Vault-13

FIRST TR EXCHANGE TRADED FD FGD

DJ GLBL DIVID · ETP · CUSIP 33734X200

138 institutional holders +9 vs Q3 2024
12,264,82012.3m shares reported held*
$272.8mreported value*
15 new 46 added 39 reduced 13 sold out net bought ≈ $20.2m (+910.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($510.8k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $22.24. Options: 2 managers hold calls ($84.5k notional), 0 hold puts (—).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 121Q4 22: 130Q1 23: 126Q2 23: 128Q3 23: 122Q4 23: 129Q1 24: 126Q2 24: 129Q3 24: 129Q4 24: 138138Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022121
Q4 2022130
Q1 2023126
Q2 2023128
Q3 2023122
Q4 2023129
Q1 2024126
Q2 2024129
Q3 2024129
Q4 2024138

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 57 bought or addedQ1 23: 57 cut or sold outQ2 23: 60 bought or addedQ2 23: 61 cut or sold outQ2 23Q3 23: 50 bought or addedQ3 23: 56 cut or sold outQ4 23: 56 bought or addedQ4 23: 58 cut or sold outQ4 23Q1 24: 45 bought or addedQ1 24: 69 cut or sold outQ2 24: 46 bought or addedQ2 24: 63 cut or sold outQ2 24Q3 24: 57 bought or addedQ3 24: 52 cut or sold outQ4 24: 61 bought or addedQ4 24: 52 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20235757
Q2 20236061
Q3 20235056
Q4 20235658
Q1 20244569
Q2 20244663
Q3 20245752
Q4 20246152

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$25k$50k$75k$100kQ1 24 calls: $11.4kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —Q3 24 calls: $0Q3 24 puts: $0Q3 24P/C —Q4 24 calls: $84.5kQ4 24 puts: $0Q4 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2024$11.4k$00.00
Q2 2024$0$0—
Q3 2024$0$0—
Q4 2024$84.5k$00.00

Biggest buyers

WELLS FARGO & COMPANY/MN Added +509,299+509.3k
JANE STREET GROUP, LLC New +162,024+162.0k
LPL Financial LLC Added +152,965+153.0k
ROYAL BANK OF CANADA Added +111,976+112.0k
B.O.S.S. Retirement Advisors, LLC Added +89,941+89.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +71,286+71.3k
PARK NATIONAL CORP /OH/ Added +70,729+70.7k
BANK OF AMERICA CORP /DE/ Added +53,963+54.0k
UBS Group AG Added +51,102+51.1k
MORGAN STANLEY Added +39,291+39.3k

Biggest sellers

AMERIPRISE FINANCIAL INC Reduced -443,018-443.0k
Cetera Investment Advisers Reduced -22,722-22.7k
Simplicity Wealth,LLC Sold out -16,017-16.0k
LANARK FINANCIAL, INC. Reduced -13,422-13.4k
Csenge Advisory Group Sold out -12,467-12.5k
Private Portfolio Partners LLC Sold out -10,495-10.5k
Envestnet Portfolio Solutions, Inc. Sold out -10,001-10.0k
Owen LaRue, LLC Sold out -10,000-10.0k
BlueChip Wealth Advisors LLC Reduced -9,986-10.0k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -9,592-9.6k

