Vault-13

FIRST TR LRG CP VL ALPHADEX FTA

COM SHS · ETP · CUSIP 33735J101

185 institutional holders -1 vs Q2 2023
12,304,54912.3m shares reported held*
$796.6mreported value*
10 new 60 added 80 reduced 15 sold out net sold ≈ $43.3m (-687.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($8.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $64.74. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 156Q4 22: 181Q1 23: 183Q2 23: 186Q3 23: 185185Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022156
Q4 2022181
Q1 2023183
Q2 2023186
Q3 2023185

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 92 bought or addedQ4 22: 65 cut or sold outQ4 22Q1 23: 94 bought or addedQ1 23: 75 cut or sold outQ1 23Q2 23: 87 bought or addedQ2 23: 78 cut or sold outQ2 23Q3 23: 70 bought or addedQ3 23: 95 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20229265
Q1 20239475
Q2 20238778
Q3 20237095

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2.5m$5m$7.5m$10mQ4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $8.7mQ2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —
Numbers
QuarterCallsPutsP/C
Q4 2022$0$0—
Q1 2023$0$0—
Q2 2023$0$8.7m—
Q3 2023$0$0—

Biggest buyers

Kingsview Wealth Management, LLC Added +63,608+63.6k
IAMS WEALTH MANAGEMENT, LLC New +63,524+63.5k
OSAIC HOLDINGS, INC. Added +35,946+35.9k
ASSETMARK, INC Added +33,322+33.3k
Holistic Financial Partners Added +21,293+21.3k
UBS Group AG Added +20,154+20.2k
ROYAL BANK OF CANADA Added +20,042+20.0k
Virtu Financial LLC New +19,948+19.9k
Waterloo Capital, L.P. New +19,153+19.2k
Baird Financial Group, Inc. Added +17,187+17.2k

