Vault-13

FIRST TR SML CP CORE ALPHA F FYX

COM SHS · ETP · CUSIP 33734Y109

168 institutional holders +12 vs Q3 2024
6,343,7406.3m shares reported held*
$641.1mreported value*
14 new 61 added 51 reduced 10 sold out net bought ≈ $22.9m (+183.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($226.2k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $101.06. Options: 2 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 122Q4 22: 127Q1 23: 126Q2 23: 125Q3 23: 134Q4 23: 146Q1 24: 145Q2 24: 141Q3 24: 156Q4 24: 168168Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022122
Q4 2022127
Q1 2023126
Q2 2023125
Q3 2023134
Q4 2023146
Q1 2024145
Q2 2024141
Q3 2024156
Q4 2024168

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 56 bought or addedQ1 23: 61 cut or sold outQ2 23: 47 bought or addedQ2 23: 69 cut or sold outQ2 23Q3 23: 59 bought or addedQ3 23: 58 cut or sold outQ4 23: 59 bought or addedQ4 23: 68 cut or sold outQ4 23Q1 24: 67 bought or addedQ1 24: 60 cut or sold outQ2 24: 53 bought or addedQ2 24: 75 cut or sold outQ2 24Q3 24: 71 bought or addedQ3 24: 62 cut or sold outQ4 24: 75 bought or addedQ4 24: 61 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20235661
Q2 20234769
Q3 20235958
Q4 20235968
Q1 20246760
Q2 20245375
Q3 20247162
Q4 20247561

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $289.5kQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $228.9kQ3 24 puts: $0Q3 24P/C 0.00Q4 24 calls: $0Q4 24 puts: $0Q4 24P/C —
Numbers
QuarterCallsPutsP/C
Q1 2024$0$0—
Q2 2024$289.5k$00.00
Q3 2024$228.9k$00.00
Q4 2024$0$0—

Biggest buyers

LPL Financial LLC Added +72,392+72.4k
MORGAN STANLEY Added +69,074+69.1k
CWM, LLC Added +49,300+49.3k
Independent Advisor Alliance New +36,332+36.3k
WELLS FARGO & COMPANY/MN Added +20,941+20.9k
Cambridge Investment Research Advisors, Inc. Added +20,203+20.2k
Geneos Wealth Management Inc. New +16,293+16.3k
TWO SIGMA INVESTMENTS, LP New +8,900+8.9k
Janney Montgomery Scott LLC Added +8,600+8.6k
Western Wealth Management, LLC Added +8,343+8.3k

