Vault-13

FIRST TR MID CAP CORE ALPHAD FNX

COM SHS · ETP · CUSIP 33735B108

194 institutional holders +13 vs Q3 2024
7,083,2857.1m shares reported held*
$820.4mreported value*
14 new 65 added 65 reduced 10 sold out net bought ≈ $4.5m (-145.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $115.83. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 148Q4 22: 163Q1 23: 160Q2 23: 158Q3 23: 162Q4 23: 173Q1 24: 168Q2 24: 181Q3 24: 181Q4 24: 194194Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022148
Q4 2022163
Q1 2023160
Q2 2023158
Q3 2023162
Q4 2023173
Q1 2024168
Q2 2024181
Q3 2024181
Q4 2024194

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 69 bought or addedQ1 23: 74 cut or sold outQ2 23: 64 bought or addedQ2 23: 81 cut or sold outQ2 23Q3 23: 77 bought or addedQ3 23: 66 cut or sold outQ4 23: 58 bought or addedQ4 23: 89 cut or sold outQ4 23Q1 24: 67 bought or addedQ1 24: 78 cut or sold outQ2 24: 70 bought or addedQ2 24: 68 cut or sold outQ2 24Q3 24: 77 bought or addedQ3 24: 68 cut or sold outQ4 24: 79 bought or addedQ4 24: 75 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20236974
Q2 20236481
Q3 20237766
Q4 20235889
Q1 20246778
Q2 20247068
Q3 20247768
Q4 20247975

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150k$200kQ1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $173.6kQ2 24 puts: $32.6kQ2 24P/C 0.19Q3 24 calls: $0Q3 24 puts: $0Q3 24P/C —Q4 24 calls: $0Q4 24 puts: $0Q4 24P/C —
Numbers
QuarterCallsPutsP/C
Q1 2024$0$0—
Q2 2024$173.6k$32.6k0.19
Q3 2024$0$0—
Q4 2024$0$0—

Biggest buyers

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +31,014+31.0k
LPL Financial LLC Added +27,626+27.6k
CITADEL ADVISORS LLC New +24,801+24.8k
ROYAL BANK OF CANADA Added +19,517+19.5k
Western Wealth Management, LLC Added +12,599+12.6k
Kestra Advisory Services, LLC Added +12,515+12.5k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +8,962+9.0k
Independent Advisor Alliance New +8,257+8.3k
Virtu Financial LLC New +6,298+6.3k
Lido Advisors, LLC New +6,151+6.2k

