Vault-13

FIRST TR MID CAP CORE ALPHAD FNX

COM SHS · ETP · CUSIP 33735B108

173 institutional holders +11 vs Q3 2023
8,093,8968.1m shares reported held*
$845.2mreported value*
17 new 41 added 75 reduced 14 sold out net bought ≈ $108.9m (+1.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $104.43. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 148Q4 22: 163Q1 23: 160Q2 23: 158Q3 23: 162Q4 23: 173173Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022148
Q4 2022163
Q1 2023160
Q2 2023158
Q3 2023162
Q4 2023173

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 78 bought or addedQ4 22: 65 cut or sold outQ4 22Q1 23: 69 bought or addedQ1 23: 74 cut or sold outQ1 23Q2 23: 64 bought or addedQ2 23: 81 cut or sold outQ2 23Q3 23: 77 bought or addedQ3 23: 66 cut or sold outQ3 23Q4 23: 58 bought or addedQ4 23: 89 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227865
Q1 20236974
Q2 20236481
Q3 20237766
Q4 20235889

Biggest buyers

MORGAN STANLEY Added +1,149,119+1.1m
OSAIC HOLDINGS, INC. Added +52,473+52.5k
NATIONAL BANK OF CANADA /FI/ New +34,003+34.0k
B. Riley Wealth Advisors, Inc. Added +28,320+28.3k
Virtu Financial LLC New +23,370+23.4k
CITADEL ADVISORS LLC New +23,116+23.1k
BELLEVUE ASSET MANAGEMENT, LLC Added +18,702+18.7k
FLOW TRADERS U.S. LLC New +17,937+17.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +17,211+17.2k
COMMONWEALTH EQUITY SERVICES, LLC Added +14,886+14.9k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -104,266-104.3k
FWG Holdings, LLC Reduced -35,528-35.5k
D.A. DAVIDSON & CO. Reduced -29,745-29.7k
Dorsey Wright & Associates Sold out -28,735-28.7k
Ascentis Independent Advisors Reduced -26,225-26.2k
ENVESTNET ASSET MANAGEMENT INC Reduced -23,240-23.2k
Coppell Advisory Solutions LLC Reduced -18,187-18.2k
Snowden Capital Advisors LLC Reduced -14,831-14.8k
FIRST TRUST ADVISORS LP Reduced -11,853-11.9k
Kestra Advisory Services, LLC Reduced -11,146-11.1k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,374,4162.4m $248.0m $248.0m 0.01% Added +1.1m +1,149,119
2 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 864,584864.6k $90.3m $90.3m 0.05% Reduced -8.5k -8,503
3 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 751,618751.6k $78.5m $78.5m 0.02% Reduced -104.3k -104,266
4 Kestra Advisory Services, LLC 0.25% of their portfolio AUSTIN, TX 297,926297.9k $31.1m $31.1m 0.25% Reduced -11.1k -11,146
5 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 297,473297.5k $31.1m $31.1m 0.05% Reduced -6.3k -6,310
6 UBS Group AG 0.01% of their portfolio ZURICH, V8 268,527268.5k $28.0m $28.0m 0.01% Added +768 +768
7 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 248,493248.5k $26.0m $26.0m 0.01% Reduced -3.7k -3,731
8 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 233,775233.8k $24.4m $24.4m 0.02% Added +6.2k +6,234
9 Baird Financial Group, Inc. 0.04% of their portfolio MILWAUKEE, WI 174,815174.8k $18.3m $18.3m 0.04% Added +8.1k +8,133
10 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 158,043158.0k $16.5m $16.5m 0.03% Added +52.5k +52,473
11 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 129,366129.4k $13.5m $13.5m 0.02% Added +11.4k +11,401
12 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 107,740107.7k $11.3m $11.3m 0.01% Added +571 +571
