Vault-13

FIRST TR MID CAP CORE ALPHAD FNX

COM SHS · ETP · CUSIP 33735B108

162 institutional holders +4 vs Q2 2023
6,942,2746.9m shares reported held*
$638.9mreported value*
17 new 60 added 51 reduced 15 sold out net bought ≈ $12.7m (+138.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $92.03. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 148Q4 22: 163Q1 23: 160Q2 23: 158Q3 23: 162162Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022148
Q4 2022163
Q1 2023160
Q2 2023158
Q3 2023162

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 78 bought or addedQ4 22: 65 cut or sold outQ4 22Q1 23: 69 bought or addedQ1 23: 74 cut or sold outQ1 23Q2 23: 64 bought or addedQ2 23: 81 cut or sold outQ2 23Q3 23: 77 bought or addedQ3 23: 66 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227865
Q1 20236974
Q2 20236481
Q3 20237766

Biggest buyers

WELLS FARGO & COMPANY/MN Added +90,592+90.6k
Kestra Advisory Services, LLC Added +74,946+74.9k
D.A. DAVIDSON & CO. Added +47,867+47.9k
Baird Financial Group, Inc. Added +33,622+33.6k
Dorsey Wright & Associates New +28,735+28.7k
STIFEL FINANCIAL CORP Added +28,063+28.1k
ENVESTNET ASSET MANAGEMENT INC Added +20,463+20.5k
Coppell Advisory Solutions LLC Added +20,152+20.2k
COMERICA BANK New +19,681+19.7k
Cetera Advisor Networks LLC Added +11,094+11.1k

