Vault-13

FIRST TR SML CP CORE ALPHA F FYX

COM SHS · ETP · CUSIP 33734Y109

156 institutional holders +15 vs Q2 2024
6,141,9856.1m shares reported held*
$607.0mreported value*
20 new 51 added 57 reduced 5 sold out net bought ≈ $5.5m (+99.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($202.4k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $98.83. Options: 2 managers hold calls ($228.9k notional), 1 hold puts ($0).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 122Q4 22: 127Q1 23: 126Q2 23: 125Q3 23: 134Q4 23: 146Q1 24: 145Q2 24: 141Q3 24: 156156Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022122
Q4 2022127
Q1 2023126
Q2 2023125
Q3 2023134
Q4 2023146
Q1 2024145
Q2 2024141
Q3 2024156

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 67 bought or addedQ4 22: 50 cut or sold outQ1 23: 56 bought or addedQ1 23: 61 cut or sold outQ1 23Q2 23: 47 bought or addedQ2 23: 69 cut or sold outQ3 23: 59 bought or addedQ3 23: 58 cut or sold outQ3 23Q4 23: 59 bought or addedQ4 23: 68 cut or sold outQ1 24: 67 bought or addedQ1 24: 60 cut or sold outQ1 24Q2 24: 53 bought or addedQ2 24: 75 cut or sold outQ3 24: 71 bought or addedQ3 24: 62 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226750
Q1 20235661
Q2 20234769
Q3 20235958
Q4 20235968
Q1 20246760
Q2 20245375
Q3 20247162

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $289.5kQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $228.9kQ3 24 puts: $0Q3 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2023$0$0—
Q1 2024$0$0—
Q2 2024$289.5k$00.00
Q3 2024$228.9k$00.00

Biggest buyers

JPMORGAN CHASE & CO Added +42,802+42.8k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Added +42,368+42.4k
WELLS FARGO & COMPANY/MN Added +40,832+40.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +30,632+30.6k
MORGAN STANLEY Added +29,063+29.1k
Virtu Financial LLC Added +24,159+24.2k
LPL Financial LLC Added +18,035+18.0k
Cambridge Investment Research Advisors, Inc. Added +17,032+17.0k
COMMONWEALTH EQUITY SERVICES, LLC Added +14,156+14.2k
Triumph Capital Management New +13,425+13.4k

Biggest sellers

NewEdge Advisors, LLC Reduced -74,690-74.7k
Cetera Investment Advisers Reduced -54,942-54.9k
Western Wealth Management, LLC Reduced -39,246-39.2k
Janney Montgomery Scott LLC Reduced -24,946-24.9k
CITADEL ADVISORS LLC Reduced -14,380-14.4k
ROYAL BANK OF CANADA Reduced -12,841-12.8k
PARK NATIONAL CORP /OH/ Reduced -11,751-11.8k
Kestra Advisory Services, LLC Reduced -11,128-11.1k
Virtue Capital Management, LLC Sold out -11,087-11.1k
OLD MISSION CAPITAL LLC Sold out -10,046-10.0k