Biggest sellers

MORGAN STANLEY Reduced -226,849-226.8k
ENVESTNET ASSET MANAGEMENT INC Reduced -191,543-191.5k
Raymond James Financial Services Advisors, Inc. Reduced -94,729-94.7k
Coppell Advisory Solutions LLC Reduced -66,970-67.0k
IFP Advisors, Inc Reduced -55,532-55.5k
Integrated Wealth Concepts LLC Reduced -46,547-46.5k
WELLS FARGO & COMPANY/MN Reduced -43,928-43.9k
FLOW TRADERS U.S. LLC Reduced -29,252-29.3k
Triton Wealth Management, PLLC Reduced -28,745-28.7k
RAYMOND JAMES & ASSOCIATES Reduced -28,436-28.4k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 2,587,2822.6m $167.6m $167.6m 0.02% Reduced -226.8k -226,849
2 UBS Group AG 0.03% of their portfolio ZURICH, V8 994,718994.7k $64.4m $64.4m 0.03% Added +20.2k +20,154
3 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 946,661946.7k $61.3m $61.3m 0.04% Reduced -10.7k -10,717
4 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 729,888729.9k $47.3m $47.3m 0.02% Reduced -191.5k -191,543
5 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 470,611470.6k $30.5m $30.5m 0.05% Added +35.9k +35,946
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 379,887379.9k $24.6m $24.6m 0.00% Reduced -27.9k -27,888
7 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 347,629347.6k $22.5m $22.5m 0.01% Reduced -43.9k -43,928
8 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 297,209297.2k $19.3m $19.3m 0.03% Reduced -94.7k -94,729
9 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 293,944293.9k $19.0m $19.0m 0.01% Added +20.0k +20,042
10 Midwest Heritage Bank, FSB 12.59% of their portfolio WEST DES MOINES, IA 258,797258.8k $16.8m $16.8m 12.59% Added +4.5k +4,484
11 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 250,614250.6k $16.2m $16.2m 0.01% Reduced -28.4k -28,436
12 Private Advisor Group, LLC 0.13% of their portfolio MORRISTOWN, NJ 226,857226.9k $14.7m $14.7m 0.13% Reduced -2.3k -2,271
13 Integrated Wealth Concepts LLC 0.23% of their portfolio WALTHAM, MA 197,291197.3k $12.8m $12.8m 0.23% Reduced -46.5k -46,547
14 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 191,465191.5k $12.4m $12.4m 0.02% Reduced -14.9k -14,898
15 Kingsview Wealth Management, LLC 0.42% of their portfolio GRANTS PASS, OR 182,548182.5k $11.8m $11.8m 0.42% Added +63.6k +63,608
16 Cetera Advisor Networks LLC 0.06% of their portfolio EL SEGUNDO, CA 151,023151.0k $9.8m $9.8m 0.06% Added +7.5k +7,523
17 AVANTAX ADVISORY SERVICES, INC. 0.11% of their portfolio DALLAS, TX 146,394146.4k $9.5m $9.5m 0.11% Added +22 +22
18 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 137,642137.6k $8.9m $8.9m 0.02% Reduced -6.5k -6,505
19 Holistic Financial Partners 5.73% of their portfolio INDIANAPOLIS, IN 133,122133.1k $8.6m $8.6m 5.73% Added +21.3k +21,293
20 Snowden Capital Advisors LLC 0.35% of their portfolio New York, NY 125,748125.7k $8.1m $8.1m 0.35% Added +807 +807
21 Cetera Investment Advisers 0.07% of their portfolio SCHAUMBURG, IL 125,514125.5k $8.1m $8.1m 0.07% Reduced -9.8k -9,843
22 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 120,647120.6k $7.8m $7.8m 0.04% Reduced -8.0k -8,013
23 Vestmark Advisory Solutions, Inc. 0.54% of their portfolio Wakefield, MA 115,579115.6k $7.5m $7.5m 0.54% Reduced -12.8k -12,764
24 Regal Investment Advisors LLC 0.63% of their portfolio KENTWOOD, MI 112,587112.6k $7.3m $7.3m 0.63% Added +7.9k +7,930
25 AE Wealth Management LLC 0.04% of their portfolio TOPEKA, KS 100,550100.5k $6.5m $6.5m 0.04% Reduced -1.3k -1,315
26 COTTONWOOD CAPITAL ADVISORS, LLC 5.14% of their portfolio SALT LAKE CITY, UT 84,98085.0k $5.5m $5.5m 5.14% Reduced -4.5k -4,461
27 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 83,02083.0k $5.4m $5.4m 0.02% Reduced -1.0k -1,030
28 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 81,23381.2k $5.3m $5.3m 0.00% Reduced -19.2k -19,200
29 KESTRA PRIVATE WEALTH SERVICES, LLC 0.14% of their portfolio AUSTIN, TX 67,97768.0k $4.4m $4.4m 0.14% Reduced -2.4k -2,425
30 Arkadios Wealth Advisors 0.40% of their portfolio ATLANTA, GA 65,86365.9k $4.3m $4.3m 0.40% Added +2.5k +2,509
