Vault-13

FIRST TR MID CAP CORE ALPHAD FNX

COM SHS · ETP · CUSIP 33735B108

163 institutional holders +15 vs Q3 2022
6,807,3306.8m shares reported held*
$594.3mreported value*
23 new 55 added 51 reduced 14 sold out net bought ≈ $28.8m (+328.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($86.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $87.30. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 148Q4 22: 163163Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022148
Q4 2022163

Biggest buyers

Baird Financial Group, Inc. Added +110,717+110.7k
MORGAN STANLEY Added +86,291+86.3k
HighTower Advisors, LLC Added +68,998+69.0k
LPL Financial LLC Added +38,792+38.8k
ROYAL BANK OF CANADA Added +31,609+31.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +26,344+26.3k
Cetera Investment Advisers Added +22,966+23.0k
Secure Asset Management, LLC New +20,400+20.4k
B. Riley Wealth Advisors, Inc. Added +18,453+18.5k
Perigon Wealth Management, LLC Added +16,227+16.2k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -68,917-68.9k
FIRST TRUST ADVISORS LP Reduced -42,555-42.6k
Gladstone Institutional Advisory LLC Sold out -18,671-18.7k
Total Clarity Wealth Management, Inc. Sold out -16,399-16.4k
BANK OF AMERICA CORP /DE/ Reduced -16,383-16.4k
Kestra Advisory Services, LLC Reduced -13,171-13.2k
CITADEL ADVISORS LLC Reduced -11,372-11.4k
HARBOUR INVESTMENTS, INC. Reduced -11,069-11.1k
ARS Wealth Advisors Group, LLC Reduced -9,365-9.4k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -9,083-9.1k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,237,1291.2m $108.7m $108.7m 0.01% Added +86.3k +86,291
2 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 788,006788.0k $69.2m $69.2m 0.06% Added +38.8k +38,792
3 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 685,489685.5k $60.2m $60.2m 0.02% Reduced -68.9k -68,917
4 Raymond James Financial Services Advisors, Inc. 0.06% of their portfolio ST. PETERSBURG, FL 348,335348.3k $30.6m $30.6m 0.06% Added +14.3k +14,304
5 UBS Group AG 0.01% of their portfolio ZURICH, V8 270,956271.0k $23.8m $23.8m 0.01% Added +3.7k +3,739
6 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 251,647251.6k $22.1m $22.1m 0.01% Added +31.6k +31,609
7 Kestra Advisory Services, LLC 0.19% of their portfolio AUSTIN, TX 248,908248.9k $21.9m $21.9m 0.19% Reduced -13.2k -13,171
8 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 221,571221.6k $19.5m $19.5m 0.02% Added +2.5k +2,481
9 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 174,199174.2k $15.3m $15.3m 0.01% Added +5.9k +5,866
10 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 160,703160.7k $14.1m $14.1m 0.00% Reduced -16.4k -16,383
11 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 157,426157.4k $13.8m $13.8m 0.03% Reduced -6.3k -6,295
12 B. Riley Wealth Advisors, Inc. 0.37% of their portfolio MEMPHIS, TN 150,083150.1k $13.2m $13.2m 0.37% Added +18.5k +18,453
13 Baird Financial Group, Inc. 0.03% of their portfolio MILWAUKEE, WI 148,792148.8k $13.1m $13.1m 0.03% Added +110.7k +110,717
14 Cetera Investment Advisers 0.09% of their portfolio SCHAUMBURG, IL 116,392116.4k $10.2m $10.2m 0.09% Added +23.0k +22,966
15 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 106,930106.9k $9.4m $9.4m 0.02% Added +69.0k +68,998