Biggest calls

Belvedere Trading LLC Reduced $228.9k2.3k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 734,285734.3k $73.1m $73.1m 0.01% Added +29.1k +29,063
2 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 620,364620.4k $61.7m $61.7m 0.01% Added +40.8k +40,832
3 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 522,265522.3k $52.0m $52.0m 0.02% Added +18.0k +18,035
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 452,678452.7k $45.1m $45.1m 0.00% Added +1.5k +1,465
5 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 385,298385.3k $38.3m $38.3m 0.01% Reduced -12.8k -12,841
6 Janney Montgomery Scott LLC 0.07% of their portfolio PHILADELPHIA, PA 266,935266.9k $26.6m $26.6m 0.07% Reduced -24.9k -24,946
7 Hapanowicz & Associates Financial Services, Inc 12.40% of their portfolio PITTSBURGH, PA 247,382247.4k $24.6m $24.6m 12.40% Added +7.1k +7,091
8 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 211,296211.3k $21.0m $21.0m 0.01% Added +419 +419
9 UBS Group AG 0.01% of their portfolio ZURICH, V8 202,578202.6k $20.2m $20.2m 0.01% Reduced -3.1k -3,125
10 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 202,436202.4k $20.1m $20.1m 0.03% Added +5.3k +5,266
11 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 173,274173.3k $17.2m $17.2m 0.00% Added +42.8k +42,802
12 Wealth Alliance Advisory Group, LLC 2.61% of their portfolio Wichita, KS 124,938124.9k $12.4m $12.4m 2.61% Added +1.9k +1,928
13 Main Line Retirement Advisors, LLC 8.07% of their portfolio WHITEFISH, MT 118,201118.2k $11.8m $11.8m 8.07% Added +6.7k +6,685
14 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 97,82897.8k $9.7m $9.7m 0.03% Added +17.0k +17,032
15 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 96,69096.7k $9.6m $9.6m 0.02% Reduced -54.9k -54,942
16 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 79,89779.9k $8.0m $8.0m 0.01% Added +14.2k +14,156
17 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 79,84879.8k $7.9m $7.9m 0.02% Reduced -682 -682
18 Chicago Partners Investment Group LLC 0.24% of their portfolio CHICAGO, IL 69,45469.5k $6.8m $6.8m 0.24% Added +1.6k +1,635
19 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 62,32462.3k $6.2m $6.2m 0.03% Reduced -11.1k -11,128
20 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 61,55961.6k $6.1m $6.1m 0.01% Reduced -1.5k -1,458
21 Genesee Capital Advisors, LLC 2.90% of their portfolio AUBURN, NY 60,40660.4k $6.0m $6.0m 2.90% Added +449 +449
22 Vestmark Advisory Solutions, Inc. 0.22% of their portfolio Wakefield, MA 58,21658.2k $5.8m $5.8m 0.22% Reduced -930 -930
23 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 56,10056.1k $5.6m $5.6m 0.01% Added +10.9k +10,925
24 IFG Advisory, LLC 0.29% of their portfolio ATLANTA, GA 45,41245.4k $4.5m $4.5m 0.29% Reduced -6.6k -6,641
25 D.A. DAVIDSON & CO. 0.04% of their portfolio GREAT FALLS, MT 44,43144.4k $4.4m $4.4m 0.04% Reduced -252 -252
26 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 42,79842.8k $430 $430 0.00% Added +42.4k +42,368
27 Sweet Financial Partners, LLC 0.92% of their portfolio FAIRMONT, MN 42,62042.6k $4.2m $4.2m 0.92% Added +3.6k +3,570
28 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 40,00940.0k $4.0m $4.0m 0.00% Reduced -469 -469
29 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 39,48639.5k $3.9m $3.9m 0.01% Reduced -437 -437
30 PARK NATIONAL CORP /OH/ 0.13% of their portfolio NEWARK, OH 38,53538.5k $3.8m $3.8m 0.13% Reduced -11.8k -11,751
31 Virtu Financial LLC 0.20% of their portfolio New York, NY 36,14436.1k $3.6m $3.6m 0.20% Added +24.2k +24,159
32 Mainsail Financial Group, LLC 2.03% of their portfolio BELLEVUE, WA 35,05835.1k $3.4m $3.4m 2.03% Reduced -4.1k -4,092
