Vault-13

FIRST TR EXCHANGE TRADED FD FGD

DJ GLBL DIVID · ETP · CUSIP 33734X200

129 institutional holders +7 vs Q3 2023
16,994,25017.0m shares reported held*
$379.1mreported value*
13 new 43 added 45 reduced 13 sold out net sold ≈ $1.8m (-67.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $22.31. Options: 2 managers hold calls ($11.1k notional), 0 hold puts (—).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 121Q4 22: 130Q1 23: 126Q2 23: 128Q3 23: 122Q4 23: 129129Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022121
Q4 2022130
Q1 2023126
Q2 2023128
Q3 2023122
Q4 2023129

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 55 bought or addedQ4 22: 59 cut or sold outQ4 22Q1 23: 57 bought or addedQ1 23: 57 cut or sold outQ1 23Q2 23: 60 bought or addedQ2 23: 61 cut or sold outQ2 23Q3 23: 50 bought or addedQ3 23: 56 cut or sold outQ3 23Q4 23: 56 bought or addedQ4 23: 58 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225559
Q1 20235757
Q2 20236061
Q3 20235056
Q4 20235658

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5k$10k$15kQ1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $11.1kQ4 23 puts: $0Q4 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2023$0$0—
Q2 2023$0$0—
Q3 2023$0$0—
Q4 2023$11.1k$00.00

Biggest buyers

MORGAN STANLEY Added +865,338+865.3k
AMERIPRISE FINANCIAL INC Added +416,289+416.3k
FLOW TRADERS U.S. LLC Added +182,645+182.6k
CITADEL ADVISORS LLC Added +53,355+53.4k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +50,219+50.2k
ROYAL BANK OF CANADA Added +39,929+39.9k
Transamerica Financial Advisors, LLC Added +26,029+26.0k
AE Wealth Management LLC Added +23,037+23.0k
Western Wealth Management, LLC New +15,628+15.6k
WINTRUST INVESTMENTS LLC New +14,790+14.8k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -478,563-478.6k
FIRST TRUST ADVISORS LP Reduced -367,578-367.6k
Hibernia Wealth Partners, LLC Sold out -206,203-206.2k
Private Advisor Group, LLC Reduced -123,327-123.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -84,374-84.4k
LPL Financial LLC Reduced -69,425-69.4k
OSAIC HOLDINGS, INC. Reduced -59,644-59.6k
OLD MISSION CAPITAL LLC Reduced -56,608-56.6k
JANE STREET GROUP, LLC Reduced -52,137-52.1k
Prospera Financial Services Inc Sold out -51,764-51.8k