Biggest sellers

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Sold out -184,607-184.6k
OSAIC HOLDINGS, INC. Reduced -41,147-41.1k
Cambridge Investment Research Advisors, Inc. Reduced -25,033-25.0k
B. Riley Wealth Advisors, Inc. Reduced -19,251-19.3k
LANARK FINANCIAL, INC. Reduced -12,779-12.8k
UBS Group AG Reduced -10,861-10.9k
Janney Montgomery Scott LLC Reduced -8,523-8.5k
GTS SECURITIES LLC Reduced -8,511-8.5k
MORGAN STANLEY Reduced -7,614-7.6k
BENJAMIN EDWARDS INC Reduced -4,563-4.6k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,131,4991.1m $130.9m $130.9m 0.01% Reduced -7.6k -7,614
2 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 930,345930.3k $107.7m $107.7m 0.04% Added +27.6k +27,626
3 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 747,649747.6k $86.5m $86.5m 0.02% Reduced -1.3k -1,286
4 RAYMOND JAMES FINANCIAL INC 0.02% of their portfolio ST. PETERSBURG, FL 507,963508.0k $58.8m $58.8m 0.02% First filing
5 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 248,407248.4k $28.7m $28.7m 0.01% Added +19.5k +19,517
6 UBS Group AG 0.01% of their portfolio ZURICH, V8 211,995212.0k $24.5m $24.5m 0.01% Reduced -10.9k -10,861
7 NATIONAL BANK OF CANADA /FI/ 0.03% of their portfolio MONTREAL, A8 197,940197.9k $22.9m $22.9m 0.03% Added +6.0k +6,014
8 Kestra Advisory Services, LLC 0.12% of their portfolio AUSTIN, TX 187,649187.6k $21.7m $21.7m 0.12% Added +12.5k +12,515
9 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 169,285169.3k $19.6m $19.6m 0.04% Added +3.7k +3,675
10 Baird Financial Group, Inc. 0.04% of their portfolio MILWAUKEE, WI 166,236166.2k $19.2m $19.2m 0.04% Added +4.5k +4,503
11 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 133,345133.3k $15.4m $15.4m 0.00% Added +3.6k +3,612
12 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 129,521129.5k $15.0m $15.0m 0.03% Reduced -41.1k -41,147
13 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 129,247129.2k $15.0m $15.0m 0.02% Reduced -1.6k -1,598
14 AssuredPartners Investment Advisors, LLC 2.44% of their portfolio Tampa, FL 108,171108.2k $12.5m $12.5m 2.44% First filing
15 Three Cord True Wealth Management, LLC 10.72% of their portfolio Beaver, PA 107,080107.1k $12.4m $12.4m 10.72% First filing
16 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 86,20986.2k $10.0m $10.0m 0.01% Reduced -1.9k -1,911
17 Lakeridge Wealth Management LLC 4.24% of their portfolio MENTOR, OH 70,90670.9k $8.2m $8.2m 4.24% Added +1.3k +1,300
18 BELLEVUE ASSET MANAGEMENT, LLC 4.22% of their portfolio BELLEVUE, WA 70,73270.7k $8.2m $8.2m 4.22% Added +101 +101
19 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 70,30770.3k $8.1m $8.1m 0.01% Reduced -393 -393
20 Per Stirling Capital Management, LLC. 1.02% of their portfolio AUSTIN, TX 62,42062.4k $7.2m $7.2m 1.02% Added +2.4k +2,402
21 Chicago Partners Investment Group LLC 0.23% of their portfolio CHICAGO, IL 60,26860.3k $7.0m $7.0m 0.23% Added +359 +359
22 D.A. DAVIDSON & CO. 0.06% of their portfolio GREAT FALLS, MT 59,41159.4k $6.9m $6.9m 0.06% Reduced -3.5k -3,472
23 Sanctuary Advisors, LLC 0.04% of their portfolio INDIANAPOLIS, IN 56,40456.4k $6.9m $6.9m 0.04% Reduced -137 -137
24 BENJAMIN EDWARDS INC 0.09% of their portfolio Clayton, MO 56,03156.0k $6.5m $6.5m 0.09% Reduced -4.6k -4,563
25 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 54,92754.9k $6.4m $6.4m 0.02% Reduced -25.0k -25,033
26 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 54,37854.4k $6.3m $6.3m 0.02% Reduced -8.5k -8,523
27 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 46,88046.9k $5.4m $5.4m 0.00% Reduced -2.2k -2,216
28 FWG Holdings, LLC 2.31% of their portfolio WINTER PARK, FL 40,45140.5k $4.8m $4.8m 2.31% Added +656 +656
29 KESTRA PRIVATE WEALTH SERVICES, LLC 0.08% of their portfolio AUSTIN, TX 40,37440.4k $4.7m $4.7m 0.08% Reduced -2.4k -2,355
30 Atria Investments, Inc 0.06% of their portfolio Charlotte, NC 38,91738.9k $4.5m $4.5m 0.06% Added +1.1k +1,086
