Vault-13

FIRST TR LRG CP VL ALPHADEX FTA

COM SHS · ETP · CUSIP 33735J101

181 institutional holders +25 vs Q3 2022
13,188,51013.2m shares reported held*
$865.4mreported value*
24 new 68 added 59 reduced 6 sold out net bought ≈ $71.2m (+1.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $65.62. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 156Q4 22: 181181Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022156
Q4 2022181

Biggest buyers

Kaydan Wealth Management, Inc. New +284,895+284.9k
Cetera Advisor Networks LLC Added +196,394+196.4k
MORGAN STANLEY Added +154,449+154.4k
Cetera Investment Advisers Added +80,912+80.9k
Secure Asset Management, LLC New +62,174+62.2k
AE Wealth Management LLC Added +45,138+45.1k
LPL Financial LLC Added +43,086+43.1k
Raymond James Financial Services Advisors, Inc. Added +34,243+34.2k
Bank of New York Mellon Corp Added +31,229+31.2k
ROYAL BANK OF CANADA Added +29,374+29.4k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -55,472-55.5k
BENJAMIN F. EDWARDS & COMPANY, INC. Reduced -26,327-26.3k
G&S Capital LLC Sold out -16,457-16.5k
Western Wealth Management, LLC Reduced -15,016-15.0k
HARBOUR INVESTMENTS, INC. Reduced -14,349-14.3k
D.A. DAVIDSON & CO. Reduced -13,900-13.9k
SILVER OAK SECURITIES, INCORPORATED Reduced -11,499-11.5k
GOLDMAN SACHS GROUP INC Reduced -8,871-8.9k
Atria Wealth Solutions, Inc. Reduced -8,311-8.3k
OSAIC HOLDINGS, INC. Reduced -8,270-8.3k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 3,218,6803.2m $211.8m $211.8m 0.02% Added +154.4k +154,449
2 UBS Group AG 0.03% of their portfolio ZURICH, V8 1,073,5851.1m $70.7m $70.7m 0.03% Added +6.3k +6,283
3 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 868,430868.4k $57.2m $57.2m 0.05% Added +43.1k +43,086
4 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 723,695723.7k $47.6m $47.6m 0.02% Reduced -1.3k -1,259
5 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 547,880547.9k $36.1m $36.1m 0.01% Added +3.7k +3,721
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 410,878410.9k $27.0m $27.0m 0.00% Reduced -55.5k -55,472
7 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 388,669388.7k $25.6m $25.6m 0.05% Reduced -8.3k -8,270
8 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 346,831346.8k $22.8m $22.8m 0.05% Added +34.2k +34,243
9 Cetera Advisor Networks LLC 0.16% of their portfolio EL SEGUNDO, CA 307,603307.6k $20.2m $20.2m 0.16% Added +196.4k +196,394
10 Kaydan Wealth Management, Inc. 7.50% of their portfolio FENTON, MI 284,895284.9k $18.7m $18.7m 7.50% New
11 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 262,275262.3k $17.3m $17.3m 0.01% Added +29.4k +29,374
12 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 252,231252.2k $16.6m $16.6m 0.02% Added +20.9k +20,925
13 Private Advisor Group, LLC 0.44% of their portfolio MORRISTOWN, NJ 226,477226.5k $14.9m $14.9m 0.44% Reduced -741 -741
14 Laurel Wealth Advisors, Inc. 1.22% of their portfolio SOLANA BEACH, CA 187,444187.4k $12.3m $12.3m 1.22% Added +748 +748
15 Midwest Heritage Bank, FSB 9.95% of their portfolio WEST DES MOINES, IA 156,121156.1k $10.3m $10.3m 9.95% Added +14.0k +13,955
16 AVANTAX ADVISORY SERVICES, INC. 0.12% of their portfolio DALLAS, TX 140,546140.5k $9.2m $9.2m 0.12% Added +13.8k +13,768
