Vault-13

FIRST TR MID CAP CORE ALPHAD FNX

COM SHS · ETP · CUSIP 33735B108

168 institutional holders -5 vs Q4 2023
9,252,5079.3m shares reported held*
$1.0bnreported value*
14 new 53 added 64 reduced 14 sold out net bought ≈ $138.6m (+1.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $113.20. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 148Q4 22: 163Q1 23: 160Q2 23: 158Q3 23: 162Q4 23: 173Q1 24: 168168Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022148
Q4 2022163
Q1 2023160
Q2 2023158
Q3 2023162
Q4 2023173
Q1 2024168

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 78 bought or addedQ4 22: 65 cut or sold outQ4 22Q1 23: 69 bought or addedQ1 23: 74 cut or sold outQ1 23Q2 23: 64 bought or addedQ2 23: 81 cut or sold outQ2 23Q3 23: 77 bought or addedQ3 23: 66 cut or sold outQ3 23Q4 23: 58 bought or addedQ4 23: 89 cut or sold outQ4 23Q1 24: 67 bought or addedQ1 24: 78 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20227865
Q1 20236974
Q2 20236481
Q3 20237766
Q4 20235889
Q1 20246778

Biggest buyers

MORGAN STANLEY Added +1,187,526+1.2m
Kaydan Wealth Management, Inc. Added +196,757+196.8k
Kestra Advisory Services, LLC Added +47,752+47.8k
Cetera Investment Advisers Added +44,985+45.0k
NATIONAL BANK OF CANADA /FI/ Added +25,979+26.0k
Atria Investments, Inc Added +14,029+14.0k
AVANTAX ADVISORY SERVICES, INC. Added +12,942+12.9k
FIRST TRUST ADVISORS LP Added +10,567+10.6k
Janney Montgomery Scott LLC Added +10,034+10.0k
BANK OF AMERICA CORP /DE/ Added +9,946+9.9k

