Vault-13

FIRST TR SML CP CORE ALPHA F FYX

COM SHS · ETP · CUSIP 33734Y109

146 institutional holders +12 vs Q3 2023
6,789,1966.8m shares reported held*
$621.2mreported value*
15 new 44 added 55 reduced 13 sold out net bought ≈ $38.0m (+414.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $91.49. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 122Q4 22: 127Q1 23: 126Q2 23: 125Q3 23: 134Q4 23: 146146Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022122
Q4 2022127
Q1 2023126
Q2 2023125
Q3 2023134
Q4 2023146

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 67 bought or addedQ4 22: 50 cut or sold outQ4 22Q1 23: 56 bought or addedQ1 23: 61 cut or sold outQ1 23Q2 23: 47 bought or addedQ2 23: 69 cut or sold outQ2 23Q3 23: 59 bought or addedQ3 23: 58 cut or sold outQ3 23Q4 23: 59 bought or addedQ4 23: 68 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226750
Q1 20235661
Q2 20234769
Q3 20235958
Q4 20235968

Biggest buyers

MORGAN STANLEY Added +551,721+551.7k
JPMORGAN CHASE & CO Added +43,581+43.6k
RAYMOND JAMES & ASSOCIATES Added +42,096+42.1k
Janney Montgomery Scott LLC Added +23,069+23.1k
Cambridge Investment Research Advisors, Inc. Added +18,596+18.6k
Baird Financial Group, Inc. Added +18,384+18.4k
Cetera Advisor Networks LLC Added +17,035+17.0k
Raymond James Financial Services Advisors, Inc. Added +15,843+15.8k
G&S Capital LLC New +12,219+12.2k
Hapanowicz & Associates Financial Services, Inc Added +10,726+10.7k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -77,790-77.8k
LPL Financial LLC Reduced -68,274-68.3k
CITADEL ADVISORS LLC Sold out -63,837-63.8k
ROYAL BANK OF CANADA Reduced -40,809-40.8k
FLOW TRADERS U.S. LLC Sold out -19,760-19.8k
OSAIC HOLDINGS, INC. Reduced -16,890-16.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -16,726-16.7k
Atria Wealth Solutions, Inc. Reduced -16,579-16.6k
Coppell Advisory Solutions LLC Reduced -14,562-14.6k
Virtu Financial LLC Sold out -12,326-12.3k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,362,6501.4m $124.8m $124.8m 0.01% Added +551.7k +551,721
2 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 555,311555.3k $50.8m $50.8m 0.03% Reduced -68.3k -68,274
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 521,499521.5k $47.7m $47.7m 0.01% Reduced -77.8k -77,790
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 437,597437.6k $40.1m $40.1m 0.00% Reduced -1.4k -1,392
5 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 369,570369.6k $33.8m $33.8m 0.01% Reduced -40.8k -40,809
6 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 262,455262.5k $24.0m $24.0m 0.02% Added +42.1k +42,096
7 Hapanowicz & Associates Financial Services, Inc 13.12% of their portfolio PITTSBURGH, PA 232,564232.6k $21.3m $21.3m 13.12% Added +10.7k +10,726
8 Janney Montgomery Scott LLC 0.07% of their portfolio PHILADELPHIA, PA 223,891223.9k $20.5m $20.5m 0.07% Added +23.1k +23,069
9 UBS Group AG 0.01% of their portfolio ZURICH, V8 216,920216.9k $19.9m $19.9m 0.01% Reduced -2.6k -2,553
10 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 180,960181.0k $16.6m $16.6m 0.03% Added +15.8k +15,843
11 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 130,313130.3k $11.9m $11.9m 0.05% Added +18.6k +18,596
12 Wealth Alliance Advisory Group, LLC 2.74% of their portfolio Wichita, KS 114,582114.6k $10.5m $10.5m 2.74% Added +4.1k +4,091
