Vault-13

FIRST TR MID CAP CORE ALPHAD FNX

COM SHS · ETP · CUSIP 33735B108

158 institutional holders -2 vs Q1 2023
6,764,3616.8m shares reported held*
$652.0mreported value*
12 new 52 added 64 reduced 17 sold out net bought ≈ $5.5m (+57.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $96.39. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 148Q4 22: 163Q1 23: 160Q2 23: 158158Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022148
Q4 2022163
Q1 2023160
Q2 2023158

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 78 bought or addedQ4 22: 65 cut or sold outQ4 22Q1 23: 69 bought or addedQ1 23: 74 cut or sold outQ1 23Q2 23: 64 bought or addedQ2 23: 81 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227865
Q1 20236974
Q2 20236481

Biggest buyers

MORGAN STANLEY Added +97,761+97.8k
WELLS FARGO & COMPANY/MN Added +62,913+62.9k
ROYAL BANK OF CANADA Added +59,101+59.1k
RAYMOND JAMES & ASSOCIATES Added +53,307+53.3k
Ascentis Independent Advisors Added +44,045+44.0k
LPL Financial LLC Added +33,925+33.9k
KESTRA PRIVATE WEALTH SERVICES, LLC Added +30,929+30.9k
FIRST TRUST ADVISORS LP Added +23,027+23.0k
IHT Wealth Management, LLC Added +21,703+21.7k
GOLDMAN SACHS GROUP INC New +9,404+9.4k

