Vault-13

FIRST TR SML CP CORE ALPHA F FYX

COM SHS · ETP · CUSIP 33734Y109

145 institutional holders -1 vs Q4 2023
7,679,7757.7m shares reported held*
$715.7mreported value*
13 new 54 added 49 reduced 11 sold out net bought ≈ $90.3m (+968.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $93.20. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 122Q4 22: 127Q1 23: 126Q2 23: 125Q3 23: 134Q4 23: 146Q1 24: 145145Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022122
Q4 2022127
Q1 2023126
Q2 2023125
Q3 2023134
Q4 2023146
Q1 2024145

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 67 bought or addedQ4 22: 50 cut or sold outQ4 22Q1 23: 56 bought or addedQ1 23: 61 cut or sold outQ1 23Q2 23: 47 bought or addedQ2 23: 69 cut or sold outQ2 23Q3 23: 59 bought or addedQ3 23: 58 cut or sold outQ3 23Q4 23: 59 bought or addedQ4 23: 68 cut or sold outQ4 23Q1 24: 67 bought or addedQ1 24: 60 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226750
Q1 20235661
Q2 20234769
Q3 20235958
Q4 20235968
Q1 20246760

Biggest buyers

MORGAN STANLEY Added +743,341+743.3k
JPMORGAN CHASE & CO Added +218,798+218.8k
Cetera Investment Advisers Added +95,932+95.9k
Janney Montgomery Scott LLC Added +64,326+64.3k
WELLS FARGO & COMPANY/MN Added +60,302+60.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +20,433+20.4k
BANK OF AMERICA CORP /DE/ Added +15,298+15.3k
ROYAL BANK OF CANADA Added +15,058+15.1k
COMMONWEALTH EQUITY SERVICES, LLC Added +12,033+12.0k
Virtu Financial LLC New +11,352+11.4k