17 Cetera Investment Advisers 0.08% of their portfolio SCHAUMBURG, IL 138,026138.0k $9.1m $9.1m 0.08% Added +80.9k +80,912
18 Sigma Planning Corp 0.28% of their portfolio ANN ARBOR, MI 120,470120.5k $7.9m $7.9m 0.28% Added +2.6k +2,556
19 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 116,643116.6k $7.7m $7.7m 0.02% Reduced -3.2k -3,176
20 Snowden Capital Advisors LLC 0.32% of their portfolio New York, NY 115,501115.5k $7.6m $7.6m 0.32% Added +6.2k +6,232
21 Kingsview Wealth Management, LLC 0.32% of their portfolio GRANTS PASS, OR 113,511113.5k $7.5m $7.5m 0.32% Added +2.4k +2,379
22 IFP Advisors, Inc 0.15% of their portfolio TAMPA, FL 108,776108.8k $5.7m $5.7m 0.15% Reduced -5.0k -4,976
23 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 106,013106.0k $7.0m $7.0m 0.00% Added +31.2k +31,229
24 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 105,018105.0k $6.9m $6.9m 0.01% Reduced -7.9k -7,941
25 Sterling Manor Financial, LLC 7.42% of their portfolio Saratoga Springs, NY 101,574101.6k $6.7m $6.7m 7.42% Reduced -5.5k -5,538
26 Regal Investment Advisors LLC 0.64% of their portfolio KENTWOOD, MI 100,356100.4k $6.6m $6.6m 0.64% Added +850 +850
27 COTTONWOOD CAPITAL ADVISORS, LLC 5.53% of their portfolio SALT LAKE CITY, UT 94,12094.1k $6.2m $6.2m 5.53% Reduced -273 -273
28 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 89,61189.6k $5.9m $5.9m 0.02% Reduced -436 -436
29 AE Wealth Management LLC 0.04% of their portfolio TOPEKA, KS 81,06281.1k $5.3m $5.3m 0.04% Added +45.1k +45,138
30 Integrated Wealth Concepts LLC 0.14% of their portfolio WALTHAM, MA 76,20376.2k $5.0m $5.0m 0.14% Added +6.6k +6,635
31 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 68,88368.9k $4.5m $4.5m 0.01% Added +7.5k +7,490
32 KESTRA PRIVATE WEALTH SERVICES, LLC 0.22% of their portfolio AUSTIN, TX 67,41167.4k $4.4m $4.4m 0.22% Added +7.4k +7,359
33 Kowal Investment Group, LLC 1.31% of their portfolio BROOKFIELD, WI 66,56666.6k $4.4m $4.4m 1.31% Reduced -7.9k -7,869
34 FSB PREMIER WEALTH MANAGEMENT, INC. 2.25% of their portfolio WATERLOO, IA 62,54662.5k $4.1m $4.1m 2.25% Reduced -1.4k -1,399
35 Secure Asset Management, LLC 1.47% of their portfolio Troy, MI 62,17462.2k $4.1m $4.1m 1.47% New
36 Atria Wealth Solutions, Inc. 0.06% of their portfolio NEW YORK, NY 60,89360.9k $4.0m $4.0m 0.06% Reduced -8.3k -8,311
37 Arkadios Wealth Advisors 0.53% of their portfolio ATLANTA, GA 60,79560.8k $4.0m $4.0m 0.53% Added +21.1k +21,122
38 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 60,56360.6k $4.0m $4.0m 0.04% Added +18.6k +18,593
39 IHT Wealth Management, LLC 0.25% of their portfolio Chicago, IL 60,15760.2k $4.0m $4.0m 0.25% Reduced -5.9k -5,941
40 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 58,94358.9k $3.9m $3.9m 0.03% Added +20 +20
41 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 55,91155.9k $3.7m $3.7m 0.02% Added +2.6k +2,645
42 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 53,61953.6k $3.5m $3.5m 0.00% Added +26.1k +26,101
43 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 52,21852.2k $3.4m $3.4m 0.01% Added +12.7k +12,728
44 Cetera Advisors LLC 0.06% of their portfolio DENVER, CO 47,95248.0k $3.2m $3.2m 0.06% Added +15.3k +15,338