13 Kestra Advisory Services, LLC 0.08% of their portfolio AUSTIN, TX 105,433105.4k $9.7m $9.7m 0.08% Added +3.2k +3,184
14 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 104,858104.9k $9.6m $9.6m 0.02% Added +18.4k +18,384
15 Cetera Investment Advisers 0.08% of their portfolio SCHAUMBURG, IL 104,558104.6k $9.6m $9.6m 0.08% Added +2.6k +2,623
16 Main Line Retirement Advisors, LLC 8.03% of their portfolio WHITEFISH, MT 101,000101.0k $9.2m $9.2m 8.03% First filing
17 PARK NATIONAL CORP /OH/ 0.33% of their portfolio NEWARK, OH 87,88987.9k $8.0m $8.0m 0.33% Added +9.1k +9,070
18 WEALTHSOURCE PARTNERS, LLC 0.51% of their portfolio SAN LUIS OBISPO, CA 85,22885.2k $7.8m $7.8m 0.51% Reduced -786 -786
19 NewEdge Advisors, LLC 0.07% of their portfolio NEW ORLEANS, LA 83,48783.5k $7.6m $7.6m 0.07% Reduced -166 -166
20 Regal Investment Advisors LLC 0.56% of their portfolio KENTWOOD, MI 81,17681.2k $7.4m $7.4m 0.56% Reduced -1.2k -1,187
21 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 75,72575.7k $6.9m $6.9m 0.01% Reduced -16.9k -16,890
22 Cetera Advisor Networks LLC 0.04% of their portfolio EL SEGUNDO, CA 69,97870.0k $6.4m $6.4m 0.04% Added +17.0k +17,035
23 Chicago Partners Investment Group LLC 0.26% of their portfolio CHICAGO, IL 64,62964.6k $5.7m $5.7m 0.26% Added +2.4k +2,405
24 Western Wealth Management, LLC 0.42% of their portfolio GOLDEN, CO 63,96564.0k $5.9m $5.9m 0.42% Reduced -1.1k -1,103
25 IFG Advisory, LLC 0.39% of their portfolio ATLANTA, GA 58,00458.0k $5.3m $5.3m 0.39% Reduced -1.6k -1,586
26 Vestmark Advisory Solutions, Inc. 0.26% of their portfolio Wakefield, MA 56,62056.6k $5.2m $5.2m 0.26% Reduced -123 -123
27 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 51,74551.7k $4.7m $4.7m 0.01% Reduced -1.4k -1,425
28 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 47,54847.5k $4.4m $4.4m 0.01% Reduced -3.7k -3,702
29 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 47,47847.5k $4.3m $4.3m 0.00% Added +43.6k +43,581
30 D.A. DAVIDSON & CO. 0.04% of their portfolio GREAT FALLS, MT 47,33247.3k $4.3m $4.3m 0.04% Reduced -2.5k -2,476
31 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 41,14441.1k $3.8m $3.8m 0.00% Added +3.5k +3,517
32 MTM Investment Management, LLC 1.59% of their portfolio SPARTANBURG, SC 37,95638.0k $3.5m $3.5m 1.59% Reduced -488 -488
33 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 35,19435.2k $3.2m $3.2m 0.01% Added +189 +189
34 Sweet Financial Partners, LLC 0.74% of their portfolio FAIRMONT, MN 33,83533.8k $3.1m $3.1m 0.74% Added +10.0k +10,010
35 Per Stirling Capital Management, LLC. 0.54% of their portfolio AUSTIN, TX 32,15532.2k $2.9m $2.9m 0.54% Reduced -2.4k -2,427
36 Mainsail Financial Group, LLC 2.14% of their portfolio BELLEVUE, WA 32,14232.1k $2.8m $2.8m 2.14% Added +2.4k +2,374
37 SILVER OAK SECURITIES, INCORPORATED 0.35% of their portfolio JACKSON, TN 28,65828.7k $2.6m $2.6m 0.35% Added +1.4k +1,417
38 Perennial Investment Advisors, LLC 0.39% of their portfolio Los Angeles, CA 25,45825.5k $2.3m $2.3m 0.39% Reduced -4.1k -4,130
39 RETIREMENT GUYS FORMULA LLC 1.25% of their portfolio MAUMEE, OH 25,40625.4k $2.3m $2.3m 1.25% Reduced -870 -870
40 OneDigital Investment Advisors LLC 0.04% of their portfolio OVERLAND PARK, KS 23,88423.9k $2.2m $2.2m 0.04% Added +1.3k +1,274
41 LVZ, Inc. 0.29% of their portfolio Holland, MI 22,66022.7k $2.1m $2.1m 0.29% Reduced -2.4k -2,354