31 IAMS WEALTH MANAGEMENT, LLC 2.85% of their portfolio OMAHA, NE 63,52463.5k $4.1m $4.1m 2.85% New
32 FSB PREMIER WEALTH MANAGEMENT, INC. 2.10% of their portfolio WATERLOO, IA 58,38258.4k $3.8m $3.8m 2.10% Added +1.1k +1,126
33 Secure Asset Management, LLC 1.12% of their portfolio Troy, MI 57,97358.0k $3.8m $3.8m 1.12% Added +1.2k +1,219
34 IFP Advisors, Inc 0.17% of their portfolio TAMPA, FL 56,86256.9k $3.7m $3.7m 0.17% Reduced -55.5k -55,532
35 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 56,09056.1k $3.6m $3.6m 0.01% Added +17.2k +17,187
36 IHT Wealth Management, LLC 0.18% of their portfolio Chicago, IL 55,20755.2k $3.6m $3.6m 0.18% Reduced -3.4k -3,373
37 Kowal Investment Group, LLC 0.95% of their portfolio BROOKFIELD, WI 54,36054.4k $3.5m $3.5m 0.95% Reduced -1.2k -1,241
38 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 52,90352.9k $3.4m $3.4m 0.02% Added +203 +203
39 Atria Wealth Solutions, Inc. 0.05% of their portfolio NEW YORK, NY 52,89952.9k $3.4m $3.4m 0.05% Reduced -9.0k -8,964
40 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 50,57350.6k $3.3m $3.3m 0.00% Reduced -13.1k -13,132
41 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 49,46949.5k $3.2m $3.2m 0.00% Added +325 +325
42 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 47,58247.6k $3.1m $3.1m 0.01% Added +33.3k +33,322
43 StoneX Group Inc. 0.33% of their portfolio NEW YORK, NY 47,26447.3k $3.1m $3.1m 0.33% Reduced -929 -929
44 Coppell Advisory Solutions LLC 1.06% of their portfolio COPPELL, TX 46,84446.8k $3.1m $3.1m 1.06% Reduced -67.0k -66,970
45 U.S. Capital Wealth Advisors, LLC 0.13% of their portfolio AUSTIN, TX 43,86343.9k $2.8m $2.8m 0.13% Added +535 +535
46 SignalPoint Asset Management, LLC 0.90% of their portfolio SPRINGFIELD, MO 43,59543.6k $2.8m $2.8m 0.90% Reduced -85 -85
47 LVZ, Inc. 0.45% of their portfolio Holland, MI 42,87942.9k $2.8m $2.8m 0.45% Added +246 +246
48 D.A. DAVIDSON & CO. 0.03% of their portfolio GREAT FALLS, MT 40,82240.8k $2.6m $2.6m 0.03% Reduced -7 -7
49 Kraft, Davis & Associates, LLC 0.93% of their portfolio St. Louis, MO 39,26839.3k $2.5m $2.5m 0.93% Reduced -302 -302
50 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 38,76538.8k $2.5m $2.5m 0.00% Reduced -26.2k -26,152
51 Cetera Advisors LLC 0.04% of their portfolio DENVER, CO 38,43738.4k $2.5m $2.5m 0.04% Reduced -2.6k -2,628
52 BENJAMIN F. EDWARDS & COMPANY, INC. 0.09% of their portfolio ST. LOUIS, MO 36,87936.9k $2.4m $2.4m 0.09% Reduced -3.9k -3,944
53 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 36,16436.2k $2.3m $2.3m 0.01% First filing
54 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 35,59835.6k $2.3m $2.3m 0.00% Reduced -15.2k -15,213
55 NewEdge Wealth, LLC 0.07% of their portfolio STAMFORD, CT 34,10934.1k $2.2m $2.2m 0.07% Added +39 +39
56 LANARK FINANCIAL, INC. 0.24% of their portfolio BIRMINGHAM, AL 33,76333.8k $2.2m $2.2m 0.24% First filing
57 Blackhawk Capital Partners, LLC 1.46% of their portfolio THIENSVILLE, WI 30,90630.9k $2.0m $2.0m 1.46% Reduced -390 -390
58 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 30,74930.7k $2.0m $2.0m 0.00% Added +1.3k +1,301
59 Gateway Wealth Partners, LLC 0.35% of their portfolio APPLETON, WI 30,39130.4k $2.0m $2.0m 0.35% Added +7.7k +7,660
60 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 29,75229.8k $1.9m $1.9m 0.02% Added +3.4k +3,431
61 Steward Partners Investment Advisory, LLC 0.03% of their portfolio STAMFORD, CT 29,36229.4k $1.9m $1.9m 0.03% Added +2.0k +2,049
62 Atria Investments, Inc 0.03% of their portfolio Charlotte, NC 27,37127.4k $1.8m $1.8m 0.03% Reduced -4.4k -4,371
63 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 26,24526.2k $1.7m $1.7m 0.00% Added +187 +187
64 HARBOUR INVESTMENTS, INC. 0.08% of their portfolio MADISON, WI 25,23125.2k $1.6m $1.6m 0.08% Reduced -6.9k -6,942
65 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 24,58524.6k $1.6m $1.6m 0.01% Reduced -203 -203