31 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 37,40437.4k $4.3m $4.3m 0.00% Added +1.4k +1,397
32 B. Riley Wealth Advisors, Inc. 0.14% of their portfolio MEMPHIS, TN 37,06837.1k $4.3m $4.3m 0.14% Reduced -19.3k -19,251
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 34,81434.8k $4.0m $4.0m 0.01% Added +31.0k +31,014
34 Western Wealth Management, LLC 0.21% of their portfolio GOLDEN, CO 34,36934.4k $4.0m $4.0m 0.21% Added +12.6k +12,599
35 Stratos Wealth Partners, LTD. 0.06% of their portfolio BEACHWOOD, OH 34,01934.0k $3.9m $3.9m 0.06% Added +2.8k +2,833
36 Prospera Financial Services Inc 0.09% of their portfolio Dallas, TX 33,07633.1k $3.8m $3.8m 0.09% Reduced -3.1k -3,102
37 Priebe Wealth Holdings LLC 2.54% of their portfolio MAPLE GROVE, MN 32,40432.4k $3.7m $3.7m 2.54% Added +1.6k +1,608
38 GTS SECURITIES LLC 0.17% of their portfolio NEW YORK, NY 29,79429.8k $3.4m $3.4m 0.17% Reduced -8.5k -8,511
39 CRUX WEALTH ADVISORS 1.74% of their portfolio LONG BEACH, CA 27,05427.1k $3.1m $3.1m 1.74% First filing
40 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 26,86926.9k $3.1m $3.1m 0.02% Added +507 +507
41 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 26,79826.8k $3.1m $3.1m 0.02% Reduced -111 -111
42 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 24,80124.8k $2.9m $2.9m 0.00% New
43 Solutions 4 Wealth, Ltd 4.49% of their portfolio SOUTHLAKE, TX 21,42821.4k $2.5m $2.5m 4.49% Added +20 +20
44 Snowden Capital Advisors LLC 0.08% of their portfolio New York, NY 21,00721.0k $2.4m $2.4m 0.08% Reduced -368 -368
45 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 20,67620.7k $2.4m $2.4m 0.00% Reduced -1.4k -1,371
46 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 19,11819.1k $2.2m $2.2m 0.00% Reduced -964 -964
47 COMERICA BANK 0.01% of their portfolio DALLAS, TX 18,92418.9k $2.2m $2.2m 0.01% Added +189 +189
48 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 18,63318.6k $2.2m $2.2m 0.00% Added +9.0k +8,962
49 CITIZENS FINANCIAL GROUP INC/RI 0.04% of their portfolio PROVIDENCE, RI 18,19418.2k $2.1m $2.1m 0.04% Added +26 +26
50 Perigon Wealth Management, LLC 0.05% of their portfolio SAN FRANCISCO, CA 16,98117.0k $2.0m $2.0m 0.05% Added +3 +3
51 Bedel Financial Consulting, Inc. 0.28% of their portfolio INDIANAPOLIS, IN 16,90016.9k $2.0m $2.0m 0.28% Unchanged
52 LVZ, Inc. 0.24% of their portfolio Holland, MI 15,91115.9k $1.8m $1.8m 0.24% Added +35 +35
53 OPPENHEIMER & CO INC 0.03% of their portfolio NEW YORK, NY 15,13615.1k $1.8m $1.8m 0.03% Added +2.4k +2,425
54 COZAD ASSET MANAGEMENT INC 0.16% of their portfolio CHAMPAIGN, IL 14,53414.5k $1.7m $1.7m 0.16% Reduced -78 -78
55 Empirical Asset Management, LLC 0.54% of their portfolio WELLESLEY, MA 14,17214.2k $1.6m $1.6m 0.54% Reduced -1.4k -1,414
56 OneDigital Investment Advisors LLC 0.02% of their portfolio OVERLAND PARK, KS 13,64713.6k $1.6m $1.6m 0.02% Added +859 +859
57 Kaydan Wealth Management, Inc. 0.52% of their portfolio FENTON, MI 13,48813.5k $1.6m $1.6m 0.52% Reduced -977 -977
58 Proactive Wealth Strategies LLC 0.77% of their portfolio MARIETTA, GA 12,80612.8k $1.5m $1.5m 0.77% Added +10 +10
59 DHJJ Financial Advisors, Ltd. 0.56% of their portfolio NAPERVILLE, IL 12,38612.4k $1.4m $1.4m 0.56% Reduced -417 -417
60 STEPHENS INC /AR/ 0.02% of their portfolio LITTLE ROCK, AR 11,30711.3k $1.3m $1.3m 0.02% Reduced -242 -242
61 Transamerica Financial Advisors, LLC 0.13% of their portfolio CEDAR RAPIDS, IA 11,26511.3k $1.3m $1.3m 0.13% Reduced -509 -509
62 PARK NATIONAL CORP /OH/ 0.05% of their portfolio NEWARK, OH 11,19411.2k $1.3m $1.3m 0.05% Unchanged
63 POTENTIA WEALTH 0.57% of their portfolio SAN JOSE, CA 11,03911.0k $1.3m $1.3m 0.57% First filing
64 HARBOUR INVESTMENTS, INC. 0.04% of their portfolio MADISON, WI 10,88610.9k $1.3m $1.3m 0.04% Reduced -186 -186
65 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 10,62910.6k $1.2m $1.2m 0.01% Reduced -511 -511