Biggest sellers

Cetera Advisor Networks LLC Sold out -69,978-70.0k
RAYMOND JAMES & ASSOCIATES Reduced -55,926-55.9k
Regal Investment Advisors LLC Reduced -50,922-50.9k
Baird Financial Group, Inc. Reduced -22,524-22.5k
Cetera Advisors LLC Sold out -22,106-22.1k
LPL Financial LLC Reduced -18,705-18.7k
Belpointe Asset Management LLC Reduced -12,816-12.8k
LVZ, Inc. Reduced -10,947-10.9k
MONECO ADVISORS, LLC Reduced -10,747-10.7k
Rockefeller Capital Management L.P. Sold out -10,668-10.7k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,105,9912.1m $196.4m $196.4m 0.01% Added +743.3k +743,341
2 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 581,801581.8k $54.2m $54.2m 0.01% Added +60.3k +60,302
3 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 536,606536.6k $50.0m $50.0m 0.03% Reduced -18.7k -18,705
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 452,895452.9k $42.2m $42.2m 0.00% Added +15.3k +15,298
5 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 384,628384.6k $35.9m $35.9m 0.01% Added +15.1k +15,058
6 Janney Montgomery Scott LLC 0.08% of their portfolio PHILADELPHIA, PA 288,217288.2k $26.9m $26.9m 0.08% Added +64.3k +64,326
7 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 266,276266.3k $24.8m $24.8m 0.00% Added +218.8k +218,798
8 Hapanowicz & Associates Financial Services, Inc 12.46% of their portfolio PITTSBURGH, PA 234,111234.1k $21.8m $21.8m 12.46% Added +1.5k +1,547
9 UBS Group AG 0.01% of their portfolio ZURICH, V8 214,530214.5k $20.0m $20.0m 0.01% Reduced -2.4k -2,390
10 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 206,529206.5k $19.3m $19.3m 0.01% Reduced -55.9k -55,926
11 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 200,490200.5k $18.7m $18.7m 0.04% Added +95.9k +95,932
12 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 189,060189.1k $17.6m $17.6m 0.03% Added +8.1k +8,100
13 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 136,843136.8k $12.8m $12.8m 0.05% Added +6.5k +6,530
14 Wealth Alliance Advisory Group, LLC 2.61% of their portfolio Wichita, KS 120,630120.6k $11.2m $11.2m 2.61% Added +6.0k +6,048
15 Main Line Retirement Advisors, LLC 7.85% of their portfolio WHITEFISH, MT 107,087107.1k $10.0m $10.0m 7.85% Added +6.1k +6,087
16 Kestra Advisory Services, LLC 0.06% of their portfolio AUSTIN, TX 97,96098.0k $9.1m $9.1m 0.06% Reduced -7.5k -7,473
17 PARK NATIONAL CORP /OH/ 0.31% of their portfolio NEWARK, OH 86,06586.1k $8.0m $8.0m 0.31% Reduced -1.8k -1,824
18 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 82,33482.3k $7.7m $7.7m 0.02% Reduced -22.5k -22,524
19 NewEdge Advisors, LLC 0.06% of their portfolio NEW ORLEANS, LA 78,60078.6k $7.3m $7.3m 0.06% Reduced -4.9k -4,887
20 Chicago Partners Investment Group LLC 0.25% of their portfolio CHICAGO, IL 66,21266.2k $5.9m $5.9m 0.25% Added +1.6k +1,583
21 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 65,40065.4k $6.1m $6.1m 0.01% Reduced -10.3k -10,325
22 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 59,58159.6k $5.6m $5.6m 0.01% Added +12.0k +12,033
23 Western Wealth Management, LLC 0.43% of their portfolio GOLDEN, CO 59,07859.1k $5.5m $5.5m 0.43% Reduced -4.9k -4,887
24 Vestmark Advisory Solutions, Inc. 0.23% of their portfolio Wakefield, MA 58,26558.3k $5.4m $5.4m 0.23% Added +1.6k +1,645
25 IFG Advisory, LLC 0.38% of their portfolio ATLANTA, GA 54,17254.2k $5.1m $5.1m 0.38% Reduced -3.8k -3,832
26 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 52,23352.2k $4.9m $4.9m 0.01% Added +488 +488
27 D.A. DAVIDSON & CO. 0.04% of their portfolio GREAT FALLS, MT 46,90746.9k $4.4m $4.4m 0.04% Reduced -425 -425
28 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 41,49941.5k $3.9m $3.9m 0.00% Added +355 +355
29 Sweet Financial Partners, LLC 0.84% of their portfolio FAIRMONT, MN 39,05039.0k $3.6m $3.6m 0.84% Added +5.2k +5,215
30 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 39,03639.0k $3.6m $3.6m 0.01% Added +3.8k +3,842