42 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 22,10622.1k $2.0m $2.0m 0.03% Added +266 +266
43 COMERICA BANK 0.01% of their portfolio DALLAS, TX 22,05822.1k $2.0m $2.0m 0.01% Reduced -142 -142
44 Belpointe Asset Management LLC 0.16% of their portfolio RENO, NV 19,64419.6k $1.8m $1.8m 0.16% Reduced -1.3k -1,340
45 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 19,16419.2k $1.8m $1.8m 0.02% Added +624 +624
46 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 18,43618.4k $1.7m $1.7m 0.00% Added +1.3k +1,301
47 Three Seasons Wealth, LLC 1.47% of their portfolio SALT LAKE CITY, UT 18,20118.2k $1.7m $1.7m 1.47% Reduced -1.1k -1,084
48 MONECO ADVISORS, LLC 0.31% of their portfolio FAIRFIELD, CT 17,65017.6k $1.6m $1.6m 0.31% Reduced -2.4k -2,425
49 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 16,66816.7k $1.5m $1.5m 0.01% Added +5.6k +5,557
50 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 15,53015.5k $1.4m $1.4m 0.00% Added +328 +328
51 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 15,14415.1k $1.4m $1.4m 0.00% Reduced -16.7k -16,726
52 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 14,41414.4k $1.3m $1.3m 0.00% Added +8.1k +8,118
53 ARS Wealth Advisors Group, LLC 0.19% of their portfolio St. Petersburg, FL 14,02714.0k $1.3m $1.3m 0.19% Reduced -1.0k -1,026
54 G&S Capital LLC 0.53% of their portfolio DENVER, CO 12,21912.2k $1.1m $1.1m 0.53% New
55 Financial Advocates Investment Management 0.07% of their portfolio OLYMPIA, WA 11,18411.2k $1.0m $1.0m 0.07% Reduced -1.2k -1,154
56 BENJAMIN F. EDWARDS & COMPANY, INC. 0.02% of their portfolio ST. LOUIS, MO 11,18311.2k $1.0m $1.0m 0.02% Added +643 +643
57 Virtue Capital Management, LLC 0.20% of their portfolio BRENTWOOD, TN 11,08711.1k $978.0k $978.0k 0.20% Added +29 +29
58 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 10,66810.7k $976.8k $976.8k 0.00% New
59 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.09% of their portfolio CEDAR RAPIDS, IA 10,55510.6k $966.5k $966.5k 0.09% Reduced -299 -299
60 Lakeridge Wealth Management LLC 0.70% of their portfolio MENTOR, OH 10,52410.5k $963.6k $963.6k 0.70% First filing
61 Root Financial Partners, LLC 0.34% of their portfolio ENCINITAS, CA 9,8749.9k $904.1k $904.1k 0.34% Reduced -500 -500
62 DAYMARK WEALTH PARTNERS, LLC 0.05% of their portfolio CINCINNATI, OH 9,1929.2k $841.6k $841.6k 0.05% Reduced -773 -773
63 PCA Investment Advisory Services Inc. 0.53% of their portfolio CINCINNATI, OH 8,7648.8k $802.4k $802.4k 0.53% Reduced -2.7k -2,707
64 Cyndeo Wealth Partners, LLC 0.07% of their portfolio ST. PETERSBURG, FL 8,7128.7k $797.7k $797.7k 0.07% Added +652 +652
65 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 8,6008.6k $787.4k $787.4k 0.00% Added +200 +200
66 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 8,4608.5k $774.6k $774.6k 0.00% Reduced -7.1k -7,136
67 Bison Wealth, LLC 0.14% of their portfolio Atlanta, GA 8,4338.4k $772.1k $772.1k 0.14% Reduced -170 -170
68 INDEPENDENT FINANCIAL GROUP, LLC 0.04% of their portfolio SAN DIEGO, CA 7,6977.7k $704.7k $704.7k 0.04% Reduced -816 -816
69 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 7,5357.5k $689.9k $689.9k 0.01% Added +50 +50
70 Arkadios Wealth Advisors 0.05% of their portfolio ATLANTA, GA 7,0697.1k $647.2k $647.2k 0.05% Reduced -4.9k -4,922