66 Pacific Sun Financial Corp 0.67% of their portfolio LOS ANGELES, CA 10,59410.6k $1.2m $1.2m 0.67% Reduced -35 -35
67 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 10,45810.5k $1.2m $1.2m 0.00% Added +3.4k +3,368
68 Sterling Investment Advisors, Ltd. 0.29% of their portfolio BERWYN, PA 10,19510.2k $1.2m $1.2m 0.29% Reduced -225 -225
69 FLOW TRADERS U.S. LLC 0.05% of their portfolio NEW YORK, NY 10,19110.2k $1.2m $1.2m 0.05% Added +2.4k +2,354
70 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 9,1879.2k $1.1m $1.1m 0.00% Added +425 +425
71 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 9,0919.1k $1.1m $1.1m 0.01% Reduced -220 -220
72 Keystone Wealth Services, LLC 0.26% of their portfolio PALM DESERT, CA 8,4738.5k $980.4k $980.4k 0.26% Added +1 +1
73 Independent Advisor Alliance 0.01% of their portfolio CHARLOTTE, NC 8,2578.3k $955.5k $955.5k 0.01% New
74 MARSHALL INVESTMENT MANAGEMENT, LLC 0.52% of their portfolio LITTLETON, CO 7,5237.5k $881.3k $881.3k 0.52% First filing
75 &PARTNERS 0.01% of their portfolio NASHVILLE, TN 7,3737.4k $863.9k $863.9k 0.01% Added +3.0k +2,990
76 Southland Equity Partners LLC 0.20% of their portfolio WILDWOOD, MO 7,3277.3k $847.9k $847.9k 0.20% Reduced -91 -91
77 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 7,2967.3k $844.3k $844.3k 0.00% Added +302 +302
78 United Advisor Group, LLC 0.16% of their portfolio CINCINNATI, OH 7,1737.2k $830.0k $830.0k 0.16% Added +11 +11
79 GPS Wealth Strategies Group, LLC 0.10% of their portfolio CENTENNIAL, CO 6,4496.4k $746.3k $746.3k 0.10% Reduced -195 -195
80 Virtu Financial LLC 0.04% of their portfolio New York, NY 6,2986.3k $729.0k $729.0k 0.04% New
81 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 6,1516.2k $711.8k $711.8k 0.00% New
82 Three Seasons Wealth, LLC 0.34% of their portfolio SALT LAKE CITY, UT 5,9786.0k $691.8k $691.8k 0.34% Reduced -36 -36
83 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 5,8665.9k $678.9k $678.9k 0.02% Reduced -138 -138
84 IHT Wealth Management, LLC 0.02% of their portfolio Chicago, IL 5,8215.8k $673.7k $673.7k 0.02% Reduced -2.0k -2,046
85 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 5,5445.5k $641.6k $641.6k 0.01% Reduced -11 -11
86 PFG Advisors 0.04% of their portfolio Phoenix, AZ 5,5225.5k $639.1k $639.1k 0.04% Reduced -134 -134
87 Rathbones Group PLC 0.00% of their portfolio Liverpool, X0 5,4315.4k $628.5k $628.5k 0.00% Added +185 +185
88 MONECO ADVISORS, LLC 0.07% of their portfolio FAIRFIELD, CT 5,4285.4k $628.2k $628.2k 0.07% Reduced -2.0k -2,001
89 American Institute for Advanced Investment Management, LLP 0.47% of their portfolio Scottsdale, AZ 5,3905.4k $623.7k $623.7k 0.47% Reduced -2.4k -2,374
90 Higgins & Schmidt Wealth Strategies LLC 0.37% of their portfolio DENVER, CO 5,0675.1k $586.3k $586.3k 0.37% Added +3 +3
91 CWM, LLC 0.00% of their portfolio OMAHA, NE 5,0245.0k $581.0k $581.0k 0.00% Reduced -3.8k -3,786
92 First Heartland Consultants, Inc. 0.06% of their portfolio LAKE ST. LOUIS, MO 4,6724.7k $540.6k $540.6k 0.06% Reduced -364 -364
93 Quantum Private Wealth, LLC 0.17% of their portfolio TAMPA, FL 4,6704.7k $540.4k $540.4k 0.17% Unchanged
94 Apollon Wealth Management, LLC 0.01% of their portfolio MOUNT PLEASANT, SC 4,5124.5k $522.1k $522.1k 0.01% Added +19 +19
95 WOODMONT INVESTMENT COUNSEL LLC 0.04% of their portfolio NASHVILLE, TN 4,2924.3k $496.7k $496.7k 0.04% Added +1.2k +1,220
96 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 4,1484.1k $480.0k $480.0k 0.00% Unchanged
97 Independent Wealth Network Inc. 0.19% of their portfolio URBANDALE, IA 4,0044.0k $463.3k $463.3k 0.19% Reduced -52 -52
98 CONDOR CAPITAL MANAGEMENT 0.04% of their portfolio MARTINSVILLE, NJ 3,9734.0k $459.8k $459.8k 0.04% Reduced -65 -65
99 Mariner, LLC 0.00% of their portfolio Overland Park, KS 3,8233.8k $442.4k $442.4k 0.00% Reduced -205 -205
100 Arax Advisory Partners 0.03% of their portfolio NEW YORK, NY 3,7833.8k $437.8k $437.8k 0.03% New