Biggest sellers

JPMORGAN CHASE & CO Reduced -43,689-43.7k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Sold out -42,798-42.8k
Virtu Financial LLC Sold out -36,144-36.1k
BANK OF AMERICA CORP /DE/ Reduced -25,292-25.3k
STIFEL FINANCIAL CORP Reduced -9,472-9.5k
ROYAL BANK OF CANADA Reduced -6,806-6.8k
Main Line Retirement Advisors, LLC Reduced -5,148-5.1k
CITADEL ADVISORS LLC Sold out -5,040-5.0k
Triumph Capital Management Reduced -3,729-3.7k
JANE STREET GROUP, LLC Reduced -3,593-3.6k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
SIMPLEX TRADING, LLC New $0100 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 803,359803.4k $81.2m $81.2m 0.01% Added +69.1k +69,074
2 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 641,305641.3k $64.8m $64.8m 0.02% Added +20.9k +20,941
3 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 594,657594.7k $60.1m $60.1m 0.02% Added +72.4k +72,392
4 RAYMOND JAMES FINANCIAL INC 0.02% of their portfolio ST. PETERSBURG, FL 443,860443.9k $44.9m $44.9m 0.02% First filing
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 427,386427.4k $43.2m $43.2m 0.00% Reduced -25.3k -25,292
6 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 378,492378.5k $38.3m $38.3m 0.01% Reduced -6.8k -6,806
7 Janney Montgomery Scott LLC 0.08% of their portfolio PHILADELPHIA, PA 275,535275.5k $27.8m $27.8m 0.08% Added +8.6k +8,600
8 Hapanowicz & Associates Financial Services, Inc 12.60% of their portfolio PITTSBURGH, PA 248,192248.2k $25.1m $25.1m 12.60% Added +810 +810
9 UBS Group AG 0.00% of their portfolio ZURICH, V8 206,034206.0k $20.8m $20.8m 0.00% Added +3.5k +3,456
10 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 129,585129.6k $13.1m $13.1m 0.00% Reduced -43.7k -43,689
11 Wealth Alliance Advisory Group, LLC 2.66% of their portfolio Wichita, KS 124,369124.4k $12.6m $12.6m 2.66% Reduced -569 -569
12 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 118,031118.0k $11.9m $11.9m 0.04% Added +20.2k +20,203
13 Main Line Retirement Advisors, LLC 7.53% of their portfolio WHITEFISH, MT 113,053113.1k $11.4m $11.4m 7.53% Reduced -5.1k -5,148
14 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 97,74397.7k $9.9m $9.9m 0.02% Added +1.1k +1,053
15 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 87,97788.0k $8.9m $8.9m 0.01% Added +8.1k +8,080
16 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 82,17282.2k $8.3m $8.3m 0.02% Added +2.3k +2,324
17 Chicago Partners Investment Group LLC 0.23% of their portfolio CHICAGO, IL 69,52469.5k $7.0m $7.0m 0.23% Added +70 +70
18 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 65,06665.1k $6.6m $6.6m 0.01% Added +3.5k +3,507
19 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 64,87764.9k $6.6m $6.6m 0.04% Added +2.6k +2,553
20 Genesee Capital Advisors, LLC 2.89% of their portfolio AUBURN, NY 61,55261.6k $6.2m $6.2m 2.89% Added +1.1k +1,146
21 Vestmark Advisory Solutions, Inc. 0.20% of their portfolio Wakefield, MA 58,56458.6k $5.9m $5.9m 0.20% Added +348 +348
22 CWM, LLC 0.02% of their portfolio OMAHA, NE 53,74953.7k $5.4m $5.4m 0.02% Added +49.3k +49,300
23 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 46,62846.6k $4.7m $4.7m 0.00% Reduced -9.5k -9,472
24 IFG Advisory, LLC 0.26% of their portfolio ATLANTA, GA 45,43845.4k $4.6m $4.6m 0.26% Added +26 +26
25 D.A. DAVIDSON & CO. 0.04% of their portfolio GREAT FALLS, MT 44,42144.4k $4.5m $4.5m 0.04% Reduced -10 -10
26 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 43,80143.8k $4.4m $4.4m 0.00% Added +3.8k +3,792
27 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 38,45438.5k $3.9m $3.9m 0.01% Reduced -1.0k -1,032
28 PARK NATIONAL CORP /OH/ 0.14% of their portfolio NEWARK, OH 38,29138.3k $3.9m $3.9m 0.14% Reduced -244 -244
29 Independent Advisor Alliance 0.05% of their portfolio CHARLOTTE, NC 36,33236.3k $3.7m $3.7m 0.05% New
30 Mainsail Financial Group, LLC 2.10% of their portfolio BELLEVUE, WA 35,88835.9k $3.6m $3.6m 2.10% Added +830 +830