16 BENJAMIN F. EDWARDS & COMPANY, INC. 0.37% of their portfolio ST. LOUIS, MO 94,99295.0k $8.3m $8.3m 0.37% Added +5.0k +4,962
17 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 79,92679.9k $7.0m $7.0m 0.01% Reduced -103 -103
18 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 61,00261.0k $5.4m $5.4m 0.03% Added +540 +540
19 D.A. DAVIDSON & CO. 0.06% of their portfolio GREAT FALLS, MT 55,99056.0k $4.9m $4.9m 0.06% Added +4.4k +4,393
20 BELLEVUE ASSET MANAGEMENT, LLC 3.24% of their portfolio BELLEVUE, WA 50,05550.1k $4.4m $4.4m 3.24% Reduced -660 -660
21 Chicago Partners Investment Group LLC 0.28% of their portfolio CHICAGO, IL 46,49446.5k $4.6m $4.6m 0.28% Added +2.1k +2,067
22 Snowden Capital Advisors LLC 0.17% of their portfolio New York, NY 46,00646.0k $4.0m $4.0m 0.17% Added +377 +377
23 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 45,76945.8k $4.0m $4.0m 0.01% Added +1.0k +1,006
24 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 45,43645.4k $4.0m $4.0m 0.02% Added +1.5k +1,531
25 Per Stirling Capital Management, LLC. 0.69% of their portfolio AUSTIN, TX 43,38643.4k $3.8m $3.8m 0.69% First filing
26 LVZ, Inc. 0.59% of their portfolio Holland, MI 42,80242.8k $3.8m $3.8m 0.59% Added +3.2k +3,192
27 AVANTAX ADVISORY SERVICES, INC. 0.04% of their portfolio DALLAS, TX 33,79933.8k $3.0m $3.0m 0.04% Added +11.2k +11,170
28 Perigon Wealth Management, LLC 0.09% of their portfolio SAN FRANCISCO, CA 32,96833.0k $2.9m $2.9m 0.09% Added +16.2k +16,227
29 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 32,81332.8k $324.0k $324.0k 0.01% Reduced -1.8k -1,844
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 31,22331.2k $2.7m $2.7m 0.01% Added +26.3k +26,344
31 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 30,84630.8k $2.7m $2.7m 0.04% Reduced -2.6k -2,613
32 Stratos Wealth Partners, LTD. 0.06% of their portfolio BEACHWOOD, OH 29,04429.0k $2.6m $2.6m 0.06% Added +962 +962
33 PARK NATIONAL CORP /OH/ 0.11% of their portfolio NEWARK, OH 28,92828.9k $2.5m $2.5m 0.11% Added +327 +327
34 Atria Investments, Inc 0.05% of their portfolio Charlotte, NC 28,81328.8k $2.5m $2.5m 0.05% Added +968 +968
35 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 27,57027.6k $2.4m $2.4m 0.00% Reduced -207 -207
36 Prospera Financial Services Inc 0.12% of their portfolio Dallas, TX 27,19827.2k $2.4m $2.4m 0.12% Added +1.1k +1,122
37 First Heartland Consultants, Inc. 0.35% of their portfolio LAKE ST. LOUIS, MO 26,08826.1k $2.3m $2.3m 0.35% Reduced -421 -421
38 Cetera Advisors LLC 0.04% of their portfolio DENVER, CO 25,83125.8k $2.3m $2.3m 0.04% Added +5.0k +5,004
39 Sigma Planning Corp 0.08% of their portfolio ANN ARBOR, MI 25,70825.7k $2.3m $2.3m 0.08% Reduced -1.1k -1,146
40 Park Edge Advisors, LLC 0.32% of their portfolio Cleveland, OH 25,33325.3k $734.9k $734.9k 0.32% First filing
41 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 25,32325.3k $2.2m $2.2m 0.00% Added +8.9k +8,894
42 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 23,15523.2k $2.0m $2.0m 0.02% Added +8.7k +8,696
43 KESTRA PRIVATE WEALTH SERVICES, LLC 0.10% of their portfolio AUSTIN, TX 21,75621.8k $1.9m $1.9m 0.10% Added +1.6k +1,612
