, IL 11,36111.4k $867.7k $867.7k 0.03% Added +5.4k +5,419
91 COMERICA BANK 0.00% of their portfolio DALLAS, TX 11,33811.3k $866.0k $866.0k 0.00% Reduced -291 -291
92 GTS SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 11,03311.0k $842.7k $842.7k 0.02% New
93 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 10,73610.7k $820.0k $820.0k 0.00% Added +7.7k +7,696
94 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 10,68610.7k $816.2k $816.2k 0.00% Reduced -2.1k -2,100
95 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 10,65410.7k $813.7k $813.7k 0.01% Reduced -14.7k -14,652
96 9258 Wealth Management, LLC 0.12% of their portfolio BLUE ASH, OH 10,21310.2k $780.1k $780.1k 0.12% New
97 Pinnacle Family Advisors, LLC 0.40% of their portfolio Springfield, MO 9,9059.9k $756.6k $756.6k 0.40% Reduced -66 -66
98 Allworth Financial LP 0.01% of their portfolio FOLSOM, CA 9,4559.5k $722.1k $722.1k 0.01% Added +1.2k +1,201
99 Tower Research Capital LLC (TRC) 0.02% of their portfolio NEW YORK, NY 9,1769.2k $700.9k $700.9k 0.02% Added +5.7k +5,716
100 Gladstone Institutional Advisory LLC 0.04% of their portfolio Bedminster, NJ 9,0799.1k $693.4k $693.4k 0.04% Reduced -363 -363