Vault-13

FIRST TR SML CP CORE ALPHA F FYX

COM SHS · ETP · CUSIP 33734Y109

134 institutional holders +9 vs Q2 2023
6,253,8176.3m shares reported held*
$504.1mreported value*
15 new 44 added 48 reduced 10 sold out net bought ≈ $24.6m (+304.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $80.61. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 122Q4 22: 127Q1 23: 126Q2 23: 125Q3 23: 134134Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022122
Q4 2022127
Q1 2023126
Q2 2023125
Q3 2023134

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 67 bought or addedQ4 22: 50 cut or sold outQ4 22Q1 23: 56 bought or addedQ1 23: 61 cut or sold outQ1 23Q2 23: 47 bought or addedQ2 23: 69 cut or sold outQ2 23Q3 23: 59 bought or addedQ3 23: 58 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226750
Q1 20235661
Q2 20234769
Q3 20235958

Biggest buyers

MORGAN STANLEY Added +146,280+146.3k
CITADEL ADVISORS LLC New +63,837+63.8k
Vestmark Advisory Solutions, Inc. New +56,743+56.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +31,870+31.9k
WELLS FARGO & COMPANY/MN Added +28,324+28.3k
PARK NATIONAL CORP /OH/ Added +23,466+23.5k
Raymond James Financial Services Advisors, Inc. Added +23,095+23.1k
COMERICA BANK New +22,200+22.2k
Cambridge Investment Research Advisors, Inc. Added +21,390+21.4k
Coppell Advisory Solutions LLC Added +17,948+17.9k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -74,427-74.4k
LPL Financial LLC Reduced -35,520-35.5k
Baird Financial Group, Inc. Reduced -31,299-31.3k
UBS Group AG Reduced -19,893-19.9k
D.A. DAVIDSON & CO. Reduced -18,622-18.6k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -12,583-12.6k
TRUIST FINANCIAL CORP Reduced -8,491-8.5k
U.S. Capital Wealth Advisors, LLC Sold out -7,803-7.8k
Rockefeller Capital Management L.P. Sold out -7,528-7.5k
DAYMARK WEALTH PARTNERS, LLC Reduced -6,440-6.4k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 810,929810.9k $65.4m $65.4m 0.01% Added +146.3k +146,280
2 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 623,585623.6k $50.3m $50.3m 0.04% Reduced -35.5k -35,520
3 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 599,289599.3k $48.3m $48.3m 0.02% Added +28.3k +28,324
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 438,989439.0k $35.4m $35.4m 0.00% Reduced -74.4k -74,427
5 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 410,379410.4k $33.1m $33.1m 0.01% Added +4.9k +4,933
6 Hapanowicz & Associates Financial Services, Inc 12.71% of their portfolio PITTSBURGH, PA 221,838221.8k $17.9m $17.9m 12.71% Added +9.4k +9,415
7 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 220,359220.4k $17.8m $17.8m 0.01% Reduced -51 -51
8 UBS Group AG 0.01% of their portfolio ZURICH, V8 219,473219.5k $17.7m $17.7m 0.01% Reduced -19.9k -19,893
9 Janney Montgomery Scott LLC 0.06% of their portfolio PHILADELPHIA, PA 200,822200.8k $16.2m $16.2m 0.06% Added +2.8k +2,844
10 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 165,117165.1k $13.3m $13.3m 0.02% Added +23.1k +23,095
11 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 111,717111.7k $9.0m $9.0m 0.04% Added +21.4k +21,390
12 Wealth Alliance Advisory Group, LLC 2.64% of their portfolio Wichita, KS 110,491110.5k $8.9m $8.9m 2.64% Added +2.5k +2,475