Biggest calls

CITADEL ADVISORS LLC New $84.5k3.8k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,927,2201.9m $42.9m $42.9m 0.01% Added +509.3k +509,299
2 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 1,609,5621.6m $35.8m $35.8m 0.01% Added +153.0k +152,965
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 997,695997.7k $22.2m $22.2m 0.00% Added +39.3k +39,291
4 AE Wealth Management LLC 0.17% of their portfolio TOPEKA, KS 915,772915.8k $20.4m $20.4m 0.17% Added +27.1k +27,117
5 FUKOKU MUTUAL LIFE INSURANCE Co 1.01% of their portfolio TOKYO, M0 632,000632.0k $14.1m $14.1m 1.01% Unchanged
6 UBS Group AG 0.00% of their portfolio ZURICH, V8 612,119612.1k $13.6m $13.6m 0.00% Added +51.1k +51,102
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 483,867483.9k $10.8m $10.8m 0.00% Added +54.0k +53,963
8 PARK NATIONAL CORP /OH/ 0.34% of their portfolio NEWARK, OH 420,476420.5k $9.4m $9.4m 0.34% Added +70.7k +70,729
9 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 381,002381.0k $8.5m $8.5m 0.00% Reduced -443.0k -443,018
10 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 298,303298.3k $6.6m $6.6m 0.00% Added +112.0k +111,976
11 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 223,919223.9k $5.0m $5.0m 0.00% Reduced -4.1k -4,139
12 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 222,615222.6k $5.0m $5.0m 0.00% First filing
13 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 182,460182.5k $4.1m $4.1m 0.00% Added +3.3k +3,305
14 Lynx Investment Advisory 2.62% of their portfolio WASHINGTON, DC, DC 172,969173.0k $3.8m $3.8m 2.62% Added +8.6k +8,643
15 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 162,024162.0k $3.6m $3.6m 0.01% New
16 ForthRight Wealth Management, LLC 1.08% of their portfolio ALPHARETTA, GA 145,547145.5k $3.2m $3.2m 1.08% Added +2.4k +2,423
17 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 128,656128.7k $2.9m $2.9m 0.00% Reduced -9.6k -9,592
18 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 122,005122.0k $2.7m $2.7m 0.01% Added +12.5k +12,469
19 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 118,081118.1k $2.6m $2.6m 0.02% Reduced -992 -992
20 Creekside Partners 1.31% of their portfolio PETALUMA, CA 113,429113.4k $2.5m $2.5m 1.31% Reduced -5.3k -5,316
21 Twelve Points Wealth Management LLC 0.71% of their portfolio CONCORD, MA 111,324111.3k $2.5m $2.5m 0.71% Added +21.6k +21,619
22 B.O.S.S. Retirement Advisors, LLC 0.68% of their portfolio Lehi, UT 109,409109.4k $2.4m $2.4m 0.68% Added +89.9k +89,941
23 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 106,323106.3k $2.4m $2.4m 0.00% Added +8.7k +8,726
24 SMART Wealth LLC 0.82% of their portfolio Omaha, NE 104,062104.1k $2.3m $2.3m 0.82% Added +9.6k +9,617
25 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 101,286101.3k $2.3m $2.3m 0.00% Reduced -3.0k -3,023
26 Harvest Investment Services, LLC 0.47% of their portfolio Oakbrook Terrace, IL 85,52285.5k $1.9m $1.9m 0.47% Added +885 +885
27 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 82,26282.3k $1.8m $1.8m 0.00% Reduced -1.7k -1,656
28 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 82,10782.1k $1.8m $1.8m 0.01% Added +9.0k +9,042
29 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 73,37573.4k $1.6m $1.6m 0.00% Reduced -22.7k -22,722
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 71,28671.3k $1.6m $1.6m 0.00% New
31 Trueblood Wealth Management, LLC 0.71% of their portfolio LIMA, OH 64,66164.7k $1.4m $1.4m 0.71% Added +429 +429
32 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 63,88263.9k $1.4m $1.4m 0.02% Added +6.4k +6,370
33 Mission Creek Capital Partners, Inc. 0.29% of their portfolio SAN FRANCISCO, CA 60,69260.7k $1.3m $1.3m 0.29% Added +676 +676