13 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 103,433103.4k $10.8m $10.8m 0.00% Reduced -3.4k -3,354
14 Cetera Investment Advisers 0.08% of their portfolio SCHAUMBURG, IL 94,00494.0k $9.8m $9.8m 0.08% Reduced -4.5k -4,547
15 BENJAMIN F. EDWARDS & COMPANY, INC. 0.16% of their portfolio ST. LOUIS, MO 77,02177.0k $8.0m $8.0m 0.16% Reduced -8.2k -8,239
16 B. Riley Wealth Advisors, Inc. 0.21% of their portfolio MEMPHIS, TN 74,88874.9k $7.8m $7.8m 0.21% Added +28.3k +28,320
17 D.A. DAVIDSON & CO. 0.08% of their portfolio GREAT FALLS, MT 73,92373.9k $7.7m $7.7m 0.08% Reduced -29.7k -29,745
18 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 73,61473.6k $7.7m $7.7m 0.03% Reduced -6.6k -6,647
19 BELLEVUE ASSET MANAGEMENT, LLC 6.30% of their portfolio BELLEVUE, WA 68,30468.3k $7.1m $7.1m 6.30% Added +18.7k +18,702
20 Lakeridge Wealth Management LLC 4.85% of their portfolio MENTOR, OH 64,21564.2k $6.7m $6.7m 4.85% First filing
21 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 58,23658.2k $6.1m $6.1m 0.01% Added +14.9k +14,886
22 Chicago Partners Investment Group LLC 0.27% of their portfolio CHICAGO, IL 57,46757.5k $5.9m $5.9m 0.27% Added +1.4k +1,418
23 Ascentis Independent Advisors 1.39% of their portfolio DALLAS, TX 54,83454.8k $5.7m $5.7m 1.39% Reduced -26.2k -26,225
24 KESTRA PRIVATE WEALTH SERVICES, LLC 0.14% of their portfolio AUSTIN, TX 52,31152.3k $5.5m $5.5m 0.14% Reduced -2.3k -2,267
25 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 45,09945.1k $4.7m $4.7m 0.02% Reduced -362 -362
26 LVZ, Inc. 0.59% of their portfolio Holland, MI 40,16440.2k $4.2m $4.2m 0.59% Reduced -4.8k -4,838
27 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 39,99540.0k $4.2m $4.2m 0.00% Reduced -11.9k -11,853
28 Per Stirling Capital Management, LLC. 0.73% of their portfolio AUSTIN, TX 38,20838.2k $4.0m $4.0m 0.73% Reduced -607 -607
29 FWG Holdings, LLC 2.27% of their portfolio WINTER PARK, FL 36,99037.0k $3.8m $3.8m 2.27% Reduced -35.5k -35,528
30 First Heartland Consultants, Inc. 0.45% of their portfolio LAKE ST. LOUIS, MO 35,57235.6k $3.7m $3.7m 0.45% Added +6.7k +6,699
31 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 35,34635.3k $3.7m $3.7m 0.00% Reduced -23.2k -23,240
32 IHT Wealth Management, LLC 0.16% of their portfolio Chicago, IL 34,24734.2k $3.6m $3.6m 0.16% Reduced -536 -536
33 NATIONAL BANK OF CANADA /FI/ 0.01% of their portfolio MONTREAL, A8 34,00334.0k $3.5m $3.5m 0.01% New
34 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 31,23031.2k $3.3m $3.3m 0.01% Added +17.2k +17,211
35 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 30,27330.3k $3.2m $3.2m 0.02% Added +3.8k +3,844
36 Stratos Wealth Partners, LTD. 0.05% of their portfolio BEACHWOOD, OH 27,34727.3k $2.9m $2.9m 0.05% Added +1.1k +1,059
37 Prospera Financial Services Inc 0.09% of their portfolio Dallas, TX 25,49725.5k $2.7m $2.7m 0.09% Reduced -544 -544
38 Priebe Wealth Holdings LLC 2.18% of their portfolio MAPLE GROVE, MN 25,43425.4k $2.7m $2.7m 2.18% First filing
39 Atria Investments, Inc 0.04% of their portfolio Charlotte, NC 25,35025.4k $2.6m $2.6m 0.04% Reduced -7.4k -7,384
40 Cetera Advisors LLC 0.04% of their portfolio DENVER, CO 24,41724.4k $2.6m $2.6m 0.04% Reduced -215 -215
41 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 23,69723.7k $2.5m $2.5m 0.01% Reduced -359 -359