45 Vestmark Advisory Solutions, Inc. 0.15% of their portfolio Wakefield, MA 45,70845.7k $3.0m $3.0m 0.15% Added +18.1k +18,054
46 D.A. DAVIDSON & CO. 0.04% of their portfolio GREAT FALLS, MT 45,63245.6k $3.0m $3.0m 0.04% Reduced -13.9k -13,900
47 LVZ, Inc. 0.47% of their portfolio Holland, MI 45,58645.6k $3.0m $3.0m 0.47% Added +2.7k +2,748
48 Coppell Advisory Solutions LLC 0.99% of their portfolio COPPELL, TX 44,27544.3k $2.9m $2.9m 0.99% First filing
49 Coppell Advisory Solutions Corp. 0.99% of their portfolio COPPELL, TX 44,27544.3k $2.9m $2.9m 0.99% First filing
50 IAMS WEALTH MANAGEMENT, LLC 2.94% of their portfolio OMAHA, NE 43,96144.0k $2.9m $2.9m 2.94% First filing
51 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 43,49243.5k $2.9m $2.9m 0.00% Added +556 +556
52 Triton Wealth Management, PLLC 1.82% of their portfolio SUN CITY, AZ 43,31843.3k $3.0m $3.0m 1.82% Reduced -492 -492
53 U.S. Capital Wealth Advisors, LLC 0.12% of their portfolio AUSTIN, TX 40,55140.6k $2.7m $2.7m 0.12% Reduced -2.1k -2,117
54 SignalPoint Asset Management, LLC 0.91% of their portfolio SPRINGFIELD, MO 39,78839.8k $2.6m $2.6m 0.91% Added +257 +257
55 BENJAMIN F. EDWARDS & COMPANY, INC. 0.12% of their portfolio ST. LOUIS, MO 39,69139.7k $2.6m $2.6m 0.12% Reduced -26.3k -26,327
56 Gladstone Institutional Advisory LLC 0.17% of their portfolio Bedminster, NJ 37,65437.7k $2.5m $2.5m 0.17% Added +21.8k +21,754
57 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 36,38236.4k $2.4m $2.4m 0.01% Reduced -2.4k -2,412
58 Kraft, Davis & Associates, LLC 1.02% of their portfolio St. Louis, MO 35,90635.9k $2.6m $2.6m 1.02% First filing
59 StoneX Group Inc. 0.28% of their portfolio NEW YORK, NY 35,26935.3k $2.3m $2.3m 0.28% Reduced -15 -15
60 HARBOUR INVESTMENTS, INC. 0.13% of their portfolio MADISON, WI 31,26531.3k $2.1m $2.1m 0.13% Reduced -14.3k -14,349
61 Eukles Asset Management 1.09% of their portfolio CINCINNATI, OH 28,47328.5k $1.9m $1.9m 1.09% Reduced -1.8k -1,807
62 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 27,47327.5k $1.8m $1.8m 0.00% Added +16.8k +16,757
63 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 25,77025.8k $1.7m $1.7m 0.00% Reduced -8.9k -8,871
64 Keystone Wealth Services, LLC 0.73% of their portfolio PALM DESERT, CA 25,52925.5k $1.7m $1.7m 0.73% Added +827 +827
65 Steward Partners Investment Advisory, LLC 0.03% of their portfolio STAMFORD, CT 25,33625.3k $1.7m $1.7m 0.03% Reduced -75 -75
66 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 23,97824.0k $201.6k $201.6k 0.01% Added +5.2k +5,219
67 FLOW TRADERS U.S. LLC 0.08% of their portfolio NEW YORK, NY 23,59223.6k $1.6m $1.6m 0.08% New
68 MONEY CONCEPTS CAPITAL CORP 0.07% of their portfolio PALM BEACH GARDENS, FL 23,35123.4k $1.5m $1.5m 0.07% Added +17.3k +17,253
69 MEITAV INVESTMENT HOUSE LTD 0.02% of their portfolio BENE-BERAQ, L3 22,65022.6k $1.0m $1.0m 0.02% New
70 Chicago Partners Investment Group LLC 0.09% of their portfolio CHICAGO, IL 20,53920.5k $1.5m $1.5m 0.09% Added +445 +445
71 IFG Advisory, LLC 0.13% of their portfolio ATLANTA, GA 19,50819.5k $1.3m $1.3m 0.13% Reduced -4.0k -4,006
72 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 18,44018.4k $1.2m $1.2m 0.00% Reduced -47 -47
73 Stratos Wealth Partners, LTD. 0.03% of their portfolio BEACHWOOD, OH 17,18417.2k $1.1m $1.1m 0.03% Added +276 +276
