Vault-13

FIRST TR MID CAP CORE ALPHAD FNX

COM SHS · ETP · CUSIP 33735B108

181 institutional holders +0 vs Q2 2024
6,955,1627.0m shares reported held*
$793.6mreported value*
10 new 67 added 57 reduced 11 sold out net bought ≈ $760.4k (+189.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $114.11. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 148Q4 22: 163Q1 23: 160Q2 23: 158Q3 23: 162Q4 23: 173Q1 24: 168Q2 24: 181Q3 24: 181181Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022148
Q4 2022163
Q1 2023160
Q2 2023158
Q3 2023162
Q4 2023173
Q1 2024168
Q2 2024181
Q3 2024181

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 78 bought or addedQ4 22: 65 cut or sold outQ1 23: 69 bought or addedQ1 23: 74 cut or sold outQ1 23Q2 23: 64 bought or addedQ2 23: 81 cut or sold outQ3 23: 77 bought or addedQ3 23: 66 cut or sold outQ3 23Q4 23: 58 bought or addedQ4 23: 89 cut or sold outQ1 24: 67 bought or addedQ1 24: 78 cut or sold outQ1 24Q2 24: 70 bought or addedQ2 24: 68 cut or sold outQ3 24: 77 bought or addedQ3 24: 68 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20227865
Q1 20236974
Q2 20236481
Q3 20237766
Q4 20235889
Q1 20246778
Q2 20247068
Q3 20247768

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150k$200kQ4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $173.6kQ2 24 puts: $32.6kQ2 24P/C 0.19Q3 24 calls: $0Q3 24 puts: $0Q3 24P/C —
Numbers
QuarterCallsPutsP/C
Q4 2023$0$0—
Q1 2024$0$0—
Q2 2024$173.6k$32.6k0.19
Q3 2024$0$0—

Biggest buyers

NATIONAL BANK OF CANADA /FI/ Added +189,938+189.9k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Added +182,831+182.8k
BENJAMIN EDWARDS INC New +60,594+60.6k
LPL Financial LLC Added +42,038+42.0k
Cetera Investment Advisers Added +31,036+31.0k
GTS SECURITIES LLC Added +27,434+27.4k
OSAIC HOLDINGS, INC. Added +21,892+21.9k
COMMONWEALTH EQUITY SERVICES, LLC Added +13,684+13.7k
BANK OF AMERICA CORP /DE/ Added +10,224+10.2k
Empirical Asset Management, LLC Added +9,138+9.1k