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Reduced -140,482-140.5k
Coppell Advisory Solutions LLC Reduced -27,925-27.9k
Bank of New York Mellon Corp Sold out -22,651-22.7k
BANK OF AMERICA CORP /DE/ Reduced -21,879-21.9k
B. Riley Wealth Advisors, Inc. Reduced -21,754-21.8k
Secure Asset Management, LLC Sold out -20,245-20.2k
Sigma Planning Corp Reduced -17,736-17.7k
Raymond James Financial Services Advisors, Inc. Reduced -16,945-16.9k
AE Wealth Management LLC Sold out -14,829-14.8k
IAMS WEALTH MANAGEMENT, LLC Sold out -13,498-13.5k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,222,7711.2m $117.8m $117.8m 0.01% Added +97.8k +97,761
2 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 867,798867.8k $83.6m $83.6m 0.06% Added +33.9k +33,925
3 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 765,292765.3k $73.7m $73.7m 0.02% Added +62.9k +62,913
4 Raymond James Financial Services Advisors, Inc. 0.06% of their portfolio ST. PETERSBURG, FL 372,731372.7k $35.9m $35.9m 0.06% Reduced -16.9k -16,945
5 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 291,761291.8k $28.1m $28.1m 0.01% Added +59.1k +59,101
6 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 266,339266.3k $25.7m $25.7m 0.02% Added +53.3k +53,307
7 UBS Group AG 0.01% of their portfolio ZURICH, V8 261,082261.1k $25.1m $25.1m 0.01% Added +404 +404
8 Kestra Advisory Services, LLC 0.23% of their portfolio AUSTIN, TX 234,126234.1k $22.6m $22.6m 0.23% Reduced -5.5k -5,453
9 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 140,718140.7k $13.6m $13.6m 0.02% Reduced -3.0k -2,988
10 Baird Financial Group, Inc. 0.03% of their portfolio MILWAUKEE, WI 133,060133.1k $12.8m $12.8m 0.03% Added +2.3k +2,275
11 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 112,450112.5k $10.8m $10.8m 0.02% Added +6.3k +6,327
12 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 108,333108.3k $10.4m $10.4m 0.00% Reduced -21.9k -21,879
13 Cetera Investment Advisers 0.08% of their portfolio SCHAUMBURG, IL 98,95799.0k $9.5m $9.5m 0.08% Reduced -10.3k -10,342
14 B. Riley Wealth Advisors, Inc. 0.20% of their portfolio MEMPHIS, TN 92,77192.8k $8.9m $8.9m 0.20% Reduced -21.8k -21,754
15 BENJAMIN F. EDWARDS & COMPANY, INC. 0.32% of their portfolio ST. LOUIS, MO 87,82187.8k $8.5m $8.5m 0.32% Reduced -6.5k -6,513
16 Ascentis Independent Advisors 2.23% of their portfolio DALLAS, TX 82,32282.3k $7.9m $7.9m 2.23% Added +44.0k +44,045
17 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 79,10679.1k $7.6m $7.6m 0.01% Reduced -2.0k -2,023
18 FWG Holdings, LLC 4.48% of their portfolio WINTER PARK, FL 71,08571.1k $7.1m $7.1m 4.48% Added +2.2k +2,248
19 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 69,28869.3k $6.7m $6.7m 0.03% Added +4.8k +4,792
20 KESTRA PRIVATE WEALTH SERVICES, LLC 0.19% of their portfolio AUSTIN, TX 57,60757.6k $5.5m $5.5m 0.19% Added +30.9k +30,929
21 D.A. DAVIDSON & CO. 0.06% of their portfolio GREAT FALLS, MT 55,80155.8k $5.4m $5.4m 0.06% Reduced -771 -771
22 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 54,26054.3k $5.2m $5.2m 0.01% Reduced -7.0k -7,018
23 Chicago Partners Investment Group LLC 0.28% of their portfolio CHICAGO, IL 53,43453.4k $5.3m $5.3m 0.28% Added +5.0k +5,016
24 BELLEVUE ASSET MANAGEMENT, LLC 3.07% of their portfolio BELLEVUE, WA 50,92250.9k $4.9m $4.9m 3.07% Added +645 +645
25 Snowden Capital Advisors LLC 0.17% of their portfolio New York, NY 48,58148.6k $4.7m $4.7m 0.17% Added +993 +993
26 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 45,27745.3k $4.4m $4.4m 0.02% Added +102 +102
27 LVZ, Inc. 0.60% of their portfolio Holland, MI 44,66044.7k $4.3m $4.3m 0.60% Added +3.0k +2,999
28 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 42,35142.4k $4.1m $4.1m 0.00% Added +23.0k +23,027
29 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 38,12338.1k $3.7m $3.7m 0.00% Reduced -140.5k -140,482
30 Per Stirling Capital Management, LLC. 0.71% of their portfolio AUSTIN, TX 36,09136.1k $3.5m $3.5m 0.71% Reduced -9.4k -9,403