33 MTM Investment Management, LLC 1.27% of their portfolio SPARTANBURG, SC 33,18033.2k $3.2m $3.2m 1.27% Added +1.0k +1,016
34 SILVER OAK SECURITIES, INCORPORATED 0.32% of their portfolio JACKSON, TN 30,68530.7k $3.0m $3.0m 0.32% Reduced -22 -22
35 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 30,63230.6k $3.0m $3.0m 0.01% New
36 Regal Investment Advisors LLC 0.21% of their portfolio KENTWOOD, MI 30,33130.3k $3.0m $3.0m 0.21% Added +250 +250
37 OneDigital Investment Advisors LLC 0.03% of their portfolio OVERLAND PARK, KS 27,89027.9k $2.8m $2.8m 0.03% Added +9.2k +9,236
38 Per Stirling Capital Management, LLC. 0.38% of their portfolio AUSTIN, TX 27,76227.8k $2.8m $2.8m 0.38% Added +1.3k +1,268
39 Perennial Investment Advisors, LLC 0.31% of their portfolio Los Angeles, CA 23,87723.9k $2.4m $2.4m 0.31% Reduced -1.4k -1,440
40 COMERICA BANK 0.01% of their portfolio DALLAS, TX 23,59123.6k $2.3m $2.3m 0.01% Added +61 +61
41 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 21,89621.9k $2.2m $2.2m 0.00% Added +2.4k +2,413
42 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 18,94218.9k $1.9m $1.9m 0.00% Added +2.6k +2,626
43 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 18,76418.8k $2.0m $2.0m 0.01% Added +1.8k +1,795
44 Western Wealth Management, LLC 0.10% of their portfolio GOLDEN, CO 18,13618.1k $1.8m $1.8m 0.10% Reduced -39.2k -39,246
45 Three Seasons Wealth, LLC 0.91% of their portfolio SALT LAKE CITY, UT 17,29317.3k $1.7m $1.7m 0.91% Reduced -454 -454
46 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 15,74715.7k $1.6m $1.6m 0.00% Reduced -2.6k -2,642
47 Coppell Advisory Solutions LLC 0.22% of their portfolio COPPELL, TX 15,34615.3k $1.5m $1.5m 0.22% Reduced -550 -550
48 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 14,46814.5k $1.4m $1.4m 0.01% Reduced -61 -61
49 ARS Wealth Advisors Group, LLC 0.17% of their portfolio St. Petersburg, FL 13,99014.0k $1.4m $1.4m 0.17% Added +4 +4
50 CITY HOLDING CO 0.19% of their portfolio CHARLESTON, WV 13,79213.8k $1.4m $1.4m 0.19% Added +2.7k +2,729
51 Triumph Capital Management 0.48% of their portfolio DENVER, CO 13,42513.4k $1.3m $1.3m 0.48% New
52 Keystone Financial Group 0.17% of their portfolio LEXINGTON, KY 13,33413.3k $1.3m $1.3m 0.17% New
53 Cyndeo Wealth Partners, LLC 0.09% of their portfolio ST. PETERSBURG, FL 12,92612.9k $1.3m $1.3m 0.09% Added +4.3k +4,332
54 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 12,02912.0k $1.2m $1.2m 0.01% Reduced -1.6k -1,556
55 LVZ, Inc. 0.15% of their portfolio Holland, MI 11,80011.8k $1.2m $1.2m 0.15% Added +268 +268
56 BENJAMIN EDWARDS INC 0.02% of their portfolio Clayton, MO 11,54411.5k $1.1m $1.1m 0.02% New
57 B. Riley Wealth Advisors, Inc. 0.03% of their portfolio MEMPHIS, TN 11,38311.4k $1.1m $1.1m 0.03% Added +328 +328
58 Lakeridge Wealth Management LLC 0.58% of their portfolio MENTOR, OH 10,56110.6k $1.1m $1.1m 0.58% Reduced -63 -63
59 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 8,8058.8k $876.3k $876.3k 0.00% Added +672 +672
60 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 8,3008.3k $826.1k $826.1k 0.01% New
61 Root Financial Partners, LLC 0.13% of their portfolio ENCINITAS, CA 8,2578.3k $821.9k $821.9k 0.13% Reduced -1.1k -1,104
62 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 8,2018.2k $812.5k $812.5k 0.00% Added +5.8k +5,836
63 DAYMARK WEALTH PARTNERS, LLC 0.03% of their portfolio CINCINNATI, OH 8,0638.1k $802.5k $802.5k 0.03% Reduced -52 -52
64 TCFG WEALTH MANAGEMENT, LLC 0.39% of their portfolio LAGUNA NIGUEL, CA 7,7597.8k $772.3k $772.3k 0.39% First filing
65 MONECO ADVISORS, LLC 0.09% of their portfolio FAIRFIELD, CT 7,6637.7k $762.7k $762.7k 0.09% Reduced -3 -3
66 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 7,6277.6k $759.1k $759.1k 0.00% Reduced -6.2k -6,218