Biggest sellers

Kestra Advisory Services, LLC Reduced -120,099-120.1k
Atria Wealth Solutions, Inc. Reduced -61,493-61.5k
Cambridge Investment Research Advisors, Inc. Reduced -41,835-41.8k
MORGAN STANLEY Reduced -40,575-40.6k
First Heartland Consultants, Inc. Reduced -31,130-31.1k
UBS Group AG Reduced -26,307-26.3k
RAYMOND JAMES & ASSOCIATES Reduced -23,004-23.0k
Concorde Asset Management, LLC Sold out -17,197-17.2k
Virtu Financial LLC Sold out -14,796-14.8k
OLD MISSION CAPITAL LLC Sold out -14,341-14.3k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,139,1131.1m $133.4m $133.4m 0.01% Reduced -40.6k -40,575
2 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 902,719902.7k $105.8m $105.8m 0.05% Added +42.0k +42,038
3 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 748,935748.9k $87.7m $87.7m 0.02% Added +269 +269
4 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 289,977290.0k $34.0m $34.0m 0.05% Reduced -12.0k -11,959
5 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 228,890228.9k $26.8m $26.8m 0.01% Reduced -12.1k -12,054
6 UBS Group AG 0.01% of their portfolio ZURICH, V8 222,856222.9k $26.1m $26.1m 0.01% Reduced -26.3k -26,307
7 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 206,664206.7k $24.2m $24.2m 0.01% Reduced -23.0k -23,004
8 NATIONAL BANK OF CANADA /FI/ 0.03% of their portfolio MONTREAL, A8 191,926191.9k $22.5m $22.5m 0.03% Added +189.9k +189,938
9 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 184,607184.6k $1.6k $1.6k 0.00% Added +182.8k +182,831
10 Kestra Advisory Services, LLC 0.11% of their portfolio AUSTIN, TX 175,134175.1k $20.5m $20.5m 0.11% Reduced -120.1k -120,099
11 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 170,668170.7k $20.0m $20.0m 0.05% Added +21.9k +21,892
12 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 165,610165.6k $19.4m $19.4m 0.04% Added +31.0k +31,036
13 Baird Financial Group, Inc. 0.04% of their portfolio MILWAUKEE, WI 161,733161.7k $18.9m $18.9m 0.04% Reduced -73 -73
14 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 130,845130.8k $15.3m $15.3m 0.02% Reduced -4.7k -4,666
15 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 129,733129.7k $15.2m $15.2m 0.00% Added +10.2k +10,224
16 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 88,12088.1k $10.3m $10.3m 0.01% Added +822 +822
17 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 79,96080.0k $9.4m $9.4m 0.03% Reduced -41.8k -41,835
18 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 70,70070.7k $8.3m $8.3m 0.01% Added +13.7k +13,684
19 BELLEVUE ASSET MANAGEMENT, LLC 4.25% of their portfolio BELLEVUE, WA 70,63170.6k $8.3m $8.3m 4.25% Added +43 +43
20 Lakeridge Wealth Management LLC 4.48% of their portfolio MENTOR, OH 69,60669.6k $8.2m $8.2m 4.48% Added +3.9k +3,860
21 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 62,90162.9k $7.4m $7.4m 0.02% Added +3.9k +3,893
22 D.A. DAVIDSON & CO. 0.06% of their portfolio GREAT FALLS, MT 62,88362.9k $7.4m $7.4m 0.06% Reduced -7.1k -7,146
23 BENJAMIN EDWARDS INC 0.10% of their portfolio Clayton, MO 60,59460.6k $7.1m $7.1m 0.10% New
24 Per Stirling Capital Management, LLC. 0.98% of their portfolio AUSTIN, TX 60,01860.0k $7.0m $7.0m 0.98% Added +1.9k +1,936
25 Chicago Partners Investment Group LLC 0.25% of their portfolio CHICAGO, IL 59,90959.9k $7.0m $7.0m 0.25% Added +1.3k +1,288
26 Sanctuary Advisors, LLC 0.04% of their portfolio INDIANAPOLIS, IN 56,54156.5k $7.1m $7.1m 0.04% Added +3.1k +3,147
27 B. Riley Wealth Advisors, Inc. 0.18% of their portfolio MEMPHIS, TN 56,31956.3k $6.6m $6.6m 0.18% Added +3.2k +3,215
28 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 49,09649.1k $5.8m $5.8m 0.01% Added +102 +102
29 KESTRA PRIVATE WEALTH SERVICES, LLC 0.09% of their portfolio AUSTIN, TX 42,72942.7k $5.0m $5.0m 0.09% Reduced -336 -336
30 FWG Holdings, LLC 2.32% of their portfolio WINTER PARK, FL 39,79539.8k $4.7m $4.7m 2.32% Added +1.4k +1,438
