Vault-13

FIRST TR MID CAP CORE ALPHAD FNX

COM SHS · ETP · CUSIP 33735B108

181 institutional holders +13 vs Q1 2024
6,806,2816.8m shares reported held*
$739.4mreported value*
15 new 55 added 64 reduced 4 sold out net sold ≈ $271.4m (-2.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $108.63. Options: 2 managers hold calls ($173.6k notional), 2 hold puts ($32.6k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 148Q4 22: 163Q1 23: 160Q2 23: 158Q3 23: 162Q4 23: 173Q1 24: 168Q2 24: 181181Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022148
Q4 2022163
Q1 2023160
Q2 2023158
Q3 2023162
Q4 2023173
Q1 2024168
Q2 2024181

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 78 bought or addedQ4 22: 65 cut or sold outQ4 22Q1 23: 69 bought or addedQ1 23: 74 cut or sold outQ2 23: 64 bought or addedQ2 23: 81 cut or sold outQ2 23Q3 23: 77 bought or addedQ3 23: 66 cut or sold outQ4 23: 58 bought or addedQ4 23: 89 cut or sold outQ4 23Q1 24: 67 bought or addedQ1 24: 78 cut or sold outQ2 24: 70 bought or addedQ2 24: 68 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20227865
Q1 20236974
Q2 20236481
Q3 20237766
Q4 20235889
Q1 20246778
Q2 20247068

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150k$200kQ3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $173.6kQ2 24 puts: $32.6kQ2 24P/C 0.19
Numbers
QuarterCallsPutsP/C
Q3 2023$0$0—
Q4 2023$0$0—
Q1 2024$0$0—
Q2 2024$173.6k$32.6k0.19

Biggest buyers

Atria Wealth Solutions, Inc. Added +61,462+61.5k
Cambridge Investment Research Advisors, Inc. Added +44,696+44.7k
RAYMOND JAMES & ASSOCIATES Added +20,815+20.8k
Per Stirling Capital Management, LLC. Added +20,567+20.6k
Concorde Asset Management, LLC New +17,197+17.2k
ROYAL BANK OF CANADA Added +15,105+15.1k
Virtu Financial LLC New +14,796+14.8k
OLD MISSION CAPITAL LLC New +14,341+14.3k
LPL Financial LLC Added +11,453+11.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +10,953+11.0k

Biggest sellers

MORGAN STANLEY Reduced -2,382,254-2.4m
Kaydan Wealth Management, Inc. Reduced -196,712-196.7k
NATIONAL BANK OF CANADA /FI/ Reduced -57,994-58.0k
Kestra Advisory Services, LLC Reduced -50,445-50.4k
IHT Wealth Management, LLC Reduced -23,682-23.7k
BENJAMIN F. EDWARDS & COMPANY, INC. Reduced -16,536-16.5k
OSAIC HOLDINGS, INC. Reduced -12,852-12.9k
WELLS FARGO & COMPANY/MN Reduced -9,309-9.3k
D.A. DAVIDSON & CO. Reduced -7,066-7.1k
CITADEL ADVISORS LLC Reduced -6,415-6.4k

Biggest calls

Belvedere Trading LLC New $173.6k1.6k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