34 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 60,44260.4k $1.3m $1.3m 0.01% Reduced -1.8k -1,835
35 Elevated Capital Advisors, LLC 0.35% of their portfolio SANDY, UT 57,41857.4k $1.3m $1.3m 0.35% Reduced -157 -157
36 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 55,69355.7k $1.2m $1.2m 0.01% Added +7.7k +7,668
37 WealthBridge Capital Management, LLC 0.29% of their portfolio WESTERVILLE, OH 47,28547.3k $1.1m $1.1m 0.29% Added +5.5k +5,459
38 L.M. KOHN & COMPANY 0.26% of their portfolio CINCINNATI, OH 45,56545.6k $1.0m $1.0m 0.26% Added +2.1k +2,089
39 TCFG WEALTH MANAGEMENT, LLC 0.48% of their portfolio LAGUNA NIGUEL, CA 43,06443.1k $957.7k $957.7k 0.48% Reduced -33 -33
40 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 40,26040.3k $895.4k $895.4k 0.03% Reduced -225 -225
41 COTTONWOOD CAPITAL ADVISORS, LLC 0.53% of their portfolio SALT LAKE CITY, UT 33,29433.3k $740.5k $740.5k 0.53% Added +2.0k +2,037
42 Concurrent Investment Advisors, LLC 0.02% of their portfolio Tampa, FL 30,45530.5k $677.3k $677.3k 0.02% Reduced -64 -64
43 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 30,16630.2k $670.9k $670.9k 0.00% Added +2.0k +2,030
44 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 29,59729.6k $658.2k $658.2k 0.00% Reduced -611 -611
45 Waverly Advisors, LLC 0.01% of their portfolio BIRMINGHAM, AL 28,26728.3k $628.6k $628.6k 0.01% Added +595 +595
46 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 27,86327.9k $619.7k $619.7k 0.01% Added +521 +521
47 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 27,29827.3k $607.1k $607.1k 0.00% Added +31 +31
48 Capital Investment Advisory Services, LLC 0.06% of their portfolio RALEIGH, NC 26,69526.7k $593.7k $593.7k 0.06% Reduced -7.2k -7,160
49 Triumph Capital Management 0.20% of their portfolio DENVER, CO 26,34526.3k $585.9k $585.9k 0.20% Reduced -10 -10
50 DDFG, Inc 0.16% of their portfolio THOUSAND OAKS, CA 24,75724.8k $550.6k $550.6k 0.16% Reduced -2.7k -2,745
51 Quest 10 Wealth Builders, Inc. 0.51% of their portfolio Fuquay-Varina, VA 22,96923.0k $510.8k $510.8k 0.51% First filing
52 Intellectus Partners, LLC 0.11% of their portfolio SAN FRANCISCO, CA 22,40722.4k $498.3k $498.3k 0.11% Reduced -5.0k -4,957
53 Authentikos Wealth Advisory, LLC 0.45% of their portfolio MORGAN HILL, CA 20,36220.4k $452.9k $452.9k 0.45% Reduced -1.4k -1,361
54 COMERICA BANK 0.00% of their portfolio DALLAS, TX 19,82119.8k $440.8k $440.8k 0.00% Reduced -2.6k -2,560
55 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 19,37319.4k $430.9k $430.9k 0.00% Added +8.6k +8,639
56 Rockport Wealth LLC 0.20% of their portfolio Fairview Park, OH 18,96819.0k $457.3k $457.3k 0.20% Unchanged
57 Advisors Capital Management, LLC 0.01% of their portfolio RIDGEWOOD, NJ 18,74118.7k $416.8k $416.8k 0.01% Unchanged
58 Foundations Investment Advisors, LLC 0.01% of their portfolio PHOENIX, AZ 16,88216.9k $375.5k $375.5k 0.01% Reduced -441 -441
59 Western Wealth Management, LLC 0.02% of their portfolio GOLDEN, CO 16,72916.7k $372.1k $372.1k 0.02% Added +36 +36
60 LifeWealth Investments, LLC 0.23% of their portfolio WINTER GARDEN, FL 15,65315.7k $348.1k $348.1k 0.23% First filing
61 ORG Partners LLC 0.05% of their portfolio ROANOKE, IN 15,48115.5k $344.3k $344.3k 0.05% New
62 GPS Wealth Strategies Group, LLC 0.04% of their portfolio CENTENNIAL, CO 15,10715.1k $336.0k $336.0k 0.04% Added +1.9k +1,873
63 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 14,12914.1k $314.2k $314.2k 0.00% Added +188 +188
64 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 14,06014.1k $312.7k $312.7k 0.00% New
65 Mariner, LLC 0.00% of their portfolio Overland Park, KS 13,96614.0k $310.6k $310.6k 0.00% Added +4.4k +4,415
66 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 13,79913.8k $306.0k $306.0k 0.00% New