67 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 7,4567.5k $742.1k $742.1k 0.00% Reduced -4 -4
68 SMITH, MOORE & CO. 0.06% of their portfolio CLAYTON, MO 6,7436.7k $671.2k $671.2k 0.06% Reduced -419 -419
69 PRINCIPAL SECURITIES, INC. 0.02% of their portfolio DES MOINES, IA 6,5996.6k $656.8k $656.8k 0.02% Added +189 +189
70 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.05% of their portfolio CEDAR RAPIDS, IA 6,4726.5k $644.2k $644.2k 0.05% Reduced -241 -241
71 Keystone Wealth Services, LLC 0.17% of their portfolio PALM DESERT, CA 6,0346.0k $600.6k $600.6k 0.17% Reduced -301 -301
72 KPP Advisory Services LLC 0.13% of their portfolio Louisville, KY 5,6215.6k $559.4k $559.4k 0.13% Unchanged
73 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 5,5005.5k $547.4k $547.4k 0.01% Unchanged
74 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 5,4445.4k $541.8k $541.8k 0.01% Added +300 +300
75 GPS Wealth Strategies Group, LLC 0.07% of their portfolio CENTENNIAL, CO 5,3365.3k $523.3k $523.3k 0.07% Added +4.9k +4,882
76 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 5,2175.2k $519.2k $519.2k 0.02% Reduced -2.2k -2,196
77 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 5,1655.2k $514.1k $514.1k 0.00% Added +673 +673
78 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 5,1555.2k $513.1k $513.1k 0.00% Reduced -74.7k -74,690
79 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 5,0405.0k $501.6k $501.6k 0.00% Reduced -14.4k -14,380
80 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 5,0195.0k $499.5k $499.5k 0.00% Added +100 +100
81 DHJJ Financial Advisors, Ltd. 0.19% of their portfolio NAPERVILLE, IL 4,8124.8k $478.9k $478.9k 0.19% Reduced -493 -493
82 Belpointe Asset Management LLC 0.03% of their portfolio RENO, NV 4,7294.7k $470.7k $470.7k 0.03% Reduced -586 -586
83 Independent Wealth Network Inc. 0.20% of their portfolio URBANDALE, IA 4,5994.6k $457.7k $457.7k 0.20% Reduced -38 -38
84 PCA Investment Advisory Services Inc. 0.21% of their portfolio CINCINNATI, OH 4,5344.5k $451.2k $451.2k 0.21% Reduced -707 -707
85 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 4,4714.5k $445.0k $445.0k 0.00% Added +285 +285
86 CWM, LLC 0.00% of their portfolio OMAHA, NE 4,4494.4k $443.0k $443.0k 0.00% Reduced -1.3k -1,258
87 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 4,4244.4k $440.3k $440.3k 0.00% Unchanged
88 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 4,4184.4k $439.7k $439.7k 0.01% Reduced -18 -18
89 Northeast Financial Consultants Inc 0.02% of their portfolio WESTPORT, CT 4,4004.4k $437.9k $437.9k 0.02% Unchanged
90 Cedrus LLC 0.16% of their portfolio Littleton, CO 4,3744.4k $435.3k $435.3k 0.16% New
91 BRASS TAX WEALTH MANAGEMENT, INC 0.06% of their portfolio CINCINNATI, OH 4,1804.2k $416.0k $416.0k 0.06% New
92 Mariner, LLC 0.00% of their portfolio Overland Park, KS 4,1264.1k $410.7k $410.7k 0.00% New
93 &PARTNERS 0.01% of their portfolio NASHVILLE, TN 4,1124.1k $409.2k $409.2k 0.01% New
94 Trueblood Wealth Management, LLC 0.20% of their portfolio LIMA, OH 4,0904.1k $407.1k $407.1k 0.20% Added +760 +760
95 American Institute for Advanced Investment Management, LLP 0.28% of their portfolio Scottsdale, AZ 3,9453.9k $392.6k $392.6k 0.28% Reduced -115 -115
96 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 3,6893.7k $367.2k $367.2k 0.01% Unchanged
97 Element Wealth, LLC 0.19% of their portfolio RIDGELAND, MS 3,6453.6k $362.8k $362.8k 0.19% Reduced -20 -20
98 Tidemark, LLC 0.15% of their portfolio SAN DIEGO, CA 3,5863.6k $357.0k $357.0k 0.15% Reduced -283 -283
99 HM PAYSON & CO 0.01% of their portfolio PORTLAND, ME 3,5403.5k $352.3k $352.3k 0.01% Unchanged
100 TFG Advisers LLC 0.12% of their portfolio Auburn Hills, MI 3,4473.4k $343.1k $343.1k 0.12% Added +38 +38