Biggest sellers

Raymond James Financial Services Advisors, Inc. Reduced -68,948-68.9k
B. Riley Wealth Advisors, Inc. Reduced -46,203-46.2k
ROYAL BANK OF CANADA Reduced -39,537-39.5k
RAYMOND JAMES & ASSOCIATES Reduced -38,798-38.8k
OSAIC HOLDINGS, INC. Reduced -35,148-35.1k
CITADEL ADVISORS LLC Sold out -26,213-26.2k
IFP Advisors, Inc Reduced -15,089-15.1k
AVANTAX ADVISORY SERVICES, INC. Reduced -14,972-15.0k
Snowden Capital Advisors LLC Reduced -11,095-11.1k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -10,910-10.9k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,225,2971.2m $112.8m $112.8m 0.01% Added +2.5k +2,526
2 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 873,087873.1k $80.4m $80.4m 0.06% Added +5.3k +5,289
3 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 855,884855.9k $78.8m $78.8m 0.02% Added +90.6k +90,592
4 Kestra Advisory Services, LLC 0.28% of their portfolio AUSTIN, TX 309,072309.1k $28.5m $28.5m 0.28% Added +74.9k +74,946
5 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 303,783303.8k $28.0m $28.0m 0.05% Reduced -68.9k -68,948
6 UBS Group AG 0.01% of their portfolio ZURICH, V8 267,759267.8k $24.7m $24.7m 0.01% Added +6.7k +6,677
7 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 252,224252.2k $23.2m $23.2m 0.01% Reduced -39.5k -39,537
8 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 227,541227.5k $21.0m $21.0m 0.02% Reduced -38.8k -38,798
9 Baird Financial Group, Inc. 0.04% of their portfolio MILWAUKEE, WI 166,682166.7k $15.4m $15.4m 0.04% Added +33.6k +33,622
10 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 117,965118.0k $10.9m $10.9m 0.02% Added +5.5k +5,515
11 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 107,169107.2k $9.9m $9.9m 0.01% Added +28.1k +28,063
12 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 106,787106.8k $9.8m $9.8m 0.00% Reduced -1.5k -1,546
13 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 105,570105.6k $9.7m $9.7m 0.01% Reduced -35.1k -35,148
14 D.A. DAVIDSON & CO. 0.10% of their portfolio GREAT FALLS, MT 103,668103.7k $9.5m $9.5m 0.10% Added +47.9k +47,867
15 Cetera Investment Advisers 0.08% of their portfolio SCHAUMBURG, IL 98,55198.6k $9.1m $9.1m 0.08% Reduced -406 -406
16 BENJAMIN F. EDWARDS & COMPANY, INC. 0.30% of their portfolio ST. LOUIS, MO 85,26085.3k $7.9m $7.9m 0.30% Reduced -2.6k -2,561
17 Ascentis Independent Advisors 2.08% of their portfolio DALLAS, TX 81,05981.1k $7.5m $7.5m 2.08% Reduced -1.3k -1,263
18 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 80,26180.3k $7.4m $7.4m 0.03% Added +11.0k +10,973
19 FWG Holdings, LLC 4.30% of their portfolio WINTER PARK, FL 72,51872.5k $6.5m $6.5m 4.30% Added +1.4k +1,433
20 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 58,58658.6k $5.4m $5.4m 0.00% Added +20.5k +20,463
21 Chicago Partners Investment Group LLC 0.26% of their portfolio CHICAGO, IL 56,04956.0k $4.9m $4.9m 0.26% Added +2.6k +2,615
22 KESTRA PRIVATE WEALTH SERVICES, LLC 0.16% of their portfolio AUSTIN, TX 54,57854.6k $5.0m $5.0m 0.16% Reduced -3.0k -3,029
23 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 51,84851.8k $4.8m $4.8m 0.01% Added +9.5k +9,497
24 BELLEVUE ASSET MANAGEMENT, LLC 3.06% of their portfolio BELLEVUE, WA 49,60249.6k $4.6m $4.6m 3.06% Reduced -1.3k -1,320
25 B. Riley Wealth Advisors, Inc. 0.12% of their portfolio MEMPHIS, TN 46,56846.6k $4.3m $4.3m 0.12% Reduced -46.2k -46,203
26 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 45,46145.5k $4.2m $4.2m 0.02% Added +184 +184
27 LVZ, Inc. 0.67% of their portfolio Holland, MI 45,00245.0k $4.1m $4.1m 0.67% Added +342 +342
28 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 43,35043.4k $4.0m $4.0m 0.01% Reduced -10.9k -10,910
29 Per Stirling Capital Management, LLC. 0.74% of their portfolio AUSTIN, TX 38,81538.8k $3.6m $3.6m 0.74% Added +2.7k +2,724
30 Snowden Capital Advisors LLC 0.15% of their portfolio New York, NY 37,48637.5k $3.5m $3.5m 0.15% Reduced -11.1k -11,095