31 GTS SECURITIES LLC 0.09% of their portfolio NEW YORK, NY 38,30538.3k $4.5m $4.5m 0.09% Added +27.4k +27,434
32 Atria Investments, Inc 0.06% of their portfolio Charlotte, NC 37,83137.8k $4.4m $4.4m 0.06% Added +491 +491
33 Prospera Financial Services Inc 0.11% of their portfolio Dallas, TX 36,17836.2k $4.2m $4.2m 0.11% Added +1.8k +1,807
34 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 36,00736.0k $4.2m $4.2m 0.00% Added +3.6k +3,556
35 Stratos Wealth Partners, LTD. 0.05% of their portfolio BEACHWOOD, OH 31,18631.2k $3.7m $3.7m 0.05% Added +4.5k +4,519
36 Priebe Wealth Holdings LLC 2.63% of their portfolio MAPLE GROVE, MN 30,79630.8k $3.6m $3.6m 2.63% Added +2.0k +1,966
37 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 26,90926.9k $3.2m $3.2m 0.02% Reduced -851 -851
38 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 26,36226.4k $3.1m $3.1m 0.02% Reduced -888 -888
39 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 22,04722.0k $2.6m $2.6m 0.00% Reduced -9.5k -9,537
40 Western Wealth Management, LLC 0.15% of their portfolio GOLDEN, CO 21,77021.8k $2.6m $2.6m 0.15% Added +3.1k +3,114
41 Solutions 4 Wealth, Ltd 4.90% of their portfolio SOUTHLAKE, TX 21,40821.4k $2.5m $2.5m 4.90% Added +19 +19
42 Snowden Capital Advisors LLC 0.07% of their portfolio New York, NY 21,37521.4k $2.5m $2.5m 0.07% Reduced -787 -787
43 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 20,08220.1k $2.4m $2.4m 0.00% Added +7.2k +7,195
44 COMERICA BANK 0.01% of their portfolio DALLAS, TX 18,73518.7k $2.2m $2.2m 0.01% Reduced -88 -88
45 CITIZENS FINANCIAL GROUP INC/RI 0.04% of their portfolio PROVIDENCE, RI 18,16818.2k $2.1m $2.1m 0.04% Added +26 +26
46 Perigon Wealth Management, LLC 0.05% of their portfolio SAN FRANCISCO, CA 16,97817.0k $2.0m $2.0m 0.05% Added +468 +468
47 Bedel Financial Consulting, Inc. 0.28% of their portfolio INDIANAPOLIS, IN 16,90016.9k $2.0m $2.0m 0.28% Unchanged
48 LVZ, Inc. 0.24% of their portfolio Holland, MI 15,87615.9k $1.9m $1.9m 0.24% Added +420 +420
49 Empirical Asset Management, LLC 0.65% of their portfolio WELLESLEY, MA 15,58615.6k $1.8m $1.8m 0.65% Added +9.1k +9,138
50 COZAD ASSET MANAGEMENT INC 0.16% of their portfolio CHAMPAIGN, IL 14,61214.6k $1.7m $1.7m 0.16% Reduced -135 -135
51 Kaydan Wealth Management, Inc. 0.50% of their portfolio FENTON, MI 14,46514.5k $1.7m $1.7m 0.50% Reduced -116 -116
52 DHJJ Financial Advisors, Ltd. 0.59% of their portfolio NAPERVILLE, IL 12,80312.8k $1.5m $1.5m 0.59% Reduced -520 -520
53 Proactive Wealth Strategies LLC 0.83% of their portfolio MARIETTA, GA 12,79612.8k $1.5m $1.5m 0.83% First filing
54 LANARK FINANCIAL, INC. 0.13% of their portfolio BIRMINGHAM, AL 12,79112.8k $1.5m $1.5m 0.13% Reduced -703 -703
55 OneDigital Investment Advisors LLC 0.02% of their portfolio OVERLAND PARK, KS 12,78812.8k $1.5m $1.5m 0.02% Added +8.0k +7,994
56 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 12,71112.7k $1.5m $1.5m 0.02% Added +822 +822
57 Transamerica Financial Advisors, LLC 0.13% of their portfolio CEDAR RAPIDS, IA 11,77411.8k $1.4m $1.4m 0.13% Reduced -1.4k -1,390
58 STEPHENS INC /AR/ 0.02% of their portfolio LITTLE ROCK, AR 11,54911.5k $1.4m $1.4m 0.02% Added +6 +6
59 PARK NATIONAL CORP /OH/ 0.05% of their portfolio NEWARK, OH 11,19411.2k $1.3m $1.3m 0.05% Unchanged
60 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 11,14011.1k $1.3m $1.3m 0.01% Reduced -50 -50
61 HARBOUR INVESTMENTS, INC. 0.04% of their portfolio MADISON, WI 11,07211.1k $1.3m $1.3m 0.04% Reduced -278 -278
62 Pacific Sun Financial Corp 0.69% of their portfolio LOS ANGELES, CA 10,62910.6k $1.2m $1.2m 0.69% Reduced -10 -10
63 Sterling Investment Advisors, Ltd. 0.31% of their portfolio BERWYN, PA 10,42010.4k $1.2m $1.2m 0.31% Reduced -445 -445
64 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 9,6719.7k $1.1m $1.1m 0.00% Added +1.3k +1,320
65 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 9,3119.3k $1.1m $1.1m 0.01% Added +28 +28