44 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 21,65721.7k $1.9m $1.9m 0.00% Reduced -42.6k -42,555
45 Secure Asset Management, LLC 0.64% of their portfolio Troy, MI 20,40020.4k $1.8m $1.8m 0.64% New
46 Coppell Advisory Solutions LLC 0.61% of their portfolio COPPELL, TX 20,38920.4k $1.8m $1.8m 0.61% First filing
47 Coppell Advisory Solutions Corp. 0.61% of their portfolio COPPELL, TX 20,38920.4k $1.8m $1.8m 0.61% First filing
48 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 20,01020.0k $1.8m $1.8m 0.00% Reduced -11.4k -11,372
49 Kaydan Wealth Management, Inc. 0.69% of their portfolio FENTON, MI 19,57319.6k $1.7m $1.7m 0.69% Reduced -3.8k -3,775
50 MONECO ADVISORS, LLC 0.59% of their portfolio FAIRFIELD, CT 18,73918.7k $1.6m $1.6m 0.59% Reduced -2.1k -2,090
51 Western Wealth Management, LLC 0.17% of their portfolio GOLDEN, CO 18,71018.7k $1.6m $1.6m 0.17% Reduced -7.3k -7,312
52 IFP Advisors, Inc 0.04% of their portfolio TAMPA, FL 18,55418.6k $1.4m $1.4m 0.04% Reduced -6.7k -6,733
53 DHJJ Financial Advisors, Ltd. 0.89% of their portfolio NAPERVILLE, IL 17,60217.6k $1.5m $1.5m 0.89% Added +1.3k +1,274
54 Bedel Financial Consulting, Inc. 0.37% of their portfolio INDIANAPOLIS, IN 16,90016.9k $1.5m $1.5m 0.37% Reduced -1.1k -1,143
55 CITIZENS FINANCIAL GROUP INC/RI 0.05% of their portfolio PROVIDENCE, RI 15,26515.3k $1.3m $1.3m 0.05% Added +1.8k +1,806
56 Apollon Wealth Management, LLC 0.09% of their portfolio MOUNT PLEASANT, SC 15,20615.2k $1.3m $1.3m 0.09% Reduced -826 -826
57 FLOW TRADERS U.S. LLC 0.07% of their portfolio NEW YORK, NY 14,99015.0k $1.3m $1.3m 0.07% New
58 Integrated Wealth Concepts LLC 0.03% of their portfolio WALTHAM, MA 14,46514.5k $1.3m $1.3m 0.03% Added +3.7k +3,739
59 COZAD ASSET MANAGEMENT INC 0.17% of their portfolio CHAMPAIGN, IL 13,91013.9k $1.2m $1.2m 0.17% Unchanged
60 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 13,70413.7k $1.2m $1.2m 0.00% Reduced -9.1k -9,083
61 STEPHENS INC /AR/ 0.02% of their portfolio LITTLE ROCK, AR 13,58513.6k $1.2m $1.2m 0.02% Unchanged
62 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 12,67312.7k $1.1m $1.1m 0.01% Added +1.3k +1,304
63 OPPENHEIMER & CO INC 0.03% of their portfolio NEW YORK, NY 12,63412.6k $1.1m $1.1m 0.03% Reduced -3.5k -3,473
64 Pacific Sun Financial Corp 0.71% of their portfolio LOS ANGELES, CA 11,40911.4k $1.0m $1.0m 0.71% Reduced -370 -370
65 Sterling Investment Advisors, Ltd. 0.36% of their portfolio BERWYN, PA 11,35511.4k $997.3k $997.3k 0.36% Reduced -1.5k -1,500
66 Kraft, Davis & Associates, LLC 0.41% of their portfolio St. Louis, MO 10,80310.8k $1.0m $1.0m 0.41% First filing
67 Transamerica Financial Advisors, LLC 0.13% of their portfolio CEDAR RAPIDS, IA 10,60510.6k $932.0k $932.0k 0.13% Reduced -6.0k -6,004
68 MONEY CONCEPTS CAPITAL CORP 0.04% of their portfolio PALM BEACH GARDENS, FL 10,45910.5k $918.7k $918.7k 0.04% Added +9.9k +9,945
69 Keystone Wealth Services, LLC 0.40% of their portfolio PALM DESERT, CA 10,34910.3k $909.0k $909.0k 0.40% Unchanged
70 J.W. COLE ADVISORS, INC. 0.07% of their portfolio TAMPA, FL 10,28310.3k $903.2k $903.2k 0.07% New
71 IAMS WEALTH MANAGEMENT, LLC 0.92% of their portfolio OMAHA, NE 10,27610.3k $902.5k $902.5k 0.92% First filing
72 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 7,7497.7k $680.6k $680.6k 0.01% Added +15 +15