Biggest calls

CITADEL ADVISORS LLC New $11.1k500 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,634,6942.6m $58.6m $58.6m 0.00% Added +865.3k +865,338
2 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 1,958,9812.0m $44.9m $44.9m 0.01% Added +416.3k +416,289
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,618,5151.6m $36.0m $36.0m 0.01% Reduced -478.6k -478,563
4 FIRST TRUST ADVISORS LP 0.04% of their portfolio Wheaton, IL 1,572,1081.6m $35.0m $35.0m 0.04% Reduced -367.6k -367,578
5 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,295,2331.3m $28.8m $28.8m 0.02% Reduced -69.4k -69,425
6 AE Wealth Management LLC 0.13% of their portfolio TOPEKA, KS 1,182,7561.2m $26.1m $26.1m 0.13% Added +23.0k +23,037
7 UBS Group AG 0.01% of their portfolio ZURICH, V8 765,506765.5k $17.0m $17.0m 0.01% Reduced -48.5k -48,481
8 FUKOKU MUTUAL LIFE INSURANCE Co 1.17% of their portfolio TOKYO, M0 632,000632.0k $14.1m $14.1m 1.17% Unchanged
9 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 458,207458.2k $10.2m $10.2m 0.00% Added +12.2k +12,163
10 PARK NATIONAL CORP /OH/ 0.31% of their portfolio NEWARK, OH 345,524345.5k $7.7m $7.7m 0.31% Added +14.6k +14,560
11 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 342,060342.1k $7.6m $7.6m 0.01% Reduced -52.1k -52,137
12 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 263,685263.7k $5.9m $5.9m 0.00% Reduced -12.0k -11,994
13 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 215,196215.2k $4.8m $4.8m 0.00% Added +39.9k +39,929
14 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 214,909214.9k $4.8m $4.8m 0.01% Added +50.2k +50,219
15 FLOW TRADERS U.S. LLC 0.14% of their portfolio NEW YORK, NY 201,282201.3k $4.5m $4.5m 0.14% Added +182.6k +182,645
16 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 181,573181.6k $4.0m $4.0m 0.00% Reduced -12.5k -12,489
17 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 165,711165.7k $3.7m $3.7m 0.00% Reduced -7.2k -7,245
18 ForthRight Wealth Management, LLC 1.29% of their portfolio ALPHARETTA, GA 149,357149.4k $3.3m $3.3m 1.29% Added +1.4k +1,432
19 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 143,470143.5k $3.2m $3.2m 0.01% Added +3.5k +3,495
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 115,204115.2k $2.6m $2.6m 0.00% Reduced -84.4k -84,374
21 U.S. Capital Wealth Advisors, LLC 0.10% of their portfolio AUSTIN, TX 111,043111.0k $2.5m $2.5m 0.10% Reduced -28.1k -28,127
22 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 109,240109.2k $2.4m $2.4m 0.01% Reduced -29.4k -29,359
23 Steward Partners Investment Advisory, LLC 0.03% of their portfolio STAMFORD, CT 94,97995.0k $2.1m $2.1m 0.03% Reduced -5.9k -5,912
24 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 92,62192.6k $2.1m $2.1m 0.00% Reduced -15.1k -15,144
25 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 90,16090.2k $2.0m $2.0m 0.00% Reduced -33.1k -33,054
26 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 88,37788.4k $2.0m $2.0m 0.01% Added +1.1k +1,108
27 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 87,78887.8k $2.0m $2.0m 0.01% Added +5.8k +5,827
28 Harvest Investment Services, LLC 0.81% of their portfolio Oakbrook Terrace, IL 78,95279.0k $1.8m $1.8m 0.81% Added +8.5k +8,514
29 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 74,46674.5k $1.7m $1.7m 0.00% Added +53.4k +53,355
30 Twelve Points Wealth Management LLC 0.74% of their portfolio CONCORD, MA 69,78669.8k $1.6m $1.6m 0.74% Reduced -1.0k -1,036
31 B.O.S.S. Retirement Advisors, LLC 0.30% of their portfolio Lehi, UT 68,92168.9k $1.5m $1.5m 0.30% Added +7.1k +7,076
32 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 63,96864.0k $1.4m $1.4m 0.00% Reduced -44.8k -44,801
33 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 62,26662.3k $1.4m $1.4m 0.02% Added +2.4k +2,388