13 Kestra Advisory Services, LLC 0.08% of their portfolio AUSTIN, TX 102,249102.2k $8.2m $8.2m 0.08% Added +12.4k +12,355
14 Cetera Investment Advisers 0.07% of their portfolio SCHAUMBURG, IL 101,935101.9k $8.2m $8.2m 0.07% Added +7.1k +7,118
15 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 92,61592.6k $7.5m $7.5m 0.01% Added +12.8k +12,829
16 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 86,47486.5k $7.0m $7.0m 0.02% Reduced -31.3k -31,299
17 WEALTHSOURCE PARTNERS, LLC 0.47% of their portfolio SAN LUIS OBISPO, CA 86,01486.0k $6.9m $6.9m 0.47% Added +239 +239
18 NewEdge Advisors, LLC 0.07% of their portfolio NEW ORLEANS, LA 83,65383.7k $6.7m $6.7m 0.07% Added +10.2k +10,191
19 Regal Investment Advisors LLC 0.57% of their portfolio KENTWOOD, MI 82,36382.4k $6.6m $6.6m 0.57% Added +3.6k +3,584
20 PARK NATIONAL CORP /OH/ 0.29% of their portfolio NEWARK, OH 78,81978.8k $6.4m $6.4m 0.29% Added +23.5k +23,466
21 Western Wealth Management, LLC 0.44% of their portfolio GOLDEN, CO 65,06865.1k $5.2m $5.2m 0.44% Reduced -3.8k -3,795
22 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 63,83763.8k $5.1m $5.1m 0.01% New
23 Chicago Partners Investment Group LLC 0.25% of their portfolio CHICAGO, IL 62,22462.2k $4.7m $4.7m 0.25% Added +5.9k +5,856
24 IFG Advisory, LLC 0.41% of their portfolio ATLANTA, GA 59,59059.6k $4.8m $4.8m 0.41% Reduced -400 -400
25 Vestmark Advisory Solutions, Inc. 0.33% of their portfolio Wakefield, MA 56,74356.7k $4.6m $4.6m 0.33% New
26 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 53,17053.2k $4.3m $4.3m 0.01% Reduced -1.2k -1,207
27 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 52,94352.9k $4.3m $4.3m 0.03% Added +8.2k +8,224
28 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 51,25051.2k $4.1m $4.1m 0.01% Reduced -12.6k -12,583
29 D.A. DAVIDSON & CO. 0.04% of their portfolio GREAT FALLS, MT 49,80849.8k $4.0m $4.0m 0.04% Reduced -18.6k -18,622
30 MTM Investment Management, LLC 1.57% of their portfolio SPARTANBURG, SC 38,44438.4k $3.1m $3.1m 1.57% Reduced -642 -642
31 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 37,62737.6k $3.0m $3.0m 0.00% Added +902 +902
32 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 35,00535.0k $2.8m $2.8m 0.01% Added +1.4k +1,437
33 Per Stirling Capital Management, LLC. 0.58% of their portfolio AUSTIN, TX 34,58234.6k $2.8m $2.8m 0.58% Added +2.1k +2,063
34 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 31,87031.9k $2.6m $2.6m 0.00% New
35 Mainsail Financial Group, LLC 2.15% of their portfolio BELLEVUE, WA 29,76829.8k $2.4m $2.4m 2.15% Added +994 +994
36 Perennial Investment Advisors, LLC 0.44% of their portfolio Los Angeles, CA 29,58829.6k $2.4m $2.4m 0.44% Reduced -1.2k -1,199
37 SILVER OAK SECURITIES, INCORPORATED 0.48% of their portfolio JACKSON, TN 27,24127.2k $2.2m $2.2m 0.48% Added +3.4k +3,364
38 RETIREMENT GUYS FORMULA LLC 1.48% of their portfolio MAUMEE, OH 26,27626.3k $2.1m $2.1m 1.48% Reduced -1.5k -1,541
39 LVZ, Inc. 0.33% of their portfolio Holland, MI 25,01425.0k $2.0m $2.0m 0.33% Added +225 +225
40 Sweet Financial Partners, LLC 0.51% of their portfolio FAIRMONT, MN 23,82523.8k $1.9m $1.9m 0.51% Added +3.6k +3,615
41 OneDigital Investment Advisors LLC 0.04% of their portfolio OVERLAND PARK, KS 22,61022.6k $1.8m $1.8m 0.04% Reduced -868 -868