31 MTM Investment Management, LLC 1.31% of their portfolio SPARTANBURG, SC 33,65533.7k $3.4m $3.4m 1.31% Added +475 +475
32 Regal Investment Advisors LLC 0.23% of their portfolio KENTWOOD, MI 30,74130.7k $3.1m $3.1m 0.23% Added +410 +410
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 29,91429.9k $3.0m $3.0m 0.00% Reduced -718 -718
34 SILVER OAK SECURITIES, INCORPORATED 0.28% of their portfolio JACKSON, TN 29,66229.7k $3.0m $3.0m 0.28% Reduced -1.0k -1,023
35 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 29,18829.2k $2.9m $2.9m 0.01% Added +7.3k +7,292
36 Per Stirling Capital Management, LLC. 0.41% of their portfolio AUSTIN, TX 28,39928.4k $2.9m $2.9m 0.41% Added +637 +637
37 OneDigital Investment Advisors LLC 0.03% of their portfolio OVERLAND PARK, KS 28,39128.4k $2.9m $2.9m 0.03% Added +501 +501
38 Western Wealth Management, LLC 0.14% of their portfolio GOLDEN, CO 26,47926.5k $2.7m $2.7m 0.14% Added +8.3k +8,343
39 COMERICA BANK 0.01% of their portfolio DALLAS, TX 24,22924.2k $2.4m $2.4m 0.01% Added +638 +638
40 Perennial Investment Advisors, LLC 0.28% of their portfolio Los Angeles, CA 23,16023.2k $2.3m $2.3m 0.28% Reduced -717 -717
41 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 20,61920.6k $2.1m $2.1m 0.00% Added +1.7k +1,677
42 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 18,72918.7k $1.9m $1.9m 0.01% Reduced -35 -35
43 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 16,66916.7k $1.7m $1.7m 0.01% Added +2.2k +2,201
44 Geneos Wealth Management Inc. 0.06% of their portfolio ENGLEWOOD, CO 16,29316.3k $1.6m $1.6m 0.06% New
45 CITY HOLDING CO 0.23% of their portfolio CHARLESTON, WV 16,18816.2k $1.6m $1.6m 0.23% Added +2.4k +2,396
46 Three Seasons Wealth, LLC 0.78% of their portfolio SALT LAKE CITY, UT 15,89415.9k $1.6m $1.6m 0.78% Reduced -1.4k -1,399
47 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 15,67715.7k $1.6m $1.6m 0.00% Reduced -70 -70
48 Coppell Advisory Solutions LLC 0.21% of their portfolio COPPELL, TX 14,67514.7k $1.5m $1.5m 0.21% Reduced -671 -671
49 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 14,32114.3k $1.4m $1.4m 0.00% Added +6.1k +6,120
50 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 14,13814.1k $1.4m $1.4m 0.01% Added +2.1k +2,109
51 Keystone Financial Group 0.14% of their portfolio LEXINGTON, KY 13,66513.7k $1.4m $1.4m 0.14% Added +331 +331
52 Cyndeo Wealth Partners, LLC 0.09% of their portfolio ST. PETERSBURG, FL 12,90612.9k $1.3m $1.3m 0.09% Reduced -20 -20
53 ARS Wealth Advisors Group, LLC 0.18% of their portfolio St. Petersburg, FL 12,85912.9k $1.3m $1.3m 0.18% Reduced -1.1k -1,131
54 B. Riley Wealth Advisors, Inc. 0.04% of their portfolio MEMPHIS, TN 12,16412.2k $1.2m $1.2m 0.04% Added +781 +781
55 LVZ, Inc. 0.15% of their portfolio Holland, MI 11,62711.6k $1.2m $1.2m 0.15% Reduced -173 -173
56 BENJAMIN EDWARDS INC 0.02% of their portfolio Clayton, MO 11,24511.2k $1.1m $1.1m 0.02% Reduced -299 -299
57 POTENTIA WEALTH 0.50% of their portfolio SAN JOSE, CA 11,09311.1k $1.1m $1.1m 0.50% First filing
58 Lakeridge Wealth Management LLC 0.56% of their portfolio MENTOR, OH 10,74910.7k $1.1m $1.1m 0.56% Added +188 +188
59 Triumph Capital Management 0.34% of their portfolio DENVER, CO 9,6969.7k $979.9k $979.9k 0.34% Reduced -3.7k -3,729
60 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 9,1039.1k $919.9k $919.9k 0.01% Added +803 +803
61 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 8,9008.9k $899.4k $899.4k 0.00% New
62 DAYMARK WEALTH PARTNERS, LLC 0.03% of their portfolio CINCINNATI, OH 8,0668.1k $815.2k $815.2k 0.03% Added +3 +3
63 TCFG WEALTH MANAGEMENT, LLC 0.39% of their portfolio LAGUNA NIGUEL, CA 7,7597.8k $784.1k $784.1k 0.39% Unchanged
64 Root Financial Partners, LLC 0.09% of their portfolio ENCINITAS, CA 7,4477.4k $752.6k $752.6k 0.09% Reduced -810 -810
65 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 6,9677.0k $704.1k $704.1k 0.00% Reduced -489 -489