67 SignalPoint Asset Management, LLC 0.07% of their portfolio SPRINGFIELD, MO 13,73113.7k $305.4k $305.4k 0.07% Unchanged
68 BlueChip Wealth Advisors LLC 0.17% of their portfolio Milton, GA 13,63413.6k $303.2k $303.2k 0.17% Reduced -10.0k -9,986
69 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 13,41913.4k $298.4k $298.4k 0.01% Added +500 +500
70 BENJAMIN EDWARDS INC 0.00% of their portfolio Clayton, MO 13,40413.4k $298.1k $298.1k 0.00% Added +639 +639
71 CHOREO, LLC 0.00% of their portfolio ROCKFORD, IL 13,18613.2k $293.9k $293.9k 0.00% New
72 RETIREMENT GUYS FORMULA LLC 0.14% of their portfolio MAUMEE, OH 12,61012.6k $280.4k $280.4k 0.14% Added +145 +145
73 Triad Wealth Partners, LLC 0.10% of their portfolio LAWRENCE, KS 12,56912.6k $279.5k $279.5k 0.10% Reduced -5.2k -5,239
74 Financial Advocates Investment Management 0.02% of their portfolio OLYMPIA, WA 12,20412.2k $271.4k $271.4k 0.02% Reduced -27 -27
75 Main Street Financial Solutions, LLC 0.03% of their portfolio NEWTOWN, PA 12,07612.1k $268.6k $268.6k 0.03% Added +60 +60
76 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 12,03012.0k $267.5k $267.5k 0.00% New
77 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 11,56811.6k $257.3k $257.3k 0.00% Reduced -639 -639
78 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 11,50811.5k $255.9k $255.9k 0.00% Added +783 +783
79 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 11,46511.5k $255.0k $255.0k 0.00% New
80 Worth Financial Advisory Group, LLC 0.15% of their portfolio CHARLOTTE, NC 11,07111.1k $246.2k $246.2k 0.15% Reduced -425 -425
81 PRIVATE TRUST CO NA 0.03% of their portfolio CLEVELAND, OH 10,95010.9k $243.5k $243.5k 0.03% Unchanged
82 Proactive Wealth Strategies LLC 0.13% of their portfolio MARIETTA, GA 10,94610.9k $243.0k $243.0k 0.13% Added +3 +3
83 Slagle Financial, LLC 0.11% of their portfolio Edwardsville, IL 10,84910.8k $241.3k $241.3k 0.11% Reduced -284 -284
84 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 10,76510.8k $239.4k $239.4k 0.00% Reduced -1.7k -1,738
85 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 10,76410.8k $239.4k $239.4k 0.00% Added +13 +13
86 Matrix Trust Co 0.04% of their portfolio DENVER, CO 10,70210.7k $238.0k $238.0k 0.04% Added +9.5k +9,469
87 HOWE & RUSLING INC 0.02% of their portfolio ROCHESTER, NY 10,62610.6k $236.3k $236.3k 0.02% Reduced -142 -142
88 U.S. Capital Wealth Advisors, LLC 0.01% of their portfolio AUSTIN, TX 10,60410.6k $235.8k $235.8k 0.01% Unchanged
89 KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio AUSTIN, TX 10,54610.5k $234.5k $234.5k 0.00% Added +32 +32
90 Park Square Financial Group, LLC 0.16% of their portfolio ROSWELL, GA 10,47610.5k $233.0k $233.0k 0.16% First filing
91 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 10,45210.5k $232.5k $232.5k 0.00% Unchanged
92 Holistic Financial Partners 0.11% of their portfolio INDIANAPOLIS, IN 9,5779.6k $213.0k $213.0k 0.11% Unchanged
93 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 9,3029.3k $206.9k $206.9k 0.01% Reduced -2.2k -2,177
94 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 8,3838.4k $186.4k $186.4k 0.01% Unchanged
95 FLP Wealth Management, LLC 0.46% of their portfolio BENTONVILLE, AR 8,0618.1k $179.3k $179.3k 0.46% First filing
96 Archer Investment Corp 0.05% of their portfolio Carmel, IN 7,7117.7k $171.5k $171.5k 0.05% Unchanged
97 Transce3nd, LLC 0.03% of their portfolio BUDA, TX 4,2284.2k $94.0k $94.0k 0.03% First filing
98 Sandy Spring Bank 0.00% of their portfolio Olney, MD 3,7183.7k $82.7k $82.7k 0.00% Added +62 +62
99 Global Trust Asset Management, LLC 0.03% of their portfolio PALM BEACH GARDENS, FL 3,4803.5k $77.4k $77.4k 0.03% New
100 AdvisorNet Financial, Inc 0.01% of their portfolio MINNETONKA, MN 3,3683.4k $74.9k $74.9k 0.01% Added +57 +57