31 AVANTAX ADVISORY SERVICES, INC. 0.04% of their portfolio DALLAS, TX 35,97936.0k $3.5m $3.5m 0.04% Added +1.0k +1,011
32 Prospera Financial Services Inc 0.11% of their portfolio Dallas, TX 30,05630.1k $2.9m $2.9m 0.11% Added +1.0k +1,010
33 First Heartland Consultants, Inc. 0.34% of their portfolio LAKE ST. LOUIS, MO 27,23527.2k $2.6m $2.6m 0.34% Added +1.3k +1,318
34 IHT Wealth Management, LLC 0.13% of their portfolio Chicago, IL 26,88526.9k $2.6m $2.6m 0.13% Added +21.7k +21,703
35 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 26,21326.2k $2.5m $2.5m 0.00% Reduced -4.3k -4,315
36 Stratos Wealth Partners, LTD. 0.06% of their portfolio BEACHWOOD, OH 25,76825.8k $2.5m $2.5m 0.06% Added +1.5k +1,459
37 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 25,15125.2k $2.4m $2.4m 0.02% Reduced -2.0k -1,983
38 Atria Investments, Inc 0.04% of their portfolio Charlotte, NC 24,27224.3k $2.3m $2.3m 0.04% Reduced -8.4k -8,421
39 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 22,77822.8k $2.2m $2.2m 0.03% Reduced -3.6k -3,581
40 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 21,34521.3k $2.1m $2.1m 0.00% Reduced -5.7k -5,707
41 Western Wealth Management, LLC 0.17% of their portfolio GOLDEN, CO 20,84920.8k $2.0m $2.0m 0.17% Added +345 +345
42 PARK NATIONAL CORP /OH/ 0.08% of their portfolio NEWARK, OH 19,16919.2k $1.8m $1.8m 0.08% Reduced -5.8k -5,834
43 CITIZENS FINANCIAL GROUP INC/RI 0.06% of their portfolio PROVIDENCE, RI 18,05718.1k $1.7m $1.7m 0.06% Added +2.8k +2,777
44 IFP Advisors, Inc 0.03% of their portfolio TAMPA, FL 17,17217.2k $1.4m $1.4m 0.03% Added +8.7k +8,728
45 Bedel Financial Consulting, Inc. 0.34% of their portfolio INDIANAPOLIS, IN 16,90016.9k $1.6m $1.6m 0.34% Unchanged
46 DHJJ Financial Advisors, Ltd. 0.84% of their portfolio NAPERVILLE, IL 16,82216.8k $1.6m $1.6m 0.84% Reduced -263 -263
47 Integrated Wealth Concepts LLC 0.03% of their portfolio WALTHAM, MA 16,39716.4k $1.6m $1.6m 0.03% Added +380 +380
48 Perigon Wealth Management, LLC 0.06% of their portfolio SAN FRANCISCO, CA 16,34916.3k $1.6m $1.6m 0.06% Unchanged
49 Kaydan Wealth Management, Inc. 0.63% of their portfolio FENTON, MI 15,57115.6k $1.5m $1.5m 0.63% Reduced -1.2k -1,180
50 COZAD ASSET MANAGEMENT INC 0.18% of their portfolio CHAMPAIGN, IL 14,96115.0k $1.4m $1.4m 0.18% Added +78 +78
51 MONECO ADVISORS, LLC 0.37% of their portfolio FAIRFIELD, CT 14,28814.3k $1.4m $1.4m 0.37% Reduced -3.3k -3,314
52 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 13,46613.5k $1.3m $1.3m 0.01% Added +2.0k +2,002
53 Apollon Wealth Management, LLC 0.06% of their portfolio MOUNT PLEASANT, SC 13,46513.5k $1.3m $1.3m 0.06% Reduced -1.3k -1,312
54 J.W. COLE ADVISORS, INC. 0.09% of their portfolio TAMPA, FL 13,16413.2k $1.3m $1.3m 0.09% Reduced -158 -158
55 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 12,96213.0k $1.2m $1.2m 0.01% Reduced -11.6k -11,615
56 Transamerica Financial Advisors, LLC 0.16% of their portfolio CEDAR RAPIDS, IA 12,78012.8k $1.2m $1.2m 0.16% Added +7.5k +7,530
57 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 12,52912.5k $1.2m $1.2m 0.02% Reduced -11 -11
58 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 12,04512.0k $1.2m $1.2m 0.00% Added +2.9k +2,853
59 STEPHENS INC /AR/ 0.02% of their portfolio LITTLE ROCK, AR 11,74911.7k $1.1m $1.1m 0.02% Unchanged
60 Sterling Investment Advisors, Ltd. 0.37% of their portfolio BERWYN, PA 11,47011.5k $1.1m $1.1m 0.37% Added +115 +115
61 Pacific Sun Financial Corp 0.69% of their portfolio LOS ANGELES, CA 11,38911.4k $1.0m $1.0m 0.69% First filing
62 StoneX Group Inc. 0.10% of their portfolio NEW YORK, NY 10,24810.2k $987.1k $987.1k 0.10% Reduced -557 -557
63 PERSONAL CFO SOLUTIONS, LLC 0.20% of their portfolio CHESTER, NJ 10,11510.1k $974.3k $974.3k 0.20% Added +1.7k +1,730
64 Keystone Wealth Services, LLC 0.35% of their portfolio PALM DESERT, CA 9,7899.8k $942.9k $942.9k 0.35% Reduced -106 -106
65 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 9,5539.6k $920.1k $920.1k 0.00% Reduced -310 -310