66 SMITH, MOORE & CO. 0.06% of their portfolio CLAYTON, MO 6,7766.8k $684.7k $684.7k 0.06% Added +33 +33
67 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 6,6006.6k $667.0k $667.0k 0.00% Reduced -2.2k -2,205
68 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.05% of their portfolio CEDAR RAPIDS, IA 6,4366.4k $650.5k $650.5k 0.05% Reduced -36 -36
69 Keystone Wealth Services, LLC 0.16% of their portfolio PALM DESERT, CA 6,0346.0k $609.8k $609.8k 0.16% Unchanged
70 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 6,0106.0k $607.4k $607.4k 0.01% Reduced -589 -589
71 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 5,9916.0k $605.5k $605.5k 0.01% Added +2.3k +2,302
72 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 5,7985.8k $585.9k $585.9k 0.00% New
73 KPP Advisory Services LLC 0.13% of their portfolio Louisville, KY 5,6215.6k $568.0k $568.0k 0.13% Unchanged
74 GPS Wealth Strategies Group, LLC 0.07% of their portfolio CENTENNIAL, CO 5,5685.6k $562.7k $562.7k 0.07% Added +232 +232
75 &PARTNERS 0.01% of their portfolio NASHVILLE, TN 5,5495.5k $566.1k $566.1k 0.01% Added +1.4k +1,437
76 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 5,5145.5k $557.2k $557.2k 0.00% Added +70 +70
77 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 5,5005.5k $555.8k $555.8k 0.01% Unchanged
78 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 5,2625.3k $531.8k $531.8k 0.00% Added +97 +97
79 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 5,0615.1k $511.5k $511.5k 0.02% Reduced -156 -156
80 Belpointe Asset Management LLC 0.03% of their portfolio RENO, NV 4,9765.0k $491.7k $491.7k 0.03% Added +247 +247
81 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 4,9194.9k $497.1k $497.1k 0.00% Reduced -100 -100
82 DHJJ Financial Advisors, Ltd. 0.19% of their portfolio NAPERVILLE, IL 4,8144.8k $486.5k $486.5k 0.19% Added +2 +2
83 Morey & Quinn Wealth Partners, LLC 0.41% of their portfolio OMAHA, NE 4,7934.8k $484.4k $484.4k 0.41% First filing
84 Arax Advisory Partners 0.03% of their portfolio NEW YORK, NY 4,7704.8k $482.1k $482.1k 0.03% New
85 SYNOVUS FINANCIAL CORP 0.01% of their portfolio Columbus, GA 4,7494.7k $480.6k $480.6k 0.01% New
86 Atlas Legacy Advisors, LLC 0.11% of their portfolio LOS ANGELES, CA 4,6824.7k $473.2k $473.2k 0.11% First filing
87 MONECO ADVISORS, LLC 0.05% of their portfolio FAIRFIELD, CT 4,6264.6k $467.5k $467.5k 0.05% Reduced -3.0k -3,037
88 PCA Investment Advisory Services Inc. 0.21% of their portfolio CINCINNATI, OH 4,5204.5k $456.8k $456.8k 0.21% Reduced -14 -14
89 Independent Wealth Network Inc. 0.18% of their portfolio URBANDALE, IA 4,4734.5k $452.0k $452.0k 0.18% Reduced -126 -126
90 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 4,4244.4k $447.1k $447.1k 0.00% Unchanged
91 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 4,4224.4k $446.9k $446.9k 0.01% Added +4 +4
92 Northeast Financial Consultants Inc 0.02% of their portfolio WESTPORT, CT 4,4004.4k $444.7k $444.7k 0.02% Unchanged
93 Trueblood Wealth Management, LLC 0.22% of their portfolio LIMA, OH 4,3884.4k $443.5k $443.5k 0.22% Added +298 +298
94 Solano Wealth Investment Advisors LLC 0.26% of their portfolio Fairfield, CA 4,3374.3k $438.3k $438.3k 0.26% First filing
95 Tidemark, LLC 0.16% of their portfolio SAN DIEGO, CA 4,2064.2k $425.1k $425.1k 0.16% Added +620 +620
96 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 4,0344.0k $407.7k $407.7k 0.00% Reduced -3.6k -3,593
97 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 3,7663.8k $380.6k $380.6k 0.00% Reduced -1.4k -1,389
98 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 3,7533.8k $379.2k $379.2k 0.00% Reduced -718 -718
99 Element Wealth, LLC 0.19% of their portfolio RIDGELAND, MS 3,6123.6k $365.0k $365.0k 0.19% Reduced -33 -33
100 HM PAYSON & CO 0.01% of their portfolio PORTLAND, ME 3,5403.5k $357.8k $357.8k 0.01% Unchanged