31 IHT Wealth Management, LLC 0.16% of their portfolio Chicago, IL 34,78334.8k $3.2m $3.2m 0.16% Added +7.9k +7,898
32 Atria Investments, Inc 0.05% of their portfolio Charlotte, NC 32,73432.7k $3.0m $3.0m 0.05% Added +8.5k +8,462
33 First Heartland Consultants, Inc. 0.34% of their portfolio LAKE ST. LOUIS, MO 28,87328.9k $2.7m $2.7m 0.34% Added +1.6k +1,638
34 Dorsey Wright & Associates 0.82% of their portfolio PASADENA, CA 28,73528.7k $2.6m $2.6m 0.82% New
35 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 26,42926.4k $2.4m $2.4m 0.02% Added +1.3k +1,278
36 Stratos Wealth Partners, LTD. 0.05% of their portfolio BEACHWOOD, OH 26,28826.3k $2.4m $2.4m 0.05% Added +520 +520
37 Prospera Financial Services Inc 0.09% of their portfolio Dallas, TX 26,04126.0k $2.4m $2.4m 0.09% Reduced -4.0k -4,015
38 Cetera Advisors LLC 0.04% of their portfolio DENVER, CO 24,63224.6k $2.3m $2.3m 0.04% Added +1.9k +1,854
39 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 24,05624.1k $2.2m $2.2m 0.01% Added +11.1k +11,094
40 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 21,00721.0k $1.9m $1.9m 0.02% Reduced -15.0k -14,972
41 Western Wealth Management, LLC 0.16% of their portfolio GOLDEN, CO 20,97421.0k $1.9m $1.9m 0.16% Added +125 +125
42 Coppell Advisory Solutions LLC 0.62% of their portfolio COPPELL, TX 20,38920.4k $1.8m $1.8m 0.62% Added +20.2k +20,152
43 COMERICA BANK 0.01% of their portfolio DALLAS, TX 19,68119.7k $1.8m $1.8m 0.01% New
44 Apollon Wealth Management, LLC 0.08% of their portfolio MOUNT PLEASANT, SC 18,16518.2k $1.7m $1.7m 0.08% Added +4.7k +4,700
45 CITIZENS FINANCIAL GROUP INC/RI 0.07% of their portfolio PROVIDENCE, RI 18,07018.1k $1.7m $1.7m 0.07% Added +13 +13
46 PARK NATIONAL CORP /OH/ 0.08% of their portfolio NEWARK, OH 18,04918.0k $1.7m $1.7m 0.08% Reduced -1.1k -1,120
47 BEDEL FINANCIAL CONSULTING INC 0.32% of their portfolio INDIANAPOLIS, IN 16,90016.9k $1.6m $1.6m 0.32% First filing
48 Bedel Financial Consulting, Inc. 0.32% of their portfolio INDIANAPOLIS, IN 16,90016.9k $1.6m $1.6m 0.32% Unchanged
49 DHJJ Financial Advisors, Ltd. 0.78% of their portfolio NAPERVILLE, IL 16,69516.7k $1.5m $1.5m 0.78% Reduced -127 -127
50 Perigon Wealth Management, LLC 0.06% of their portfolio SAN FRANCISCO, CA 16,46916.5k $1.5m $1.5m 0.06% Added +120 +120
51 Integrated Wealth Concepts LLC 0.03% of their portfolio WALTHAM, MA 16,00916.0k $1.5m $1.5m 0.03% Reduced -388 -388
52 LANARK FINANCIAL, INC. 0.16% of their portfolio BIRMINGHAM, AL 15,61115.6k $1.4m $1.4m 0.16% First filing
53 Transamerica Financial Advisors, LLC 0.19% of their portfolio CEDAR RAPIDS, IA 15,25015.2k $1.4m $1.4m 0.19% Added +2.5k +2,470
54 Kaydan Wealth Management, Inc. 0.55% of their portfolio FENTON, MI 15,06515.1k $1.4m $1.4m 0.55% Reduced -506 -506
55 COZAD ASSET MANAGEMENT INC 0.18% of their portfolio CHAMPAIGN, IL 14,96215.0k $1.4m $1.4m 0.18% Added +1 +1
56 J.W. COLE ADVISORS, INC. 0.10% of their portfolio TAMPA, FL 14,87614.9k $1.4m $1.4m 0.10% Added +1.7k +1,712
57 MONECO ADVISORS, LLC 0.36% of their portfolio FAIRFIELD, CT 14,21214.2k $1.3m $1.3m 0.36% Reduced -76 -76
58 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 14,20714.2k $1.3m $1.3m 0.00% Reduced -7.1k -7,138
59 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 14,01914.0k $1.3m $1.3m 0.00% Added +2.0k +1,974
60 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 13,70913.7k $1.3m $1.3m 0.01% Added +243 +243
61 AlphaMark Advisors, LLC 0.54% of their portfolio FT. WRIGHT, KY 13,60913.6k $1.3m $1.3m 0.54% Added +7.1k +7,139
62 PERSONAL CFO SOLUTIONS, LLC 0.25% of their portfolio CHESTER, NJ 13,50113.5k $1.2m $1.2m 0.25% Added +3.4k +3,386
63 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 12,50812.5k $1.2m $1.2m 0.02% Reduced -21 -21
64 STEPHENS INC /AR/ 0.02% of their portfolio LITTLE ROCK, AR 11,60211.6k $1.1m $1.1m 0.02% Reduced -147 -147
65 Sterling Investment Advisors, Ltd. 0.37% of their portfolio BERWYN, PA 11,52011.5k $1.1m $1.1m 0.37% Added +50 +50