73 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 7,5397.5k $662.0k $662.0k 0.00% Added +1.7k +1,698
74 PERSONAL CFO SOLUTIONS, LLC 0.14% of their portfolio CHESTER, NJ 7,3057.3k $641.6k $641.6k 0.14% New
75 Southland Equity Partners LLC 0.24% of their portfolio WILDWOOD, MO 7,1927.2k $631.7k $631.7k 0.24% Reduced -17 -17
76 Kowal Investment Group, LLC 0.17% of their portfolio BROOKFIELD, WI 6,3716.4k $559.6k $559.6k 0.17% New
77 PFG Advisors 0.05% of their portfolio Phoenix, AZ 6,0206.0k $528.7k $528.7k 0.05% Added +641 +641
78 Quantum Private Wealth, LLC 0.31% of their portfolio TAMPA, FL 5,5365.5k $486.2k $486.2k 0.31% Unchanged
79 ARS Wealth Advisors Group, LLC 0.08% of their portfolio St. Petersburg, FL 5,5105.5k $483.9k $483.9k 0.08% Reduced -9.4k -9,365
80 Global Retirement Partners, LLC 0.03% of their portfolio San Rafael, CA 5,4695.5k $480.4k $480.4k 0.03% Unchanged
81 RFG Advisory, LLC 0.03% of their portfolio BIRMINGHAM, AL 5,1705.2k $508.7k $508.7k 0.03% Reduced -133 -133
82 GREAT VALLEY ADVISOR GROUP, INC. 0.02% of their portfolio WILMINGTON, DE 5,1655.2k $453.8k $453.8k 0.02% Reduced -583 -583
83 IHT Wealth Management, LLC 0.03% of their portfolio Chicago, IL 5,1065.1k $448.4k $448.4k 0.03% Added +736 +736
84 Independent Wealth Network Inc. 0.30% of their portfolio URBANDALE, IA 4,9865.0k $437.9k $437.9k 0.30% Reduced -50 -50
85 Virtue Capital Management, LLC 0.07% of their portfolio BRENTWOOD, TN 4,9214.9k $432.2k $432.2k 0.07% Reduced -7 -7
86 Intrua Financial, LLC 0.10% of their portfolio Houston, TX 4,8764.9k $445.4k $445.4k 0.10% Added +502 +502
87 HARBOUR INVESTMENTS, INC. 0.03% of their portfolio MADISON, WI 4,7744.8k $419.3k $419.3k 0.03% Reduced -11.1k -11,069
88 Kistler-Tiffany Companies, LLC 0.08% of their portfolio BERWYN, PA 4,6654.7k $409.7k $409.7k 0.08% Added +4.1k +4,055
89 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.05% of their portfolio CEDAR RAPIDS, IA 4,5894.6k $403.1k $403.1k 0.05% Reduced -97 -97
90 CONDOR CAPITAL MANAGEMENT 0.05% of their portfolio MARTINSVILLE, NJ 4,5754.6k $401.9k $401.9k 0.05% Unchanged
91 Belpointe Asset Management LLC 0.02% of their portfolio RENO, NV 4,4804.5k $393.5k $393.5k 0.02% Added +797 +797
92 Ameritas Advisory Services, LLC 0.02% of their portfolio Lincoln, NE 4,3494.3k $382.0k $382.0k 0.02% New
93 StoneX Group Inc. 0.05% of their portfolio NEW YORK, NY 4,3474.3k $381.8k $381.8k 0.05% Reduced -311 -311
94 Element Wealth, LLC 0.30% of their portfolio RIDGELAND, MS 4,1244.1k $362.2k $362.2k 0.30% Reduced -77 -77
95 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 3,9373.9k $285.6k $285.6k 0.01% Added +118 +118
96 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 3,9013.9k $342.6k $342.6k 0.00% Added +3.4k +3,379
97 WESTWOOD HOLDINGS GROUP INC 0.00% of their portfolio DALLAS, TX 3,7553.8k $330.0k $330.0k 0.00% Reduced -100 -100
98 IFG Advisory, LLC 0.03% of their portfolio ATLANTA, GA 3,7063.7k $325.0k $325.0k 0.03% Reduced -195 -195
99 Farther Finance Advisors, LLC 0.13% of their portfolio SAN FRANCISCO, CA 3,7003.7k $325.0k $325.0k 0.13% First filing
100 Ten Capital Wealth Advisors, LLC 0.13% of their portfolio SPOKANE, WA 3,6493.6k $320.5k $320.5k 0.13% Reduced -808 -808