Biggest sellers

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -28,816-28.8k
B. Riley Wealth Advisors, Inc. Reduced -28,320-28.3k
STIFEL FINANCIAL CORP Reduced -27,252-27.3k
RAYMOND JAMES & ASSOCIATES Reduced -24,922-24.9k
Cetera Advisors LLC Sold out -24,417-24.4k
LVZ, Inc. Reduced -24,344-24.3k
Cetera Advisor Networks LLC Sold out -23,697-23.7k
Virtu Financial LLC Sold out -23,370-23.4k
ROYAL BANK OF CANADA Reduced -22,654-22.7k
UBS Group AG Reduced -16,520-16.5k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,561,9423.6m $403.8m $403.8m 0.01% Added +1.2m +1,187,526
2 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 849,228849.2k $96.3m $96.3m 0.05% Reduced -15.4k -15,356
3 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 757,975758.0k $85.9m $85.9m 0.02% Added +6.4k +6,357
4 Kestra Advisory Services, LLC 0.26% of their portfolio AUSTIN, TX 345,678345.7k $39.2m $39.2m 0.26% Added +47.8k +47,752
5 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 300,782300.8k $34.1m $34.1m 0.05% Added +3.3k +3,309
6 UBS Group AG 0.01% of their portfolio ZURICH, V8 252,007252.0k $28.6m $28.6m 0.01% Reduced -16.5k -16,520
7 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 225,839225.8k $25.6m $25.6m 0.01% Reduced -22.7k -22,654
8 Kaydan Wealth Management, Inc. 8.17% of their portfolio FENTON, MI 211,293211.3k $24.0m $24.0m 8.17% Added +196.8k +196,757
9 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 208,853208.9k $23.7m $23.7m 0.02% Reduced -24.9k -24,922
10 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 161,628161.6k $18.3m $18.3m 0.04% Added +3.6k +3,585
11 Baird Financial Group, Inc. 0.04% of their portfolio MILWAUKEE, WI 159,726159.7k $18.1m $18.1m 0.04% Reduced -15.1k -15,089
12 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 138,989139.0k $15.8m $15.8m 0.04% Added +45.0k +44,985
13 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 133,193133.2k $15.1m $15.1m 0.02% Added +3.8k +3,827
14 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 113,379113.4k $12.9m $12.9m 0.00% Added +9.9k +9,946
15 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 80,48880.5k $9.1m $9.1m 0.01% Reduced -27.3k -27,252
16 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 77,09977.1k $8.7m $8.7m 0.03% Added +3.5k +3,485
17 D.A. DAVIDSON & CO. 0.08% of their portfolio GREAT FALLS, MT 77,09577.1k $8.7m $8.7m 0.08% Added +3.2k +3,172
18 BENJAMIN F. EDWARDS & COMPANY, INC. 0.16% of their portfolio ST. LOUIS, MO 75,73075.7k $8.6m $8.6m 0.16% Reduced -1.3k -1,291
19 BELLEVUE ASSET MANAGEMENT, LLC 4.55% of their portfolio BELLEVUE, WA 70,73270.7k $8.0m $8.0m 4.55% Added +2.4k +2,428
20 Lakeridge Wealth Management LLC 4.69% of their portfolio MENTOR, OH 63,84763.8k $7.2m $7.2m 4.69% Reduced -368 -368
21 NATIONAL BANK OF CANADA /FI/ 0.01% of their portfolio MONTREAL, A8 59,98260.0k $6.7m $6.7m 0.01% Added +26.0k +25,979
22 Chicago Partners Investment Group LLC 0.27% of their portfolio CHICAGO, IL 58,27258.3k $6.3m $6.3m 0.27% Added +805 +805
23 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 57,69657.7k $6.5m $6.5m 0.01% Reduced -540 -540
24 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 55,13355.1k $6.2m $6.2m 0.02% Added +10.0k +10,034
25 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 50,56250.6k $5.7m $5.7m 0.01% Added +10.6k +10,567
26 B. Riley Wealth Advisors, Inc. 0.12% of their portfolio MEMPHIS, TN 46,56846.6k $4.3m $4.3m 0.12% Reduced -28.3k -28,320
27 KESTRA PRIVATE WEALTH SERVICES, LLC 0.12% of their portfolio AUSTIN, TX 45,09145.1k $5.1m $5.1m 0.12% Reduced -7.2k -7,220
28 Atria Investments, Inc 0.06% of their portfolio Charlotte, NC 39,37939.4k $4.5m $4.5m 0.06% Added +14.0k +14,029
29 FWG Holdings, LLC 2.25% of their portfolio WINTER PARK, FL 37,68237.7k $4.2m $4.2m 2.25% Added +692 +692
30 Per Stirling Capital Management, LLC. 0.71% of their portfolio AUSTIN, TX 37,51537.5k $4.3m $4.3m 0.71% Reduced -693 -693