71 Keystone Wealth Services, LLC 0.21% of their portfolio PALM DESERT, CA 6,5866.6k $603.0k $603.0k 0.21% Reduced -802 -802
72 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 6,4066.4k $586.5k $586.5k 0.02% Reduced -428 -428
73 DHJJ Financial Advisors, Ltd. 0.24% of their portfolio NAPERVILLE, IL 5,6295.6k $515.4k $515.4k 0.24% Added +87 +87
74 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 5,5005.5k $503.6k $503.6k 0.01% Unchanged
75 CITY HOLDING CO 0.08% of their portfolio CHARLESTON, WV 5,3315.3k $488.0k $488.0k 0.08% Added +4.2k +4,186
76 SMITH, MOORE & CO. 0.06% of their portfolio CLAYTON, MO 5,3265.3k $487.6k $487.6k 0.06% Reduced -136 -136
77 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 5,1245.1k $469.2k $469.2k 0.01% Added +500 +500
78 Snowden Capital Advisors LLC 0.02% of their portfolio New York, NY 5,0285.0k $460.3k $460.3k 0.02% Reduced -35 -35
79 Tidemark, LLC 0.29% of their portfolio SAN DIEGO, CA 4,9775.0k $455.7k $455.7k 0.29% First filing
80 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 4,9144.9k $449.9k $449.9k 0.00% Unchanged
81 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 4,7604.8k $435.8k $435.8k 0.00% Added +336 +336
82 Solano Wealth Management, Inc. 0.26% of their portfolio Fairfield, CA 4,6204.6k $423.0k $423.0k 0.26% Reduced -500 -500
83 Independent Wealth Network Inc. 0.22% of their portfolio URBANDALE, IA 4,6164.6k $422.6k $422.6k 0.22% Reduced -57 -57
84 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 4,5334.5k $415.0k $415.0k 0.01% Reduced -91 -91
85 CWM, LLC 0.00% of their portfolio OMAHA, NE 4,4494.4k $407.0k $407.0k 0.00% Unchanged
86 Northeast Financial Consultants Inc 0.02% of their portfolio WESTPORT, CT 4,4004.4k $402.9k $402.9k 0.02% Unchanged
87 Element Wealth, LLC 0.24% of their portfolio RIDGELAND, MS 4,1364.1k $378.7k $378.7k 0.24% Reduced -229 -229
88 TFG Advisers LLC 0.16% of their portfolio Auburn Hills, MI 4,0834.1k $373.9k $373.9k 0.16% Reduced -742 -742
89 Coppell Advisory Solutions LLC 0.07% of their portfolio COPPELL, TX 4,0644.1k $372.1k $372.1k 0.07% Reduced -14.6k -14,562
90 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 3,8793.9k $355.1k $355.1k 0.00% Reduced -61 -61
91 American Institute for Advanced Investment Management, LLP 0.31% of their portfolio Scottsdale, AZ 3,8603.9k $353.4k $353.4k 0.31% Reduced -4.4k -4,351
92 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 3,7693.8k $345.1k $345.1k 0.00% Added +263 +263
93 HM PAYSON & CO 0.01% of their portfolio PORTLAND, ME 3,5403.5k $324.1k $324.1k 0.01% Unchanged
94 IHT Wealth Management, LLC 0.01% of their portfolio Chicago, IL 3,4973.5k $320.2k $320.2k 0.01% New
95 GREAT VALLEY ADVISOR GROUP, INC. 0.01% of their portfolio WILMINGTON, DE 3,3543.4k $307.0k $307.0k 0.01% Added +5 +5
96 Keystone Financial Group 0.05% of their portfolio LEXINGTON, KY 3,3253.3k $304.4k $304.4k 0.05% Added +745 +745
97 Trueblood Wealth Management, LLC 0.19% of their portfolio LIMA, OH 3,2563.3k $298.1k $298.1k 0.19% First filing
98 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 3,2273.2k $287.7k $287.7k 0.00% Added +438 +438
99 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 3,1973.2k $292.7k $292.7k 0.01% Reduced -503 -503
100 PERSONAL CFO SOLUTIONS, LLC 0.05% of their portfolio CHESTER, NJ 2,9723.0k $272.2k $272.2k 0.05% Reduced -399 -399