42 Virtu Financial LLC 0.19% of their portfolio New York, NY 23,37023.4k $2.4m $2.4m 0.19% New
43 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 23,11623.1k $2.4m $2.4m 0.00% New
44 Snowden Capital Advisors LLC 0.09% of their portfolio New York, NY 22,65522.7k $2.4m $2.4m 0.09% Reduced -14.8k -14,831
45 Western Wealth Management, LLC 0.17% of their portfolio GOLDEN, CO 22,03422.0k $2.3m $2.3m 0.17% Added +1.1k +1,060
46 Solutions 4 Wealth, Ltd 7.29% of their portfolio SOUTHLAKE, TX 21,38921.4k $2.2m $2.2m 7.29% First filing
47 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 20,14420.1k $2.1m $2.1m 0.02% Reduced -863 -863
48 COMERICA BANK 0.01% of their portfolio DALLAS, TX 19,58419.6k $2.0m $2.0m 0.01% Reduced -97 -97
49 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 19,52119.5k $2.0m $2.0m 0.00% Added +8.3k +8,264
50 CITIZENS FINANCIAL GROUP INC/RI 0.07% of their portfolio PROVIDENCE, RI 18,08618.1k $1.9m $1.9m 0.07% Added +16 +16
51 FLOW TRADERS U.S. LLC 0.06% of their portfolio NEW YORK, NY 17,93717.9k $1.9m $1.9m 0.06% New
52 Apollon Wealth Management, LLC 0.06% of their portfolio MOUNT PLEASANT, SC 17,92817.9k $1.9m $1.9m 0.06% Reduced -237 -237
53 AlphaMark Advisors, LLC 0.70% of their portfolio FT. WRIGHT, KY 17,77417.8k $1.9m $1.9m 0.70% Added +4.2k +4,165
54 PARK NATIONAL CORP /OH/ 0.08% of their portfolio NEWARK, OH 17,74317.7k $1.9m $1.9m 0.08% Reduced -306 -306
55 Bedel Financial Consulting, Inc. 0.32% of their portfolio INDIANAPOLIS, IN 16,90016.9k $1.8m $1.8m 0.32% Unchanged
56 DHJJ Financial Advisors, Ltd. 0.79% of their portfolio NAPERVILLE, IL 16,16416.2k $1.7m $1.7m 0.79% Reduced -531 -531
57 Perigon Wealth Management, LLC 0.05% of their portfolio SAN FRANCISCO, CA 16,04416.0k $1.7m $1.7m 0.05% Reduced -425 -425
58 Integrated Wealth Concepts LLC 0.03% of their portfolio WALTHAM, MA 15,65215.7k $1.6m $1.6m 0.03% Reduced -357 -357
59 PERSONAL CFO SOLUTIONS, LLC 0.27% of their portfolio CHESTER, NJ 15,02615.0k $1.6m $1.6m 0.27% Added +1.5k +1,525
60 LANARK FINANCIAL, INC. 0.16% of their portfolio BIRMINGHAM, AL 14,80814.8k $1.5m $1.5m 0.16% Reduced -803 -803
61 COZAD ASSET MANAGEMENT INC 0.18% of their portfolio CHAMPAIGN, IL 14,74514.7k $1.5m $1.5m 0.18% Reduced -217 -217
62 Kaydan Wealth Management, Inc. 0.62% of their portfolio FENTON, MI 14,53614.5k $1.5m $1.5m 0.62% Reduced -529 -529
63 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 14,07514.1k $1.5m $1.5m 0.00% Reduced -132 -132
64 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 12,64812.6k $1.3m $1.3m 0.01% Reduced -1.1k -1,061
65 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 12,59812.6k $1.3m $1.3m 0.01% Added +6.1k +6,137
66 MONECO ADVISORS, LLC 0.24% of their portfolio FAIRFIELD, CT 12,10012.1k $1.3m $1.3m 0.24% Reduced -2.1k -2,112
67 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 11,98312.0k $1.3m $1.3m 0.02% Reduced -525 -525
68 STEPHENS INC /AR/ 0.02% of their portfolio LITTLE ROCK, AR 11,54211.5k $1.2m $1.2m 0.02% Reduced -60 -60
69 Sterling Investment Advisors, Ltd. 0.37% of their portfolio BERWYN, PA 11,34011.3k $1.2m $1.2m 0.37% Reduced -180 -180
70 Pacific Sun Financial Corp 0.72% of their portfolio LOS ANGELES, CA 10,84910.8k $1.1m $1.1m 0.72% Reduced -390 -390
71 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 9,1659.2k $957.3k $957.3k 0.01% Added +368 +368