31 First Heartland Consultants, Inc. 0.43% of their portfolio LAKE ST. LOUIS, MO 36,73936.7k $4.2m $4.2m 0.43% Added +1.2k +1,167
32 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 34,59634.6k $3.9m $3.9m 0.00% Reduced -750 -750
33 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 33,08633.1k $3.8m $3.8m 0.03% Added +12.9k +12,942
34 Prospera Financial Services Inc 0.11% of their portfolio Dallas, TX 32,45932.5k $3.7m $3.7m 0.11% Added +7.0k +6,962
35 Stratos Wealth Partners, LTD. 0.06% of their portfolio BEACHWOOD, OH 30,84430.8k $3.5m $3.5m 0.06% Added +3.5k +3,497
36 IHT Wealth Management, LLC 0.14% of their portfolio Chicago, IL 30,57530.6k $3.5m $3.5m 0.14% Reduced -3.7k -3,672
37 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 28,70628.7k $3.3m $3.3m 0.02% Reduced -1.6k -1,567
38 Priebe Wealth Holdings LLC 2.32% of their portfolio MAPLE GROVE, MN 26,20026.2k $3.0m $3.0m 2.32% Added +766 +766
39 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 25,50225.5k $2.9m $2.9m 0.00% Added +6.0k +5,981
40 Snowden Capital Advisors LLC 0.08% of their portfolio New York, NY 22,51122.5k $2.6m $2.6m 0.08% Reduced -144 -144
41 Solutions 4 Wealth, Ltd 6.82% of their portfolio SOUTHLAKE, TX 21,41521.4k $2.4m $2.4m 6.82% Added +26 +26
42 COMERICA BANK 0.01% of their portfolio DALLAS, TX 19,54619.5k $2.2m $2.2m 0.01% Reduced -38 -38
43 CITIZENS FINANCIAL GROUP INC/RI 0.07% of their portfolio PROVIDENCE, RI 18,12218.1k $2.1m $2.1m 0.07% Added +36 +36
44 Western Wealth Management, LLC 0.16% of their portfolio GOLDEN, CO 17,87617.9k $2.0m $2.0m 0.16% Reduced -4.2k -4,158
45 PARK NATIONAL CORP /OH/ 0.08% of their portfolio NEWARK, OH 17,44317.4k $2.0m $2.0m 0.08% Reduced -300 -300
46 Bedel Financial Consulting, Inc. 0.30% of their portfolio INDIANAPOLIS, IN 16,90016.9k $1.9m $1.9m 0.30% Unchanged
47 Perigon Wealth Management, LLC 0.06% of their portfolio SAN FRANCISCO, CA 16,15916.2k $1.8m $1.8m 0.06% Added +115 +115
48 DHJJ Financial Advisors, Ltd. 0.79% of their portfolio NAPERVILLE, IL 15,84315.8k $1.8m $1.8m 0.79% Reduced -321 -321
49 LVZ, Inc. 0.24% of their portfolio Holland, MI 15,82015.8k $1.8m $1.8m 0.24% Reduced -24.3k -24,344
50 Apollon Wealth Management, LLC 0.05% of their portfolio MOUNT PLEASANT, SC 15,28015.3k $1.7m $1.7m 0.05% Reduced -2.6k -2,648
51 COZAD ASSET MANAGEMENT INC 0.17% of their portfolio CHAMPAIGN, IL 14,74614.7k $1.7m $1.7m 0.17% Added +1 +1
52 LANARK FINANCIAL, INC. 0.15% of their portfolio BIRMINGHAM, AL 13,63913.6k $1.5m $1.5m 0.15% Reduced -1.2k -1,169
53 Transamerica Financial Advisors, LLC 0.15% of their portfolio CEDAR RAPIDS, IA 13,16413.2k $1.5m $1.5m 0.15% Added +4.5k +4,515
54 HARBOUR INVESTMENTS, INC. 0.05% of their portfolio MADISON, WI 12,64712.6k $1.4m $1.4m 0.05% Added +8.5k +8,535
55 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 12,43212.4k $1.4m $1.4m 0.00% Reduced -1.6k -1,643
56 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 11,90211.9k $1.3m $1.3m 0.02% Reduced -81 -81
57 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 11,60311.6k $1.3m $1.3m 0.01% Reduced -995 -995
58 STEPHENS INC /AR/ 0.02% of their portfolio LITTLE ROCK, AR 11,54311.5k $1.3m $1.3m 0.02% Added +1 +1
59 Sterling Investment Advisors, Ltd. 0.36% of their portfolio BERWYN, PA 11,37511.4k $1.3m $1.3m 0.36% Added +35 +35
60 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 11,28811.3k $1.3m $1.3m 0.01% Reduced -1.4k -1,360
61 Pacific Sun Financial Corp 0.70% of their portfolio LOS ANGELES, CA 10,67910.7k $1.2m $1.2m 0.70% Reduced -170 -170
62 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 9,4829.5k $1.1m $1.1m 0.00% Reduced -13.6k -13,634
63 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 9,2829.3k $1.1m $1.1m 0.01% Added +117 +117
64 CWM, LLC 0.00% of their portfolio OMAHA, NE 8,7628.8k $993.0k $993.0k 0.00% Added +7 +7
65 Keystone Wealth Services, LLC 0.32% of their portfolio PALM DESERT, CA 8,5668.6k $971.1k $971.1k 0.32% Reduced -67 -67