34 Mission Creek Capital Partners, Inc. 0.35% of their portfolio SAN FRANCISCO, CA 60,96061.0k $1.4m $1.4m 0.35% Reduced -2.7k -2,655
35 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 57,15757.2k $1.3m $1.3m 0.00% Reduced -59.6k -59,644
36 Trueblood Wealth Management, LLC 0.78% of their portfolio LIMA, OH 56,13856.1k $1.2m $1.2m 0.78% First filing
37 Elevated Capital Advisors, LLC 0.38% of their portfolio SANDY, UT 54,03054.0k $1.2m $1.2m 0.38% Added +2.5k +2,525
38 Capital Investment Advisory Services, LLC 0.10% of their portfolio RALEIGH, NC 47,06547.1k $1.0m $1.0m 0.10% Reduced -4.3k -4,303
39 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 44,29444.3k $986.0k $986.0k 0.01% Added +2.0k +2,047
40 Transamerica Financial Advisors, LLC 0.13% of their portfolio CEDAR RAPIDS, IA 41,94241.9k $934.0k $934.0k 0.13% Added +26.0k +26,029
41 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 41,11241.1k $915.2k $915.2k 0.01% Reduced -6.7k -6,695
42 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 37,18737.2k $827.8k $827.8k 0.02% Reduced -56.6k -56,608
43 DDFG, Inc 0.26% of their portfolio THOUSAND OAKS, CA 34,31234.3k $763.8k $763.8k 0.26% Added +1.2k +1,197
44 Concurrent Investment Advisors, LLC 0.04% of their portfolio Tampa, FL 34,09234.1k $758.9k $758.9k 0.04% First filing
45 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 33,78333.8k $752.0k $752.0k 0.00% Added +1.9k +1,903
46 L.M. KOHN & COMPANY 0.24% of their portfolio CINCINNATI, OH 33,70833.7k $750.3k $750.3k 0.24% Reduced -397 -397
47 Triumph Capital Management 0.32% of their portfolio DENVER, CO 33,59133.6k $747.7k $747.7k 0.32% Reduced -4.3k -4,279
48 BlueChip Wealth Advisors LLC 0.51% of their portfolio Milton, GA 32,44332.4k $722.2k $722.2k 0.51% First filing
49 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 30,24230.2k $670.0k $670.0k 0.00% Reduced -30.7k -30,745
50 WealthBridge Capital Management, LLC 0.24% of their portfolio WESTERVILLE, OH 28,93728.9k $644.1k $644.1k 0.24% Added +884 +884
51 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 27,75527.8k $617.8k $617.8k 0.01% Added +909 +909
52 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 27,25127.3k $606.6k $606.6k 0.01% Added +202 +202
53 Sigma Planning Corp 0.05% of their portfolio ANN ARBOR, MI 26,33626.3k $586.2k $586.2k 0.05% Reduced -17.9k -17,873
54 StrategIQ Financial Group, LLC 0.07% of their portfolio MERRILLVILLE, IN 26,21626.2k $583.6k $583.6k 0.07% Added +9.3k +9,273
55 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 24,53424.5k $546.1k $546.1k 0.00% Reduced -123.3k -123,327
56 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 24,10024.1k $536.5k $536.5k 0.01% Added +7.0k +6,953
57 Slagle Financial, LLC 0.15% of their portfolio Edwardsville, IL 23,69023.7k $263.7k $263.7k 0.15% Added +11.9k +11,860
58 LANARK FINANCIAL, INC. 0.05% of their portfolio BIRMINGHAM, AL 23,60723.6k $525.0k $525.0k 0.05% Added +280 +280
59 COTTONWOOD CAPITAL ADVISORS, LLC 0.41% of their portfolio SALT LAKE CITY, UT 22,63822.6k $503.9k $503.9k 0.41% Added +886 +886
60 COMERICA BANK 0.00% of their portfolio DALLAS, TX 21,26621.3k $473.4k $473.4k 0.00% Added +4.5k +4,492
61 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 20,58920.6k $458.3k $458.3k 0.01% Reduced -11.6k -11,613
62 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 20,23120.2k $450.4k $450.4k 0.01% Added +7.6k +7,562
63 Authentikos Wealth Advisory, LLC 0.48% of their portfolio MORGAN HILL, CA 20,18220.2k $449.3k $449.3k 0.48% Reduced -2.9k -2,904
64 Virtue Capital Management, LLC 0.09% of their portfolio BRENTWOOD, TN 19,53619.5k $433.5k $433.5k 0.09% Added +5.3k +5,293
65 Advisors Capital Management, LLC 0.01% of their portfolio RIDGEWOOD, NJ 18,74118.7k $417.0k $417.0k 0.01% Reduced -2.1k -2,100