66 CWM, LLC 0.00% of their portfolio OMAHA, NE 8,8108.8k $1.0m $1.0m 0.00% Added +31 +31
67 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 8,7628.8k $1.0m $1.0m 0.00% Reduced -1.6k -1,612
68 Keystone Wealth Services, LLC 0.27% of their portfolio PALM DESERT, CA 8,4728.5k $992.5k $992.5k 0.27% Unchanged
69 IHT Wealth Management, LLC 0.03% of their portfolio Chicago, IL 7,8677.9k $920.0k $920.0k 0.03% Added +974 +974
70 FLOW TRADERS U.S. LLC 0.05% of their portfolio NEW YORK, NY 7,8377.8k $918.0k $918.0k 0.05% Added +1.3k +1,328
71 American Institute for Advanced Investment Management, LLP 0.65% of their portfolio Scottsdale, AZ 7,7647.8k $909.5k $909.5k 0.65% Reduced -274 -274
72 MONECO ADVISORS, LLC 0.11% of their portfolio FAIRFIELD, CT 7,4297.4k $870.3k $870.3k 0.11% Added +3 +3
73 Southland Equity Partners LLC 0.21% of their portfolio WILDWOOD, MO 7,4187.4k $869.0k $869.0k 0.21% Reduced -6 -6
74 United Advisor Group, LLC 0.19% of their portfolio CINCINNATI, OH 7,1627.2k $839.0k $839.0k 0.19% Added +8 +8
75 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 7,0907.1k $828.6k $828.6k 0.00% Added +2.7k +2,663
76 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 6,9947.0k $819.4k $819.4k 0.00% Reduced -448 -448
77 GPS Wealth Strategies Group, LLC 0.10% of their portfolio CENTENNIAL, CO 6,6446.6k $777.9k $777.9k 0.10% Added +6.6k +6,605
78 Kowal Investment Group, LLC 0.14% of their portfolio BROOKFIELD, WI 6,4406.4k $754.4k $754.4k 0.14% Reduced -462 -462
79 Three Seasons Wealth, LLC 0.37% of their portfolio SALT LAKE CITY, UT 6,0146.0k $704.5k $704.5k 0.37% Reduced -300 -300
80 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 6,0046.0k $703.4k $703.4k 0.02% Added +278 +278
81 PFG Advisors 0.04% of their portfolio Phoenix, AZ 5,6565.7k $662.6k $662.6k 0.04% Reduced -678 -678
82 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 5,5555.6k $650.8k $650.8k 0.01% Added +294 +294
83 Rathbones Group PLC 0.00% of their portfolio Liverpool, X0 5,2465.2k $614.6k $614.6k 0.00% Added +1.5k +1,528
84 Higgins & Schmidt Wealth Strategies LLC 0.38% of their portfolio DENVER, CO 5,0645.1k $593.3k $593.3k 0.38% Added +2 +2
85 First Heartland Consultants, Inc. 0.06% of their portfolio LAKE ST. LOUIS, MO 5,0365.0k $590.0k $590.0k 0.06% Reduced -31.1k -31,130
86 Quantum Private Wealth, LLC 0.19% of their portfolio TAMPA, FL 4,6704.7k $547.1k $547.1k 0.19% Unchanged
87 Apollon Wealth Management, LLC 0.01% of their portfolio MOUNT PLEASANT, SC 4,4934.5k $526.4k $526.4k 0.01% Reduced -9.8k -9,815
88 &PARTNERS 0.01% of their portfolio NASHVILLE, TN 4,3834.4k $513.4k $513.4k 0.01% New
89 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 4,1484.1k $485.9k $485.9k 0.00% Added +63 +63
90 Independent Wealth Network Inc. 0.21% of their portfolio URBANDALE, IA 4,0564.1k $475.2k $475.2k 0.21% Reduced -21 -21
91 CONDOR CAPITAL MANAGEMENT 0.04% of their portfolio MARTINSVILLE, NJ 4,0384.0k $473.1k $473.1k 0.04% Unchanged
92 Mariner, LLC 0.00% of their portfolio Overland Park, KS 4,0284.0k $471.9k $471.9k 0.00% New
93 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 3,8003.8k $445.2k $445.2k 0.00% Reduced -9.6k -9,567
94 StoneX Group Inc. 0.03% of their portfolio NEW YORK, NY 3,7983.8k $444.9k $444.9k 0.03% Reduced -1.8k -1,771
95 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 3,6713.7k $430.0k $430.0k 0.01% Added +134 +134
96 TCFG WEALTH MANAGEMENT, LLC 0.21% of their portfolio LAGUNA NIGUEL, CA 3,6473.6k $427.2k $427.2k 0.21% First filing
97 Moors & Cabot, Inc. 0.02% of their portfolio BOSTON, MA 3,6233.6k $424.5k $424.5k 0.02% Reduced -548 -548
98 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 3,6013.6k $421.9k $421.9k 0.00% Reduced -8 -8
99 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.03% of their portfolio CEDAR RAPIDS, IA 3,5303.5k $413.5k $413.5k 0.03% Reduced -91 -91
100 KPP Advisory Services LLC 0.10% of their portfolio Louisville, KY 3,4633.5k $405.7k $405.7k 0.10% Reduced -30 -30