66 Sigma Planning Corp 0.06% of their portfolio ANN ARBOR, MI 24,47424.5k $1.6m $1.6m 0.06% Reduced -6.9k -6,856
67 Eukles Asset Management 0.83% of their portfolio CINCINNATI, OH 24,32624.3k $1.6m $1.6m 0.83% Reduced -1.6k -1,585
68 Triton Wealth Management, PLLC 1.07% of their portfolio SUN CITY, AZ 24,29324.3k $1.6m $1.6m 1.07% Reduced -28.7k -28,745
69 Prospera Financial Services Inc 0.06% of their portfolio Dallas, TX 23,99924.0k $1.6m $1.6m 0.06% Added +16.9k +16,944
70 PARK AVENUE SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 23,98624.0k $1.6m $1.6m 0.02% Added +2.1k +2,097
71 MEITAV INVESTMENT HOUSE LTD 0.02% of their portfolio BENE-BERAQ, L3 22,65022.6k $989.8k $989.8k 0.02% Reduced -22.6k -22,650
72 Orion Porfolio Solutions, LLC 0.02% of their portfolio OMAHA, NE 22,20122.2k $1.4m $1.4m 0.02% Added +1.8k +1,780
73 Orion Portfolio Solutions, LLC 0.02% of their portfolio Omaha, NE 22,20122.2k $1.4m $1.4m 0.02% Added +1.8k +1,780
74 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 21,94521.9k $1.4m $1.4m 0.01% Reduced -3.9k -3,893
75 Stratos Wealth Partners, LTD. 0.03% of their portfolio BEACHWOOD, OH 21,93321.9k $1.4m $1.4m 0.03% Added +1.2k +1,241
76 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 21,32021.3k $1.4m $1.4m 0.02% Added +792 +792
77 Chicago Partners Investment Group LLC 0.07% of their portfolio CHICAGO, IL 20,69520.7k $1.3m $1.3m 0.07% Added +24 +24
78 Virtu Financial LLC 0.13% of their portfolio New York, NY 19,94819.9k $1.3m $1.3m 0.13% New
79 Waterloo Capital, L.P. 0.36% of their portfolio AUSTIN, TX 19,15319.2k $1.2m $1.2m 0.36% New
80 IFG Advisory, LLC 0.10% of their portfolio ATLANTA, GA 18,65318.7k $1.2m $1.2m 0.10% Added +1.2k +1,175
81 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 18,56418.6k $1.2m $1.2m 0.00% Reduced -272 -272
82 Tower Research Capital LLC (TRC) 0.04% of their portfolio NEW YORK, NY 18,50418.5k $1.2m $1.2m 0.04% Added +11.1k +11,119
83 SILVER OAK SECURITIES, INCORPORATED 0.26% of their portfolio JACKSON, TN 18,38318.4k $1.2m $1.2m 0.26% Added +11.7k +11,684
84 Western Wealth Management, LLC 0.10% of their portfolio GOLDEN, CO 18,37018.4k $1.2m $1.2m 0.10% Added +3.0k +2,961
85 OneAscent Financial Services LLC 0.30% of their portfolio BIRMINGHAM, AL 18,01018.0k $1.2m $1.2m 0.30% Reduced -1.6k -1,561
86 Keystone Wealth Services, LLC 0.36% of their portfolio PALM DESERT, CA 14,46614.5k $937.1k $937.1k 0.36% Reduced -1.7k -1,698
87 Pinnacle Family Advisors, LLC 0.51% of their portfolio Springfield, MO 13,70413.7k $887.7k $887.7k 0.51% Reduced -33 -33
88 True Link Financial Advisors, LLC 0.10% of their portfolio SAN FRANCISCO, CA 13,41213.4k $868.8k $868.8k 0.10% Unchanged
89 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 13,22513.2k $856.7k $856.7k 0.02% Added +784 +784
90 PFG Advisors 0.07% of their portfolio Phoenix, AZ 12,67812.7k $821.3k $821.3k 0.07% Added +58 +58
91 ETFIDEA, LLC 0.35% of their portfolio SYRACUSE, NY 12,57112.6k $814.3k $814.3k 0.35% Unchanged
92 Gladstone Institutional Advisory LLC 0.05% of their portfolio Bedminster, NJ 12,53612.5k $812.1k $812.1k 0.05% Reduced -2.2k -2,248
93 COMERICA BANK 0.00% of their portfolio DALLAS, TX 12,20012.2k $790.3k $790.3k 0.00% New
94 GREAT VALLEY ADVISOR GROUP, INC. 0.03% of their portfolio WILMINGTON, DE 11,91411.9k $771.6k $771.6k 0.03% Reduced -46 -46
95 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 11,07511.1k $717.4k $717.4k 0.00% Reduced -9.2k -9,218
96 Walkner Condon Financial Advisors LLC 0.19% of their portfolio MADISON, WI 10,82710.8k $701.4k $701.4k 0.19% Reduced -277 -277
97 Avior Wealth Management, LLC 0.05% of their portfolio OMAHA, NE 10,81610.8k $700.7k $700.7k 0.05% Reduced -564 -564
98 INDEPENDENT FINANCIAL GROUP, LLC 0.04% of their portfolio SAN DIEGO, CA 10,42610.4k $675.4k $675.4k 0.04% Added +630 +630
99 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 10,35610.4k $670.9k $670.9k 0.01% Added +566 +566
100 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 9,4949.5k $615.0k $615.0k 0.01% Added +288 +288