66 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 9,4049.4k $905.8k $905.8k 0.00% New
67 FLOW TRADERS U.S. LLC 0.04% of their portfolio NEW YORK, NY 9,2109.2k $887.0k $887.0k 0.04% Added +1.7k +1,717
68 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 8,5908.6k $827.4k $827.4k 0.01% Added +6.0k +6,045
69 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 8,2438.2k $794.0k $794.0k 0.03% Reduced -17.7k -17,736
70 CWM, LLC 0.00% of their portfolio OMAHA, NE 8,0888.1k $779.0k $779.0k 0.00% Reduced -4.4k -4,379
71 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 7,9087.9k $761.7k $761.7k 0.01% Reduced -9.3k -9,285
72 Southland Equity Partners LLC 0.23% of their portfolio WILDWOOD, MO 7,1207.1k $685.8k $685.8k 0.23% Reduced -80 -80
73 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 6,6046.6k $636.1k $636.1k 0.01% Reduced -908 -908
74 Kowal Investment Group, LLC 0.17% of their portfolio BROOKFIELD, WI 6,4976.5k $625.7k $625.7k 0.17% Reduced -11 -11
75 AlphaMark Advisors, LLC 0.29% of their portfolio FT. WRIGHT, KY 6,4706.5k $623.0k $623.0k 0.29% Added +3.0k +2,975
76 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 6,4186.4k $618.2k $618.2k 0.01% Added +61 +61
77 PFG Advisors 0.04% of their portfolio Phoenix, AZ 5,7875.8k $557.4k $557.4k 0.04% Reduced -560 -560
78 TWO SIGMA SECURITIES, LLC 0.05% of their portfolio NEW YORK, NY 5,7565.8k $554.4k $554.4k 0.05% New
79 Quantum Private Wealth, LLC 0.24% of their portfolio TAMPA, FL 5,3685.4k $517.0k $517.0k 0.24% Unchanged
80 RFG Advisory, LLC 0.02% of their portfolio BIRMINGHAM, AL 5,3135.3k $511.8k $511.8k 0.02% Added +79 +79
81 GREAT VALLEY ADVISOR GROUP, INC. 0.02% of their portfolio WILMINGTON, DE 5,2855.3k $508.7k $508.7k 0.02% Added +35 +35
82 American Institute for Advanced Investment Management, LLP 0.43% of their portfolio Scottsdale, AZ 5,1455.1k $495.6k $495.6k 0.43% New
83 Moors & Cabot, Inc. 0.03% of their portfolio BOSTON, MA 5,0755.1k $488.8k $488.8k 0.03% Added +883 +883
84 Independent Wealth Network Inc. 0.28% of their portfolio URBANDALE, IA 4,8484.8k $467.0k $467.0k 0.28% Reduced -155 -155
85 Virtue Capital Management, LLC 0.08% of their portfolio BRENTWOOD, TN 4,7464.7k $453.5k $453.5k 0.08% Reduced -175 -175
86 Intrua Financial, LLC 0.08% of their portfolio Houston, TX 4,7414.7k $456.6k $456.6k 0.08% Added +4 +4
87 Kistler-Tiffany Companies, LLC 0.07% of their portfolio BERWYN, PA 4,6654.7k $449.3k $449.3k 0.07% Unchanged
88 CONDOR CAPITAL MANAGEMENT 0.05% of their portfolio MARTINSVILLE, NJ 4,0984.1k $394.8k $394.8k 0.05% Reduced -325 -325
89 Element Wealth, LLC 0.27% of their portfolio RIDGELAND, MS 4,0124.0k $386.4k $386.4k 0.27% Reduced -30 -30
90 Park Edge Advisors, LLC 0.13% of their portfolio Cleveland, OH 3,9954.0k $384.8k $384.8k 0.13% Unchanged
91 ICA Group Wealth Management, LLC 0.10% of their portfolio DENVER, CO 3,9804.0k $383.4k $383.4k 0.10% Added +2.2k +2,211
92 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 3,9784.0k $383.2k $383.2k 0.02% Reduced -1.1k -1,051
93 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 3,9013.9k $375.7k $375.7k 0.00% Unchanged
94 WESTWOOD HOLDINGS GROUP INC 0.00% of their portfolio DALLAS, TX 3,8553.9k $371.0k $371.0k 0.00% Unchanged
95 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.04% of their portfolio CEDAR RAPIDS, IA 3,7673.8k $362.9k $362.9k 0.04% Reduced -416 -416
96 COMERICA SECURITIES,INC. 0.02% of their portfolio DETROIT, MI 3,3863.4k $326.1k $326.1k 0.02% Reduced -106 -106
97 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 3,3513.4k $322.8k $322.8k 0.00% Reduced -208 -208
98 ABLE Financial Group, LLC 0.17% of their portfolio SCOTTSDALE, AZ 3,3173.3k $319.5k $319.5k 0.17% Added +866 +866
99 Farther Finance Advisors, LLC 0.07% of their portfolio SAN FRANCISCO, CA 3,2473.2k $312.8k $312.8k 0.07% Reduced -96 -96
100 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 3,1973.2k $307.9k $307.9k 0.02% Reduced -541 -541