42 COMERICA BANK 0.01% of their portfolio DALLAS, TX 22,20022.2k $1.8m $1.8m 0.01% New
43 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 21,84021.8k $1.8m $1.8m 0.03% Added +2.3k +2,254
44 Belpointe Asset Management LLC 0.18% of their portfolio RENO, NV 20,98421.0k $1.7m $1.7m 0.18% Reduced -524 -524
45 MONECO ADVISORS, LLC 0.44% of their portfolio FAIRFIELD, CT 20,07520.1k $1.6m $1.6m 0.44% Reduced -412 -412
46 FLOW TRADERS U.S. LLC 0.07% of their portfolio NEW YORK, NY 19,76019.8k $1.6m $1.6m 0.07% Reduced -4.2k -4,227
47 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 19,50019.5k $1.6m $1.6m 0.02% Reduced -3.6k -3,554
48 Three Seasons Wealth, LLC 1.53% of their portfolio SALT LAKE CITY, UT 19,28519.3k $1.6m $1.6m 1.53% First filing
49 Coppell Advisory Solutions LLC 0.50% of their portfolio COPPELL, TX 18,62618.6k $1.5m $1.5m 0.50% Added +17.9k +17,948
50 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 18,54018.5k $1.5m $1.5m 0.02% Added +3.2k +3,197
51 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 17,13517.1k $1.4m $1.4m 0.00% Added +55 +55
52 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 15,59615.6k $1.3m $1.3m 0.00% Added +400 +400
53 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 15,20215.2k $1.2m $1.2m 0.00% Reduced -8.5k -8,491
54 ARS Wealth Advisors Group, LLC 0.20% of their portfolio St. Petersburg, FL 15,05315.1k $1.2m $1.2m 0.20% Added +5 +5
55 Financial Advocates Investment Management 0.07% of their portfolio OLYMPIA, WA 12,33812.3k $995.2k $995.2k 0.07% Reduced -2.9k -2,926
56 Virtu Financial LLC 0.10% of their portfolio New York, NY 12,32612.3k $994.0k $994.0k 0.10% Added +9.1k +9,101
57 Arkadios Wealth Advisors 0.09% of their portfolio ATLANTA, GA 11,99112.0k $967.2k $967.2k 0.09% Reduced -258 -258
58 PCA Investment Advisory Services Inc. 0.66% of their portfolio CINCINNATI, OH 11,47111.5k $925.2k $925.2k 0.66% Reduced -25 -25
59 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 11,11111.1k $896.0k $896.0k 0.00% Reduced -186 -186
60 Virtue Capital Management, LLC 0.15% of their portfolio BRENTWOOD, TN 11,05811.1k $902.5k $902.5k 0.15% Unchanged
61 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.09% of their portfolio CEDAR RAPIDS, IA 10,85410.9k $875.5k $875.5k 0.09% Reduced -3.4k -3,360
62 BENJAMIN F. EDWARDS & COMPANY, INC. 0.03% of their portfolio ST. LOUIS, MO 10,54010.5k $850.0k $850.0k 0.03% Added +261 +261
63 Root Financial Partners, LLC 0.44% of their portfolio ENCINITAS, CA 10,37410.4k $836.8k $836.8k 0.44% Reduced -1.4k -1,361
64 DAYMARK WEALTH PARTNERS, LLC 0.06% of their portfolio CINCINNATI, OH 9,96510.0k $803.7k $803.7k 0.06% Reduced -6.4k -6,440
65 Bison Wealth, LLC 0.13% of their portfolio Atlanta, GA 8,6038.6k $693.9k $693.9k 0.13% Reduced -385 -385
66 INDEPENDENT FINANCIAL GROUP, LLC 0.04% of their portfolio SAN DIEGO, CA 8,5138.5k $686.6k $686.6k 0.04% Added +719 +719
67 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 8,4268.4k $679.6k $679.6k 0.02% New
68 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 8,4008.4k $677.5k $677.5k 0.00% Unchanged
69 American Institute for Advanced Investment Management, LLP 0.63% of their portfolio Scottsdale, AZ 8,2118.2k $684.4k $684.4k 0.63% Added +2.4k +2,431
70 Cyndeo Wealth Partners, LLC 0.07% of their portfolio ST. PETERSBURG, FL 8,0608.1k $650.1k $650.1k 0.07% Added +221 +221