72 CWM, LLC 0.00% of their portfolio OMAHA, NE 8,7558.8k $914.0k $914.0k 0.00% Reduced -1.2k -1,160
73 Transamerica Financial Advisors, LLC 0.12% of their portfolio CEDAR RAPIDS, IA 8,6498.6k $904.0k $904.0k 0.12% Reduced -6.6k -6,601
74 Keystone Wealth Services, LLC 0.31% of their portfolio PALM DESERT, CA 8,6338.6k $901.7k $901.7k 0.31% Reduced -1.1k -1,131
75 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 8,5058.5k $888.3k $888.3k 0.00% Added +547 +547
76 StoneX Group Inc. 0.09% of their portfolio NEW YORK, NY 8,4828.5k $886.6k $886.6k 0.09% Added +596 +596
77 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 7,7317.7k $807.5k $807.5k 0.00% Added +947 +947
78 Southland Equity Partners LLC 0.24% of their portfolio WILDWOOD, MO 7,4987.5k $783.2k $783.2k 0.24% Added +249 +249
79 American Institute for Advanced Investment Management, LLP 0.65% of their portfolio Scottsdale, AZ 7,0657.1k $737.9k $737.9k 0.65% Reduced -494 -494
80 Kowal Investment Group, LLC 0.16% of their portfolio BROOKFIELD, WI 6,7376.7k $703.7k $703.7k 0.16% Reduced -122 -122
81 PFG Advisors 0.06% of their portfolio Phoenix, AZ 6,5346.5k $682.5k $682.5k 0.06% Added +373 +373
82 Three Seasons Wealth, LLC 0.58% of their portfolio SALT LAKE CITY, UT 6,3146.3k $659.5k $659.5k 0.58% Unchanged
83 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 6,1546.2k $642.7k $642.7k 0.01% Reduced -449 -449
84 Moors & Cabot, Inc. 0.04% of their portfolio BOSTON, MA 6,0446.0k $631.3k $631.3k 0.04% Added +604 +604
85 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 6,0036.0k $627.0k $627.0k 0.00% New
86 ICA Group Wealth Management, LLC 0.13% of their portfolio DENVER, CO 5,6445.6k $589.6k $589.6k 0.13% Added +59 +59
87 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 5,4675.5k $571.0k $571.0k 0.01% Reduced -1.4k -1,357
88 Virtue Capital Management, LLC 0.11% of their portfolio BRENTWOOD, TN 5,4015.4k $547.5k $547.5k 0.11% Added +655 +655
89 Maia Wealth LLC 0.22% of their portfolio DENVER, CO 5,1935.2k $542.4k $542.4k 0.22% First filing
90 Higgins & Schmidt Wealth Strategies LLC 0.44% of their portfolio DENVER, CO 5,1875.2k $541.8k $541.8k 0.44% First filing
91 Quantum Private Wealth, LLC 0.22% of their portfolio TAMPA, FL 5,0695.1k $529.5k $529.5k 0.22% Reduced -299 -299
92 J.W. COLE ADVISORS, INC. 0.03% of their portfolio TAMPA, FL 4,8864.9k $510.4k $510.4k 0.03% Reduced -10.0k -9,990
93 GREAT VALLEY ADVISOR GROUP, INC. 0.02% of their portfolio WILMINGTON, DE 4,4504.5k $464.4k $464.4k 0.02% Reduced -825 -825
94 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 4,3384.3k $453.1k $453.1k 0.00% Reduced -1 -1
95 National Wealth Management Group, LLC 0.44% of their portfolio CINCINNATI, OH 4,3314.3k $452.3k $452.3k 0.44% Added +1.4k +1,425
96 Well Done, LLC 0.09% of their portfolio HOLLAND, MI 4,2624.3k $445.2k $445.2k 0.09% New
97 Independent Wealth Network Inc. 0.23% of their portfolio URBANDALE, IA 4,1354.1k $431.9k $431.9k 0.23% Reduced -62 -62
98 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 4,1124.1k $429.5k $429.5k 0.02% Added +164 +164
99 CONDOR CAPITAL MANAGEMENT 0.05% of their portfolio MARTINSVILLE, NJ 4,0614.1k $424.2k $424.2k 0.05% Unchanged
100 Park Edge Advisors, LLC 0.14% of their portfolio Cleveland, OH 3,9504.0k $412.6k $412.6k 0.14% Added +5 +5