31 MTM Investment Management, LLC 1.39% of their portfolio SPARTANBURG, SC 36,02936.0k $3.4m $3.4m 1.39% Reduced -1.9k -1,927
32 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 35,57735.6k $3.3m $3.3m 0.00% Added +20.4k +20,433
33 Mainsail Financial Group, LLC 2.08% of their portfolio BELLEVUE, WA 32,42832.4k $3.0m $3.0m 2.08% Added +286 +286
34 Regal Investment Advisors LLC 0.19% of their portfolio KENTWOOD, MI 30,25430.3k $2.8m $2.8m 0.19% Reduced -50.9k -50,922
35 SILVER OAK SECURITIES, INCORPORATED 0.43% of their portfolio JACKSON, TN 30,18030.2k $2.8m $2.8m 0.43% Added +1.5k +1,522
36 Per Stirling Capital Management, LLC. 0.46% of their portfolio AUSTIN, TX 29,50229.5k $2.8m $2.8m 0.46% Reduced -2.7k -2,653
37 OneDigital Investment Advisors LLC 0.04% of their portfolio OVERLAND PARK, KS 24,35524.4k $2.3m $2.3m 0.04% Added +471 +471
38 Perennial Investment Advisors, LLC 0.33% of their portfolio Los Angeles, CA 23,38623.4k $2.2m $2.2m 0.33% Reduced -2.1k -2,072
39 RETIREMENT GUYS FORMULA LLC 1.03% of their portfolio MAUMEE, OH 22,68722.7k $2.1m $2.1m 1.03% Reduced -2.7k -2,719
40 COMERICA BANK 0.01% of their portfolio DALLAS, TX 22,35122.4k $2.1m $2.1m 0.01% Added +293 +293
41 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 19,26119.3k $1.8m $1.8m 0.00% Added +825 +825
42 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 18,15918.2k $1.7m $1.7m 0.02% Reduced -1.0k -1,005
43 Three Seasons Wealth, LLC 1.13% of their portfolio SALT LAKE CITY, UT 17,76717.8k $1.6m $1.6m 1.13% Reduced -434 -434
44 Coppell Advisory Solutions Corp. 0.31% of their portfolio COPPELL, TX 17,62617.6k $1.6m $1.6m 0.31% First filing
45 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 16,74116.7k $1.6m $1.6m 0.00% Added +2.3k +2,327
46 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 16,18216.2k $1.5m $1.5m 0.00% Added +652 +652
47 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 14,94014.9k $1.4m $1.4m 0.01% Reduced -1.7k -1,728
48 ARS Wealth Advisors Group, LLC 0.18% of their portfolio St. Petersburg, FL 13,98214.0k $1.3m $1.3m 0.18% Reduced -45 -45
49 G&S Capital LLC 0.51% of their portfolio DENVER, CO 12,25912.3k $1.1m $1.1m 0.51% Added +40 +40
50 LVZ, Inc. 0.15% of their portfolio Holland, MI 11,71311.7k $1.1m $1.1m 0.15% Reduced -10.9k -10,947
51 Virtu Financial LLC 0.08% of their portfolio New York, NY 11,35211.4k $1.1m $1.1m 0.08% New
52 Virtue Capital Management, LLC 0.18% of their portfolio BRENTWOOD, TN 11,08711.1k $987.5k $987.5k 0.18% Unchanged
53 BENJAMIN F. EDWARDS & COMPANY, INC. 0.02% of their portfolio ST. LOUIS, MO 10,61210.6k $989.0k $989.0k 0.02% Reduced -571 -571
54 Lakeridge Wealth Management LLC 0.62% of their portfolio MENTOR, OH 10,31110.3k $961.4k $961.4k 0.62% Reduced -213 -213
55 Root Financial Partners, LLC 0.27% of their portfolio ENCINITAS, CA 9,8489.8k $918.3k $918.3k 0.27% Reduced -26 -26
56 PCA Investment Advisory Services Inc. 0.48% of their portfolio CINCINNATI, OH 9,1169.1k $850.1k $850.1k 0.48% Added +352 +352
57 Cyndeo Wealth Partners, LLC 0.07% of their portfolio ST. PETERSBURG, FL 8,8878.9k $828.6k $828.6k 0.07% Added +175 +175
58 Bison Wealth, LLC 0.13% of their portfolio Atlanta, GA 8,7778.8k $818.4k $818.4k 0.13% Added +344 +344
59 DAYMARK WEALTH PARTNERS, LLC 0.04% of their portfolio CINCINNATI, OH 8,3698.4k $780.3k $780.3k 0.04% Reduced -823 -823
60 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 8,3098.3k $774.7k $774.7k 0.01% Added +774 +774
61 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 8,2228.2k $766.6k $766.6k 0.00% Reduced -238 -238
62 CITY HOLDING CO 0.11% of their portfolio CHARLESTON, WV 8,0058.0k $746.3k $746.3k 0.11% Added +2.7k +2,674
63 Tidemark, LLC 0.41% of their portfolio SAN DIEGO, CA 7,8887.9k $735.5k $735.5k 0.41% Added +2.9k +2,911
64 INDEPENDENT FINANCIAL GROUP, LLC 0.03% of their portfolio SAN DIEGO, CA 7,3577.4k $686.0k $686.0k 0.03% Reduced -340 -340
65 SMITH, MOORE & CO. 0.07% of their portfolio CLAYTON, MO 7,1767.2k $669.1k $669.1k 0.07% Added +1.9k +1,850