66 Foundations Investment Advisors, LLC 0.01% of their portfolio PHOENIX, AZ 18,62118.6k $414.5k $414.5k 0.01% Reduced -17.6k -17,644
67 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 17,19717.2k $382.8k $382.8k 0.01% Added +866 +866
68 Private Portfolio Partners LLC 0.09% of their portfolio PARAMUS, NJ 16,81016.8k $374.2k $374.2k 0.09% Reduced -3.7k -3,669
69 RETIREMENT GUYS FORMULA LLC 0.20% of their portfolio MAUMEE, OH 16,69016.7k $371.5k $371.5k 0.20% Reduced -654 -654
70 Western Wealth Management, LLC 0.03% of their portfolio GOLDEN, CO 15,62815.6k $347.9k $347.9k 0.03% New
71 Main Street Financial Solutions, LLC 0.04% of their portfolio NEWTOWN, PA 14,89214.9k $331.5k $331.5k 0.04% Added +40 +40
72 WINTRUST INVESTMENTS LLC 0.03% of their portfolio CHICAGO, IL 14,79014.8k $329.0k $329.0k 0.03% New
73 GPS Wealth Strategies Group, LLC 0.06% of their portfolio CENTENNIAL, CO 14,09714.1k $313.8k $313.8k 0.06% Reduced -183 -183
74 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 13,89713.9k $309.3k $309.3k 0.00% New
75 SignalPoint Asset Management, LLC 0.09% of their portfolio SPRINGFIELD, MO 13,85213.9k $308.0k $308.0k 0.09% Reduced -937 -937
76 Kowal Investment Group, LLC 0.07% of their portfolio BROOKFIELD, WI 13,35513.4k $297.3k $297.3k 0.07% Reduced -1.3k -1,270
77 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 12,14512.1k $270.3k $270.3k 0.00% New
78 Financial Advocates Investment Management 0.02% of their portfolio OLYMPIA, WA 11,60011.6k $258.2k $258.2k 0.02% New
79 Csenge Advisory Group 0.02% of their portfolio CLEARWATER, FL 11,34411.3k $252.5k $252.5k 0.02% Added +7 +7
80 HOWE & RUSLING INC 0.03% of their portfolio ROCHESTER, NY 11,00011.0k $244.9k $244.9k 0.03% Reduced -1.0k -1,024
81 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 10,81610.8k $240.8k $240.8k 0.01% Unchanged
82 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 10,72210.7k $238.7k $238.7k 0.00% Added +14 +14
83 PRIVATE TRUST CO NA 0.03% of their portfolio CLEVELAND, OH 10,28510.3k $228.9k $228.9k 0.03% Added +8.0k +7,980
84 Worth Financial Advisory Group, LLC 0.18% of their portfolio CHARLOTTE, NC 10,14210.1k $225.8k $225.8k 0.18% Unchanged
85 Holistic Financial Partners 0.13% of their portfolio INDIANAPOLIS, IN 9,8459.8k $219.2k $219.2k 0.13% Unchanged
86 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 9,8139.8k $218.4k $218.4k 0.01% First filing
87 Simplicity Wealth,LLC 0.08% of their portfolio SUMMIT, NJ 9,3139.3k $207.3k $207.3k 0.08% New
88 TFG Advisers LLC 0.09% of their portfolio Auburn Hills, MI 9,2559.3k $206.0k $206.0k 0.09% New
89 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 8,3838.4k $186.6k $186.6k 0.01% Reduced -2.4k -2,365
90 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 7,7547.8k $173.0k $173.0k 0.00% Added +225 +225
91 Archer Investment Corp 0.06% of their portfolio Carmel, IN 7,7117.7k $171.6k $171.6k 0.06% Reduced -75 -75
92 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 6,7736.8k $150.8k $150.8k 0.00% Reduced -1.1k -1,140
93 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 6,5376.5k $145.5k $145.5k 0.01% Reduced -1.3k -1,284
94 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 5,8605.9k $130.5k $130.5k 0.00% Added +1.4k +1,448
95 CREATIVE FINANCIAL DESIGNS INC /ADV 0.01% of their portfolio KOKOMO, IN 5,4305.4k $120.9k $120.9k 0.01% Reduced -1.2k -1,190
96 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 5,1005.1k $113.5k $113.5k 0.00% Unchanged
97 Pineridge Advisors LLC 0.03% of their portfolio ST. CHARLES, MO 4,4704.5k $99.5k $99.5k 0.03% First filing
98 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 3,8783.9k $84.8k $84.8k 0.00% Reduced -336 -336
99 Sandy Spring Bank 0.00% of their portfolio Olney, MD 3,4423.4k $76.6k $76.6k 0.00% Added +40 +40
100 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 3,3003.3k $73.5k $73.5k 0.00% New