Belvedere Trading LLC New $32.6k300 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,179,6881.2m $128.0m $128.0m 0.01% Reduced -2.4m -2,382,254
2 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 860,681860.7k $93.4m $93.4m 0.05% Added +11.5k +11,453
3 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 748,666748.7k $81.3m $81.3m 0.02% Reduced -9.3k -9,309
4 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 301,936301.9k $32.8m $32.8m 0.05% Added +1.2k +1,154
5 Kestra Advisory Services, LLC 0.18% of their portfolio AUSTIN, TX 295,233295.2k $32.0m $32.0m 0.18% Reduced -50.4k -50,445
6 UBS Group AG 0.01% of their portfolio ZURICH, V8 249,163249.2k $27.0m $27.0m 0.01% Reduced -2.8k -2,844
7 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 240,944240.9k $26.1m $26.1m 0.01% Added +15.1k +15,105
8 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 229,668229.7k $24.9m $24.9m 0.02% Added +20.8k +20,815
9 Baird Financial Group, Inc. 0.04% of their portfolio MILWAUKEE, WI 161,806161.8k $17.6m $17.6m 0.04% Added +2.1k +2,080
10 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 148,776148.8k $16.1m $16.1m 0.04% Reduced -12.9k -12,852
11 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 135,511135.5k $14.7m $14.7m 0.02% Added +2.3k +2,318
12 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 134,574134.6k $14.6m $14.6m 0.03% Reduced -4.4k -4,415
13 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 121,795121.8k $13.2m $13.2m 0.05% Added +44.7k +44,696
14 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 119,509119.5k $13.0m $13.0m 0.00% Added +6.1k +6,130
15 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 87,29887.3k $9.5m $9.5m 0.01% Added +6.8k +6,810
16 BELLEVUE ASSET MANAGEMENT, LLC 4.23% of their portfolio BELLEVUE, WA 70,58870.6k $7.7m $7.7m 4.23% Reduced -144 -144
17 D.A. DAVIDSON & CO. 0.07% of their portfolio GREAT FALLS, MT 70,02970.0k $7.6m $7.6m 0.07% Reduced -7.1k -7,066
18 Lakeridge Wealth Management LLC 4.29% of their portfolio MENTOR, OH 65,74665.7k $7.1m $7.1m 4.29% Added +1.9k +1,899
19 Atria Wealth Solutions, Inc. 0.08% of their portfolio NEW YORK, NY 64,02464.0k $6.9m $6.9m 0.08% Added +61.5k +61,462
20 BENJAMIN F. EDWARDS & COMPANY, INC. 0.11% of their portfolio ST. LOUIS, MO 59,19459.2k $6.4m $6.4m 0.11% Reduced -16.5k -16,536
21 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 59,00859.0k $6.4m $6.4m 0.02% Added +3.9k +3,875
22 Chicago Partners Investment Group LLC 0.26% of their portfolio CHICAGO, IL 58,62158.6k $6.8m $6.8m 0.26% Added +349 +349
23 Per Stirling Capital Management, LLC. 1.02% of their portfolio AUSTIN, TX 58,08258.1k $6.3m $6.3m 1.02% Added +20.6k +20,567
24 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 57,01657.0k $6.2m $6.2m 0.01% Reduced -680 -680
25 Sanctuary Advisors, LLC 0.04% of their portfolio INDIANAPOLIS, IN 53,39453.4k $5.8m $5.8m 0.04% First filing
26 B. Riley Wealth Advisors, Inc. 0.15% of their portfolio MEMPHIS, TN 53,10453.1k $5.8m $5.8m 0.15% Added +6.5k +6,536
27 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 48,99449.0k $5.3m $5.3m 0.01% Reduced -1.6k -1,568
28 KESTRA PRIVATE WEALTH SERVICES, LLC 0.09% of their portfolio AUSTIN, TX 43,06543.1k $4.7m $4.7m 0.09% Reduced -2.0k -2,026
29 FWG Holdings, LLC 2.20% of their portfolio WINTER PARK, FL 38,35738.4k $4.4m $4.4m 2.20% Added +675 +675
30 Atria Investments, Inc 0.05% of their portfolio Charlotte, NC 37,34037.3k $4.1m $4.1m 0.05% Reduced -2.0k -2,039
31 First Heartland Consultants, Inc. 0.39% of their portfolio LAKE ST. LOUIS, MO 36,16636.2k $3.9m $3.9m 0.39% Reduced -573 -573
32 Prospera Financial Services Inc 0.10% of their portfolio Dallas, TX 34,37134.4k $3.7m $3.7m 0.10% Added +1.9k +1,912
33 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 32,45132.5k $3.5m $3.5m 0.00% Added +6.9k +6,949