71 COMERICA SECURITIES,INC. 0.05% of their portfolio DETROIT, MI 7,8347.8k $631.9k $631.9k 0.05% Reduced -122 -122
72 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 7,4857.5k $603.8k $603.8k 0.01% Reduced -81 -81
73 Keystone Wealth Services, LLC 0.23% of their portfolio PALM DESERT, CA 7,3887.4k $595.9k $595.9k 0.23% Reduced -55 -55
74 HARBOUR INVESTMENTS, INC. 0.03% of their portfolio MADISON, WI 6,8346.8k $551.2k $551.2k 0.03% Reduced -27 -27
75 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 6,2966.3k $507.8k $507.8k 0.00% New
76 KPP Advisory Services LLC 0.15% of their portfolio Louisville, KY 5,7775.8k $465.9k $465.9k 0.15% First filing
77 DHJJ Financial Advisors, Ltd. 0.23% of their portfolio NAPERVILLE, IL 5,5425.5k $447.0k $447.0k 0.23% Added +2 +2
78 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 5,5005.5k $443.6k $443.6k 0.01% Unchanged
79 SMITH, MOORE & CO. 0.06% of their portfolio CLAYTON, MO 5,4625.5k $440.6k $440.6k 0.06% Added +11 +11
80 Solano Wealth Management, Inc. 0.29% of their portfolio Fairfield, CA 5,1205.1k $413.0k $413.0k 0.29% Unchanged
81 Snowden Capital Advisors LLC 0.02% of their portfolio New York, NY 5,0635.1k $408.4k $408.4k 0.02% Reduced -3.1k -3,128
82 IAMS WEALTH MANAGEMENT, LLC 0.28% of their portfolio OMAHA, NE 5,0265.0k $405.4k $405.4k 0.28% New
83 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 4,9144.9k $396.4k $396.4k 0.00% Reduced -99 -99
84 TFG Advisers LLC 0.18% of their portfolio Auburn Hills, MI 4,8254.8k $389.2k $389.2k 0.18% Reduced -225 -225
85 Independent Wealth Network Inc. 0.23% of their portfolio URBANDALE, IA 4,6734.7k $376.9k $376.9k 0.23% Reduced -545 -545
86 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 4,6244.6k $373.0k $373.0k 0.01% Added +114 +114
87 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 4,6244.6k $373.0k $373.0k 0.01% Added +171 +171
88 CWM, LLC 0.00% of their portfolio OMAHA, NE 4,4494.4k $359.0k $359.0k 0.00% Added +1.5k +1,538
89 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 4,4244.4k $356.8k $356.8k 0.00% Unchanged
90 Northeast Financial Consultants Inc 0.02% of their portfolio WESTPORT, CT 4,4004.4k $354.9k $354.9k 0.02% Unchanged
91 Element Wealth, LLC 0.26% of their portfolio RIDGELAND, MS 4,3654.4k $352.1k $352.1k 0.26% Reduced -142 -142
92 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 3,9403.9k $317.7k $317.7k 0.00% Added +94 +94
93 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 3,8973.9k $314.3k $314.3k 0.00% Added +678 +678
94 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 3,7003.7k $298.4k $298.4k 0.01% Reduced -495 -495
95 HM PAYSON & CO 0.01% of their portfolio PORTLAND, ME 3,5403.5k $285.5k $285.5k 0.01% Reduced -743 -743
96 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 3,5063.5k $282.8k $282.8k 0.00% First filing
97 PERSONAL CFO SOLUTIONS, LLC 0.05% of their portfolio CHESTER, NJ 3,3713.4k $272.0k $272.0k 0.05% New
98 GREAT VALLEY ADVISOR GROUP, INC. 0.01% of their portfolio WILMINGTON, DE 3,3493.3k $270.0k $270.0k 0.01% Added +2 +2
99 Gladstone Institutional Advisory LLC 0.02% of their portfolio Bedminster, NJ 3,0013.0k $242.0k $242.0k 0.02% Added +19 +19
100 WEALTH EFFECTS LLC 0.12% of their portfolio BOSTON, MA 2,9563.0k $238.5k $238.5k 0.12% Unchanged