66 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 8,2778.3k $938.3k $938.3k 0.00% Added +546 +546
67 MONECO ADVISORS, LLC 0.14% of their portfolio FAIRFIELD, CT 7,7667.8k $880.4k $880.4k 0.14% Reduced -4.3k -4,334
68 American Institute for Advanced Investment Management, LLP 0.69% of their portfolio Scottsdale, AZ 7,6927.7k $872.0k $872.0k 0.69% Added +627 +627
69 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 7,6917.7k $871.9k $871.9k 0.00% Reduced -814 -814
70 United Advisor Group, LLC 0.32% of their portfolio CINCINNATI, OH 7,6167.6k $863.5k $863.5k 0.32% New
71 Southland Equity Partners LLC 0.24% of their portfolio WILDWOOD, MO 7,4307.4k $842.4k $842.4k 0.24% Reduced -68 -68
72 Moors & Cabot, Inc. 0.04% of their portfolio BOSTON, MA 6,9907.0k $792.5k $792.5k 0.04% Added +946 +946
73 StoneX Group Inc. 0.07% of their portfolio NEW YORK, NY 6,9747.0k $790.6k $790.6k 0.07% Reduced -1.5k -1,508
74 Kowal Investment Group, LLC 0.17% of their portfolio BROOKFIELD, WI 6,7476.7k $764.9k $764.9k 0.17% Added +10 +10
75 PFG Advisors 0.05% of their portfolio Phoenix, AZ 6,4816.5k $734.8k $734.8k 0.05% Reduced -53 -53
76 Three Seasons Wealth, LLC 0.49% of their portfolio SALT LAKE CITY, UT 6,3146.3k $699.0k $699.0k 0.49% Unchanged
77 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 6,1126.1k $693.0k $693.0k 0.02% New
78 Virtue Capital Management, LLC 0.10% of their portfolio BRENTWOOD, TN 5,4025.4k $583.8k $583.8k 0.10% Added +1 +1
79 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 5,3445.3k $605.8k $605.8k 0.01% Reduced -810 -810
80 Higgins & Schmidt Wealth Strategies LLC 0.43% of their portfolio DENVER, CO 5,0985.1k $578.0k $578.0k 0.43% Reduced -89 -89
81 Quantum Private Wealth, LLC 0.21% of their portfolio TAMPA, FL 5,0695.1k $574.7k $574.7k 0.21% Unchanged
82 ICA Group Wealth Management, LLC 0.11% of their portfolio DENVER, CO 4,9655.0k $563.0k $563.0k 0.11% Reduced -679 -679
83 National Wealth Management Group, LLC 0.39% of their portfolio CINCINNATI, OH 4,3674.4k $495.1k $495.1k 0.39% Added +36 +36
84 WORLD EQUITY GROUP, INC. 0.10% of their portfolio SCHAUMBURG, IL 4,3324.3k $491.1k $491.1k 0.10% Added +2.1k +2,131
85 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 4,0854.1k $463.1k $463.1k 0.00% Reduced -253 -253
86 Independent Wealth Network Inc. 0.22% of their portfolio URBANDALE, IA 4,0594.1k $460.2k $460.2k 0.22% Reduced -76 -76
87 CONDOR CAPITAL MANAGEMENT 0.04% of their portfolio MARTINSVILLE, NJ 4,0424.0k $458.3k $458.3k 0.04% Reduced -19 -19
88 Park Edge Advisors, LLC 0.12% of their portfolio Cleveland, OH 3,9133.9k $443.6k $443.6k 0.12% Reduced -37 -37
89 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 3,8053.8k $431.4k $431.4k 0.01% Added +124 +124
90 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.04% of their portfolio CEDAR RAPIDS, IA 3,6703.7k $416.1k $416.1k 0.04% Unchanged
91 GREAT VALLEY ADVISOR GROUP, INC. 0.01% of their portfolio WILMINGTON, DE 3,6453.6k $413.0k $413.0k 0.01% Reduced -805 -805
92 Rathbones Group PLC 0.00% of their portfolio Liverpool, X0 3,6283.6k $411.3k $411.3k 0.00% Added +513 +513
93 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 3,6093.6k $409.2k $409.2k 0.00% Reduced -253 -253
94 KPP Advisory Services LLC 0.11% of their portfolio Louisville, KY 3,4933.5k $396.0k $396.0k 0.11% New
95 Element Wealth, LLC 0.23% of their portfolio RIDGELAND, MS 3,4903.5k $395.7k $395.7k 0.23% Reduced -188 -188
96 Belpointe Asset Management LLC 0.03% of their portfolio RENO, NV 3,2913.3k $373.1k $373.1k 0.03% Added +931 +931
97 Intrua Financial, LLC 0.05% of their portfolio Houston, TX 3,0883.1k $350.1k $350.1k 0.05% Reduced -60 -60
98 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 3,0123.0k $341.5k $341.5k 0.00% Reduced -357 -357
99 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.07% of their portfolio BLUE BELL, PA 2,9002.9k $328.8k $328.8k 0.07% Unchanged
100 WESTWOOD HOLDINGS GROUP INC 0.00% of their portfolio DALLAS, TX 2,8112.8k $319.0k $319.0k 0.00% Unchanged