34 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 31,58431.6k $3.4m $3.4m 0.00% Reduced -3.0k -3,012
35 Priebe Wealth Holdings LLC 2.48% of their portfolio MAPLE GROVE, MN 28,83028.8k $3.1m $3.1m 2.48% Added +2.6k +2,630
36 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 27,76027.8k $3.0m $3.0m 0.02% Reduced -946 -946
37 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 27,25027.2k $3.0m $3.0m 0.02% Reduced -5.8k -5,836
38 Stratos Wealth Partners, LTD. 0.05% of their portfolio BEACHWOOD, OH 26,66726.7k $2.9m $2.9m 0.05% Reduced -4.2k -4,177
39 Snowden Capital Advisors LLC 0.07% of their portfolio New York, NY 22,16222.2k $2.4m $2.4m 0.07% Reduced -349 -349
40 Solutions 4 Wealth, Ltd 5.26% of their portfolio SOUTHLAKE, TX 21,38921.4k $2.3m $2.3m 5.26% Reduced -26 -26
41 COMERICA BANK 0.01% of their portfolio DALLAS, TX 18,82318.8k $2.0m $2.0m 0.01% Reduced -723 -723
42 Western Wealth Management, LLC 0.15% of their portfolio GOLDEN, CO 18,65618.7k $2.0m $2.0m 0.15% Added +780 +780
43 CITIZENS FINANCIAL GROUP INC/RI 0.04% of their portfolio PROVIDENCE, RI 18,14218.1k $2.0m $2.0m 0.04% Added +20 +20
44 Concorde Asset Management, LLC 1.15% of their portfolio ANN ARBOR, MI 17,19717.2k $1.9m $1.9m 1.15% New
45 Bedel Financial Consulting, Inc. 0.27% of their portfolio INDIANAPOLIS, IN 16,90016.9k $1.8m $1.8m 0.27% Unchanged
46 Perigon Wealth Management, LLC 0.05% of their portfolio SAN FRANCISCO, CA 16,51016.5k $1.8m $1.8m 0.05% Added +351 +351
47 LVZ, Inc. 0.23% of their portfolio Holland, MI 15,45615.5k $1.7m $1.7m 0.23% Reduced -364 -364
48 Virtu Financial LLC 0.11% of their portfolio New York, NY 14,79614.8k $1.6m $1.6m 0.11% New
49 COZAD ASSET MANAGEMENT INC 0.16% of their portfolio CHAMPAIGN, IL 14,74714.7k $1.6m $1.6m 0.16% Added +1 +1
50 Kaydan Wealth Management, Inc. 0.56% of their portfolio FENTON, MI 14,58114.6k $1.6m $1.6m 0.56% Reduced -196.7k -196,712
51 OLD MISSION CAPITAL LLC 0.04% of their portfolio CHICAGO, IL 14,34114.3k $1.6m $1.6m 0.04% New
52 Apollon Wealth Management, LLC 0.05% of their portfolio MOUNT PLEASANT, SC 14,30814.3k $1.6m $1.6m 0.05% Reduced -972 -972
53 LANARK FINANCIAL, INC. 0.13% of their portfolio BIRMINGHAM, AL 13,49413.5k $1.5m $1.5m 0.13% Reduced -145 -145
54 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 13,36713.4k $1.5m $1.5m 0.00% Added +11.0k +10,953
55 DHJJ Financial Advisors, Ltd. 0.61% of their portfolio NAPERVILLE, IL 13,32313.3k $1.4m $1.4m 0.61% Reduced -2.5k -2,520
56 Transamerica Financial Advisors, LLC 0.15% of their portfolio CEDAR RAPIDS, IA 13,16413.2k $1.4m $1.4m 0.15% Unchanged
57 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 12,88712.9k $1.4m $1.4m 0.00% Added +455 +455
58 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 11,88911.9k $1.3m $1.3m 0.02% Reduced -13 -13
59 STEPHENS INC /AR/ 0.02% of their portfolio LITTLE ROCK, AR 11,54311.5k $1.3m $1.3m 0.02% Unchanged
60 HARBOUR INVESTMENTS, INC. 0.04% of their portfolio MADISON, WI 11,35011.3k $1.2m $1.2m 0.04% Reduced -1.3k -1,297
61 PARK NATIONAL CORP /OH/ 0.04% of their portfolio NEWARK, OH 11,19411.2k $1.2m $1.2m 0.04% Reduced -6.2k -6,249
62 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 11,19011.2k $1.2m $1.2m 0.01% Reduced -413 -413
63 GTS SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 10,87110.9k $1.2m $1.2m 0.02% New
64 Sterling Investment Advisors, Ltd. 0.32% of their portfolio BERWYN, PA 10,86510.9k $1.2m $1.2m 0.32% Reduced -510 -510
65 Pacific Sun Financial Corp 0.68% of their portfolio LOS ANGELES, CA 10,63910.6k $1.2m $1.2m 0.68% Reduced -40 -40
66 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 10,37410.4k $1.1m $1.1m 0.00% Reduced -914 -914
67 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 9,2839.3k $1.0m $1.0m 0.01% Added +1 +1