74 Clearwater Capital Advisors, LLC 0.14% of their portfolio HOFFMAN ESTATES, IL 16,42916.4k $1.1m $1.1m 0.14% Reduced -1.9k -1,919
75 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 15,02715.0k $988.9k $988.9k 0.00% Reduced -5.3k -5,338
76 Tower Research Capital LLC (TRC) 0.04% of their portfolio NEW YORK, NY 14,99315.0k $987.0k $987.0k 0.04% Added +10.2k +10,152
77 Western Wealth Management, LLC 0.10% of their portfolio GOLDEN, CO 14,94814.9k $983.7k $983.7k 0.10% Reduced -15.0k -15,016
78 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 14,47414.5k $952.5k $952.5k 0.00% Unchanged
79 Pinnacle Family Advisors, LLC 0.67% of their portfolio Springfield, MO 14,35014.3k $944.4k $944.4k 0.67% Reduced -579 -579
80 PFG Advisors 0.09% of their portfolio Phoenix, AZ 14,23314.2k $936.7k $936.7k 0.09% Reduced -3.6k -3,573
81 Perennial Investment Advisors, LLC 0.38% of their portfolio Los Angeles, CA 14,01714.0k $922.4k $922.4k 0.38% Reduced -7.4k -7,384
82 True Link Financial Advisors, LLC 0.12% of their portfolio SAN FRANCISCO, CA 13,41213.4k $882.6k $882.6k 0.12% Unchanged
83 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 13,23713.2k $871.0k $871.0k 0.00% Added +1.7k +1,724
84 S.C. Financial Services, Inc. 1.28% of their portfolio SCOTTSDALE, AZ 12,61612.6k $830.3k $830.3k 1.28% Added +61 +61
85 ETFIDEA, LLC 0.38% of their portfolio SYRACUSE, NY 12,57112.6k $827.3k $827.3k 0.38% Unchanged
86 GREAT VALLEY ADVISOR GROUP, INC. 0.04% of their portfolio WILMINGTON, DE 11,51711.5k $758.0k $758.0k 0.04% Added +430 +430
87 Walkner Condon Financial Advisors LLC 0.23% of their portfolio MADISON, WI 11,46611.5k $754.6k $754.6k 0.23% Reduced -388 -388
88 INDEPENDENT FINANCIAL GROUP, LLC 0.06% of their portfolio SAN DIEGO, CA 11,03111.0k $726.0k $726.0k 0.06% Reduced -77 -77
89 Colonial River Investments, LLC 0.46% of their portfolio MIDLOTHIAN, VA 10,97911.0k $722.5k $722.5k 0.46% Unchanged
90 Strategic Blueprint, LLC 0.08% of their portfolio ATLANTA, GA 10,06510.1k $662.4k $662.4k 0.08% Reduced -744 -744
91 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.05% of their portfolio BIRMINGHAM, AL 10,01610.0k $659.2k $659.2k 0.05% Reduced -25 -25
92 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 9,7599.8k $642.2k $642.2k 0.01% Reduced -29 -29
93 Allworth Financial LP 0.01% of their portfolio FOLSOM, CA 9,3259.3k $613.7k $613.7k 0.01% Added +54 +54
94 Gateway Wealth Partners, LLC 0.10% of their portfolio APPLETON, WI 9,2809.3k $610.7k $610.7k 0.10% First filing
95 Ignite Planners, LLC 0.27% of their portfolio SAN CLEMENTE, CA 9,0889.1k $646.8k $646.8k 0.27% Unchanged
96 RFG Advisory, LLC 0.03% of their portfolio BIRMINGHAM, AL 8,9759.0k $649.6k $649.6k 0.03% Added +2.3k +2,287
97 COMERICA SECURITIES,INC. 0.04% of their portfolio DETROIT, MI 8,8848.9k $584.7k $584.7k 0.04% Added +67 +67
98 Financial Advocates Investment Management 0.04% of their portfolio OLYMPIA, WA 8,4998.5k $559.3k $559.3k 0.04% Added +19 +19
99 OneDigital Investment Advisors LLC 0.02% of their portfolio OVERLAND PARK, KS 8,4868.5k $558.5k $558.5k 0.02% Unchanged
100 STAR Financial Bank 0.53% of their portfolio FORT WAYNE, IN 8,1058.1k $533.4k $533.4k 0.53% First filing