66 MONECO ADVISORS, LLC 0.10% of their portfolio FAIRFIELD, CT 6,9036.9k $643.6k $643.6k 0.10% Reduced -10.7k -10,747
67 Belpointe Asset Management LLC 0.05% of their portfolio RENO, NV 6,8286.8k $636.6k $636.6k 0.05% Reduced -12.8k -12,816
68 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.05% of their portfolio CEDAR RAPIDS, IA 6,8026.8k $634.2k $634.2k 0.05% Reduced -3.8k -3,753
69 Keystone Wealth Services, LLC 0.19% of their portfolio PALM DESERT, CA 6,4356.4k $600.0k $600.0k 0.19% Reduced -151 -151
70 PRINCIPAL SECURITIES, INC. 0.02% of their portfolio DES MOINES, IA 6,2646.3k $584.1k $584.1k 0.02% Added +3.7k +3,663
71 KPP Advisory Services LLC 0.15% of their portfolio Louisville, KY 5,6775.7k $529.3k $529.3k 0.15% New
72 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 5,5005.5k $512.8k $512.8k 0.01% Unchanged
73 DHJJ Financial Advisors, Ltd. 0.22% of their portfolio NAPERVILLE, IL 5,3545.4k $499.2k $499.2k 0.22% Reduced -275 -275
74 Financial Advocates Investment Management 0.03% of their portfolio OLYMPIA, WA 5,2995.3k $494.1k $494.1k 0.03% Reduced -5.9k -5,885
75 Arkadios Wealth Advisors 0.04% of their portfolio ATLANTA, GA 5,1625.2k $481.3k $481.3k 0.04% Reduced -1.9k -1,907
76 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 5,0945.1k $475.0k $475.0k 0.01% Reduced -30 -30
77 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 4,8594.9k $453.0k $453.0k 0.01% Reduced -169 -169
78 Independent Wealth Network Inc. 0.20% of their portfolio URBANDALE, IA 4,6314.6k $431.8k $431.8k 0.20% Added +15 +15
79 Solano Wealth Management, Inc. 0.24% of their portfolio Fairfield, CA 4,6204.6k $430.8k $430.8k 0.24% Unchanged
80 CWM, LLC 0.00% of their portfolio OMAHA, NE 4,4494.4k $415.0k $415.0k 0.00% Unchanged
81 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 4,4244.4k $412.5k $412.5k 0.00% Reduced -336 -336
82 Northeast Financial Consultants Inc 0.02% of their portfolio WESTPORT, CT 4,4004.4k $410.3k $410.3k 0.02% Unchanged
83 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 4,3884.4k $409.1k $409.1k 0.00% Reduced -526 -526
84 Keystone Financial Group 0.06% of their portfolio LEXINGTON, KY 4,2324.2k $394.6k $394.6k 0.06% Added +907 +907
85 American Institute for Advanced Investment Management, LLP 0.31% of their portfolio Scottsdale, AZ 4,2154.2k $393.0k $393.0k 0.31% Added +355 +355
86 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 4,2074.2k $392.3k $392.3k 0.00% Added +438 +438
87 TFG Advisers LLC 0.15% of their portfolio Auburn Hills, MI 4,0504.0k $377.6k $377.6k 0.15% Reduced -33 -33
88 Element Wealth, LLC 0.21% of their portfolio RIDGELAND, MS 3,9193.9k $365.4k $365.4k 0.21% Reduced -217 -217
89 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 3,7813.8k $352.5k $352.5k 0.00% Reduced -98 -98
90 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 3,7683.8k $351.3k $351.3k 0.01% Reduced -765 -765
91 HM PAYSON & CO 0.01% of their portfolio PORTLAND, ME 3,5403.5k $330.1k $330.1k 0.01% Unchanged
92 IAMS WEALTH MANAGEMENT, LLC 0.19% of their portfolio OMAHA, NE 3,4643.5k $312.2k $312.2k 0.19% New
93 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 3,3903.4k $316.1k $316.1k 0.00% New
94 GREAT VALLEY ADVISOR GROUP, INC. 0.01% of their portfolio WILMINGTON, DE 3,3553.4k $313.0k $313.0k 0.01% Added +1 +1
95 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 3,2873.3k $306.5k $306.5k 0.01% Added +90 +90
96 Trueblood Wealth Management, LLC 0.17% of their portfolio LIMA, OH 3,2563.3k $303.6k $303.6k 0.17% Unchanged
97 PERSONAL CFO SOLUTIONS, LLC 0.04% of their portfolio CHESTER, NJ 3,0613.1k $285.4k $285.4k 0.04% Added +89 +89
98 TKG Advisors, LLC 0.15% of their portfolio VALPARAISO, IN 2,9763.0k $277.5k $277.5k 0.15% Added +47 +47
99 WEALTH EFFECTS LLC 0.10% of their portfolio BOSTON, MA 2,9573.0k $275.7k $275.7k 0.10% Unchanged
100 Farther Finance Advisors, LLC 0.02% of their portfolio SAN FRANCISCO, CA 2,8522.9k $263.5k $263.5k 0.02% Added +1.2k +1,246