68 CWM, LLC 0.00% of their portfolio OMAHA, NE 8,7798.8k $953.0k $953.0k 0.00% Added +17 +17
69 Keystone Wealth Services, LLC 0.29% of their portfolio PALM DESERT, CA 8,4728.5k $919.4k $919.4k 0.29% Reduced -94 -94
70 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 8,3518.4k $906.3k $906.3k 0.00% Added +74 +74
71 American Institute for Advanced Investment Management, LLP 0.67% of their portfolio Scottsdale, AZ 8,0388.0k $872.3k $872.3k 0.67% Added +346 +346
72 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 7,4427.4k $807.7k $807.7k 0.00% Reduced -249 -249
73 MONECO ADVISORS, LLC 0.12% of their portfolio FAIRFIELD, CT 7,4267.4k $805.9k $805.9k 0.12% Reduced -340 -340
74 Southland Equity Partners LLC 0.23% of their portfolio WILDWOOD, MO 7,4247.4k $805.7k $805.7k 0.23% Reduced -6 -6
75 United Advisor Group, LLC 0.24% of their portfolio CINCINNATI, OH 7,1547.2k $776.4k $776.4k 0.24% Reduced -462 -462
76 Kowal Investment Group, LLC 0.15% of their portfolio BROOKFIELD, WI 6,9026.9k $749.1k $749.1k 0.15% Added +155 +155
77 IHT Wealth Management, LLC 0.03% of their portfolio Chicago, IL 6,8936.9k $748.1k $748.1k 0.03% Reduced -23.7k -23,682
78 FLOW TRADERS U.S. LLC 0.03% of their portfolio NEW YORK, NY 6,5096.5k $706.0k $706.0k 0.03% Added +4.5k +4,488
79 Empirical Asset Management, LLC 0.26% of their portfolio WELLESLEY, MA 6,4486.4k $699.7k $699.7k 0.26% New
80 PFG Advisors 0.05% of their portfolio Phoenix, AZ 6,3346.3k $687.5k $687.5k 0.05% Reduced -147 -147
81 Three Seasons Wealth, LLC 0.38% of their portfolio SALT LAKE CITY, UT 6,3146.3k $685.2k $685.2k 0.38% Unchanged
82 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 5,7265.7k $621.4k $621.4k 0.02% Reduced -386 -386
83 StoneX Group Inc. 0.05% of their portfolio NEW YORK, NY 5,5695.6k $604.4k $604.4k 0.05% Reduced -1.4k -1,405
84 Concurrent Investment Advisors, LLC 0.02% of their portfolio Tampa, FL 5,5545.6k $602.7k $602.7k 0.02% New
85 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 5,2615.3k $570.9k $570.9k 0.01% Reduced -83 -83
86 Virtue Capital Management, LLC 0.10% of their portfolio BRENTWOOD, TN 5,2055.2k $594.4k $594.4k 0.10% Reduced -197 -197
87 Higgins & Schmidt Wealth Strategies LLC 0.40% of their portfolio DENVER, CO 5,0625.1k $549.3k $549.3k 0.40% Reduced -36 -36
88 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 4,7944.8k $520.2k $520.2k 0.01% New
89 Quantum Private Wealth, LLC 0.18% of their portfolio TAMPA, FL 4,6704.7k $506.8k $506.8k 0.18% Reduced -399 -399
90 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 4,4274.4k $480.5k $480.5k 0.00% Added +4.3k +4,330
91 Moors & Cabot, Inc. 0.02% of their portfolio BOSTON, MA 4,1714.2k $452.6k $452.6k 0.02% Reduced -2.8k -2,819
92 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 4,0854.1k $443.3k $443.3k 0.00% Unchanged
93 Independent Wealth Network Inc. 0.21% of their portfolio URBANDALE, IA 4,0774.1k $442.5k $442.5k 0.21% Added +18 +18
94 CONDOR CAPITAL MANAGEMENT 0.04% of their portfolio MARTINSVILLE, NJ 4,0384.0k $438.3k $438.3k 0.04% Reduced -4 -4
95 National Wealth Management Group, LLC 0.33% of their portfolio CINCINNATI, OH 3,9974.0k $433.8k $433.8k 0.33% Reduced -370 -370
96 Rathbones Group PLC 0.00% of their portfolio Liverpool, X0 3,7183.7k $403.5k $403.5k 0.00% Added +90 +90
97 Park Edge Advisors, LLC 0.12% of their portfolio Cleveland, OH 3,6903.7k $400.5k $400.5k 0.12% Reduced -223 -223
98 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.03% of their portfolio CEDAR RAPIDS, IA 3,6213.6k $393.0k $393.0k 0.03% Reduced -49 -49
99 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 3,6093.6k $391.7k $391.7k 0.00% Unchanged
100 WORLD EQUITY GROUP, INC. 0.12% of their portfolio SCHAUMBURG, IL 3,5703.6k $387.4k $387.4k 0.12% Reduced -762 -762