66 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 11,25711.3k $1.0m $1.0m 0.00% Added +1.7k +1,704
67 Pacific Sun Financial Corp 0.72% of their portfolio LOS ANGELES, CA 11,23911.2k $1.0m $1.0m 0.72% Reduced -150 -150
68 CWM, LLC 0.01% of their portfolio OMAHA, NE 9,9159.9k $913.0k $913.0k 0.01% Added +1.8k +1,827
69 Keystone Wealth Services, LLC 0.34% of their portfolio PALM DESERT, CA 9,7649.8k $899.3k $899.3k 0.34% Reduced -25 -25
70 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 8,7978.8k $810.2k $810.2k 0.01% Added +207 +207
71 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 7,9588.0k $732.9k $732.9k 0.00% Added +5.2k +5,179
72 StoneX Group Inc. 0.08% of their portfolio NEW YORK, NY 7,8867.9k $726.3k $726.3k 0.08% Reduced -2.4k -2,362
73 American Institute for Advanced Investment Management, LLP 0.68% of their portfolio Scottsdale, AZ 7,5597.6k $736.8k $736.8k 0.68% Added +2.4k +2,414
74 Southland Equity Partners LLC 0.23% of their portfolio WILDWOOD, MO 7,2497.2k $667.6k $667.6k 0.23% Added +129 +129
75 GTS SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 7,1287.1k $656.5k $656.5k 0.01% New
76 VestGen Investment Management 0.20% of their portfolio EGG HARBOR TOWNSHIP, NJ 7,0617.1k $650.3k $650.3k 0.20% New
77 Kowal Investment Group, LLC 0.17% of their portfolio BROOKFIELD, WI 6,8596.9k $631.7k $631.7k 0.17% Added +362 +362
78 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 6,8246.8k $628.5k $628.5k 0.01% Reduced -1.1k -1,084
79 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 6,7846.8k $624.8k $624.8k 0.00% New
80 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 6,6036.6k $608.2k $608.2k 0.01% Reduced -1 -1
81 Waterloo Capital, L.P. 0.18% of their portfolio AUSTIN, TX 6,5756.6k $605.6k $605.6k 0.18% New
82 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 6,4616.5k $595.1k $595.1k 0.01% Added +43 +43
83 Kingsview Wealth Management, LLC 0.02% of their portfolio GRANTS PASS, OR 6,3306.3k $583.0k $583.0k 0.02% New
84 Three Seasons Wealth, LLC 0.57% of their portfolio SALT LAKE CITY, UT 6,3146.3k $581.5k $581.5k 0.57% First filing
85 PFG Advisors 0.05% of their portfolio Phoenix, AZ 6,1616.2k $567.5k $567.5k 0.05% Added +374 +374
86 ICA Group Wealth Management, LLC 0.14% of their portfolio DENVER, CO 5,5855.6k $514.2k $514.2k 0.14% Added +1.6k +1,605
87 Moors & Cabot, Inc. 0.03% of their portfolio BOSTON, MA 5,4405.4k $501.1k $501.1k 0.03% Added +365 +365
88 Quantum Private Wealth, LLC 0.24% of their portfolio TAMPA, FL 5,3685.4k $494.4k $494.4k 0.24% Unchanged
89 GREAT VALLEY ADVISOR GROUP, INC. 0.02% of their portfolio WILMINGTON, DE 5,2755.3k $485.7k $485.7k 0.02% Reduced -10 -10
90 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 5,2635.3k $484.8k $484.8k 0.02% Reduced -3.0k -2,980
91 Virtue Capital Management, LLC 0.08% of their portfolio BRENTWOOD, TN 4,7464.7k $453.5k $453.5k 0.08% Unchanged
92 Intrua Financial, LLC 0.07% of their portfolio Houston, TX 4,3634.4k $401.8k $401.8k 0.07% Reduced -378 -378
93 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 4,3394.3k $399.6k $399.6k 0.00% First filing
94 Independent Wealth Network Inc. 0.24% of their portfolio URBANDALE, IA 4,1974.2k $386.5k $386.5k 0.24% Reduced -651 -651
95 CONDOR CAPITAL MANAGEMENT 0.05% of their portfolio MARTINSVILLE, NJ 4,0614.1k $374.1k $374.1k 0.05% Reduced -37 -37
96 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 3,9483.9k $363.6k $363.6k 0.02% Reduced -30 -30
97 Park Edge Advisors, LLC 0.13% of their portfolio Cleveland, OH 3,9453.9k $363.4k $363.4k 0.13% Reduced -50 -50
98 Element Wealth, LLC 0.26% of their portfolio RIDGELAND, MS 3,8683.9k $356.2k $356.2k 0.26% Reduced -144 -144
99 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 3,8623.9k $355.7k $355.7k 0.00% Reduced -39 -39
100 Brown Miller Wealth Management, LLC 0.20% of their portfolio MCLEAN, VA 3,8323.8k $352.9k $352.9k 0.20% New